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Electronic Principles 7th Edition Albert

P. Malvino
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7th EDITION
7th EDITION

Albert Malvino
David J. Bates
About the Authors
Albert P. Malvino was an electronics technician while serving in the U.S. Navy from 1950 to 1954. He
graduated from the University of Santa Clara Summa Cum Laude in 1959 with a B.S. degree in Electrical
Engineering. For the next five years, he worked as an electronics engineer at Microwave Laboratories and
at Hewlett-Packard while earning his MSEE from San Jose State University in 1964. He taught at Foothill
College for the next four years and was awarded a National Science Foundation Fellowship in 1968. After
receiving a Ph.D. in Electrical Engineering from Stanford University in 1970, Dr. Malvino embarked on a
full-time writing career. He has written 10 textbooks that have been translated into 20 foreign languages
with over 108 editions. Dr. Malvino is currently a consultant and designs microcontroller circuits for SPD-
Smart™ windows. In addition, he is writing educational software for electronics technicians and
engineers. He also serves on the Board of Directors of Research Frontiers Incorporated. His website ad-
dress is www.malvino.com.
David J. Bates is an instructor in the Electronic Technologies Department of Western Technical
College located in La Crosse, Wisconsin. Along with working as an electronic servicing technician and
as an electrical engineering technician, he has over 25 years of teaching experience.
Credentials include an A.S. degree in Industrial Electronics Technology, B.S. degree in Industrial
Education, and an M.S. degree in Vocational/Technical Education. Certifications include an FCC GROL
license, A+ certification as a computer hardware technician, and a Journeyman Level certification as
a Certified Electronics Technician (CET) by the International Society of Certified Electronics
Technicians (ISCET). David J. Bates is presently a certification administrator (CA) for ISCET and has
served as a member of the ISCET Board of Directors, along with serving as a Subject Matter Expert
(SME) of basic electronics for the National Coalition for Electronics Education (NCEE).

David J. Bates is also a co-author of “Basic Electricity” a text-lab manual by Zbar, Rockmaker, and
Bates.
Dedication
Electronic Principles, 7th ed. is dedicated to my family and friends who have been so supportive
during this process and especially to Jackie, whose patience and skills helped put this all together.
vi Chapter 1
Contents
Preface xiii

Chapter 1 Introduction 2
1-1 The Three Kinds of Formulas 1-5 Thevenin’s Theorem
1-2 Approximations 1-6 Norton’s Theorem
1-3 Voltage Sources 1-7 Troubleshooting
1-4 Current Sources

Chapter 2 Semiconductors 28
2-1 Conductors 2-9 Forward Bias
2-2 Semiconductors 2-10 Reverse Bias
2-3 Silicon Crystals 2-11 Breakdown
2-4 Intrinsic Semiconductors 2-12 Energy Levels
2-5 Two Types of Flow 2-13 The Energy Hill
2-6 Doping a Semiconductor 2-14 Barrier Potential and
2-7 Two Types of Extrinsic Temperature
Semiconductors 2-15 Reverse-Biased Diode
2-8 The Unbiased Diode

Chapter 3 Diode Theory 58


3-1 Basic Ideas 3-7 Reading a Data Sheet
3-2 The Ideal Diode 3-8 How to Calculate Bulk
3-3 The Second Approximation Resistance
3-4 The Third Approximation 3-9 DC Resistance of a Diode
3-5 Troubleshooting 3-10 Load Lines
3-6 Up-Down Circuit Analysis 3-11 Surface-Mount Diodes

vii
Chapter 4 Diode Circuits 88
4-1 The Half-Wave Rectifier 4-8 Other Power-Supply
4-2 The Transformer Topics
4-3 The Full-Wave Rectifier 4-9 Troubleshooting
4-4 The Bridge Rectifier 4-10 Clippers and Limiters
4-5 The Choke-Input Filter 4-11 Clampers
4-6 The Capacitor-Input Filter 4-12 Voltage Multipliers
4-7 Peak Inverse Voltage and
Surge Current

Chapter 5 Special-Purpose Diodes 142


5-1 The Zener Diode 5-6 Troubleshooting
5-2 The Loaded Zener Regulator 5-7 Load Lines
5-3 Second Approximation of a 5-8 Optoelectronic Devices
Zener Diode 5-9 The Schottky Diode
5-4 Zener Drop-Out Point 5-10 The Varactor
5-5 Reading a Data Sheet 5-11 Other Diodes

