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J. Child Psychol. Psychiat. Vol. 41, No. 7, pp.

907–915, 2000
Cambridge University Press
' 2000 Association for Child Psychology and Psychiatry
Printed in Great Britain. All rights reserved
0021–9630\00 $15n00j0n00

Expressed Emotion, Parenting Stress, and Adjustment in Mothers of


Young Children with Behavior Problems
Bruce L. Baker
UCLA, Los Angeles, U.S.A.

Tracy L. Heller
California School of Professional Psychology, Los Angeles, U.S.A.

Barbara Henker
UCLA, Los Angeles, U.S.A.

Expressed Emotion (EE), a measure of the emotional climate of the family, predicts
subsequent adjustment of adults with mental disorder (Leff & Vaughn, 1985). Despite the
acknowledged importance of the family in childhood disorders, there have been relatively
few studies of expressed emotion with adolescents and school-aged children and virtually
none focused on preschoolers. The present study utilized the Five Minute Speech Sample
(FMSS) to examine how Expressed Emotion relates concurrently and longitudinally to child
problem status in a community sample of 112 preschool-aged children. At preschool, the
proportion of high EE increased significantly across three child groups : Comparison (8n1 %),
Borderline Problem (15n8 %), and High Problem (41n2 %) ; however, preschool EE was not
predictive of subsequent child status at 1st grade. Expanded FMSS codes, tapping positive
affect and worry about the child, were also related to child problem group at preschool and
were predictive of subsequent child status at 1st grade. Because parents’ stress and
adjustment were also highly related to child problem group status, we examined whether the
FMSS codes were essentially a proxy for these or whether they explained unique variance.
In two stepwise regressions on preschool child group status (divided by total problems and
by externalizing problems), maternal stress was the only variable to enter. Also, in predicting
to 1st grade externalizing child group status, only maternal stress entered. Discussion
focused on the extension of the EE construct and other FMSS coding to young children, and
the need to recognize that to some extent these variables may reflect maternal stress and
adjustment.

Keywords : Behavior problems, Expressed Emotion, externalizing disorder, parent–child


relations, preschool children, stress.

Abbreviations : BDI : Beck Depression Inventory ; CBCL : Child Behavior Checklist ; DAS :
Dyadic Adjustment Scale ; EE : expressed emotion ; EOI : emotional overinvolvement ; FIQ :
Family Impact Questionnaire ; FMSS : Five Minute Speech Sample ; SCL-90 : Symptom
Checklist-90 ; TRF : Teacher Report Form.

There is increasing evidence that children with behavior warmth in parent–child interactions (Campbell, Ewing,
problems in the preschool years are at higher risk for Breaux, & Szumowski, 1986 ; Richman et al., 1982).
adjustment problems in later childhood (Campbell, 1994 ; Although these may be as much the effects as the causes
Heller, Baker, Henker, & Hinshaw, 1996 ; Richman, of childhood behavior problems (Bell & Harper, 1977),
Stevenson, & Graham, 1982). These findings of con- these family characteristics are proving to be predictive of
tinuity have focused attention on family adjustment and subsequent child adjustment (Campbell, 1994 ; Egeland,
parenting practices in early childhood. Studies with Kalkoske, Gottesman, & Farrell-Erickson, 1990 ; Heller
preschoolers have shown that in families with child et al., 1996).
behavior problems there is greater parental stress (Baker Expressed Emotion (EE) is a measure of the emotional
& Heller, 1996), less spousal support (Suarez & Baker, climate of the home ; it has shown high predictive value in
1997), more authoritarian child-rearing beliefs (Heller families of adult members with mental disorder. Families
et al., 1996), and greater maternal negativity and less are characterized as high EE or low EE, based upon
evidence of critical and\or emotionally overinvolved
attitudes expressed by parents toward the son or daughter
during an interview. In families of adult offspring with
Requests for reprints to : Dr Bruce L. Baker, Department of mental disorder, EE has proven to be a strong predictor
Psychology, 405 Hilgard Avenue, UCLA, Los Angeles, CA of the son or daughter’s relapse after returning home
90095, U.S.A. (E-mail : Baker!psych.ucla.edu). from hospitalization (Leff & Vaughn, 1985). Presumably

