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Barbour BachTheArt 1947
Barbour BachTheArt 1947
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The Musical Quarterly
taves.
taves. The
Theviolinist,
violinist,who
who uses
uses
thethe
pure
pure
fifth
fifth
as his
as his
tonal
tonal
unit,unit,
shows shows
a tendency
tendencytowards
towardsthis
thistuning,
tuning, a tendency
a tendencythatthat
is strengthened
is strengthenedby by
his
his usual
usual habit
habitof
ofplaying
playing a sharpened
a sharpened notenote
higher
higher
thanthan
the synony-
the synony-
mous
mous flattened
flattenednote-G-sharp
note-G-sharp higher
higherthan
than
A-flat.
A-flat.
The The
Pythagorean
Pythagorean
tuning
tuning isis excellent
excellentforformelodic
melodic purposes,
purposes,
butbutit produces
it producestriads
triads
in in
which
which thethethirds
thirdsare
aretoo
toosharp
sharpbybya syntonic
a syntoniccomma,
comma,the the
ninthninth
part part
of
of aa tone.
tone.(The
(Theditonic
ditoniccomma,
comma, thethe
difference
differencefoundfound
by subtracting
by subtracting
the
the CC arrived
arrivedatatbybyoctaves
octavesfrom
from thethe
B-sharp
B-sharparrived
arrived
at byatperfect
by perfect
fifths,
fifths, isisslightly
slightlylarger,
larger,
being
being
almost
almost
thethe
eighth
eighth
partpart
of a of
tone.)
a tone.)
The
The syntonic
syntonictuning
tuningisisusually
usually
called
called
justjust
intonation.
intonation.
In itInthe
it the
notes
notes of
of the
themajor
majortriads
triads
areare
tuned
tunedto to
ratios
ratios
found
found
in the
in harmonic
the harmonic
series,
series, 4:5:6,
4:5:6,with
withthethesame
sameintonation
intonation as if
as played
if playeduponupon
bugles.
bugles.
But
But even
even sosocommon
commona achord
chordas as
thethesupertonic
supertonictriad
triad
is badly
is badly
out out
of
of tune
tune ininjust
justintonation.
intonation. SoSo(in(in
a tuning
a tuningbased
based
on C)onare
C) the
are the
F-sharp
F-sharp minor
minortriad
triadand
andthe
the
B-flat
B-flatandand
D major
D majortriads,
triads,
while
while
keyskeys
with
with more
morethan
thantwo
twoflats
flats
oror
three
threesharps
sharps
are are
hopelessly
hopelessly
discordant.
discordant.
To
To correct
correctthe
thefaulty
faultytriads
triads
ofof
just
just
intonation,
intonation,
tunetune
everyevery
fifthfifth
quite
quite flat,
flat,leaving
leavingthe themajor
major thirds
thirdspure.
pure.
ThenThen
no triads
no triads
will will
be be
impossible,
impossible,but butall
alltriads
triads will
will
be be
slightly
slightlyimperfect.
imperfect.
SuchSuch
a slight
a slight
alteration
alterationinina atuning,
tuning,for forwhose
whose ratios
ratios
radical
radical
numbers
numbersare usually
are usually
necessary,
necessary,isiscalled
calleda a"temperament".
"temperament". This
This
particular
particular
temperament,
temperament,
a practical
practicalsubstitute
substitutefor forjust
just
intonation,
intonation, is known
is known
as the
as the
meantone
meantone
tuning.
tuning. (Terminology
(Terminologyis isoftenoften illogical:
illogical:
"meantone
"meantonetemperament"
temperament"
would
would be
be better.)
better.)This
Thistuning,
tuning,
too,
too,
could
could
be used
be used
onlyonly
within
within
a a
narrow
narrow range
rangeof
ofkeys.
keys.InIn
just
just
intonation
intonation
A-flat
A-flat
would
would
be higher
be higher
than than
G-sharp;
G-sharp; in
inmeantone
meantonetuning
tuning a choice
a choice
mustmust
be made
be madebetween
between
the the
two,
two, depending
dependingononthe
thetone
tonetaken
takenas point
as point
of departure.
of departure.