Chapter 6 Bipolar Junction Transistors 188


6-1 The Unbiased Transistor 6-7 Transistor
6-2 The Biased Transistor Approximations
6-3 Transistor Currents 6-8 Reading Data Sheets
6-4 The CE Connection 6-9 Surface-Mount
6-5 The Base Curve Transistors
6-6 Collector Curves 6-10 Troubleshooting

Chapter 7 Transistor Fundamentals 222


7-1 Variations in Current Gain 7-7 LED Drivers
7-2 The Load Line 7-8 The Effect of Small
7-3 The Operating Point Changes
7-4 Recognizing Saturation 7-9 Troubleshooting
7-5 The Transistor Switch 7-10 More Optoelectronic
7-6 Emitter Bias Devices

viii Contents
Chapter 8 Transistor Biasing 260
8-1 Voltage-Divider Bias 8-5 Other Types of Bias
8-2 Accurate VDB Analysis 8-6 Troubleshooting
8-3 VDB Load Line and Q Point 8-7 PNP Transistors
8-4 Two-Supply Emitter Bias

Chapter 9 AC Models 286


9-1 Base-Biased Amplifier 9-6 Two Transistor Models
9-2 Emitter-Biased Amplifier 9-7 Analyzing an Amplifier
9-3 Small-Signal Operation 9-8 AC Quantities on the
9-4 AC Beta Data Sheet
9-5 AC Resistance of the Emitter Diode

Chapter 10 Voltage Amplifiers 318


10-1 Voltage Gain 10-4 Swamped Amplifier
10-2 The Loading Effect of Input Impedance 10-5 Two-Stage Feedback
10-3 Multistage Amplifiers 10-6 Troubleshooting

Chapter 11 CC and CB Amplifiers 344


11-1 CC Amplifier 11-4 Darlington Connections
11-2 Output Impedance 11-5 Voltage Regulation
11-3 Cascading CE and CC 11-6 The Common-Base
Amplifier

Chapter 12 Power Amplifiers 376


12-1 Amplifier Terms 12-6 Biasing Class B/AB
12-2 Two Load Lines Amplifiers
12-3 Class A Operation 12-7 Class B/AB Driver
12-4 Class B Operation 12-8 Class C Operation
12-5 Class B Push-Pull Emitter Follower 12-9 Class C Formulas
12-10 Transistor Power Rating

Contents ix
Chapter 13 JFETs 424
13-1 Basic Ideas 13-7 JFET Amplifiers
13-2 Drain Curves 13-8 The JFET Analog Switch
13-3 The Transconductance Curve 13-9 Other JFET Applications
13-4 Biasing in the Ohmic Region 13-10 Reading Data Sheets
13-5 Biasing in the Active Region 13-11 JFET Testing
13-6 Transconductance

Chapter 14 MOSFETs 478


14-1 The Depletion-Mode MOSFET 14-6 Digital Switching
14-2 D-MOSFET Curves 14-7 CMOS
14-3 Depletion-Mode MOSFET Amplifiers 14-8 Power FETs
14-4 The Enhancement-Mode MOSFET 14-9 E-MOSFET Amplifiers
14-5 The Ohmic Region 14-10 MOSFET Testing

Chapter 15 Thyristors 520


15-1 The Four-Layer Diode 15-5 Bidirectional Thyristors
15-2 The Silicon Controlled Rectifier 15-6 IGBTs
15-3 The SCR Crowbar 15-7 Other Thyristors
15-4 SCR Phase Control 15-8 Troubleshooting

Chapter 16 Frequency Effects 562


16-1 Frequency Response of an Amplifier 16-9 Risetime-Bandwidth
16-2 Decibel Power Gain Relationship
16-3 Decibel Voltage Gain 16-10 Frequency Analysis of
16-4 Impedance Matching BJT Stages
16-5 Decibels above a Reference 16-11 Frequency Analysis of
16-6 Bode Plots FET Stages
16-7 More Bode Plots 16-12 Frequency Effects of
16-8 The Miller Effect Surface-Mount Circuits

x Contents
Chapter 17 Differential Amplifiers 618
17-1 The Differential Amplifier 17-5 Common-Mode Gain
17-2 DC Analysis of a Diff Amp 17-6 Integrated Circuits
17-3 AC Analysis of a Diff Amp 17-7 The Current Mirror
17-4 Input Characteristics of an Op Amp 17-8 The Loaded Diff Amp

Chapter 18 Operational Amplifiers 660


18-1 Introduction to Op Amps 18-6 Linear ICs
18-2 The 741 Op Amp 18-7 Op Amps as Surface-
18-3 The Inverting Amplifier Mount Devices
18-4 The Noninverting Amplifier
18-5 Two Op-Amp Applications

