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Britain’s Informal Empire in Spain, 1830-1950. Free Trade, Protectionism and Military Power Nick Sharman full chapter instant download
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BRITAIN AND THE WORLD
Nick Sharman
Britain and the World
Series Editors
Martin Farr
School of History
Newcastle University
Newcastle Upon Tyne, UK
Michelle D. Brock
Department of History
Washington and Lee University
Lexington, VA, USA
Eric G. E. Zuelow
Department of History
University of New England
Biddeford, ME, USA
Britain and the World is a series of books on ‘British world’ history. The
editors invite book proposals from historians of all ranks on the ways in
which Britain has interacted with other societies from the sixteenth cen-
tury to the present. The series is sponsored by the Britain and the World
society.
Britain and the World is made up of people from around the world who
share a common interest in Britain, its history, and its impact on the wider
world. The society serves to link the various intellectual communities
around the world that study Britain and its international influence from
the seventeenth century to the present. It explores the impact of Britain
on the world through this book series, an annual conference, and the
Britain and the World peer-reviewed journal.
Martin Farr (martin.farr@newcastle.ac.uk) is General Series Editor for
the Britain and the World book series. Michelle D. Brock (brockm@wlu.
edu) is Series Editor for titles focusing on the pre-1800 period and Eric
G. E. Zuelow (ezuelow@une.edu) is Series Editor for titles covering the
post-1800 period.
Britain’s Informal
Empire in Spain,
1830–1950
Free Trade, Protectionism and Military Power
Nick Sharman
University of Nottingham
Nottingham, UK
© The Editor(s) (if applicable) and The Author(s), under exclusive licence to Springer
Nature Switzerland AG 2021
This work is subject to copyright. All rights are solely and exclusively licensed by the
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publication does not imply, even in the absence of a specific statement, that such names are
exempt from the relevant protective laws and regulations and therefore free for general use.
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Preface
Less than two weeks after the military uprising in Spain in July 1936,
Britain’s Conservative Foreign Secretary Anthony Eden abandoned the
democratically elected Republican government by denying it the supply of
arms. His non-intervention policy effectively guaranteed the eventual vic-
tory of the rebel army and its fascist supporters within and outside Spain.
A decade later, in January 1947, Britain’s reforming Labour Government,
many of whose members had vigorously supported the Republic during
the Civil War, refused to support United Nations initiatives to remove the
Franco dictatorship and return democracy to Spain in the aftermath of the
comprehensive defeat of European fascism. Both decisions were justified
by the immediate political issues of the day, appeasement in the 1930s,
anti-communism in the 1940s. The outcome, however, was the same,
government of Spain by an authoritarian, anti-democratic regime. Both
Britain’s major parties, committed in principle to democratic governance,
had decided that maintenance of social order by a fascist dictator in Spain
was preferable to the uncertainties of a return to democracy. This book
grew from my interest in this apparent paradox and my conclusion that
behind the unity of political purpose were the underlying economic inter-
ests of Britain’s industrial and trade-based empire. As I pursued this inter-
est, three interlocking themes emerged: first was the deeply entangled,
though unbalanced, relationship between the two countries’ economies.
The second was the substantial impact that the British Empire’s free trade
policy had on the development of the Spanish economy and its domestic
v
vi PREFACE
ix
x Contents
10 Conclusion219
References225
Index233
PART I
Britain and Spain have been strongly interconnected since the two coun-
tries first achieved a measure of national unity in the sixteenth century.
Although the relationship was one of the most consistently important for
both nations, it was rarely one of equals. In its ‘golden’ sixteenth century,
Spain was the first global empire and a dominant power in Western Europe,
while England, as it then was, lay on the margins of the continent. During
the seventeenth and eighteenth centuries Spain’s power declined, while
England, later Britain, itself established a worldwide commercial empire.
The result was an intense rivalry, focussed mainly on control of the
Mediterranean and Atlantic trade routes and the entangled American
empires of the two countries. The Napoleonic Wars were a watershed for
the relationship: French occupation and loss of its naval fleet, critical to
the protection of its colonies, left Spain severely weakened. Meanwhile,
Britain, already the world’s leading commercial power based on its naval
dominance, was set on an astonishing economic growth path springing
from its leadership of the Industrial Revolution.
