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Action and Narration in Psychoanalysis
Action and Narration in Psychoanalysis
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Action and Narration in Psychoanalysis
Roy Schafer
F REUD EMPLOYED the term metapsychologyto indicate that he was
setting forth the general assumptions of a psychoanalytic psy-
chology and the rules of conceptualization and explanation that
would govern this psychology. The most general assumptions are
these: psychoanalysis is a natural science; it is a general psychology; its
method is introspective; its explanations are deterministic; and the
pragmatic reality and moral principles to which many of its proposi-
tions refer are simply given and unambiguously knowable through
scientific methods and sound personal judgment.
Freud's rules of conceptualization are of a mixed sort in that they
are appropriate both to a Newtonian machine and a Darwinian or-
ganism. In its mechanistic aspect, metapsychology is designed to yield
accounts of the person as a mental apparatus. This apparatus is both
constituted and controlled by principles (pleasure, reality), structures
(id, ego, superego), mechanisms (defenses), and functions (reality
testing, synthesis, etc.). The apparatus is made to work by mental
energies (libido, aggression, and their modified forms). The status of
processes in the mental apparatus may be conscious, preconscious
(largely verbal and more or less easily made conscious), and uncon-
scious (like the dream, largely imagistic and concrete, and made con-
scious only under special circumstances such as pathological weakness
or creative relaxation of the ego's defenses or the inroads of the
psychoanalytic process). The Darwinian organism enters as the car-
rier of instinctual drives (the source of the libidinal and aggressive
energies), inherited emotional reaction tendencies (bisexuality, cer-
tain fears and aversions), and a capacity to develop from an initial
state of helplessness to one of adaptation to an environment largely
hostile to its instinctual nature.
The explanations that are governed by these assumptions and rules
concern the normal and pathological features of individual
psychological development and subjective experience and, to a lesser
extent, the development of social groups; they also concern certain
aspects of such cultural phenomena as art, ritual, myth, and jokes.
Freud's metapsychology has continued to dominate much of the
theorizing engaged in by Freudian analysts. That it is crudely
positivistic and that its mechanistic concepts are obsolete have been
I. Narration in Psychoanalysis
ing good or bad, feeling full or empty or drowsy, etc.; the anal child
constructs experience on the model of excrement as gift or weapon,
scenes on the potty or in the toilet, and organs of elimination; and so
on. To say that the child constructs experience is not to say that
childhood is a time of pure fantasy; the events to which the child is
exposed do matter a great deal, but for the psychoanalyst they matter
on the basis of what the child makes of them.
In showing how the child constructs his or her own experience,
Freud was giving an account of the child, even the very young child,
as performing intentional actions, as acting for reasons. Here, action
must be understood broadly as including remembering, believing,
wishing, and behaving emotionally, for any of these may be redesig-
nated as performances that have their reasons. And Freud showed
how to develop a coherent account of the adult in analysis as someone
who is continuing to construct experience in terms of the infantile
bodily zones and modes. In this account, even traumatic accidental
events, those over which the child or adult could not conceivably have
had any control, derive much of their impact from the construction
put on them by their victim, that is, the meanings with which they are
invested. In this narrative of actions and happenings or necessities,
one avoids taking an either-or position. In other words, a sharp split
between subject and object has no place in the psychoanalytic version
of events. A simple positivist approach cannot be psychoanalytic.
There are indeed happenings and necessities of existence. For
example, the infant's biological equipment and its maturation in a
necessarily influential social environment are given rather than con-
structed. These are not actions of the child; they are happenings or
necessities. But the term psychosexual indicates the analyst's narrative
interest in showing what the child makes of this equipment and in-
fluence and in showing how the child's earliest construction of expe-
rience continues to be used by him or her as a template for construct-
ing later experience. This story of zones and modes used as templates
is, however, not the whole story, and it can be told and used without
recourse to Freud's theory of innate instinctual drives.
