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i
Tibetan Buddhist
Philosophy
of Mind
and Nature
DOUGLAS S. DUCKWORTH
1
iv
1
Oxford University Press is a department of the University of Oxford. It furthers
the University’s objective of excellence in research, scholarship, and education
by publishing worldwide. Oxford is a registered trade mark of Oxford University
Press in the UK and certain other countries.
1 3 5 7 9 8 6 4 2
Printed by Sheridan Books, Inc., United States of America
v
Acknowledgments
Those who have contributed to this book are too numerous to enu-
merate. Yet I would like to acknowledge some of them here. A big thanks
goes to the late Aku Rapkyé, Chökyi Nyima Rinpoché, Drupön Thinley
Ningpo, Jeffrey Hopkins, Khenpo Sherap Dorjé, Khenpo Tsültrim Dargyé,
Thrangu Rinpoché, and Tulku Nyima Gyeltsen for teaching me about topics
in this book and more. Also, feedback on drafts of this book were invalu-
able, including the input of Marcus Bingenheimer, José Cabezón, George
Cardona, David Carpenter, Ryan Conlon, Catherine Dalton, Thomas
Doctor, Georges Dreyfus, Jay Garfield, Jeffrey Hopkins, Gerd Klintschar,
Karin Meyers, Gail Stenstad, Rolf Truhitte, and Philippe Turenne. I wish
to thank them all. Paul Hackett’s Buddhist Canon’s Research Database
has also been a wonderful resource for my work. Elizabeth Callahan and
Marcus Perman also assisted me in locating Tibetan texts. Research for
this book was enabled by a Humanities and Arts Research Program Grant,
as well as a College of Liberal Arts Research Award, both from Temple
University.
x
1
Introduction
Tibetan Buddhist Philosophy of Mind and Nature. Douglas S. Duckworth, Oxford University Press
(2019). © Douglas S. Duckworth. DOI: 10.1093/oso/9780190883959.003.0001
2
Introduction 3
tradition of the Geluk (dge lugs) school of Tibetan Buddhism. Another in-
terpretation that I keep in play is a phenomenological reading that appeals
to the irreducibility and inexpressibility of the lived world as experienced.
I use “phenomenology” to represent this latter trajectory of interpreta-
tion, and while it may not be a perfect fit, the style of doing philosophy in
phenomenological traditions clearly resonates here, and certainly shares
a family resemblance with an important dimension of Mind-Only, which
I shall highlight in chapter 1.
The relationship between these two orientations, of Madhyamaka and
Mind-Only, or ontology and phenomenology, reiterates some of the prob-
lems and popular associations of a contrast between stereotypical “analytic”
and “continental” ways of doing philosophy. That is, these two modalities
are imperfect and simplistic caricatures of a complex and internally di-
verse relation of ideas. I take them to be co-constituted, like the first- and
third-person perspectives on the world and the methodologies that grow
out of these ways of reflection. In other words, what I characterize as on-
tological and phenomenological orientations are two dimensions of how a
single individual relates to what is meaningful and true.
In chapter 2 I consider the ways that Madhyamaka and Mind-Only can
be seen to offer distinct depictions of the world, framed in terms of a re-
lationship between ontology and phenomenology. I suggest that the per-
spectives offered by ontology and phenomenology can be understood as
taking their starting points in object-oriented and subject-oriented modes
of inquiry, respectively. Mind-Only highlights the subjective orientations
to a world; Madhyamaka undermines the finality of any object-ive world
picture by highlighting the contingency of all object-ifying constructions.
I show how these perspectives are mutually entailed, and thus can be seen
to share a common ground.
I have struggled with how to convey these two orientations, for
“Madhyamaka” and “Mind-Only,” along with its closely allied “Yogācāra,”
are problematic and polysemic terms. Another alternative I considered
was to represent the two orientations I aim to convey exclusively with the
terms “ontology” and “phenomenology.” Yet since this book is primarily
rooted in Buddhist thought, rather than discuss Buddhist ideas solely in
foreign terms imported from another culture, I opted to keep Buddhist
terminology. Also, “phenomenology” is just as polysemic as Yogācāra, so it
does not solve the dilemma in the end. I have also thought about this issue
with another pair of terms, “constructivism” and “realism.” While these
terms are relevant to this topic, they both fall into ontological orientations,
4
Introduction 5
1. On the difference between subjective and absolute idealisms, see Fredrick Beiser, German
Idealism: The Struggle Against Subjectivism, 1781– 1801 (Cambridge: Harvard University
Press, 2002), 370–372. For a discussion of “idealism” in Yogācāra, see Mario D’Amato,
Maitreya’s Distinguishing the Middle from the Extremes (New York: Columbia University Press,
2012), 20–23.
6
2. E. Gene Smith, Among Tibetan Texts (Boston: Wisdom Publications, 2001), 23–24.
7
Introduction 7
Introduction
A key question in philosophy—and one that drives two predominant
strands of Buddhist thought—is the question of immediacy: is there an-
ything meaningful that is nonlinguistic and nonconceptual or is every-
thing that is meaningful mediated by language and concepts? The way
this question is answered is tied into fundamental assumptions about the
world. Exposing these presuppositions is critical to the interpretation of
key Buddhist notions such as emptiness and liberation. One interpreta-
tion stresses the ways in which every act of knowledge is mediated, and
is vigilantly suspicious of ideas about nonconceptual content. Another
highlights the centrality of nonconceptual content, foregrounding an un-
constructed, nonconceptual ground within or upon which conceptions
necessarily take place.