The Congress of Vienna in 1815 settled the peace and the relationship
between the great European powers and gave Britain a dominant role in
the continent’s diplomacy for the next century. In the following decade,
the loss of its South American colonies confirmed Spain’s marginal posi-
tion among the European great powers. For Britain, Spain’s main diplo-
matic interest now lay in the potential alliances it might make with the
other powers to threaten its Atlantic trade routes. This paramount con-
cern meant that Spain remained a vital imperial defence issue, right up to
the twilight of its Empire in the aftermath of the Second World War.
However, Britain’s concern with Spain had another, more openly eco-
nomic element: its substantial domestic and colonial markets and its
unparalleled mineral wealth. This combination of geopolitical and directly
economic factors led to a series of British interventions in Spanish politics,
from its military support for the liberal monarchists in the Carlist Civil War
of the 1830s to Churchill’s desperate attempts to prevent Spain from join-
ing the Axis powers in 1940. The consequence of this long-standing stra-
tegic and economic engagement was that Britain had a major influence in
shaping modern Spain. This book is about the interventions Britain made
to secure its imperial interests and the effects they had on Spain. It con-
cludes that, in effect, the country became an ‘informal’ colony of Britain,
a concept for which theoretical support was set out by Gallagher and
Robinson in their celebrated 1953 Economic Review article, ‘The
Imperialism of Free Trade’.1 Their central hypothesis was that, by the early
nineteenth century, Britain’s industrialisation was the foundation of an
extraordinary expansion of trade, people and investment, an ‘ever extend-
ing and intensifying development of overseas regions’. Britain’s imperial-
ism was ‘a sufficient political function of this process of integrating new
regions into the expanding economy’, one aspect of which was to ensure
guarantees of strategic protection for British interests.2 Their second major
proposition was that Britain’s approach depended on how far local elites
were prepared to cooperate: Britain would only take direct control of ter-
ritories if these elites were unable or unwilling to safeguard British inter-
ests. They summed this up in their well-known aphorism: ‘trade with
informal control if possible; trade with rule where necessary’.3
The story of the Anglo-Spanish economic relationship during the nine-
teenth and first half of the twentieth century closely fits this theoretical
framework. Britain used its imperial power, formal and informal, to shape
Spain’s economic and political development to ensure the strategic secu-
rity of its trade routes and the critically important raw materials and
markets for its industrial products. Spain was incorporated into Britain’s
1
Gallagher, J and Robinson, R ‘The Imperialism of Free Trade’, Economic History Review
Vol. VI, No 1, 1953.
2
Ibid. 5–6.
3
Ibid. 13.
1 INFORMAL IMPERIALISM AND THE BRITISH EMPIRE 5
6
Nadal, J El fracaso de la Revolución Industrial en España, 1814–1913, Ariel, Barcelona,
1975, 226; Tortella, G Banking, Railroads and Industry in Spain 1829–1874, Arno Press,
1977, 12. Pro, J La Construcción del Estado en España, Madrid, 2019, 147 and 547. Pro
highlights the enormous task facing the liberal monarchists in reconstructing an effective
state to support the newly capitalist markets almost from scratch in the 1830s, an enterprise
that took over a century.
7
For example, Wood, E The Origin of Capitalism, Verso, 2017 (2002), 151.
8
Araquistáin, writer and leading politician in the Second Republic, argued that ‘the origi-
nal sin of Spain, the cause of our backwardness, is the moral decadence of the typical Spaniard.
What is rotten in Spain, what spreads the corruption, is the Spanish character’. Araquistáin,
L España en el Crisol, Barcelona, 1920, 234. In the wake of the 1898 ‘Disaster’ when the
country lost its last colonies in the Spanish-American War, Ortega y Gasset titled one of his
major polemical works ‘Invertebrate Spain’.
9
Carr, R Spain 1808–1939, Oxford, 1966, 27.
10
Tortella (1977) 4.
1 INFORMAL IMPERIALISM AND THE BRITISH EMPIRE 7
11
As Maluquer de Motes points out, ‘the industrial bourgeoisie, basically Catalan, were
able to intervene as a trigger for the bourgeois revolution and as an ally over the period but
were never able to become the dominant class in the process’ (p. 51). Maluquer de Motes, J
El socialismo en España 1833–1868, Barcelona, 1977, 51.