907
908 B. L. BAKER, T. L. HELLER, and B. HENKER

the attitudes expressed during the interview are reflective Harrington, 1994). In the present study, we examine the
of unsupportive behaviors expressed on daily family relationship of EE and its components to preschool
interactions that have a negative impact on the patient. children’s externalizing and internalizing problem scores.
Despite the acknowledged importance of parent–child A third question is whether the clinically rich FMSS
interactions in childhood disorders, there have been could yield useful information beyond the coding of EE
relatively few studies of expressed emotion with adoles- and its components. Most authors who score EE from the
cents and school-aged children and we know of none FMSS report only family EE status, scored as a binary
focused on preschoolers. variable (high vs. low) ; some report the critical and EOI
The present study examines expressed emotion in scores that comprise EE. Although this simplicity is
parents of preschool aged children ; we have included a attractive, there may be value in scoring for other
community sample of children rather than those in dimensions. We note that the EE score reflects negative
psychiatric treatment and have followed them longitu- attitudes, but that parents also vary greatly in positive
dinally. As with many recent studies of EE, we utilized a expression and this may be an important protective
brief, recorded Five Minute Speech Sample (FMSS ; factor. Vostanis and Nicholls (1995), citing findings by
Magana et al., 1986) rather than the original Camberwell Richman et al. (1982) that low maternal warmth is
Family Interview (Brown, Birley & Wing, 1972 ; Vaughn associated with child behavior disturbance in pre-
& Leff, 1976). schoolers, argue that this variable (which is scored from
The primary question of interest is whether high EE the longer Camberwell Family Interview) should be
characterizes families of preschool-aged children with included in FMSS scoring. In the present study, we
behavior problems and predicts future behavior prob- derived additional codes for the FMSS to assess positive
lems. Studies of older children and adolescents have affect (including warmth) and concern or worry about the
suggested that the EE construct is a useful discriminator. child.
Hibbs et al. (1991), studying children (mean age 12n9 A fourth question is whether EE is a unique dimension
years) with obsessive compulsive disorder and disruptive of family environment, or is essentially another way of
behavior disorders, found more high EE families in these reflecting parents’ stress, adjustment difficulties, and\or
clinical groups than in a nonpsychiatric comparison socioeconomic disadvantage. Hibbs et al. (1991) found
group. Asarnow and her colleagues, studying children that high EE was associated with a parental history of
aged 7–14 with depressive disorders, found more high EE psychiatric disorder in families of children with obsessive
parents than in a comparison group (Asarnow, Thomp- compulsive disorders, disruptive behavior disorders, and
son, Hamilton, Goldstein, & Guthrie, 1994). Moreover, normal comparisons. Goldstein (1987) found that parents
the recovery rates 1 year after hospital discharge were of young adults with schizophrenia who were rated as
much worse in high EE homes than in low EE ones high EE had higher lifetime rates of psychiatric disorder
(Asarnow, Goldstein, Tompson, & Guthrie, 1993). than did parents rated low EE. Asarnow et al. (1993)
Schwartz, Dorer, Beardslee, Lavori, and Keller (1990) suggest the need for further research to clarify the
also found more high maternal EE in families of school- relationship between parent EE and psychiatric disorder,
aged children with attention deficit-hyperactivity dis- in order to understand better the association between EE
order, conduct disorder, depression, or substance abuse. and child outcome. In the present study, we included
Marshall, Longwell, Goldstein, and Swanson (1990), young children who did not have major psychiatric
studying boys aged 6–15 with ADD-H, found a re- disorders but the much more common behavior problems
lationship between EE status and parent–child inter- of childhood. We did not assess presence or history of
actions ; interactions with parents previously rated high parental psychiatric disorder, which would have been low
EE by the FMSS were characterized by greater verbal in this community sample ; rather, we assessed levels of
coercion and more negative affective style. stress and adjustment, individually and in the marriage.
The present study extends the investigation of EE to As we have noted, these have been associated with child
families of preschool and kindergarten children, an age problems ; we sought to determine whether EE would
group in which others have found similar family charac- have an independent association.
teristics, such as hostility, related to problem behaviors The present study, then, addressed four questions : (1)
(Richman et al., 1982). We thus hypothesized that the EE Is parental EE associated with child behavior problems in
component critical remarks would be higher in families families with very young children, concurrently and
where a child has significant behavior problems. The longitudinally ? (2) Is EE a unitary construct, or do its
other component, emotional overinvolvement (EOI), may components relate to childhood behavior problems dif-
not be applicable for families of very young children, in ferently ? (3) Can FMSS coding be expanded mean-
that the components would have a different meaning at ingfully to include other characteristics of the parental
this age. For example, a high degree of protectiveness and disclosure ? (4) Is EE a unitary and separate characteristic
positive remarks would characterize normative parenting of families, or is it better viewed as a reflection of parental
behaviors with a preschooler. We therefore did not expect stress and adjustment ?
a relationship between EOI and child behavior problems.
A second question of interest is whether the com-
ponents of high EE (critical remarks and EOI) relate to Method
particular types of childhood disorder. Stubbe, Zahner, Subjects
Goldstein, and Leckman (1993) found higher levels of
Subjects were 112 families with young children who were
criticism in parents of children with disruptive behavior
participating in a longitudinal study of the cognitive, emotional,
diagnoses and higher levels of EOI in parents of children and social development from preschool to grade 3. Families
with anxiety disorders. In a three-group study of children were recruited through local preschools, kindergartens, and
with conduct disorder, emotional disturbance, and com- day-care centers. Flyers given to directors invited participation
parisons, high maternal criticism was significantly related of families with children demonstrating (1) externalizing be-
to externalizing symptoms (Vostanis, Nicholls, & havior problems (e.g. disruptive, overly active, disobedient) ; (2)
EXPRESSED EMOTION AND CHILDREN WITH BEHAVIOR PROBLEMS 909

Table 1
Child and Family Demographics : Mean (Standard Deviation) or Percentage by Child
Behavior Problem Group (N l 100)
Child group

