INTELLECTUAL PROPERTY RIGHTS

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Unit 1: Introduction and overview of 1.Progress and the good of humanity remain in 1.

3 International Instruments concerning


Intellectual Property the ability to create and invent new works in the IPRs- Paris Convention, Berne Convention,
1.1 Introduction and need for field of technology and culture. Universal Copyright Convention, WIPO
2.IP protection encourages publication, Convention, Patent Co-operation treaty,
intellectual property right distribution, and disclosure of the creation to the TRIPS Agreement.
Intellectual property rights (IPR) are the rights
public, rather than keeping it a secret. International Instruments concerning
given to persons over the creations of their 3.Promotion and protection of intellectual IPRs:
minds: inventions, literary and artistic works, Property promote economic development, Strong protection for intellectual property rights
and symbols, names and images used in generates new jobs and industries, and (IPR) worldwide is really important for the
commerce. They usually give the creator an improves the quality of life. future economic growth and development of all
exclusive right over the use of his/her creation Intellectual Property helps in balancing between countries. Because they include common rules
for a certain period of time. the innovator’s interests and public interest, and regulations, international IPR treaties, in
These rights are outlined in Article 27 of the provide an environment where innovation, turn, are essential to achieving strong
Universal Declaration of Human Rights, which creativity and invention can flourish and benefit intellectual property protection that promotes
provides for the right to benefit from the all. global economic expansion and the growth of
protection of moral and material interests
1.2 Kinds of IPRs new technologies.
resulting from authorship of scientific, literary or Role of UNO in development of IPR
There are many different forms of rights that
artistic productions. UNO plays a very important role in the
together make up intellectual property. IP can
The importance of intellectual property was development and protection of IPR with the help
be basically divided into two categories, that is,
first recognized in the Paris Convention for the of the World Intellectual Property Organization
industrial Property and intellectual property.
Protection of Industrial Property (1883) and (WIPO) which is one of the most significant and
Traditionally, many IPRs were collectively known
the Berne Convention for the Protection of important organizations among the 16
as industrial assets.
Literary and Artistic Works (1886). Both treaties organizations working under UNO in different
It mainly consisted of patents, trademarks, and
are administered by the World Intellectual sectors. WIPO aims to promote and protect IPR
designs. Now, the protection of industrial
Property Organization (WIPO). worldwide and to insure, utility model, mark or
property extends to utility models, service
Intellectual property rights are industrial design.
marks, trade names, passes, signs of source or
customarily divided into two main areas: Paris Convention for the protection of
origin, including geographical indications, and
(i) Copyright and rights related to Industrial Property :
the suppression of unfair competition. It can be
copyright: When there was no existence of any
said that the term ‘industrial property” is the
The rights of authors of literary and artistic international convention in the field of industrial
predecessor of ‘intellectual property”.
works (such as books and other writings, property, it was difficult to obtain protection for
There are several types of intellectual property
musical compositions, paintings, sculpture, inventions in different countries of the world due
rights (IPRs) recognized under Indian law,
computer programs and films) are protected by to the diversity of laws. In addition, patent
which is briefly described below:
copyright, for a minimum period of 50 years applications were filed at the same time in all
Patents: Patents are exclusive rights granted
after the death of the author. countries to prevent a publication in one country
to inventors for a limited period of time (20
(ii) Industrial property: Industrial property destroying the novelty of the invention in other
years from the date of filing) for novel and non-
can be divided into two main areas: countries. These practical problems constituted
obvious inventions that have industrial
a) Protection of distinctive signs, in a strong objective to overcome such problems in
applications. The Indian Patent Act, of 1970
particular trademarks and geographical the case of IPR. In the late nineteenth century,
governs the registration and protection of
indications. the development of a more international-
patents in India.