8 N. SHARMAN
Telling this story over the longue durée of a century highlights the
important—and often underappreciated—role the Anglo-Spanish rela-
tionship played in European history, most notably during the two world
wars. More broadly, it illustrates the combination of political and eco-
nomic processes by which Britain’s competitive market model was trans-
mitted to the weaker pre-capitalist societies of Europe and how different
sections of these societies resisted this model. In Spain, these opponents
were roughly divided into two groups: on the one hand, conservative
landowners and aristocrats, intent on preserving their traditional privi-
leges, and on the other, nationalist reformers, many of them industrialist
protectionists. Both these factions were bitterly opposed to a third group,
the commercial and political elites, most of whom were supporters of free
trade. The result was a chronic, often confused, conflict over objectives
and policies which a weak state consistently failed to resolve effectively.
The book concludes that Britain’s free trade campaign and Spain’s defen-
sive and contradictory reaction were two sides of a single process of infor-
mal economic imperialism, from which Britain gained by far the greater
advantage.
12
Gallagher and Robinson (1953) 3.
10 N. SHARMAN
priorities of Britain’s diplomatic and military power: its role was now to
‘enforce’ the general conditions necessary to sustain free trade with these
informal territories, rather than, as in traditional empires, to police trade
and investment monopolies and enforce order within directly ruled colo-
nies.15 Gallagher and Robinson showed how this approach, consistently
applied for over a century, amounted to an ‘imperialism of free trade’.16
They pointed to examples, notably in Africa and South America, where
political and commercial pressures had been successfully applied to secure
Britain’s access to markets and investment opportunities. British direct
rule had only followed when it was clear, as it was in the case of Egypt, that
local political collaboration was either unsuccessful or unachievable.
An important aspect of Gallagher and Robinson’s approach was the
emphasis they gave to the politics of the ‘periphery’ in this process. Rather
than a single form of imperialism driven by the imperatives of the metro-
politan centre, they suggested there was a strong element of contingency
in Britain’s imperial project:
The type of political line between the expanding economy and its formal
and informal dependencies […] tended to vary with the economic value of
the territory, the strength of its political structure, the readiness of its rulers
to collaborate with British commercial and strategic purposes, the ability of
the native society to undergo economic change without external control,
the extent to which domestic and foreign political situations permitted
British intervention and finally how far European rivals allowed British pol-
icy a free hand.17
The character of imperial power was therefore ‘largely decided by the vari-
ous and changing relationships between the political and economic ele-
ments of expansion in any particular region and time’.18 The process of
15
Davis and Huttenback summarised this process: ‘the second British Empire was founded
on ambitions for increased foreign trade, as a chain of trading posts protected by strategically
placed naval bases with the aim of ensuring profits were not diminished by expense of colo-
nisation and the costs of warfare’. Davis, L and Huttenback, R Mammon and the pursuit of
Empire: the economics of British imperialism, Cambridge, 1988.
16
Grady and Grocott rename this ‘imperialism for free trade’, as its aim was ‘to create and
maintain unequal economic relationships with developing economies’. Grocott, C and
Grady, J ‘Naked Abroad: The continuing imperialism of free trade’, Capital & Class, 2014,
v38(3) 541–562, 544.
17
Gallagher and Robinson (1953) 6–7.
18
Ibid. 5–6.
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My good Lord Sinnatus,
I once was at the hunting of a lion.
Roused by the clamour of the chase he woke,
Came to the front of the wood—his monarch mane
Bristled about his quick ears—he stood there
Staring upon the hunter. A score of dogs
Gnaw’d at his ankles: at the last he felt
The trouble of his feet, put forth one paw,
Slew four, and knew it not, and so remain’d
Staring upon the hunter: and this Rome
Will crush you if you wrestle with her; then
Save for some slight report in her own Senate
Scarce know what she has done.
(Aside.) Would I could move him,
Provoke him any way! (Aloud.) The Lady Camma,
Wise I am sure as she is beautiful,
Will close with me that to submit at once
Is better than a wholly-hopeless war,
Our gallant citizens murder’d all in vain,
Son, husband, brother gash’d to death in vain,
And the small state more cruelly trampled on
Than had she never moved.
Camma.