Comparison Moderate High


Variable N l 40 N l 42 N l 18 F χ#
Child age (months) 54n2 (7n3) 54n6 (7n4) 55n5 (6n4) 0n21
Sex (% boys) 52n5 42n9 72n2 3n13
Race (% Caucasian) 72n5 73n8 77n8 0n18
Birth position (%)
Only child 32n5 31n0 38n9 0n70
First-born 40n0 35n7 33n3
Later-born 27n5 33n3 27n8
MPC (IQ) 111n6a (11n5) 109n5a (13n0) 100n0b (11n8) 5n80**
Mother’s age 38n6 (5n0) 36n5 (4n7) 36n3 (6n4) 2n26
Mother’s education 6n3 (0n7) 6n1 (0n8) 5n8 (1n1) 2n56
SES score 54n8a (10n2) 55n0a (10n1) 47n0b (15n4) 3n63*
% married 87n5 81n0 77n8 1n05
Mother’s Total CBCL 48n6a (7n4) 60n3b (7n0) 67n2c (4n3) 55n46***
Teacher’s Total CBCL 47n7a (7n9) 58n2b (9n9) 68n8c (4n7) 42n03***
Means were contrasted with Tukey HSD post hoc tests ; those with different superscripts differed
by p n05.
* p n05 ; ** p n01 ; ***p n001.

internalizing behavior problems (e.g. withdrawn, shy, anxious) ; differed significantly on child IQ, with the high problem group
or (3) no significant behavior problems. The study focused on scoring lower than the other two groups. The groups also
the continuity and prediction of behavior problems and, as differed significantly on the Hollingshead score (Hollingshead,
such, recruited a disproportionate number of children meeting 1975), a socioeconomic status indicator, with the high problem
criteria (1) and (2) above. Children were parent- and usually group scoring lower. For subsequent analyses, IQ and\or SES
teacher-identified and ranged widely in the number and type of were covaried if they related significantly to the dependent
problem behaviors. Exclusionary criteria included a score of 75 variable.
or below on the KABC intelligence test (Kaufman & Kaufman,
1983), mental retardation, autism, or other significant de-
velopmental delays.
Children averaged 4n6 years of age (range 3n5 to 5n9 years), Procedures
were 56 % male, and were primarily Caucasian (75 %). In 70 %
Families were recruited in three annual cohorts of similar
of families this child was the only or the eldest child. Mothers
size. Parents initiated contact with the center, at which time a
averaged 37n3 years of age. Parents were generally well-educated
telephone screening elicited the primary child-related concerns.
and middle to upper socioeconomic status (see below).
Only one child participated per family. Exclusionary criteria
included mental retardation, autism, or other significant de-
Diagnostic Groups velopmental delays. Parents were sent consent and release
forms, measures to be completed by both parents, and measures
For behavior problem analyses, children were classified as for the child’s teacher. Families then participated in two 2-hour
comparison (N l 40), moderate behavior problem (N l 42), or assessment sessions at the research center. The measures
high behavior problem (N l 18) by a set of decision rules. described below were among those obtained. Families were
Twelve children were not classified, because of missing data followed up for one 2-hour assessment when the child was in
from mother (1) or teacher (11). We contrasted the 12 families first grade.
with missing data to the 100 families with complete behavior
problem data on 25 variables assessing expressed emotion,
demographics, stress, or adjustment. There were three signifi-
cant differences : families with missing data reported signifi- Five Minute Speech Sample : Expressed Emotion
cantly less negative impact of the child, greater parenting sense (EE ) and Expanded EE
of competence, and more spousal support. These family
differences may have been due to chance, especially because The Five Minute Speech Sample (FMSS ; Magana et al.,
these families were unclassified, in all but one case, because of 1986) is tape-recorded and scored for EE and Expanded EE.
the teacher’s, not the mother’s, failure to comply with measure- Instructions to the parent for the FMSS are : ‘‘ I’d like to hear
ment. your thoughts about your child … Tell me what kind of person
Comparison children were those referred to us as not having he\she is, and how you get along together. ’’ The interviewer
problems, and both mother and teacher Child Behavior remains in the room, but the parent is to speak without
Checklist (CBCL, Achenbach, 1991) total T scores were below interruption for 5 minutes. The FMSS was scored by raters who
60 (see below for description of CBCL). High behavior problem were uninformed about the child and the family. Scoring
children were referred to us as having behavior problems ; criteria were developed by Magana et al. (1986 ; Magana-
mother’s and\or teacher’s CBCL total T score was 64 or greater Amato, 1993) and are based upon the affective quality of the
(in the clinical range) and the other was at least 60 or above (in total 5-minute monologue. EE status is dichotomous, with
the borderline range). Moderate behavior problem children had respondents considered low EE unless criteria for high EE are
either a mother’s or a teacher’s CBCL total T score of at least 60 met. High EE is defined based on a high score on either of two
(borderline range), but scores did not meet the above criteria for dimensions : criticism and EOI. An FMSS is scored as high on
high behavior problems. Table 1 shows demographic charac- the criticism dimension if any of the following criteria is met :
teristics and CBCL T scores by child groups. The groups negative initial statement, negative relationship rating, or one
910 B. L. BAKER, T. L. HELLER, and B. HENKER