. Trademarks distinguish the goods or services Trademarks: Trademarks are symbols, logos, oriented flow of technology and increased
of one undertaking from those of other names, or phrases used to identify and international trade increased the need for
undertakings. distinguish the goods or services of one person harmonization of industrial property laws in both
Geographical Indications (GIs) identify a good or company from those of others. Trademarks the patent and trademark sectors. The Paris
as originating in a place where a given can be registered under the Trade Marks Act, of Convention is also administered by WIPO. It
characteristic of the good is essentially 1999 and are valid for a period of 10 years, came into existence to provide some
attributable to its geographical origin. renewable indefinitely. international harmony in intellectual property
Copyrights: Copyrights protect original laws and was adopted on March 20, 1883, at
The protection of such distinctive signs aims Paris and enforced on July 7, 1884. It provides
to stimulate and ensure fair competition and to literary, artistic, musical, or dramatic works,
including books, paintings, sculptures, music, basic guidelines for the protection of intellectual
protect consumers, by enabling them to make
films, and software. Copyrights give the owner property such as patents, utility models,
informed choices between various goods and
exclusive rights to reproduce, distribute, and industrial designs, trademarks, service marks,
services.
perform the work for a limited period of time trade names, sources of information or signs of
The protection may last indefinitely, provided (usually the lifetime of the creator plus 60 appeal, and some provisions for harassment and
the sign in question continues to be distinctive. years). The Copyright Act, of 1957 governs the national treatment of unfair competition. This
b) Industrial designs and trade registration and protection of copyrights in treaty came into existence in India on December
secrets: Other types of industrial property are India. 7, 1998. Under the convention, in the anti-
protected primarily to stimulate innovation, Designs: Designs refer to the aesthetic discrimination principle, a member country is
design and the creation of technology. In this features of a product, such as its shape, empowered to grant nationals of other member
category fall inventions (protected pattern, or colour. Designs can be registered countries the equal protection and advantages
by patents), industrial designs and trade under the Designs Act, 2000 and are valid for a as it grants to its own nationals. This anti-
secrets. period of 15 years from the date of registration. discrimination policy of the convention is also a
What is the need of IPR? Geographical indications: Geographical fundamental principle of many other intellectual
The progress and well-being of humanity rest on indications (GIs) are signs or symbols that property agreements and treaties.
its capacity to create and invent new works in identify goods as originating from a specific National Treatment: National treatment can
the areas of technology and culture. geographic location, such as Darjeeling tea or be defined with regards to the protection of
Encourages innovation: The legal protection of Banarasi silk. GIs are protected under the industrial property as each country who is a
new creations encourages the commitment of Geographical Indications of Goods (Registration member of the Paris Convention must grant
additional resources for further innovation. and Protection) Act, of 1999. equal protection of their invention to nationals
Economic growth: The promotion and Trade secrets: Trade secrets refer to of the other member countries as it grants to its
protection of intellectual property spurs confidential information that gives a company a own nationals. The relevant provisions are
economic growth, creates new jobs and competitive advantage, such as formulas, included in Articles 2 and 3 of the Convention.
industries, and enhances the quality and processes, or methods. Trade secrets are Equal national treatment should be given to
enjoyment of life. protected under the common law and the citizens of countries that are not members of
Safeguard the rights of creators: IPR is Information Technology Act, of 2000. the Paris Agreement if they are domiciled in a
required to safeguard creators and other Plant varieties: Plant varieties are new or member country or if they have “legitimate and
producers of their intellectual commodity, goods distinct varieties of plants that are developed efficient” industrial or commercial
and services by granting them certain time- through breeding or genetic engineering. Plant establishments in the country concerned.
limited rights to control the use made of the varieties can be registered under the Protection However, there is no requirement to be the
manufactured goods. of Plant Varieties and Farmers’ Rights Act, of domicile of the country where protection is
It promotes innovation and creativity 2001. claimed may be imposed upon nationals of
and ensures ease of doing business. Conclusion member countries as a condition for benefiting
It facilitates the transfer of technology in the In addition to these IPRs, India also recognizes from an industrial property right. The doctrine of
form of foreign direct investment, joint ventures several other forms of intangible property, such national treatment not only guarantees that the
and licensing. as industrial property, literary property, and foreigners will be protected, but also that they
Why promote and protect Intellectual rights of publicity. These rights are protected will not be discriminated on any basis. Example:
Property? under various laws and regulations, depending A Russian national applying for a patent in China
There are several reasons for promoting and on the nature and scope of the property. will have the same patent rights and level of
protecting intellectual property. Some of them protection in China as a Chinese national.