If meantone
meantonetuning
tuningisisananadaptation
adaptation of of
justjust
intonation,
intonation,equalequal
temperament,
temperament,similarly,
similarly,has
has
often
oftenbeen
been
considered
considereda more
a more
useful
useful
version
version of
ofthe
thePythagorean
Pythagorean tuning.
tuning.In In
it each
it each
fifth
fifth
is tuned
is tuned
only only
slightly
slightly flat,
flat,and
andeach
eachmajor
majorthird
third
somewhat
somewhat
sharp,
sharp,
withwith
the twofold
the twofold
result
result that
thatthe
thetriads
triadsare
areless
less
harsh
harshthan
than
in the
in the
Pythagorean
Pythagoreantuning
tuning
(although
(althoughstill
stillnot
notsosoconcordant
concordant as as
thethe
principal
principal
onesones
in the
in mean-
the mean-
tone
tone tuning),
tuning),and
andthat,
that,unlike
unlikeallall
thethe
other
other
systems,
systems,
equalequal
tempera-
tempera-
ment
ment produces
producesno nounsatisfactory
unsatisfactory keys.
keys.
Of Of
course,
course,
in equal
in equal
tempera-
tempera-
ment,
ment, A-flat
A-flatand
andG-sharp
G-sharpareare
thethe
same
same
pitch.
pitch.
II
Since we have all been born into a world in which equal tem-
perament is the accepted standard of intonation (even if the tuner
it is
is always
alwayssafer
safertotoplay
playinin
flats.
flats.There
There
hashas
beenbeen
a century-old
a century-oldcon-con-
troversy
troversy asastotowhy
whyflatflatkeys
keysareare
"sweeter"
"sweeter"
than
than
sharps.
sharps.
Perhaps
Perhaps
the the
reasoning
reasoning adduced
adducedhere
herewill
will
addaddfresh
fresh
fuel
fuel
to the
to the
flames.
flames.
It isItvalid
is valid
only
only for
for pianos
pianosonce
oncetuned
tuned ininequal
equal
temperament,
temperament, andand
thenthen
playedplayed
by
by beginners
beginnersuntil
untilwell
wellout
out
ofof
tune.
tune.
Since
Sincethisthis
includes
includes
the the
vast vast
majority
majority of
ofpianos,
pianos,ititmight
mightalmost
almost
be be
saidsaid
to be
to universally
be universally
true.true.
III
IV
mand
mandequal
equaltemperament".
temperament".
Riemann's
Riemann's
statement
statement
was based
wason
based
a on a
carefully
carefullyworded
wordedeulogy
eulogy
by by
Johann
Johann
Mattheson:
Mattheson:
"And thus
"Andthe
thus
fame
the fame
hitherto accorded to Werckmeister and Neidhardt remains ineradic-
able-that they brought temperament to the point where one could
play in all keys without offense to the ear."8 (Emphasis added by
the present writer.) Helmholtz9 similarly misunderstood this pass-
age, and many other writers since then, deferring to the authority
of Riemann and Helmholtz, have accorded signal honors to Werck-
meister, and perhaps to Neidhardt as well, in the field of equal
temperament.
Without question, Mattheson's statement refers to a "good" tem-
perament. Werckmeister himself has obliged us by using the phrase
"well tempered" as follows: "But if we have a well-tempered clavier,
we can play all the modes beginning on any note and transpose
them at will. To one who is familiar with the entire range of keys
on the clavier, this affords variety and falls upon the ear very pleas-
antly."l0
But, in the above quotation, Werckmeister was not describing
equal temperament; nor, despite the laurel wreaths that have been
heaped upon him, was he ever more than a lukewarm advocate of
the new tuning. Apparently, too many modern writers have not
only failed to read the primary sources, but have been blind to
implications in the secondary sources as well. For example, Sorge
was to describe Werckmeister's tuning system as one containing
eight perfect fifths and four fifths flattened by one-quarter comma."