or more criticisms as defined on the Camberwell Family interest here are negative impact (combining negative impact on
Interview (Leff & Vaughn, 1985) EE coding scheme. A high EOI feelings about parenting and on social relationships) and
rating is assigned if the parent : (1) reports self-sacrificing positive impact (on feelings about parenting). We have found
overprotective behavior (e.g. not allowing the child to go to the negative impact score had a test–retest reliability of r(93) l
school for fear that his or her feelings will be hurt), (2) breaks n67 from preschool to first grade, and it correlated highly with
down in tears during the FMSS ; or (3) shows a combination of the child-related stress factor of the Parenting Stress Index
any of the following : excessive detail about the past, excessive (Abidin, 1990), a well-standardized, 101-item measure of
statements of positive attitude and\or excessive praise (five or parenting stress, r(129) l n69.
more positive remarks). Our coding supervisor was trained by Parenting Daily Hassles Scales. This measure (Crnic &
staff of the Goldstein Family Project at UCLA, and she further Greenberg, 1990) lists 20 problems that parents might ex-
trained the coders. perience in the daily care of their children (e.g. cleaning up after
Expanded EE codes were developed for this study, and him\her). Parents indicate the frequency of each problem and
scored by a separate team of coders. Coders were undergraduate the intensity (how much of a hassle it is), each on a 4-point scale
research interns, uninformed about the child and family. They (‘‘ Not at all ’’ to ‘‘ Very much ’’). Crnic and Greenberg report
received approximately 20 hours of training with pilot tapes ; high internal reliability for the intensity scale (alpha l n90), and
subsequently, each tape was scored by two or three coders and high correlation between the two scales (r l n78). We analyzed
these scores were averaged. We began with a large exploratory only the intensity (hassles) scale.
pool of 36 dimensions, each coded on a 4- or 5-point scale. Beck Depression Inventory. The BDI (Beck, Ward, Mendel-
Three coders scored 32 tapes for reliability, distributed through- son, Mock, & Erbaugh, 1961) is a 21-item self-report measure of
out data collection. Many of the dimensions occurred in- the cognitive, affective, and somatic dimensions of depression.
frequently and\or could not be scored reliably. We retained the Each item contains four statements, ranging from no indication
11 codes where inter-rater reliability averaged above r l n60, of depression (I do not feel sad) to high indication (I am so sad
and subsequently used only 6 of these because the others were or unhappy that I can’t stand it). Items sum to a total score that
correlated highly with the 6 chosen. can range from 0 to 63.
We combined six codes into composite variables when they Symptom Checklist-90. The SCL-90 (Derogatis, 1986) is a
were highly intercorrelated and the combination made con- 90-item self-report measure of symptoms of psychopathology ;
ceptual sense. Four positive parent descriptors (warmth, en- the respondent rates the extent of distress from 0 (not at all) to
joying being a parent, encouraging, and positive tone) were 4 (extremely). Items sum to a total score that can range from 0
highly intercorrelated (r l n77 to n86) and were combined into a to 360.
Positive Affect score. Two items indicating confusion and worry Dyadic Adjustment Scale. The DAS (Spanier, 1976) is a 32-
(confused about what to do ; concerned or worried about the item self-report measure of marital adjustment and sums to a
child’s behavior) were highly related (r l n80) and were com- total score that can range from 0 to 151.
bined into a Worry score.