are: A framework of Priority: Another
fundamental principle of the Paris Convention is
a ‘framework of priority’. Under the Paris  the right to broadcast, To integrate national laws and procedures
Convention, an invention can be protected at the right to make reproductions in any manner related to intellectual property.
the same time in various countries. This also or form, To provide an international registration service
means of access to national patent systems to the right to use the work as a basis for an for the industrial property.
foreign applicants. An inventor has the authority audio-visual work, and To exchange information about intellectual
to claim the filing date of his first patent the right to reproduce, distribute, perform in property.
application in respective convention country as public or communicate to the public that audio- To provide legal and technical assistance to
an effective filing date for further subsequent visual work. developing countries and others.
applications (regarding the same invention) in The Universal Copyright Convention To assist during the settlement of disputes
any other member country. Further, the (UCC): related to intellectual properties among
applications must be filed within 12 months of The Universal Copyright Convention (UCC), was individuals.
the earliest application in a matter to claim the first created in 1952 in Geneva, as an alternative To keep a check on the use of information
priority date. to the Berne Convention. Some countries were technology as an instrument for access and
Example: A USA patent application is lodged not in favour of certain articles in the Berne exploit valuable information about intellectual
on 10 March 2000. On 10 March 2001, the same Convention and did not agree to sign the terms property.
patent application is filed in China. China is a of the Berne Convention. Particularly, the United According to the Convention held at
convention member and as a result, the Chinese States who was the only one at the time who Stockholm on 14th July 1967 and Article 2(viii)
application is treated as though it was filed on provided protection on a fixed term registration of the convention following rights are included
10 March 2000. If without the treaty, the patent basis via the Library Of Congress, and required in Intellectual Property Rights:
in the example was treated as though it was that copyright works must always show the © 1.Literary, artistic and scientific works;
filed on 10 March 2002 in China, the invention symbol. This stated that the US had to make 2.Performances of performing artists,
would likely already have been disclosed and several changes to its laws before it could follow phonograms and broadcasts;
thus un-patentable in China. the Berne Convention. 3.Inventions in all fields of human behavior;
The meaning of the right of priority means that The US finally became an official member of 4.Scientific discoveries;
in the foreign country, the application of patent the Berne Convention on the 1st of March 1989, 5.Industrial designs;
will be filed from the earliest date of filing in the and now one only requires registration for work 6.Trademarks;
home country for purposes of the prior art. This first published in the US by US citizens. The UCC 7.Service marks;
is profitable for an inventor , as it allows the international protection was available to authors 8.Commercial names and designations;
inventor to prevent detrimental effects of public even in countries that would not become parties 9.Protection against unfair competition;
disclosure of his invention that occurred after to the Berne Convention. The Berne convention 10.All other rights resulting from Intellectual
the earliest application and before filing in countries also became members of the UCC to activity in industrial scientific, literary or artistic
foreign countries. ensure that the work of citizens in Berne fields; etc.
Berne Convention (Protection of Literary Convention countries must be protected in non- Trade-Related Aspects of Intellectual
and Artistic Works): Berne Convention countries. To ensure that the Property Rights (TRIPS)
Copyright protection on the international level existence of the UCC did not lead to a conflict The Uruguay Round of multilateral trade
took its first step in the middle of the nineteenth with the Berne Convention, Article 17 of the negotiations held in the framework of the
century on the basis of bilateral treaties. India UCC states that the convention does not affect General Agreement on Tariffs and Trade
became a signatory of the Berne Convention on the provisions of the Berne Convention and also (“GATT”) was concluded on December 15,
April 1, 1928. A number of such treaties stated that any country who withdraws from the 1993.The agreement which established the
providing for mutual recognition of rights were Berne Convention after 1st January 1951 will World Trade Organization (“WTO Agreement”),
concluded but they were neither comprehensive not get protection under UCC in countries of the was enforced on April 15, 1994, in Marrakech.
enough nor of a uniform pattern. The need for a Berne Convention Union. For the first time the negotiations included
uniform system led to the formation of the WIPO Convention: within the GATT, discussions on aspects of
Berne Convention for the preservation of The World Intellectual Property Organization intellectual property rights of international trade.