Chapter 19 Negative Feedback 704


19-1 Four Types of Negative Feedback 19-5 The VCIS Amplifier
19-2 VCVS Voltage Gain 19-6 The ICIS Amplifier
19-3 Other VCVS Equations 19-7 Bandwidth
19-4 The ICVS Amplifier

Chapter 20 Linear Op-Amp Circuits 734


20-1 Inverting-Amplifier Circuits 20-7 Current Boosters
20-2 Noninverting-Amplifier Circuits 20-8 Voltage-Controlled
20-3 Inverter/Noninverter Circuits Current Sources
20-4 Differential Amplifiers 20-9 Automatic Gain Control
20-5 Instrumentation Amplifiers 20-10 Single-Supply
20-6 Summing Amplifier Circuits Operation

Chapter 21 Active Filters 782


21-1 Ideal Responses 21-3 Passive Filters
21-2 Approximate Responses 21-4 First-Order Stages

Contents xi
21-5 VCVS Unity-Gain Second-Order 21-10 Bandstop Filters
Low-Pass Filters 21-11 The All-Pass Filter
21-6 Higher-Order Filters 21-12 Biquadratic and State-
21-7 VCVS Equal-Component Variable Filters
Low-Pass Filters
21-8 VCVS High-Pass Filters
21-9 MFB Bandpass Filters

Chapter 22 Nonlinear Op-Amp Circuits 842


22-1 Comparators with Zero Reference 22-7 Waveform Generation
22-2 Comparators with Nonzero References 22-8 Another Triangular
22-3 Comparators with Hysteresis Generator
22-4 Window Comparator 22-9 Active Diode Circuits
22-5 The Integrator 22-10 The Differentiator
22-6 Waveform Conversion 22-11 Class-D Amplifier

Chapter 23 Oscillators 890


23-1 Theory of Sinusoidal Oscillation 23-7 The 555 Timer
23-2 The Wien-Bridge Oscillator 23-8 Astable Operation of the
23-3 Other RC Oscillators 555 Timer
23-4 The Colpitts Oscillator 23-9 555 Circuits
23-5 Other LC Oscillators 23-10 The Phase-Locked Loop
23-6 Quartz Crystals 23-11 Function Generator ICs

Chapter 24 Regulated Power Supplies 946


24-1 Supply Characteristics 24-5 Current Boosters
24-2 Shunt Regulators 24-6 DC-to-DC Converters
24-3 Series Regulators 24-7 Switching Regulators
24-4 Monolithic Linear Regulators

Appendix A Mathematical Derivations 993


Answers Odd-Numbered Problems 999
Index 1007

xii Contents
Preface
Electronic Principles, seventh edition, continues its tradition as a clearly explained, in-depth introduction to
electronic semiconductor devices and circuits. This textbook is intended for students who are taking their first
course in electronic circuits. The prerequisites are a DC/AC Circuits course, algebra, and some trigonometry.
Electronic Principles provides essential understanding of semiconductor device characteristics, test-
ing, and the practical circuits in which they are found. The text provides clearly explained concepts—written
in an easy-to-read conversational style—esta blishing the foundation needed for understanding the operation
and troubleshooting of electronic systems. Practical circuit examples are found throughout the chapters.

New to This Edition


Based on the feedback from extensive reviewing and course research, the seventh edition of Electronic Prin-
ciples contains enhanced material on a variety of electronic devices and circuits, including:
• additional PNP transistor coverage,
• basic Bipolar Junction Transistor (BJT) voltage-divider circuit design
• increased ac load line analysis of BJT power amplifiers
• power E-MOSFET and D-MOSFET biasing
• Insulated Gate Bipolar Transistors (IGBTs)
• R/2R ladder D/A converters
• Function generator integrated circuits
• Class-D amplifiers
Starting in Chapter 1, “Introduction,” the T-shooter troubleshooting exercise feature has been simplified for
easier student use and understanding. This practical feature is integrated throughout the remaining chapters.
In Chapter 2, “Semiconductors,” one of many “Summary Tables” has been added to provide concept rein-
forcement and a convenient information resource. Starting in Chapter 3, “Diode Theory,” data sheets for spe-
cific semiconductor devices will be found within the chapter as they are discussed. Chapters 4 through 6 have
additional content regarding the testing of diodes and transistors using DMMs, VOMs, and semiconductor
curve tracers. While Chapter 10, “Voltage Amplifiers,” retains its coverage of the common-emitter (CE) am-
plifier, Chapter 11, “CC and CB Amplifiers,” focuses on common-collector (CC) or emitter follower, com-
mon-base (CB), and Darlington amplifier configurations. Chapter 12, “Power Amplifiers,” has been modified
to include class A, B, AB and C power amplifiers, along with additional ac load line analysis. In Chapter 13,
“JFETs,” modifications have been made to the order of JFET biasing and biasing techniques. In Chapter 14,
“MOSFETs,” depletion-mode and power enhancement-mode MOSFET amplifiers have been added along
with MOSFET testing. Chapter 15, “Thyristors,” includes more detail in RC phase-shift control, SCR testing,
and introduces IGBTs. Frequency analysis of FET stages has been added to Chapter 16, “Frequency Effects.”
In Chapter 20, “Linear Op-Amp Circuits,” the circuit operation of the R/2R ladder D/A converter has been in-
cluded. Chapter 22, “Nonlinear Op-Amp Circuits,” now includes the basic operation of a class-D amplifier.
Also, Chapter 23, “Oscillators,” has an additional section on function generator ICs, including the XR-2206.

