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Dura-Europos, Syria: An
Archaeological Visualization Simon
James
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OUP CORRECTED PROOF – FINAL, 31/1/2019, SPi
T H E RO M A N M I L I T A R Y B A S E
AT DURA-EUROPOS, SYRIA
OUP CORRECTED PROOF – FINAL, 31/1/2019, SPi
OUP CORRECTED PROOF – FINAL, 31/1/2019, SPi
THE ROMAN
MILITARY BASE AT
DURA-EUROPOS,
SYRIA
An Archaeological Visualization
Simon James
A research project conducted in collaboration with
La Mission Franco-Syrienne d’Europos-Doura
and
Supported by
University of Leicester, the Leverhulme Trust, the Gerda Henkel Stiftung,
the British Academy, the Society for the Promotion of Roman
Studies and the Society of Antiquaries of London
1
OUP CORRECTED PROOF – FINAL, 31/1/2019, SPi
3
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© Simon James 2019
The moral rights of the author have been asserted
First Edition published in 2019
Impression: 1
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Published in the United States of America by Oxford University Press
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Library of Congress Control Number: 2018958835
ISBN 978–0–19–874356–9
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Links to third party websites are provided by Oxford in good faith and
for information only. Oxford disclaims any responsibility for the materials
contained in any third party website referenced in this work.
OUP CORRECTED PROOF – FINAL, 31/1/2019, SPi
PREFACE AND
ACKNOWLEDGEMENTS
The project was kindly supported by the University of Leicester, through granting of the
precious periods of leave from teaching and administrative duties essential to permit sustained
focus on the task. I am especially grateful to the Leverhulme Trust and the Gerda Henkel Stiftung
for funding vital additional research leave at different stages of the decade-long project. Key
aspects of the work, especially the geophysical survey, were kindly funded by the British
Academy, the Society of Antiquaries of London, and the Society for the Promotion of Roman
Studies.
As acknowledged above, the project would not have been possible without the active support of
many people, the direct participation of others in the field, and input from many more through
discussions. I am especially grateful to my former student and now valued collaborator Dr
Jennifer Baird, on whose own work I have drawn heavily, regarding both the site and the Yale
archive. She was an immense help in discussing remains of the military housing on site, and in the
conduct of survey, with two other Canadians, her husband and my colleague Dr Dan Stewart, and
our mutual friend Ben Gourley for the Total Station work. The estimable Kris Strutt from the
University of Southampton with his assistants undertook the invaluable geophysics. And abso-
lutely critical was the hospitality of, and interaction with, our French, Syrian, and other colleagues
of la Mission Franco-Syrienne d’Europos-Doura, above all Pierre Leriche, who welcomed the Brits
and Canadians warmly, if sometimes inclined to tease les sujets de Sa Gracieuse Majesté britanni-
que! MFSED generously accommodated and fed us, and arranged our access to the site with the
Syrian authorities—fundamental contributions.
Equally vital was the role of the Department of Ancient Art at Yale University Art Gallery. The
project was based on bringing together direct observations at the site with the records of the Yale/
French Academy excavations, for which full access to the old expedition archive was also essential.
This was warmly granted. Lisa Brody and Megan Doyon continued YUAG’s admirable tradition
of not simply allowing scholars access to the archive, but also giving their time to help actively,
following the practice set by Susan Matheson from which I had so greatly benefited during my
previous Dura project.
I would also like to express my gratitude to other Dura scholars for discussions and answers to
questions on a myriad of matters, especially Ted Kaizer, Lucinda Dirven, and Gaëlle Co-
queugniot. Christoph Benech kindly granted permission for me to use his magnetometry data,
and thanks are due to Martin Sterry and Nichole Sheldrick for advice regarding satellite imagery.
Thanks also to Martin Millett, as ever, for encouragement, and for many years ago introducing me
to the Siret quote.
The following also kindly provided various references: Jane Ainsworth, Markus Gschwind,
Rob Matthew, Anna Walas, and, for the Jefferson quote, Diarmaid Walshe.
I would also like to thank David Breeze, Ian Haynes, and Jennifer Baird for kindly undertaking
the onerous task of reading the draft of this book, providing invaluable feedback, and saving me
from errors; of course, they do not necessarily agree with the views expressed.