Literary and Artistic Works. The Berne (WIPO) is an international organization which The result of those negotiations, given in an
Convention is the primeval international treaty grants worldwide protection to the rights of Annexure of WTO Agreement was the
in the field of copyright. It is open to all states. creators and owners of intellectual property. It agreement on Trade-Related Aspects of
Adopted on September 9, 1886, at Berne and was adopted on July 14, 1967, at Stockholm and Intellectual Property Rights (the “TRIPS
entered into force on December 4, 1887. enforced on April 26, 1970. WIPO came into Agreement”).
Originally signed in 1886 at Berne, Switzerland, establishment under this Convention with two The WTO Agreement, including the TRIPS
it was revised in 1914, 1928, 1948, 1967, 1971, main objectives: Agreement (which is binding on all WTO
and 1979. For the promotion of the protection of Members), enforced on January 1, 1995. A new
This Convention is based on three intellectual property worldwide and; organization was established by the former
fundamental principles: to safeguard administrative cooperation among agreement known as the World Trade
1.Works in one of the contracting states (works the intellectual property Unions established by Organization, which came into force from
of which the author is a national of such state or the treaties which are under WIPO January 1, 1995. Member States of WTO were
a work already published in such a state) should administration. granted a specific period of time after the
be given equal protection to each of the other India became an official member of WIPO on enforcement of the agreement establishing the
contracting or non contracting states(the May 1, 1975. WIPO’s origin dates back to 1884 WTO before being obligated to apply the TRIPS
principle of “national treatment”). when the Paris Convention entered into force Agreement. Trade-Related Aspects of
2.Protection should not be conditional upon with 14 member States, which set up an Intellectual Property Rights (TRIPS) is the most
compliance with any formalities (the principle of International Bureau to carry out administrative global and essential international agreement on
“automatic” protection). tasks, such as organizing meetings of the intellectual property rights. The member
3.Protection must be independent of the member States. Like the Paris Convention, the countries of the WTO are automatically binded
existence of protection in the origin country of Berne Convention also set up an International by the agreement. The agreement consists of
the work (principle of “independence” of Bureau to carry out the tasks of administration. most of the forms of intellectual property like
protection). If a contracting State provides In 1893, these two small bureaux came patents, copyright, trademarks, trade secrets,
protection for a longer term than the minimum together and form an international organization geographical indications, industrial designs, and
term prescribed by the Convention and the work known as the United International Bureaux for exclusionary rights over new plant varieties.
ceases to be protected in the country of origin, the Protection of Intellectual Property. Based in TRIPS proved to be one of the most important
protection may be denied once if protection in Berne, Switzerland, with a staff of seven, this agreements to promote intellectual property at
the country of origin ceases. small organization was the predecessor of the the international level. TRIPS mainly introduced
The minimum standards of protection relate World Intellectual Property Organization of the global minimum standard for the protection
to the works and rights to be protected, and to today – a dynamic entity with 185 member and enforcing of all forms of intellectual
the duration of protection: States, number of staff who are around 938, property but it failed to specify the global
1.As to works, protection must include “every from 95 different countries around the world, minimum standard for the patent. The main
production in the literary, scientific and artistic and with a mission and a mandate that are object of the trade related aspect of intellectual
domain, whatever the mode or form of its constantly flourishing. This International Bureau property is to promote effective and adequate
expression” (Article 2(1) of the Convention). emerged over time to be recognised in 1970 as protection of intellectual property rights and
2.Subject to certain allowed reservations, WIPO. In 1974, WIPO became a specialized ensuring that measures and procedures to
limitations or exceptions, the following are agency of the United Nations and in 1996, WIPO enforce intellectual property rights do not
among the rights that must be recognized as expanded its role into globalized trade by themselves become barriers to legitimate trade.
exclusive rights of authorization: entering into a cooperation agreement with the Issues covered by the TRIPS
the right to translate, World Trade Organization. WIPO administers 25 How basic principles of the trading system and
the right to make adaptations and treaties (three of those jointly with other other international intellectual property
arrangements of the work, international organizations) and carries out a agreements should be applied.
the right to perform in public dramatic, rich and varied program of work, through its How to give adequate protection to intellectual
dramatico-musical and musical works, member States and the secretariat, that seeks property rights.