This would be a tuning chimera, two-thirds Pythagorean and one-
third meantone! Marpurg12 ascribed the same tuning to Werck-
meister, and so does an acoustician of our own time, Erich Schu-
mann.13
8 Tohann Mattheson, Critica musica, Hamburg, 1722-1725, II, 162: "Und also
bleibet Werkmeister und Neidhardt bissher der ihnen ertheilte Ruhm unausloschlich,
dass sie die Temperatur so zum Stande gebracht, dass man, ohne verletzung des
Gehors, aus alien Tonen spielen kann."
9 H. L. F. Helmholtz, op. cit., p. 321; see also p. 548 (App. XX).
10 Andreas Werckmeister, Musicae mathematicae Hodegus curiosus, Frankfurt &
Leipzig, 1686, p. 120: "Wenn wir hingegen ein wohl temperirtes Clavier haben/ k6nnen
wir aus jeglichen Clave alle modos haben/ und dieselben versetzen wie wir wollen/
welches einem/ so im Clavier circulariter bewandert ist/ seine Veranderungen giebet/
und sehr angenehm ins Geh6r fallet."
11 G. A. Sorge: Gesprdch zwischen einem Musico theoretico und einem Studioso
musices, Lobenstein, 1748, p. 31.
12 F. W. Marpurg, Versuch iiber die musicalische Temperatur, Breslau, 1776,
p. 158.
13 K. E. Schumann, Akustik, Breslau, 1925, p. 31.
still believed "that one should let the diatonic thirds be somewhat
purer than the others that are seldom used".17
Therefore, although it is ridiculous to say that Werckmeister
advocated equal temperament, he was not undeserving of Matthe-
son's praise, and the claviers and organs he tuned would have been
"wohl temperirt". It is true that to play in the key of C-sharp major,
with Pythagorean thirds in all its primary triads, would have been
a perilous adventure. Werckmeister rather wistfully remarks that
some advocates of equal temperament believe that "in the future
. . it will be just the same to play an air in C-sharp as in C".18
But with his tuning, the extreme key was at least passable, whereas
in meantone tuning it would have been wholly unusable.
pointed
pointed out25,
out25,isisthat
thatunequal
unequal temperaments
temperaments can can
be constructed
be constructedin in
many
many different
differentways,
ways,andandthetheresult,
result,
unless
unless
the the
composition
compositionwerewere
played
played on
onananinstrument
instrument tuned
tuned precisely
precisely
in one
in one
of these
of these
ways,ways,
would would
be,
be, not
not beauty,
beauty,butbutchaos.
chaos.
Moreover,
Moreover,aathorough
thoroughexamination
examination of of
modern
modern editions
editions
of key-
of key-
board
board works
worksfrom
fromthe thelate
late15th
15th century
centuryto the
to the
earlyearly
i8th26
i8th26
reveals
reveals
that
that composers
composersusually
usuallydiddid
remain
remain within
within
thethe
narrow
narrow
confines
confines
of of
the
the meantone
meantonetuning;
tuning;thatthatis,is,
they
they
preferred
preferred a dull
a dull
but but
safe safe
har- har-
monic
monic scheme
schemetotothe thepossible
possible "chaos"
"chaos"
warned
warnedagainst
against
by Marpurg.
by Marpurg.
Several
Several of
ofthese
thesecomposers,
composers, exceeding
exceeding thisthis
compass
compassbut but
rarely,
rarely,
may may
indeed
indeed have
havebeen
beenstriving
striving forfordissonant
dissonanteffects-a
effects-a
point
point
to betodis-
be dis-
cussed later.
But let us not cry "equal temperament!" at the sight of the first
strange accidental; for, although the usual compass of the meantone
tuning was from E-flat to G-sharp, even in the i6th century some
composers and theorists preferred the compass A-flat-C-sharp or
B-flat-D-sharp. By the time of Bach it must have been a common
practice for men who had not yet espoused equal temperament or
a "good" temperament to re-tune the clavier when changing from
sharp to flat keys or vice versa. This idea is not so surprising when
25 F. W. Marpurg, Anfangsgriinde der theoretischen Musik, Leipzig, 1757, XI
Cap., ?4.