Results
Measures of Child Behavior Problems
Expressed Emotion and Child Problem Groups
Child Behavior Checklist. The CBCL (Achenbach, 1991) is
a widely-used and well-standardized parent rating scale for For mothers, 102 tapes were scorable for EE ; of these,
child behavior problems, with separate forms for ages 2–3 and 18 (18 %) met criteria for high EE. For fathers, only 37
4–16 years ; we used the 2–3 year form for 19 children. The two tapes were available for scoring ; 2 (5 %) met criteria for
forms yield comparable scores. Parents indicate the degree or high EE. Because we had speech samples from so few
frequency of occurrence of 113 behaviors on a scale of 0–2. Raw fathers, we did not combine mother and father data to
scores are converted to T scores, based on separate norms by create family scores ; rather, we based all analyses on
gender and age ; scoring yields a total problem T score, broad-
mothers’ scores.
band T scores for Internalizing and Externalizing dimensions,
and a series of narrow-band clinical scale scores. Our primary question was whether high EE charac-
CBCL-Teacher Report Form. The teacher version of the terizes families of young children with behavior problems.
CBCL (the TRF) is similar in format, with 118 items. Although When children were classified into problem groups,
the TRF is widely used, well-established norms are not available mothers’ EE differed significantly across child groups.
for the preschool version. In the present sample, there was a For the comparison group, 3 of 37 mothers (8n1 %) were
high correlation (r l n80) between externalizing scores on the classified high EE. For the borderline problem group, 6 of
TRF and the Preschool Behavior Questionnaire (Behar, 1977), 38 (15n8 %) were classified high EE. For the high problem
another commonly used measure. group, 7 of 17 (41n2 %) were classified high EE, χ# (2, 92)
We note that CBCL derived scores were analyzed as a three- l 8n98, p l n01 (see Table 2 A).
level variable (comparison, moderate, or high behavior prob-
Table 2 A also shows the mean scores across child
lems) rather than as continuous variables for two reasons. First,
the CBCL has a high range of scores within the ‘‘ normal ’’ range groups for EE components. A MANCOVA was con-
and a narrower range within the clinical domains of interest ; ducted, including critical remarks and EOI and covarying
when continuous scores are used in correlational analyses, child IQ score. Using Wilks’ Lambda, groups differed
effects related to the relatively small group of high scorers are significantly, approximate F(4,174) l 3n53, p n01. The
apt to get overshadowed by the large and, for our purposes, individual ANCOVA, covarying child IQ, was significant
irrelevant variability in ‘‘ normal ’’ scores. Second, the groups for critical remarks. Parents of high problem children
employed have clinical meaning and are consistent with scored more than five times as high on critical remarks as
Achenbach’s (1991) recommendations for cutoff points. did parents of comparison children. EOI scores were low
and did not differ by child group.
Measures of Mother Stress and Adjustment
Family Impact Questionnaire. The FIQ (Donenberg & Relationship of EE to Externalizing vs.
Baker, 1993) is a 50-item questionnaire that asks about the Internalizing Dimensions
‘‘ child’s impact on the family compared to the impact other
children his\her age have on their families ’’ (e.g. Item 1 : ‘‘ My Our second question was whether the components of
child is more stressful ’’). Parents endorse items on a 4-point EE (critical remarks and EOI) related differentially to
scale ranging from ‘‘ not at all ’’ to ‘‘ very much. ’’ The scales of children’s CBCL broad-band externalizing vs. internal-
EXPRESSED EMOTION AND CHILDREN WITH BEHAVIOR PROBLEMS 911

Table 2
EE and Expanded EE. Mean Scores (and SD) by Child Behavior Problem Group, and F
for ANCOVA, with Child Intelligence Covaried
Child group

Variable Comparison Moderate High F χ#


A. Expressed Emotion N l 37 N l 38 N l 17
EE Status (% high) 8n1a 15n8ab 41n2b 8n98**
Critical 0n19a (0n46) 0n45a (0n69) 1n00b (0n87) 6n77**
EOI 0n27 (0n56) 0n37 (0n59) 0n35 (0n70) 0n20

B. Expanded EE N l 39 N l 42 N l 17
Positive affect 11n84a (2n84) 11n34a (2n51) 9n07b (2n83) 4n07*
Worry 5n87a (2n28) 6n36a (2n27) 8n53b (1n66) 6n18**
Means with different superscripts differ by p n05. The difference in Ns is attributable to
differences between the EE and Expanded EE coding teams as to whether a tape was considered
clear enough to code.
** p n01 ; *** p n001.

Table 3
Correlations between FMSS Codes and Maternal Stress\Adjustment
EE codes Expanded EE codes

Criticism EOI Positive affect Worry


Family impact
(negative) (N l 110) n46*** n07 kn43*** n49***
Family impact
(positive) (N l 110) n01 kn26** n32** kn32**
Daily hassles
(N l 106) n19 n16 kn44*** n27**
Parenting sense
of competence (N l 109) kn33** n02 n37*** kn28**
BDI (N l 104) n45*** kn02 kn19 n09
SCL-90 (N l 106) n38*** kn06 kn22* n13
Parenting Agreement
& Support Scale (N l 81) kn44*** n17 n12 kn26*
DAS (N l 90) kn11 kn09 kn09 kn03
*p n05 ; ** p n01 ; *** p n001.

izing scores. Critical remarks had a modest but significant ing child IQ, revealed significant group differences on
relationship to CBCL externalizing score, for mothers, each expanded EE code. The high problem group mothers
r(99) l n22, p n05, and for teachers, r(91) l n24, scored significantly lower on the positive affect domain,
p n05. Critical remarks were unrelated to CBCL inter- and higher on worry, than the other two child groups.
nalizing scores, for mothers (r l n08) and teachers (r l We also examined the relationship between the ex-
n07). Emotional overinvolvement was not related to either panded EE codes and CBCL externalizing and internal-
CBCL broad-band score, for mothers or teachers (range izing dimensions. For mothers, the externalizing score
of r lkn06 to n07). Hence, the relationship between EE was significantly related to positive affect, r(107) lkn26,
and behavior problems is accounted for almost entirely p n05, and worry, r(107) l n40, p n001 ; the internal-
by the relationship between critical remarks and external- izing score did not relate to either expanded EE code.
izing behavior problems. For teachers, the externalizing score was significantly
related to positive affect, r(97) lkn20, p n05, and
worry, r(97) l n37, p n001. However, teachers’ inter-
Expanded EE Codes nalizing scores also related to positive affect, r(97) l
kn34, p n01, and worry, r(97) l n32, p n01.
Our third question was whether the FMSS could be
coded meaningfully for domains beyond those included
in EE. The expanded EE codes were moderately cor- FMSS Codes and Other Measures of Maternal
related with critical remarks : positive affect, r(100) l Stress and Adjustment
kn47, p n001 ; worry, r(98) l n41, p n001 ; neither
was correlated with EOI. Table 2B shows the mean Table 3 shows correlations between FMSS codes and
scores across child groups for the expanded EE codes. A measures of mothers’ stress and adjustment. Mothers’ EE
MANCOVA was conducted including positive affect and criticism and expanded FMSS codes were moderately
worry, and covarying child intelligence. Using Wilkes’ related to scores on questionnaires assessing stress and
Lambda, groups differed significantly, approximate coping (negative impact of the child, perceived daily child
F(4, 186) l 2n46, p n05. Individual ANCOVAs, covary- hassles, parenting sense of competence). EE criticism was
912 B. L. BAKER, T. L. HELLER, and B. HENKER