the right to recite literary works in public, to: How countries should enforce those rights
the right to communicate to the public the adequately in their own territories.
performance of such works,
How to settle disputes on intellectual property First applicant need to file patent application in The policy discusses elaborately these 7
between members. home country. objectives with “Creative India; Innovative
Special transitional arrangements during the STEP – 2 Filing of PCT application India” as a front-runner marching ahead the
period when the new system is being Applicant need to file a national application steps to be undertaken by the identified
introduced. along with international application in one Ministries/ department:
Features of the TRIPS language and need to pay single set of fee. PCT 1. IPR Awareness: Outreach and
There are three main feature of the TRIPS application is to be filed within 12 months after Promotion
agreement which are as follow: filing a national application. Priority date is given 2. Generation of IPR’s
1. Standard by the national office. 3. Legal and Legislative Framework
2. Enforcement PCT application can also be directly filed to RO 4. Administration and Management
3. Dispute settlement (receiving office) office of WIPO. 5. Commercialization of IPR
Standard: The main element of trade related STEP – 3 Checking for Defects 6. Enforcement and Adjudication
aspect of intellectual property is to protect the The check is conducted by the receiving office, 7. Human Capital Development
subject matter. it is divided into two parts. The first part The present Policy has also been aligned to
Enforcement: The second element is about concerns the requirements of according an the slogans as “Creative India; Innovative
domestic procedure and remedies provisional international filing date as set out in Article India”, “Make in India”, “Digital India”, “Skill
measure special related to border measure. 11(1) of PCT. The second part concerns the India”, “Start Up India”, “Smart Cities”; as well
Dispute settlement: The agreement makes formal and physical requirements under Article through initiating campaigns from promotion of
dispute between world trade organization 14. India’s IP strengths. The emphasis has been laid
members arising with respect to the trade STEP – 4 International Search Report to the Research and Development and the
related aspect of intellectual property obligation Application is transmitted to an International creativity of the youth to be enabled to be
subject to the world trade organization dispute searching authority. An International Searching utilized by them commercially. The overhauling
settlement procedure. Authority search an application and check for a of the IPR environment domestically is likely to
Obligations under TRIPS Agreement prior art and state of art. They made it clear encourage entrepreneurship, skill development
The TRIPS agreement outlines various important whether or not document that have been and tap and utilize the fertile knowledge
business-related aspects of intellectual property. presented is eligible for grant of patent. They resource and stimulate the generation of IP
In particular, this requires Member States to establish it on the basis of their written opinion. assets.
follow their own criteria for intellectual property Within 16 months from the date of filing, ISR India never had an IPR Policy and the IPR
monopoly grants for limited period along with (International search report) will give search Protection was considered to be under the
adherence to the Paris Agreement, the Berne report with written opinion. exclusive domain of the corporate houses with
Convention and other WTO conventions. The STEP 5 International Publication interest in safeguarding their intellectual
norms are the minimum standards for granting After submitting the necessary document user property. Prior to the present political
monopolies over any kind of IP, as well as application is published, after the completion dispensation, not much value was attached to
duration limits, enforcement provisions, and of 18 months. Before that an application is the sanctity of the IPR Protection and the
methods of IP dispute settlement. When the kept secret. International Bureau (IB) of WIPO violations were carried on with impunity either
TRIPS agreement was enforced on 1 January publishes the PCT application. Content of due to lack of awareness or due to lack of
1995, all developed countries were given twelve application is disclosed to the general public. stringent provisions for seeking enforcement of
months from the date of signing the agreement STEP – 6 International search the IPR Rights. The present legislative
to implement its provisions. Developing Request for supplementary search is filed by the framework is comprehensive and does provide
countries and transition economies (under application before completion of 19 for civil as well as criminal recourse, however
certain conditions) were granted five years until months from the priority date. Under this the adequacy and the efficacy of the recourses
2000. As of 2006, least developed countries applicant demand for international preliminary are limited. The IPR laws in India are largely
(LDCs) were given 11 years to comply. examination. based on the TRIPS Agreement and thus aligned
Need for Introducing PCT STEP – 7 International Preliminary Report to the global standards, however the emphasis
PCT PROVIDES USERS WITH A WORLDWIDE Search authority will give report on patentability, that the present National IPR Policy attempts to
SYSTEM FOR THE SIMPLIFIED AND EFFECTIVE whether or not patent is to be granted. This is make is to widen its reach to the nooks and
FILING OF PATENT APPLICATIONS, to be given within 28 months by the corner of the country where there is lack of
To bring the world within reach. competent authority. awareness, limited availability of resources and
Removes major costs and provides users with STEP – 8 Enter in National Phase outreach.