OUP CORRECTED PROOF – FINAL, 31/1/2019, SPi
SUMMARY
The ancient city of Dura-Europos (Salhiyeh), overlooking the Euphrates in eastern Syria, has for a
century provided our most vivid window into life in the Arsacid Parthian and Roman Middle
East. This Hellenistic military colony grew under Arsacid hegemony into a modest town with a
Greek-speaking ruling class but largely Aramaic-speaking population, and AD c.165 passed into
the Roman orbit until its destruction and abandonment c.256 as a result of a Sasanian siege. The
site was never reoccupied, making its entirety readily accessible to archaeological explanation
following its identification in 1920. Discoveries during large-scale excavations between the World
Wars, notably papyri, inscriptions, and the wall-paintings of temples, an early church and
Synagogue, made the site famous. Dura also accommodated a Roman imperial garrison, which
carved out a large military base in the northern part of the town. Much of this was revealed in the
1930s, but it was never systematically studied or published. Believed to have occupied a quarter of
the walled area of the city, the military base was clearly an important part of the story of Dura in
its final, Roman era. It also constitutes the only substantially explored example of a major class of
Roman military site of the Principate: urban cantonments, very different from the familiar
‘playing card’ forts of Europe. Research and publication of the base therefore offered the prospect
of making contributions to the understanding of Dura and the Roman Middle East, and more
generally to Roman military studies.
The present writer conducted an archaeological project to investigate the military base, involv-
ing fieldwork at the site (2005–10) conducted in collaboration with la Mission Franco-Syrienne
d’Europos-Doura (which undertook renewed research and conservation work from 1986 to 2011),
and with Yale University Art Gallery which holds the archive of the major pre–World War II
excavations. The project became an exercise in visual archaeology, and the study of space and
movement.
Dura’s military base proved to be even larger than the original excavators realized. Another key
conclusion was that much of it was created significantly earlier than has been thought. It was not,
as has been commonly accepted, a creation of the years around AD 210, and so a feature only of the
second half of Dura’s Roman period; it had grown large decades before this. A parallel study of
the composition and size of the garrison based on the textual evidence comes to the same
conclusion—that the Roman military presence grew large in the later second century, not the
early third. These conclusions have important implications for the political history of the city,
which has been argued to have seen a Palmyrene protectorate in the later second century, a
hypothesis now looking less tenable.
Another important outcome of the project is identification of another major, hitherto unrec-
ognized demographic component at Roman Dura: large numbers of military dependents—
servants and family members—comprising the rest of an ‘extended military community’. Much
more than a body of soldiers, the Roman military and military-related presence was effectively a
city within a city. Such a new perspective has wide-ranging social and economic implications.
All this implies that the Roman military presence exerted an even greater influence on life in
Dura than has been realized. Previous commentators have variously represented it as everything
from a brutal military occupation throttling the life out of the city, to a new engine of economic
growth and prosperity, leading towards integration of soldiers and civilians in the decades before
the city’s destruction. Dura’s remarkable combination of archaeological and textual evidence
constitutes perhaps the best case study we have for military–civilian relations from the Roman
provinces, offering the prospect of more nuanced interpretations of what happened during the
coexistence of the city’s two communities. The new picture of Dura offered in the present work
explores the complexities of both the host urban society and the extended military community,
envisaging shifting patterns of interaction with both winners and losers at all levels, against the
OUP CORRECTED PROOF – FINAL, 31/1/2019, SPi
x SUMMARY
wider background of imperial politics and wars, which would ultimately snuff out the city
entirely.
That it is possible at all to conduct this study is a consequence of the tragic destruction of Dura
in war between the Roman and Sasanian empires, leading to permanent abandonment of the site.
During the course of the Syrian civil war which erupted in 2011, the ruins of the city and its
adjacent necropolis fell victim to systematic looting on an industrial scale amounting to the second
destruction of Dura. This assault on the heritage of Syria and the wider world places greater
urgency on the need to publish, and so secure for the future, the knowledge we hold on a
remarkable ancient city in museums, archives, and project records. The present work constitutes
a contribution to that wider effort.