Table 4
Mother Stress and Adjustment Mean (SD) Scores by Child Behavior Problem Groups
and F for ANCOVA with Child Intelligence and Family Socioeconomic Status Covaried
as Appropriate
Child group

Comparison Moderate High


Variable N l 40 N l 42 N l 18 F
Family impact (negative) 16n7a (8n7) 22n1b (9n9) 35n7c (17n5) 12n8***
Family impact (positive) 14n1 (5n5) 13n7 (5n1) 10n9 (5n2) 2n37
Daily hassles 46n1a (6n9) 52n6b (9n4) 54n4b (10n6) 5n67**
Parenting sense of 51n6 (7n7) 48n0 (10n3) 46n2 (10n6) 1n88
competence
BDI 6n1a (5n2) 7n2a (4n9) 11n8b (9n2) 4n00*
SCL-90 30n0a (24n9) 46n3b (32n5) 66n8b (61n9) 4n74*
Parenting Agreement 44n6 (8n1) 42n2 (6n4) 40n4 (8n0) 1n61
& Support Scale
DAS 109n6 (16n0) 103n6 (16n2) 100n9 (23n6) 1n21
Means with different superscripts differed by p n05. Child IQ was covaried for daily hassles and
FIQ negative. SES was covaried for daily hassles, parenting sense of competence, DAS, BDI, and
SCL-90.
* p n05 ; ** p n01 ; *** p n001.

also moderately related to measures of maternal ad- (in the borderline range). Moderate externalizing children
justment and spousal support. No FMSS code related to had either a mother’s or teacher’s CBCL externalizing
marital adjustment. score of at least 60 (borderline range), but scores did not
We further explored how these questionnaire measures meet the above criteria for high externalizing.
related to child behavior problems. Table 4 shows mean The three externalizing child groups differed signifi-
scores across child groups. Two measures of parenting cantly on child IQ, so this was covaried in further
stress, daily hassles and the FIQ Negative Impact Scale, analyses. The externalizing groups differed significantly
differentiated the child groups as well as the FMSS codes on the EE and expanded EE variables of critical remarks,
did. Two measures of adjustment, the BDI and SCL-90, F(2,91) l 6n16, p n01, and worry, F(2,98) l 9n74,
also significantly differentiated the child groups. p n001. Positive affect approached significance, F l
To test the unique contribution to child group status of 2n55, p l n08. We conducted a hierarchical regression
maternal EE, expanded EE, and the parent stress and analysis to determine whether the expanded EE scores
adjustment measures, we conducted a stepwise regression had additional explanatory power. IQ was entered in
analysis on child group score (0, 1, 2). We considered block 1, accounting for 8n2 % of the variance, F(1,91) l
those variables with significant univariate relationships to 8n09, p n01. EE criticism was entered in block 2 and
child group. We first entered SES and child IQ as a block, accounted for an additional 8n2 % of variance, F R#
and then allowed the remaining variables to enter change (1,90) l 8n81, p n01. Expanded EE scores were
stepwise, with p to enter l n05. Following SES and child entered in block 3 and accounted for an additional 9n1 %
IQ, R# l n09, F l 4n17, p n05, the FIQ’s negative of the variance, F R# (2,88) l 5n39, p n01.
impact scale was the only variable to enter, R# change l The externalizing child groups also differed signifi-
n22, F(1,80) l 26n3, p n001. The only EE variable that cantly on the mother stress measures of negative impact
came close to entering was critical remarks (p l n08). The and daily hassles, and on depression. A linear regression
model accounted for 32 % of the variance in child was conducted, with child IQ entered in step 1, the FMSS,
problem group status, with only FIQ negative impact stress, and adjustment variables then considered stepwise,
entering significantly. and p to enter l n05. The model accounted for 38 % of
the variance in externalizing group status. In addition to
child IQ, only the FIQ negative impact entered, R# l n28,
Child Groups Based on CBCL Externalizing T F(1,84) l 38n16, p n001. The only EE variable that
Scores came close to entering was worry ( p l n08).
Our child grouping was based upon the total CBCL
problem score. However, parental EE was related con- Prediction to Child Status at First Grade
sistently to the CBCL externalizing T score but not to the
internalizing T score. Therefore, grouping the children on Further analyses were conducted to determine the
the externalizing dimensions would probably show relationship of measures taken at preschool to the child’s
stronger relationships with EE and our expanded codes. subsequent externalizing behavior problem status 2 years
We further analyzed the data with the children reclassified later (mean l 25n5 months), at first grade. There were 20
into three externalizing groups, using comparable cri- families who had a preschool externalizing score but not
teria, as follows. Comparison children had both mother a first-grade one. We compared these families to the
and teacher Child Behavior Checklist (CBCL, Achen- remaining families on 26 demographic, EE, CBCL, and
bach, 1991) broad-band externalizing and internalizing T stress and adjustment measures that have been referred to
scores below 60. High externalizing children had mothers in this report. There were no significant differences.
and\or teacher’s CBCL externalizing score of 64 or The first-grade sample (N l 85) was classified as
greater (in the clinical range) and the other was at least 60 follows : comparison (N l 45), borderline externalizing
EXPRESSED EMOTION AND CHILDREN WITH BEHAVIOR PROBLEMS 913