additional time to consider their various Patent After completion of all necessary requirements The policy lays emphasis on having strong
granting options. patent is granted by national office and likewise and effective IPR laws, which would balance the
Provides a strong basis to the user for patent is granted in all other contracting states. interests of rights owners with larger public
Patenting decisions. Patent is granted to the applicant before the interest.
Is effectively used by the world’s major completion of 30 months .After this applicant Multi-disciplinary IP courses / modules for
corporations, universities and research can seek protection. other stakeholders have also been proposed to
institutions when they seek international patent 1.4 India’s New National IP Policy, be introduced. The policy lays down removal of
protection. 2016 anomalies, ambiguity and inconsistencies
Basic Features of PCT System “The invention all admired, and each, how he to between various legislations but does not
1.Formal examination done by one office. be the inventor missed; so easy it seemed once provide with an in depth study.
2.Retrieval is carried out by one office. found, which yet unfound most would have The Policy also tries to stimulate the
3.International publication done by one office. thought impossible." – John Milton generation of IPRs since the vastness of the
4.Examination and authorization finished by The Cabinet has on 12th May, 2016 approved country and the available talent pool has not
national office. the first Intellectual Property Policy and has been tapped to its full potential contained in
5.Single application with legal effect in all PCT nominated the Department of Industrial Policy R&D institutions, enterprises, universities and
countries. and Promotion (DIPP) as the nodal agency for technical institutes to stimulate the creation of
6.148 countries and 4 regional patent systems. regulating intellectual property rights in the IP assets.
PCT Advantages country. The policy highlights Commercialization of IPR
THE PCT, AS AN AID OF THE INTERNATIONAL The Mission Statement of the Policy states to get value, which is a good step in the right
PATENT SYSTEM, PROVIDES A WORLDWIDE that it is intended to stimulate a dynamic, direction. It is so because the person, whose
SYSTEM FOR SIMPLIFIED FILING AND vibrant and balanced intellectual property rights product, invention, music, book gets the right to
PROCESSING OF PATENT APPLICATIONS system in India to: use it commercially to its capacity. Thus it can
WHICH HELPS IN, foster creativity and innovation and thereby, be said that the value and economic reward for
A single application in single language filed in a promote entrepreneurship and enhance socio- the owners of IP rights is a result of
single country called the international economic and cultural development, and commercialization. A single window service to
application. focus on enhancing access to healthcare, food cater the needs for all stakeholders involved has
Provides a strong basis for patenting decisions security and environmental protection, among been proposed to be launched soon.
to the users. other sectors of vital social, economic and The Policy also gives an importance for
Harmonizes formal requirements. technological importance. making IPR an integral part in all curriculums
Used by the world’s major corporations, The rationale for the National IPR Policy lies in such as legal, technical, medical and
universities and research institutions when they the need to create awareness about the management education. The IP teaching can be
seek international patent protection. importance of IPRs as a marketable financial further strengthened by conducting research
This single application has the effect of filing asset and economic tool. The objective of and training in collaboration with WIPO, WTO,
simultaneously in different countries (designated policy is 7P’s i.e., to Publicize (spread other International Organizations and Foreign
countries). awareness), Produce (create IP), Protect universities.
Protects applicant from certain inadvertent (legal framework & adjudication), Plan Insofar as the government’s goal is to set up
errors. (modernize administration & a definitive set of guidelines or new substantive
Evolves to meet user needs. management), Profit- oriented legislation, the new policy approves to be on
PCT Filing Process (commercialization), Progress tenuous grounds. There is not much content to
STEP 1 – Filing of Local application (enforcement), Promote human capital. suggest that the Government has any intention
other than to appease the concern of significant
trading partners and relevant organizations,
such as the WTO or the World Bank that have
previously voiced concern over India’s IPR
regime.

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