OUP CORRECTED PROOF – FINAL, 31/1/2019, SPi
CONTENTS
List of Illustrations xv
List of Table xxix
List of Plates xxxi
List of Abbreviations xxxv
Conventions xxxvii
Site Recording: Area Labelling System xxxix
Terminology for the Site, its Structures, Features, and Areas xli
xii CONTENTS
CONTENTS xiii
12. Why Was the Base Where It Was, and As It Was? 270
Why Two Initial Nuclei? 270
Why No ‘Standard Roman Castrametation’? 271
Irregularity of the Base: ‘Oriental Laxity’ or Sound Military Tradition? 272
xiv CONTENTS
LIST OF ILLUSTRATIONS
1.1. Layout of Dura-Europos: top R, blocks and street labels, with true N and
the site N used in the text; bottom L, important structures in the military
base and civil town. 4
1. Mithraeum 15. C3 bath
2. Temple of Bêl 16. Strategeion (Redoubt Palace)
3. ‘House of the Prefect’ 17. Temple of Zeus Megistos
4. Temple of Azzanthkona 18. House of Lysias
5. principia 19. Temple of Artemis
6. E3 bath 20. Temple of Atargatis
7. X9 Temple 21. Temple of the Gaddé
8. ‘Dolicheneum’ 22. Temple of Aphlad
9. Roman Palace 23. Temple of Zeus Kyrios
10. F3 bath/amphitheatre 24. Christian building
11. ‘Temple of the Roman Archers’ 25. M7 bath
12. Military Zeus Temple 26. ‘House of the Roman Scribes’
13. Citadel Palace 27. Synagogue
14. Temple of Zeus Theos 28. Temple of Adonis
1.2. Aerial view from the NW, showing Dura in its setting of plateau, Euphrates
cliffs, and wadis with Mesopotamia to the L. French Air Force, 29 March
1939. 5
1.3. View of Dura from the NW (or site N), with the military base zone in the
foreground. Taken by the French Air Force after the end of the Yale
excavation campaign, probably in 1939. 5
1.4. Aerial view of Dura from the NE, taken by the French Air Force in the
late 1930s. 6
1.5. Dura from the S, French Air Force, 1932. 6
1.6. A reconstruction of Dura in the Roman era from the SE, as it was
understood in the mid-twentieth century, by N. C. Andrews. Known
and excavated structures are picked out in heavier line and hatching. This
fine drawing is nevertheless now known to contain inaccuracies, e.g. with
respect to the military part of the inner wadi. 7
1.7. The camp and horse lines of the British imperial Indian troops who
revealed the identity of Dura-Europos in 1920. They were unwittingly
bivouacked on the exercise ground of the Roman military base. 7
1.8. Excavation technique: locally hired workmen and boys using shovels,
baskets, and mining cars on rails: digging the middle gate of the Citadel. 7
1.9. Franz Cumont (L) and Mikhail Rostovtzeff in the Mithraeum at Dura
soon after its discovery. 8
1.10. Pierre Leriche in the House of Lysias in 2010. 9
OUP CORRECTED PROOF – FINAL, 31/1/2019, SPi
5.13. The principia in the fifth season, before (top) and during excavation
(bottom). The tall finger of masonry on the upstanding wall appears to
have fallen between photographs. 80
5.14. Principia N–S elevation drawing by Detweiler. 81
5.15. Principia E–W elevation drawings by Detweiler. 82
5.16. Details of construction in the principia around the SE corner of room 6,
soon after excavation (top) and in 2008 (bottom). L, the peculiar composite
construction of side walls, with masonry and brick structure infilled with
mud brick laced with timbers, which had decayed leaving voids. Top R,
part of a pierced stone screen across the entrance still in situ. 82
5.17. Inscription 577 from the Principia, attesting Legio III Cyrenaica. 83
5.18. Fallen plaster from the principia cross-hall ceiling showing reed
impressions. Scale 300mm. 83
5.19. Principia E tribunal. 84
5.20. Detail of screen at entrance to room 6. 84
5.21. The newly excavated principia forecourt, with the end of the N colonnade
of 10th St colonnade in foreground and rooms on the former line of
E St at right. 84
5.22. a. Reconstruction drawing of fragments E598a–c of an altar found in the
principia court, from an archive file card. The indicated scale suggests it was
just 250mm tall, with a ‘3½ cm depression’ in the top. b. Archive file-card
drawing of the base of a similar altar (E793) from the small shrine E7-19.