26 Arnold Schering, Alte Meister aus der Friihzeit des Orgelspiels; Joseph Bonnet,
Historical Organ Recitals, Vol. I; Otto Kinkeldey, Orgel und Klavier in der Musik
des x6. Jahrhunderts; Margaret Glyn, Early English Organ Music; Luigi Torchi, L'arte
n musicale in Italia, Vol. 3; etc.
one
one remembers
remembersthat thatBach
Bachisissaid
saidtoto
have
havetuned
tunedthethe
entire
entire
harpsi-
harpsi-
chord
chord in
in fifteen
fifteenminutes.27
minutes.27IfIfonlyonlytwo
twoor or
three
three
keys
keys
in each
in each
octave
octave
needed
needed changing,
changing,a afew fewminutes
minutes would
wouldhavehave
been
been
enough.
enough.More-
More-
over,
over, the
the practice
practiceof ofwriting
writingallall
thethe
dances
dancesin in
a suite
a suite
in the
in the
samesame
key
key helped
helped totorestrict
restrictthe
thecompass
compass toto
notnot
more
more
than
than
twelve
twelve
different
different
pitch
pitch names,
names,even
evenififthat
thatcompass
compass waswas
notnot
thethe
conventional
conventionalE-flat-G-
E-flat-G-
sharp.
Unfortunately, the theorists give us little information concern-
ing the variably tuned claviers. Pere Mersenne,28 a century before,
suggested the practice. He had given the string-lengths for the
chromatic octave of a clavier in just intonation, the black keys being
C-sharp D-sharp F-sharp G-sharp B-flat. A second clavier had for
black keys: D-flat E-flat G-flat A-flat B-flat. A third clavier, with split
keys, combined the pitches of the first two. Mersenne went on to
say that since there were ordinarily only twelve different pitches in
the octave, the current practice was represented by either of the
first two claviers, but with tempered, not just, intervals. As the first
clavier had only sharps for its black keys (except for B-flat, which
had had the status of a diatonic note from the time of the Greeks),
and the second only flats, the practice must have been variable.
Evidence contemporary with Bach comes from Kuhnau, his
predecessor at St. Thomas's. Kuhnau, it is true, favored equal tem-
perament for stringed keyboard instruments, upon which the tone
quickly died away; but he wrote to Mattheson that the strings of
his "Pantalonisches Cimbal" (the large dulcimer invented by Pan-
taleon Hebenstreit) vibrated so long that he could not use equal
temperament upon it, but had to "correct one key or another" when
turning from flats to sharps.29
Our best evidence of this variable tuning practice comes from
the clavier works of certain composers. Fran5ois Couperin is an ex-
cellent case in point. His twenty-seven suites, Ordres pour Clavecin,
composed of charming little descriptive pieces, are wrought with
exquisite care. Surely here there would be no modulations to keys
that would be harsh in the tuning employed. The total range in the
27 Philipp Spitta, Johann Sebastian Bach, Eng. trans. by Clara Bell and J. A.
Fuller-Maitland, Vol. 2, London, 1899, p. 42.
28Marin Mersenne, Harmonie universelle, Paris, 1636/37, p. 119.
29 Quoted in Johann Mattheson, op. cit., p. 236ff: "Doch aber finde ich auf
meinem Pantalonischen Cimbal, . . . dass wenn ich eine zeitlang an denen mollen
Modis, als C-F-G moll mich ergotzet, ich immer einen und andern Clavem zu cor-
rigiren finde, wenn sich die Scenen auf einige Zeit verandern, und ich etwas mit denen
Modis crucigeris, als H, Dis, Fis, &c. versuchen will."
r ^ r . vmr U j L
etc.
Ex.
Ex.2 Telemann:
2 Telemann:
27th Fanasy,Trio 27th Fanasy,Trio
TT
p fp
r,' tfr f_ff
r,' t r f
,' " c rrr r= _
Here
Here the E-flat
the hasE-flat
no harmonic
has significance
no harmonicwhatever and
signi
migh
just
justas well
as have
well beenhave
notatedbeen
D-sharp.notated
And so this fantasy,
D-sharp also
would
would not have
not been
have
unbearable
been in the
unbearable
meantone tuning,
in provid
the
the
the compass
compass
used was F-A-sharp.
used was F-A-sharp.