xiii
Guided Tour
Learning Features
Many new learning features have been incorporated into the seventh edition of Electronic Principles. These
learning features, found throughout the chapters, include:

CHAPTER INTRODUCTION
Each chapter begins with a brief introduction setting the
stage for what the student is about to learn.

CHAPTER OBJECTIVES
Chapter Objectives provide a concise statement of expected
learning outcomes.

VOCABULARY
A comprehensive list of new vocabulary words alerts
the students to key words found in the chapter. Within
the chapter, these key words are highlighted in bold
print the first time used.

xiv Guided Tour


PRACTICE PROBLEMS
Students can obtain critical feedback by performing the
Practice Problems that immediately follow most Examples.
Answers to these problems are found at the end of each
chapter.

GOOD TO KNOW
Good To Know statements, found in the margins, provide
interesting added insights to topics being presented.

EXAMPLES
Each chapter contains worked-out Examples that
demonstrate important concepts or circuit operation,
including circuit analysis, applications, troubleshooting,
and basic design.

MULTISIM
Students can “bring to life” many of the cir-
cuits found in each chapter. A CD contain-
ing MultiSim files is included with the text-
book; with these files students can change
the value of circuit components and in- DATA SHEETS
stantly see the effects, using realistic Tek-
tronix and Agilent simulation instruments. Full and partial component data
Troubleshooting skills can be developed by sheets are provided for many semi-
inserting circuit faults and making circuit conductor devices; key specifica-
measurements. Students new to computer tions are examined and explained.
simulation software will find a MultiSim Complete data sheets of these de-
Primer in the appendix. vices can be found on the Internet.

e 3-16 Data sheet for 1N4001–1N4007 diodes.

Guided Tour xv
Figure 7-22 Phototransistor.
nent, and concentrate on the thermally produced carriers in the collec-
tor diode. Visualize the reverse current produced by these carriers as an
COMPONENT PHOTOS
(a) Open base gives maximum
ideal current source in parallel with the collector-base junction of an
sensitivity; (b) variable base resistor
changes sensitivity; (c) typical
phototransistor.
ideal transistor (Fig. 7-21b).
Because the base lead is open, all the reverse current is forced
into the base of the transistor. The resulting collector current is:
Photos of actual electronic devices bring students
closer to the device being studied.
+VCC
ICEO ⫽ ␤dcIR
RC
where IR is the reverse minority-carrier current. This says that the collector cur-
rent is higher than the original reverse current by a factor of ␤dc.
The collector diode is sensitive to light as well as heat. In a phototran-
(a)
sistor, light passes through a window and strikes the collector-base junction. As
the light increases, IR increases, and so does ICEO .
+VCC

RC
Phototransistor versus Photodiode
The main difference between a phototransistor and a photodiode is the current
RB
gain ␤dc. The same amount of light striking both devices produces ␤dc times
more current in a phototransistor than in a photodiode. The increased sensitivity
(b)
of a phototransistor is a big advantage over that of a photodiode.
Figure 7-22a shows the schematic symbol of a phototransistor. Notice
the open base. This is the usual way to operate a phototransistor. You can control
the sensitivity with a variable base return resistor (Fig. 7-22b), but the base is
usually left open to get maximum sensitivity to light.
The price paid for increased sensitivity is reduced speed. A phototran-
sistor is more sensitive than a photodiode, but it cannot turn on and off as fast. A
photodiode has typical output currents in microamperes and can switch on and
off in nanoseconds. The phototransistor has typical output currents in mil-
(c) liamperes but switches on and off in microseconds. A typical phototransistor is
shown in Fig. 7-22c.
© Brian Moeskau/Brian Moeskau Pho-
tography
Optocoupler
Figure 7-23a shows an LED driving a phototransistor. This is a much more sensitive optocoupler than the
LED-photodiode discussed earlier. The idea is straightforward. Any changes in VS produce changes in the
LED current, which changes the current through the phototransistor. In turn, this produces a changing volt- SUMMARY TABLES
age across the collector-emitter terminals. Therefore, a signal voltage is coupled from the input circuit to the
output circuit.
Again, the big advantage of an optocoupler is the electrical isolation between the input and output
circuits. Stated another way, the common for the input circuit is different from the common for the output cir-
Summary Tables have been included at important
cuit. Because of this, no conductive path exists between the two circuits. This means that you can ground one