c. Archive file-card drawing of a fragmentary statuette from shrine E7-19
(E792). 85
5.23. Inscription 560 from the principia. 86
5.24. Portico 18 and (R) shrine 19 on the axis of 10th St to the S front
of the principia. 87
5.25. Plinth in the principia cross-hall, bearing inscriptions. 88
5.26. Proposed sequence of reorganization of E7 caused by construction of the
principia: a. hypothetical original arrangement, with two temples both
co-opting E St as their E frontage. As seen in the 190s, with the early
military compound created at the rear of the Temple of Azzanathkona;
b. how the principia, associated constructions, and 10th St widening related
to the footprint of the earlier S sanctuary in E7, of which a fragment was
preserved intact; c. how this new arrangement preserved but reconfigured
the S sanctuary, with widened 10th St serving an ancillary role paralleling
that of the approach to the less drastically remodelled Temple of
Azzanathkona. 89
5.27. Foundations of the arch across F St at the 10th St junction. Top, seen from
the N, with column bases and part of the stylobate of 10th St’s
N colonnade in the foreground. Bottom, the foundations from the S, with
the original piers on the line of 10th St’s S colonnade in the foreground, and
E3 bath R background. 92
5.28. The arch across F St at the 10th St junction, in relation to surrounding
structures, including the 10th St colonnades, the change in direction
of F St, and the E3 bath. 92
5.29. Plan of the E3 bath, based primarily on Detweiler’s 1937 resurvey and
plan (Neg. Y589), plus direct observations and TS survey points. The wall
OUP CORRECTED PROOF – FINAL, 31/1/2019, SPi
Only the born Izaak Walton knows that lazy defiance of the world’s
demands which comes with a rod and reel in one’s hand. Soon I was
fishing; forgotten was the realm of books and manuscripts, forgotten
the boring persistence of telephone bells, forgotten poor Harrison on
the shore—forgotten everything in the world except the delight of a
strike, the thrilling moments of playing my catch, and the breath-
taking suspense of reeling in. How long I fished I don’t know. The
sun emerged again in time to set, as the wind died out completely. I
refuse to tell the number of fish I caught, for no one would believe
me; but with the advent of a fine six-pounder I felt quite satisfied. I
walked to a low deck chair and sat, resting. Perhaps I dozed for a
few minutes; I don’t know. Suddenly I heard my name. I opened my
eyes and was surprised to find the shore close by. We had forgotten
to anchor and were drifting in.
“Doctah—doctah!” Harrison’s voice lost its slow drawl in excitement.
“Mistah Lawlah done phone all dis afternoon! Why fo’ you don’
answah me, doctah? He say he done fin’ ole Mistah Franklin’s work
book.”
How often had hopeful bookmen dreamed of one day discovering
this work book of Benjamin Franklin! From my earliest days of
collecting, I myself had persistently followed all rumors or clews
concerning its whereabouts. None of them led anywhere. I even
doubted that it still existed.
“Harrison,” I replied, “you can tell Mr. Lawler that I am not exactly
partial to a fool’s errand on a hot day. Besides, I want to fish.” He
went indoors, shouted my words over the telephone, then bolted
down to the shore again.
“Oh, Lawdy, doctah, do come to de telephone! He sho am mad if you
don’t.”
When I reached the house I explained once more to the manager of
my Philadelphia place that I wished to be left alone to fish.
“Fish!” Mr. Lawler’s tone was derisive. “Why, if you’ll take the next
train and meet me in Camden, I’ll show you where you can land a
fish bigger than anything you could ever pull out of Corson’s Inlet!”
This was bait for me, if not for the fish, and I asked for fuller
information.