VII
VIII
order
orderto tocomplete
complete thethe
design,
design,
a design
a design
that that
was aswas
didactic
as didactic
as that as that
of
of Mattheson,
Mattheson, consisting
consisting of exercises
of exercisesto familiarize
to familiarize
the clavier
the clavier
stu- stu-
dent
dent with
withevery
every possible
possible
key.key.
One
One striking
strikingthing
thingcancan
be said
be said
immediately
immediately about about
Bach's Bach's
modu- modu-
lations
lationsandanduseuse
ofofaccidentals
accidentals
in general:
in general:not only
not in
only
the in
rare
thekeys
rare keys
of
of the
theWell-Tempered
Well-Tempered Clavier,
Clavier,
but but
in anyin composition
any compositionof whichof which
the
the key
keywould
would bebedifficult
difficult
or impossible
or impossible in meantone
in meantone
tuning,tuning,
such such
as
as BB minor
minorororE E major,
major,Bach
Bach
writeswrites
in the insame
the same
harmonicharmonic
style style
as
as he
he does
doesininthe
themore
morecommon
common keys.keys.
ThereThere
is absolutely
is absolutely
no dif- no dif-
ference in his use of chromaticism and his freedom of modulation,
whether he is in C major or G-sharp minor.
Both Preludes and both Fugues in D minor in the Well-Tem-
pered Clavier lie in the conventional meantone compass, E-flat-G-
sharp. (So does the First French Suite, also in D minor.) The first
pair, to be sure, does contain two innocent D-sharps: the Prelude
has one in a chromatic succession of diminished triads, and the
Fugue another as unaccented appoggiatura to E. The second D
minor Prelude, in a measure omitted from some manuscripts, has
three D-flats used non-harmonically. Moreover there are nine other
preludes and fugues in which the total compass contains only eleven
or twelve distinct pitches, and which, therefore, could have been
played in a flat or sharp meantone tuning. An extreme case is in
the E-flat minor prelude of Volume i. Here the compass is B-double
flat-A, but the B-double flat is only a passing note between the fifth
and the third of a Neapolitan sixth-chord, and the whole would have
been acceptable in the meantone compass, F-flat-A. Perhaps Bach
had originally composed this prelude in D minor, when it would
have had the conventional E-flat-G-sharp compass. (This theory is
not helped by the fact that Bach's manuscript of the prelude is in
E-flat minor, although he notated the fugue in D-sharp minor!)
Taking Bach's clavier works as a whole, only 22 of 183 pieces
examined lie entirely within the E-flat-G-sharp compass, 8 of these
in the Little Preludes. That means that about one in eight could
have been played on the clavier as commonly tuned, or about one
in twelve if we exclude the Little Preludes. But 54 more do not ex-
ceed in compass a circle of fifths, and might have been played in a
flat or sharp meantone tuning, like Telemann's fantasies. Thus more
than one-third of Bach's clavier works did not need a "well-tem-
pered" clavier for their effective rendition, and the proportion
still higher if we reflect that often the more remote accidentals
occur
occur simply
simplyasaspassing
passing
notes
notes
or in
orseventh
in seventh
chords chords
or other
or other
dis- dis-
sonant
sonantcombinations
combinations where
where
careful
careful
tuning
tuning
is lessisimportant
less important
than than
in sustained triads.
IX
Ex. Ex.
3 a Bach: Iitatimn in
3 B minra
(Widor- Bach:
Sdweitzer Edilin,VolI,No.16) Iitat
,Ex. 3'b |
rA
v^ J -1W,
tSJl
n>,_b -
t ^ Z
1.T[I Ii^ -J -- J
19 Lr-rm -- fe . .
~~~.. ~~.
rft-*r P ? 1
~~. . I
D-sharp occurs half a dozen
found numerous times in th
chord, as well as in the dim
In Vol. II ("Preludes and F
the Fugue in E Minor, No. 3
subject in which the sharpen
thirds of triads, so that there
and E-sharps (Ex. 4).
In Vol. III ("Preludes and Fugues of the Mature Master-
Period") there are two works in C minor and two in E minor, in
both of which keys foreign notes are sure to appear. In the Prelude
in C Minor, No. 5, the G-flat triad is sounded four times over a
it^tf^- i _ : Jf
pedal B-flat (mm. 91, 92) and towards the end a transposition
this passage gives four D-flat triads over a pedal F. Both Prelu
and Fugues in E minor contain D-sharps, of course, as wel
A-sharps and E-sharps.