(N l 26) and high externalizing (N l 14). For these might talk, for example, about how supportive her
children, there was high continuity between their pre- husband is, but others will not mention their spouses.
school and first-grade externalizing group classifications, Nevertheless, indicators that cut across content cate-
Phi l n78, p n001. gories, such as positive affect (e.g. warmth, encour-
We examined demographic variables by first-grade agement, positive tone) and worry or concern, are
problem group in one-way ANOVAs. The groups differed scorable from all tapes. These variables, particularly
significantly on child gender, χ# (2,85) l 7n32, p n05, those reflecting positive emotions, expand upon the EE
with more boys in the high externalizing group. The summary scores from the FMSS, which denote negative
groups also differed on mothers education, F(2,82) l emotions (criticism and overinvolvement).
4n22, p n05, with more educated mothers in the com- Second, coding EE, even from a 5-minute speech
parison group than in the two externalizing groups. We sample, is an arduous process that requires expert
covaried these two variables in subsequent analyses. One- supervision and high standards of reliability. Indeed, the
way ANCOVAS by problem groups did not approach coding for much of the research utilizing the FMSS has
significance for EE, criticism, and EOI. The groups were been done either by the staff of the Family Project at
differentiated, however, by the expanded FMSS codes for UCLA or with some involvement from that staff. Our
worry, F(2,77) l 5n37, p n01, with positive affect ap- expanded FMSS variables were coded by separate raters,
proaching significance, F(2,77) l 2n82, p l n07. Problem who were unfamiliar with EE codes. The coding was
groups also differed on two measures of mothers’ stress reliable. The expanded EE categories differentiated child
and adjustment : FIQ negative impact, F(2,80) l 11n51, groups at preschool and at first grade as well as, or better
p n001, and spousal support, F(2,67) l 3n80, p n05. than, the EE score. However, when maternal stress was
A regression analysis was run with child gender and accounted for, neither EE nor expanded EE scores
mother education entered in step 1, and the four variables entered the regression equation predicting child group
with significant univariate relationships entered stepwise status.
in step 2. Only FIQ negative impact score entered in step Following Asarnow et al. (1993), we asked whether EE
2, R# change l n14, F Change (1,66), l 13n65, p n001. is a unique dimension of the family environment or
The accounted for 31 % of the variance, with two whether mothers’ verbal behavior (scored for EE) is a
variables, child gender and mother negative impact, reflection of socioeconomic status or of stress and
entering significantly. adjustment difficulties. In the present sample, the EE and
expanded EE scores were unrelated to socioeconomic
Discussion status. Our sample was generally high in SES, so the
limited range may have precluded finding this relation-
We first asked whether expressed emotion charac- ship ; however, our results are consistent with other
terized families of children in preschool or kindergarten studies that have not found a relationship between
with behavior problems. The percentage of families who socioeconomic status and EE (Hibbs et al., 1991 ; Stubbe
met criteria for high EE in this community sample (18 %), et al., 1993). The FMSS codes were moderately related,
drawn broadly from schools, was considerably lower however, to measures of mothers’ wellbeing. Moreover,
than other authors have found with older samples drawn stress and adjustment measures differentiated child
more selectively from clinics (Kershner, Cohen, & Coyne, groups as well as, or better than, the EE scores. When
1996). The proportion of high EE families in the high child problem group status at preschool, determined
child behavior problem group (41 %) was more com- from total CBCL T-scores, was regressed on all of these
parable to findings by investigators with clinical samples. indicators of maternal wellbeing, our maternal stress
Upon further examination, the relationship between measure (negative impact) was the only variable that
EE and child behavior disorders was attributable to one entered. Moreover, when child problem status at pre-
EE component, critical remarks ; the other component, school or 2 years later, each determined from CBCL
emotional overinvolvement, did not differ across child externalizing T scores, was regressed on preschool pre-
problem groups. We had anticipated EOI being unrelated dictors, maternal stress was again the only variable to
to child behavior problems, but we had expected that enter. None of the FMSS codes explained variance
high EOI would be normative at this age. However, beyond mother’s self-report of stress, although there were
contrary to our expectations, EOI was scored rarely. several trends. As predictors, then, the FMSS codes do
The relationship between high EE and child behavior not seem to contribute a great deal that is unique, beyond
problems was attributable to one CBCL broad-band self-reports of mothers’ child-related stress. However, the
score, that for externalizing problems ; the other broad- FMSS codes are behavioral measures, and may more
band score, internalizing problems, did not relate to the directly reflect how mothers’ experiences of child-related
EE variables. This finding is consistent with previous stress translate into attitudes and expression that can
work by Stubbe et al. (1993) and Hirshfeld, Biederman, influence the child.
Brody, and Faraone (1997), who found higher criticism These findings offer some support for employing the
in parents of children with disruptive behavior diagnoses. EE construct with families of preschool-aged children.
Their finding of a relationship between emotional over- The EE status score (high vs. low) differentiated families
involvement and anxiety disorders did not emerge here by the degree of child behavior problems, with the
for the broad-band internalizing dimension, although it relationship almost entirely accounted for by the critical
was precluded by the low incidence of EOI. remarks component. The emotional overinvolvement
We explored expanding the FMSS codes for two component was rarely scored and may have less utility
primary reasons. First, these speech samples contain with this age group. Expanding the FMSS codes to
much information beyond that reflected in the limited EE include other dimensions, such as positive affect and
categories. Much clinically rich content cannot be re- worry, may be fruitful. These expanded EE scores also
flected in scoring schemes because without standard differentiated families by the degree of child behavior
prompts topical coverage is not consistent. One mother problems. It appears, however, that the FMSS variables
914 B. L. BAKER, T. L. HELLER, and B. HENKER