Thus, in addition to redescribing actions, the psychoanalyst devel-
ops a specialized account of the sense given to happenings by the
analysand at whatever stage of development these events occurred or
are now being rehearsed. For instance, it is a familiar feature of psy-
choanalytic narration to present people as characteristically assuming
responsibility for having brought about the objectively given misfor-
tunes and accidents in their lives, such as the death of loved ones; in
these instances, the idea of a loss to be suffered is always compromised
and perhaps overshadowed by the idea of a loss to atone for, the loss
ACTION AND NARRATION IN PSYCHOANALYSIS 67
set forth by Freud in his paper "The Unconscious" and never ques-
tioned by him thereafter: that there is a concrete, magical, illogical
mode of unconscious activity which plays a part, however variable, in
all the ways that people constitute their lives.14 And to put this point
yet another way, the distinction we draw between dream-thinking and
thinking while awake is only relative; these two forms of thinking are
not mutually exclusive. Described in the psychoanalytic way, we con-
tinue in part to dream while awake, so that our waking construction of
experience can only be fully understood psychoanalytically by draw-
ing on Freud's dream psychology.15
Consequently, an analyst should welcome rather than reject the
charge of literalism, for that charge may be taken as a statement that
he or she is remaining psychoanalytic. In my own case, my attitude is
equally welcoming when the charge of literalism is directed against
my theoretical critique of Freud's metapsychological concepts. From
the standpoint of action language, these concepts implement
somatic-mechanistic-anthropomorphic narrative strategies which, far
from satisfactorily explaining things psychoanalytically, themselves
require psychoanalytic explanation. A structure, a mechanism, a
mental apparatus, a discharge of energy, an automatization, or an
internalization: these and other such metapsychological terms evi-
dence the importing of blatantly corporealized fantasy content into
psychoanalytic theory. Elsewhere I have tried to show how this is so,
while at the same time recognizing and appreciating, as others have
done, the historical-scientific grounds on which Freud usefully began,
more than eighty years ago, to employ these narrative strategies to
develop his account of psychoanalysis on the model of the laboratory
sciences of his day.16 In its being relatively demetaphorized, action
language is beset by fewer of the problems that beset metapsychology
in this regard and so may serve as a desirable systematic alternative
to it.
It is not being advocated that action language be the enforced and
exclusive or even pervasive language of the clinical dialogue. It would
be fatal to clinical exploration and effectiveness to do clinical work in
that way. A keen recognition of disclaimers is, however, technically
useful, especially in analyzing resistances.17 I should say, resisting. And
no matter what form the clinical dialogue has taken, any account of
personal change and insight achieved through psychoanalysis must
give a prominent place to an increase in the range and comfort of
consciously acknowledged agency and responsibility on the part of the
analysand.18
Returning now to the fantasizing or narrative actions implicit in
disclaiming, I shall first assemble and state one generalized disclaimer
74 NEW LITERARY HISTORY
and then illustrate it with some of the more or less common locutions
that convey and implement it.
The generalized disclaimer is this: I inhabit a world of autonomously
acting mental entities. These entities include thoughts,feelings, desires, atti-
tudes, impulses,prohibitions,and judgments. They act on me or on one an-
other,and theseactionstakeplace in me or around me in space. The actions of
theseentitiesis moreevidentat sometimesthan others.Theycause mysuffering
and my gratifications.At best they are only sometimesor partly subjectto my
influence or control.
Examples:
Just now I thought the word revenge, and I do not see its relevance to what
I've been saying. Alternatively: I wish to take revenge! (In either case, there
are no autonomous thoughts suggesting themselves.)
I kept on anticipating today so excitedly (apprehensively, eagerly) that I
never did relax enough to go to sleep. (Now no independent power is being
attributed to anticipations.)
I delayed and attenuated my climax by imagining sadistic situations. (No
longer is there a rude intrusion by self-motivating fantasies.)
All day I continued to think about what I had dreamed. (Thoughts that
stick or cling are not part of this narrative.)
I was thinking of you affectionately until I realized once again that I could
not hope to have a relationship with you. (The account no longer depends on
liquefaction of the modes of emotion.)
Once I began to think of the weekend, I thought of nothing else. (Personal
authority is not now being usurped by thought-entities.)
Suddenly and surprisingly I do not like you, and I dread saying so directly.
(Here buried thought-entities are not erupting.)
I am beginning to doubt the truth of what I just said. (The subject attributes
no spatial extension and motion to thoughts.)
I continue to think that it won't work, and I wish I didn't think of it in that
dismal way. (The speaker is not now beset by implicitly persecutory feelings.)
These action locutions establish the analysand as a single or unitary
and fully responsible, even if conflicted and puzzled, agent. Now the
analysand is someone who is acting as a person in a world made up of
other people who are also agents. Gone is the populous, animistic
"inner world," and gone is the posture of either a commander or a
detached, passive, helpless witness of dramatized psychological
events. One might say that the analysand is more fully awake; alter-
natively, one might say that he or she is doing less dreaming while
awake or at least is not emphasizing as much as before the dreamlike
aspects of psychological activity or the second reality it implies. Now
the analysand is not so much harassed by mental life as engaged in
clarifying, extending, and communicating the complex, uncertain,
distressed, or pleasurable aspects of his or her activity. In one way, not
having fragmented and distributed himself or herself in an "inner
world" narrative, the person as agent is more alone; in another way,
having maintained personal agency, he or she is at least potentially
involved in intersubjective or social relationships and communication.
In this connection it should be recalled that Freud emphasized the
neurotic's retreat to fantasy, and that he called the neurotic asocial
even if still, unlike the schizophrenic, fundamentally object
(person)-related.19 Disclaimed action is asocial action in Freud's sense.
Not that the use of disclaimers should be equated with neurosis; as I
said, we all use this language and often use it adaptively. But in func-
tioning neurotically, one is, among other things, likely to be depend-
76 NEW LITERARY HISTORY
rule of free association calls only for talking; essentially, it does not
recognize talking "about."