In Vol. IV, No. i, in F major, the harmony of the coda of th
Prelude (Toccata), a transposition of the harmonies of mm.
2 8, is striking. In m. 423 the dominant seventh of the key of F lea
to a deceptive cadence, and the succeeding bars contain a V
progression in G-flat major, repeated sequentially in A-flat m
and B-flat minor, and followed by the G-flat triad, which is dw
upon and quitted as the Neapolitan sixth of F major, in which
the final cadence is shortly thereafter made.
lj, - I. . , I - I _ J _ J _
'- 'EL f; I- -J-T- I 'I L' V.
skeleltnized, wiUhut arpeggio 16t
4 b S - -bi!| --------- -
Sb;-S vw ' v
L ;j i'r I r j-
Ex. 7 BaclOMeNsc,bewen'deinSuiidegross
(Org'lt,heil No24)
Bach Gesellschaft, 86 of the first ioo cantatas for which parts sur-
vive have organ continuo parts in keys lower than the key used
for the voices and strings.37 This arises from the fact that the organs
Bach used were tuned, like the trumpets, to "Choir" pitch or
"Cornett" pitch, a tone or a tone and a half higher than the
"Chamber" pitch used by the other instruments and voices.
This fact would be pertinent as evidence against the conclu-
sions of the present study only if it could be shown that the com-
pass of the untransposed parts was from F to A-sharp, thus bringing
the organ within the E-flat-G-sharp compass. And then what of the
untransposed figured continuos surviving for twenty-nine cantatas,
and usually existing side by side with the transposed versions?
Whether or not Schering is right in excluding the possibility that
these untransposed parts may have been used for harpsichord, one
thing is certain: both transposed and untransposed continuos could
not be used on organs in meantone tuning of the same compass.
In this connection a statement by Sorge38 is of interest: in de-
crying the meantone system as practised by Silbermann, he showed
that because modulations are usually to the sharp side-to the domi-
nant and the relative minor-only F and B-flat were possible major
keys in meantone tuning, and even these were questionable, since
modulations to the tonic minor were becoming common. By similar
reasoning, the only possible minor keys, according to Sorge, were
D and G, making a total of only four keys out of the twenty-four.
But why should Bach's organs have been in meantone tuning?
As we have already seen, Sorge, writing only two years before Bach's
death, gave the name of the Leipzig Cantor as his chief witness
against the reactionary tuning practice of Silbermann. We have seen
something of Bach's freedom in the use of accidentals in his solo
organ music. What of the cantata continuos?
Cantata 6 is in a key difficult in meantone tuning: C minor.
37 Arnold Schering, Johann Sebastian Bachs Leipziger Kirchenmusik, Leipzig.
1936, p. 88.
38 G. A. Sorge, op. cit., pp. 10-13.
There
There are
are frequent
frequentD-flats
D-flatsand
and
even
even
a G-flat
a G-flat
in the
in the
bassbass
of the
of tenor
the tenor
aria.
aria.
Ex.
Ex. 88 Bach:
Bach:TenorAria
TenorAriaininCanataNo.6
CanataNo.6
A I_
I_
%W4 - 5
Pythagorean Tuning
(Fifth is pure; major third is 1 comma sharp)
C C: D Eb E F F# G G# A Bb B C
o 114 204 294 408 498 612 702 81 96 996 1110 1200
Just Intonation
(Most fifths and major thirds are pure)
C Cf D Eb E F F$ G G# A Bb B C
o 70 204 316 386 498 590 702 772 884 o108 1088 1200
Meantone Tuning
(Fifth is 1/4 comma flat; major third is pure)
C C: D Eb E F F# G GX A Bb B C
o 76 193 310 386 503 579 697 773 890 1007 1083 1200
Equal Temperament
(Fifth is 1/1 comma flat; major third, 7/11 comma sharp)
C C: D Eb E' F F# G G: A Bb B C
o oo 00 300 400 400 500 6 700 800 900 1ooo 11oo 1200