may be a reflection of parent stress, which is itself a year followup. Journal of Abnormal Child Psychology, 22,
stronger correlate of child behavior problems. 147–166.
We are hopeful that future studies with young children Campbell, S. B., Ewing, L., Breaux, A. M., & Szumowski, E.
will explore additional ways of gleaning information (1986). Parent-referred problem three-year olds : Follow-up
from the FMSS, and will further examine the relationship at school entry. Journal of Child Psychology and Psychiatry,
27, 473–488.
of EE sub-scores with the type of child disorder (internal- Crnic, K. A., & Greenberg, M. T. (1990). Minor parenting
izing or externalizing). One limitation of the present stresses in young children. Child Development, 61, 1628–1637.
study is the potential problem of shared method variance. Derogatis, L. (1986). Manual for the Symptom Checklist 90
Our measures of EE and stress were derived from Revised (SCL-90-R). Baltimore, MD : Author.
mothers, and our measure of child behavior problems Donenberg, G., & Baker, B. L. (1993). The impact of young
was derived partly from mothers (and also from teachers). children with externalizing behaviors on their families.
This reliance on the same reporter may have increased Journal of Abnormal Child Psychology, 21, 179–198.
some of the relationships found among these domains. Egeland, B., Kalkoske, M., Gottesman, N., & Farrell-Erickson,
This problem would be mitigated somewhat if one were M. (1990). Preschool behavior problems : Stability and
able to obtain independent child diagnoses and\or factors accounting for change. Journal of Child Psychology
complete measures from fathers. We also encourage and Psychiatry, 31, 891–909.
Goldstein, M. J. (1987). Family interaction patterns that
further study of the critical questions of whether the antedate the onset of schizophrenia and related disorders : A
expressed emotion construct relates to parenting be- further analysis of data from a longitudinal prospective
haviors and has independent explanatory power beyond study. In K. Hahlweg & M. J. Goldstein (Eds.), Under-
measures of family stress and adjustment. EE scoring standing major mental disorder : The contribution of family
requires considerable training and is a time-consuming interaction research (pp. 11–32). New York : Family Process
process. If a quickly scored self-report measure of Press.
parenting stress has as much predictive power, then it Heller, T. L., Baker, B. L., Henker, B., & Hinshaw, S. P. (1996).
would have much greater utility for service providers Externalizing behavior and cognitive functioning from pre-
seeking to understand families of young children with school to first grade : Stability and predictors. Journal of
problem behaviors. Clinical Child Psychology, 25, 376–387.
Hibbs, E. D., Hamburger, S. D., Lenane, M., Rapoport, J. L.,
Kreusi, M. J. P., Keysor, C. S., & Goldstein, M. J. (1991).
Acknowledgements—This investigation received support Determinants of expressed emotion in families of disturbed
from the Fernald Child Study Center at the University of and normal children. Journal of Child Psychology and
California, Los Angeles. It is part of the Preschool Project, Co- Psychiatry, 32, 757–770.
Pls Bruce L. Baker and Barbara Henker. We gratefully Hirshfeld, D. R., Biederman, J., Brody, L., & Faraone, S.
acknowledge the considerable assistance provided by Michael (1997). Associations between expressed emotion and child
Goldstein and Sybil Zaden for training in EE coding, and by behavioral inhibition and psychopathology : A pilot study.
Terry Webster in developing the expanded EE coding, and by Journal of the American Academy of Child and Adolescent
the Fernald Research Interns in coding the tapes. Psychiatry, 36, 205–213.
Kaufman, A. S., & Kaufman, N. L. (1983). Kaufman Assess-
ment Battery for Children. Circle Pines, MN : American
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