In the ideal form of free-associating, one will say, "I think of what
happened at work yesterday"; one will not say, "I'm going to talk
about what happened at work yesterday," for in this latter case, one
may be taken to be conveying a conscious plan, a deliberate selection,
an imagined distancing of oneself from the content, and other mes-
sages of that sort mentioned earlier in this section. Analysands do not,
of course, consistently free-associate in the way I just mentioned, but
far from failing as analysands in this respect, they may be taken to be
indicating where their problems lie and in what these problems con-
sist. In the psychoanalytic retelling, there is no right and wrong in
free-associating. It is in this sense that resisting is not fundamentally
unanalytic or antianalytic; it is further material to be interpreted or
retold analytically (e.g., silence as an enactment of constipation or of
triumph over the analyst's confidence, authority, phallus, or breast).
Insofar as telling "about" something deliberately, even if uncon-
sciously, establishes a conventional narrative atmosphere, it tends to
put the analyst in the role of audience or archivist and inactivates him
or her (or so it is hoped) as analyst. It becomes plain that this is the
intended effect when the analyst is made to feel hesitant to interrupt
the account before it has been "ended" or when the analysand com-
plains of having been interrupted or insists on getting to "the end"
before (if ever) reporting thoughts and feelings that have "come to
mind" during the narration. Further, even when the ostensible free-
associating has been designed to be an uninterruptible narrative, it is
anyway usually interrupted privately by the analysand, who will, for
example, think things over while telling his or her tale or will notice
but pass over emotional constituents of the telling. The analysand's
insisting on going on with the narrative and deleting this allegedly
extraneous material in the interest of remaining coherent, consecu-
tive, and complete is, in this respect, usually a defensive action. Strictly
speaking, free-associating cannot be said to be interrupted by analyst
or analysand, for by definition it has no beginning or end. For the
analyst, both the beginning and the ending of free-associating coin-
cide with the beginning and ending of each analytic session.
Mention should be made here of Wittgenstein's comment in this
regard: he noted a self-contradiction in Freud's account of the free-
association method in that, by definition and contrary to Freud, there
is no way to determine the end of a chain of free-associations.24 I have
tried to meet Wittgenstein's criticism elsewhere by putting the ques-
tion of end points in the perspective of the complex circular and
82 NEW LITERARY HISTORY
NOTES
1 See my A New Language for Psychoanalysis (New Haven and London, 1976) and
Language and Insight: the Sigmund Freud Memorial Lectures, University College London,
1975-1976 (New Haven and London, 1978). For further discussion of some of the
principal points to be made here, see my "Narration in the Psychoanalytic Dialogue,"
CriticalInquiry (Autumn 1980), and "Narrative Actions in Psychoanalysis: Narratives of
Space and Narratives of Time," Heinz WernerLectureSeries, Vol. 14 (Worcester, Mass.,
1980).
2 To bring this point home: notwithstanding the analyst's specialized way of viewing
neurosis as an action, it remains the case that neurosis as disease, the analysand as
patient, and psychoanalysis as curative therapy unquestionably qualify for insurance
coverage. This is so because insurance coverage is conceived within the framework of
conventional law and conventional definitions of responsibility in terms of conscious
knowledge, volition, reflection, and practices. Different conceptions of neurosis come
into being for different purposes. Consequently, my discussion should not lead to
economic disaster for analysts and their insured analysands.
3 See, for example, Wayne Booth, The Rhetoricof Fiction (Chicago, 1961).
4 See my New Languagefor Psychoanalysisand Language and Insight.
5 Sigmund Freud, "The Ego and the Id" (1923), The Standard Edition of the Complete
PsychologicalWorksof Sigmund Freud, ed. James Strachey (London, 1953-74), XIX, 27.
See also Heinz Werner and Bernard Kaplan, SymbolFormation (New York, 1963).
6 Sigmund Freud, "Negation" (1925), Standard Edition, XIX, 235-39.
7 See my "The Mechanisms of Defense," InternationalJournal of Psychoanalysis,49, pt. 1
(January 1968), 49-62.
8 Sigmund Freud, "Inhibitions, Symptoms, and Anxiety" (1925), StandardEdition, XX,
77-175.
9 See "Internalization: Process or Fantasy?" in my A New Languagefor Psychoanalysis.
10 See "The Psychoanalytic Life History," in my Language and Insight and "The Psy-
choanalytic Vision of Reality," in my A New Languagefor Psychoanalysis.
11 See my "Narration in the Psychoanalytic Dialogue."
12 W. W. Meissner, "Critique of Concepts and Therapy in the Action Language Ap-
proach to Psychoanalysis," InternationalJournalof Psychoanalysis,60, pt. 3 (August 1979),
291-310.
ACTION AND NARRATION IN PSYCHOANALYSIS 85