It seemed that after months of patient search Mr. Lawler had located
the proprietor of an antique shop at Mount Holly, New Jersey, who
owned an old copy book which he claimed was the original in which
Franklin kept his accounts. Mr. Lawler had already seen it, and
believed it to be authentic; and though I rather dreaded being
disappointed once more, there was the chance of a find. I left for the
station immediately; there I found no train due for hours. This was
doubtless just the obstacle I needed to egg me on. I quickly hired an
automobile and motored the seventy miles to Camden. Mr. Lawler
met me. He seemed nervous and in a great hurry to make the final
lap of our pilgrimage. We had twenty miles farther to go, and as we
sped along we discussed the printer’s long-lost work book.
Franklin had mentioned its existence in various writings and letters.
He had said that when he was a printer he kept all the records of his
business in it.
At last we came to Mount Holly, and as we followed a quiet country
street to its end I regretted the trip. The heat of the summer night
was oppressive, and the entrance of the shop before which we
stopped was the same as a thousand others scattered over the
country. A dull light reflected against the usual sign, “Antiques,”
hanging above the doorway. As I entered, a sensation of futility came
over me. The rosewood whatnots holding their bits and pieces of
glass or china depressed me; broken-down Windsors, old ships’
lanterns, hooked rugs, maple chests, and mahogany bureaus—was
this atmosphere conducive to hope? I doubted it, and looked at Mr.
Lawler with an accusatory eye. But so great was his excitement now
that he had forgotten my existence. Suddenly his face lighted.
The proprietor of the shop, a calm, middle-aged man, came forward.
He greeted me, smiling kindly. I must confess this smile revived
hope. He seemed sure of himself in a quiet sort of way. I began to
think that perhaps I hadn’t come on such a wild-goose chase after
all. He was at his desk now, an old desk littered with papers. As his
fingers searched through them I watched closely. Then, when he
finally drew a long narrow book from beneath a pile of letters, I
caught my breath.
I took it from him and went to the dim light. As I opened the battered
covers I immediately recognized the work book of “the first civilized
American,” as a recent biographer has so aptly called him. Not a
page had been tampered with; it was entirely as it had been kept for
Franklin, except that it was somewhat yellowed by its hundred and
eighty years of age. Very carefully he had listed each work printed by
his press. The title of every book, the number of copies made, and
the quality of paper used, all commercial details, the costs and
selling prices, were methodically written out. Other expenses, too,
were set down.
PAGE OF FRANKLIN’S WORK BOOK
I looked at Mr. Lawler gratefully, and he, inwardly gloating, acted as
though the finding of historically invaluable account books was all in
an evening’s work. Of course, I could not leave without it, and I lost
no time in buying it from the owner. Ten minutes later two jubilant
bookmen climbed into the waiting automobile outside, making a
triumphal exit as they carried off their treasure from the town of
Mount Holly.
It was impossible to realize, when I purchased it, the full historical
worth of Franklin’s account book. Not until I returned home, where I
found leisure to study every word, to compare the contents with
published facts concerning Franklin, did I recognize its true import
and value to all students of printing in this country. But how did it
happen to be in Mount Holly after all those years? This question
obsessed me for a long time. The former owner, from whom I
purchased it, could tell me nothing. I began searching through the
records of Franklin’s career as a printer, and found he was in
business with David Hall until 1766, at which time they dissolved
their partnership. Then it was that he requested his great friend,
James Parker, a noted printer in New York, to audit the accounts for
him. Later Parker moved to Burlington, New Jersey, probably taking
this account book with him. As Burlington is but a few miles from
Mount Holly, it is not difficult to imagine how it might have been
carried there by some one of Parker’s descendants.
Many people imagine they own things of great worth, especially if
these things are old. They become excited when they run across a
letter in some trunk which has not been opened for years. They are
sure they have found the pot of gold at the end of the rainbow. They
are severely shocked, however, when the experienced dealer’s
appraisal of the ancestral letters is extremely low. Indeed, the dealer
is quite different from the law courts of England, which consider a
man innocent until he is proved guilty. Every expert is more or less
suspicious of any proffered autograph, especially if the so-called
originals are supposed to have been written by celebrated figures of
a century or so ago.
The false scent and the fruitless hunt, these the skillful buyer learns
to avoid. Sometimes the letters are genuine—sometimes! But it is