Sinnatus.
Synorix (bowing).
Sinnatus.
Synorix.
What is Synorix?
Sinnatus.
Synorix.
Camma.
Enter Attendant.
Attendant (aside).
Sinnatus (aside).
Attendant (aside).
Ay, my lord.
Synorix (overhearing).
Sinnatus (aloud).
[Exit.
Synorix.
Camma.
[Coming closer.
Camma.
Synorix.
Camma.
Synorix.
Camma.
Synorix.
See,
I tear it all to pieces, never dream’d
Of acting on it.
Camma.
Synorix.
Camma.
What plot?
Synorix.
Camma.
Synorix.
Brave—ay—too brave, too over-confident,
Too like to ruin himself, and you, and me!
Who else, with this black thunderbolt of Rome
Above him, would have chased the stag to-day
In the full face of all the Roman camp?
A miracle that they let him home again,
Not caught, maim’d, blinded him.
[Camma shudders.
Camma.
Synorix.
Synorix.
Camma.
I fear not.
Synorix.
Think,—torture,—death,—and come.
Camma.
I will, I will.
And I will not betray you.
Synorix (aside).
Sinnatus.
Thou art that Synorix! One whom thou hast wrong’d
Without there, knew thee with Antonius.
They howl for thee, to rend thee head from limb.
Synorix.
Sinnatus.
Synorix.
[Exit.
Sinnatus.
[Exit Attendant.
Camma.
Is he—that—Synorix?
Sinnatus.
Only one,
And he perhaps mistaken in the face.
Sinnatus.
Camma.
Sinnatus.
Camma.
Sinnatus.
Kindly?
O the most kindly Prince in all the world!
Would clap his honest citizens on the back,
Bandy their own rude jests with them, be curious
About the welfare of their babes, their wives,
O ay—their wives—their wives. What should he say?
He should say nothing to my wife if I
Were by to throttle him! He steep’d himself
In all the lust of Rome. How should you guess
What manner of beast it is?
Camma.
Yet he seem’d kindly,
And said he loathed the cruelties that Rome
Wrought on her vassals.
Sinnatus.
Camma.
Sinnatus.
Camma.
Sinnatus.
Camma.
Sinnatus.
Camma.
He is gone already.
Oh look,—yon grove upon the mountain,—white
In the sweet moon as with a lovelier snow!
But what a blotch of blackness underneath!
Sinnatus, you remember—yea, you must,
That there three years ago—the vast vine-bowers
Ran to the summit of the trees, and dropt
Their streamers earthward, which a breeze of May
Took ever and anon, and open’d out
The purple zone of hill and heaven; there
You told your love; and like the swaying vines—
Yea,—with our eyes,—our hearts, our prophet hopes
Let in the happy distance, and that all
But cloudless heaven which we have found together
In our three married years! You kiss’d me there
For the first time. Sinnatus, kiss me now.
Sinnatus.
Camma.
Sinnatus.
Camma.
I rise to-morrow
In the gray dawn, and take this holy cup
To lodge it in the shrine of Artemis.
Sinnatus.
Good!
Camma.
Sinnatus.
Camma.
Nay,
None that I know: ’tis but a step from here
To the Temple.
Sinnatus.
[Exit.
Synorix.
Publius!
Publius.
Here!
Synorix.
Publius.
Synorix.
Publius.
Synorix.
Synorix.
Camma.
Where is Antonius?
Synorix.
Synorix.
Camma.
To lodge this cup
Within the holy shrine of Artemis,
And so return.
Synorix.
Re-enter Camma.
Camma.
Where is Antonius?
Synorix.
Camma.
Synorix.
Camma.
Rome! Rome!
Sinnatus.
Adulterous dog!
[Dies.
Farewell!
Publius.
END OF ACT I.
ACT II.
Scene.—Interior of the Temple of Artemis.
Small gold gates on platform in front of the veil before the colossal
statue of the Goddess, and in the centre of the Temple a tripod
altar, on which is a lighted lamp. Lamps (lighted) suspended
between each pillar. Tripods, vases, garlands of flowers, etc.,
about stage. Altar at back close to Goddess, with two cups.
Solemn music. Priestesses decorating the Temple.
Enter a Priestess.
Priestess.
Phœbe.
Priestess.