Figure 7-23 (a) Optocoupler with LED and phototransistor; (b) optocoupler IC.
points within many chapters. Students use these
+
RS RC

+
tables as an excellent review of important topics,
VS VCC
– –

© Brian Moeskau/Brian Moeskau


and as a convenient information resource.
(a ) ( b)
Photography

Figure 7-15 npn transistor.


C
C

C
N

B ⫽ B P ⫽ B

N
E
E
E

Out-of-Circuit Tests
A transistor is commonly tested using a DMM set to the diode test range. Figure 7-15 shows how an npn tran-
sistor resembles two back-to-back diodes. Each pn junction can be tested for normal forward and reverse bi-
ased readings. The collector to emitter can also be tested and should result in an overrange indication with ei-
ther DMM polarity connection. Since a transistor has three leads, there are six DMM polarity connections
possible. These are shown in Fig. 7-16a. Notice that only two polarity connections result in approximately a
0.7 V reading. Also important to note here is that the base lead is the only connection common to both 0.7 V
readings and it requires a (+) polarity connection. This is also shown in Fig. 7-16b.
A pnp transistor can be tested using the same technique. As shown in Fig. 7-17, the pnp transistor
also resembles two back-to-back diodes. Again, using the DMM in the diode test range, Fig. 7-18a and 7-18b
show the results for a normal transistor.
Many DMMs have a special ␤dc or hFE test function. By placing the transistor’s leads into the proper
slots, the forward current gain is displayed. This current gain is for a specified base current or collector cur-
rent and VCE. You can check the DMM’s manual for the specific test condition.
Another way to test transistors is with an ohmmeter. You can begin by measuring the resistance be-
tween the collector and the emitter. This should be very high in both directions because the collector and
emitter diodes are back to back in series. One of the most common troubles is a collector-emitter short, pro-

Figure 7-16 NPN DMM Readings (a) Polarity connections; (b) pn junction readings. COMPONENT TESTING
C


B

E
Reading
0.7

0.7
Students will find clear descriptions of how to
E
B
B
C
0L
0.7 B
+ + –

0L
test individual electronic components using
C
C
B
E
0L
0L
+

0.7
– +
common equipment such as digital multimeters
E C 0L

E
(DMMs).
(a) (b)

Transistor Fundamentals 245

xvi Guided Tour


CHAPTER SUMMARIES
Students can use the summaries when reviewing for
examinations, or just to make sure they haven’t missed
any key concepts. Important circuit derivations and
definitions are listed to help solidify learning outcomes.

END OF CHAPTER PROBLEMS


A wide variety of questions and problems
are found at the end of each chapter;
over 30% are new or revised in this
edition. These include circuit analysis
and critical thinking questions.

Guided Tour xvii


Supplements
In addition to the fully updated text, following resources are available for the students and the instructors to
aid in their understanding of electronic principles and applications at the Online Learning Center (OLC)
http://www.mhhe.com/malvino/ep7esie
Student’s resource contain a wealth of student features, links to industry sites, circuits and component
lists and activities based around key terms. It has chapter-wise job oriented questions. Besides a
detailed glossary of key terms, it also includes two appendices on
Data Sheets
Thevenizing the R/2R D/A converter
The OLC contains chapter-wise Mixed Quiz which will serve as a self testing tool for the students and
evaluation tool for the instructors.
Instructor’s Resource (password protected) includes the Instructor’s Manual and PowerPoint slides,
electronic testbanks online, links to industry and educational Web sites.
Visual Calculator for Electronic software, available at the author’s Web site http://www.malvino.com,
allows you to analyze over 140 basic electronics circuits with the ability to display any of the 1500
equations used in the calculations. With Visual Calculator you can substitute standard resistor values to
see the effects on circuit operation, view load lines and other graphs, along with viewing data sheets for
many of the components. This software can be used by instructors to help teach and demonstrate elec-
tronic circuit operation. Students can use the software to review for midterms and final exams, check
answers to homework problems and get answers faster than by any other method.

xviii
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