Buddhist philosophy falls on both sides along this spectrum (and
in/between). On one end, emphasis is placed on the contexts in which
concepts permeate experience, such that the status of reality is only ever
conventional or contingent; there is no ultimate story about the reality
we inhabit and that is the meaning of the ultimate truth—emptiness. At
the other end, emphasis is placed on meditative contexts in which ulti-
mate reality is known in a way that is inconceivable and not bound to
Tibetan Buddhist Philosophy of Mind and Nature. Douglas S. Duckworth, Oxford University Press
(2019). © Douglas S. Duckworth. DOI: 10.1093/oso/9780190883959.003.0002
01
Emptying Emptiness
A central theme in Tibetan philosophy coalesces around two broad streams
of interpretation—construction versus immediacy—which are reflected in
two ways of interpreting the import of ultimate truth. The tension between
these two ways of relating to truth, as conceptually constituted (determi-
nate all the way down) or nonconceptual at its core (undetermined and
immediate), is reflected in conflicting interpretations of language, another
issue that is relevant to this topic. The place of language in the constitution
of meaning comes into clear focus when we consider the case of nega-
tion. In Buddhist thought, negations (like no-self) have a distinctive role
in breaking through stultifying habits of mind, and Buddhists are masters
of negation.
Emptiness is a prototypical negation. The ultimate truth of emptiness
is at times described as a positive truth to be known, and at times an ab-
sence that is known only via negativa, that is to say, by knowing what is not.
The difference between a contentful and contentless emptiness can be
likened to the ways of knowing silence: as knowing the presence of silence
as opposed to knowing the absence of sound. In the former sense, knowl
edge of emptiness can be said to be knowledge of an ineffable reality. In
the latter, the content of knowledge is simply an absence. In both cases,
ultimate knowledge of emptiness is not directly describable; yet paradoxi-
cally, it is through this knowledge that liberation is presumed a possibility
for Buddhists.
An important point in understanding “emptiness” in Buddhism is
that it does not simply mean nothingness. In fact, emptiness can carry
many meanings. In addition to meaning simply a lack of intrinsic identity
(svabhāva), it can also refer to the fact that things are intertwined, in the
way that words and concepts are only ever abstracted from, or superim-
posed upon, a dynamically entangled and inexpressible matrix or field of
reality. For instance, we may say (or think), “I am drinking tea.” Yet when
we try to discern any discrete element in this sentence (or reality), there
is no individual part that can be said to have a real existence in isolation
from the interrelated field. For instance, where or when is the action of
“drinking”? Is it in the “already drank,” the “moment of drinking” or the
“yet to have drunk”? Where is the “I,” the agent of the act of drinking sep-
arate from that action?2 And how can a singular agent, or anything else,
really exist separately from the multiple constituents of a changing pro-
cess? As for “tea,” there is no singular tea apart from water and leaves; it
2. For a parallel analysis regarding motion, see Nāgārjuna, Fundamental Verses of the Middle
Way (Madhyamakakārikā), chapter II.
21
3. See Whitehead, Science and the Modern World (Cambridge: Cambridge University Press,
2011), 64–70, 72.
4. Whitehead, “Immortality,” in The Philosophy of Alfred North Whitehead, ed. Paul Schilpp
(Evanston, Ill: Northwestern University Press, 1941), vol. 3, 687.
5. In his essay, “What Is Metaphysics?” Heidegger said, “the nothing nothings.” See English
translation in Heidegger: Basic Writings, ed. David Krell (New York: Harper & Row, 1977), 105.
In his characteristically abstruse and provocative way, Heidegger also claimed that “science
wants to know nothing of the nothing” (98).
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these do more harm than good, and spoil young people for ordinary
life. Whatever may be said concerning the dull hotch-potch turned
out “in bulk” by the American film industry, nobody can deny that an
element of romance has been brought into the lives of countless
poor people by Edison’s and Berliner’s great invention.
As regards wireless broadcasting, it is too early to speak of its
permanent effects. It has come upon us like an avalanche. For the
first time, it has enlisted youth in the highest electrical problems. It
has paved the way for the general diffusion of scientific knowledge
while ostensibly popularizing the art of music. In any case, it is a
complete answer to Ben Akiba and his saying about there being
nothing new.
Mr. J. B. S. Haldane[2] believes that the centre of scientific interest
now lies in biology, and that physiology will eventually invade and
destroy mathematical physics. It is quite possible that the advance of
what physicists sometimes playfully call the “inexact” sciences may
cast those of physics and chemistry entirely in the shade, but
although biology has made some difference to human life in the last
generation, its effects cannot remotely compare with those of
physical and chemical discoveries. The mere increase of speed in
transport, due to the internal-combustion engine, has caused a
speeding-up of the whole nervous system and a brightening of the
intelligence of all but an insignificant fraction of the population. When
the choice lies between the Quick and the Dead, even the most
sluggish temperament will put on a spurt, and this continued
sprinting across the motor traffic has produced a more agile
generation. If such a profound difference can be made in twenty
years, what will be the effect of even 200 years of continually
accelerated progress?
[2] Dædalus, pp. 10 and 16.
The continual acceleration of the rate of progress must not be lost
sight of in forecasting the future. It happens to coincide with a similar
increase in the consumption of accumulated fuels, like coal and oil,
and might be expected to slow down when those supplies of
preserved sunlight come to an end. But by that time other
accumulations will no doubt have been discovered and utilized.
Unless the Russian blight extends over Europe and America, we
may confidently look forward to a long era of steadily accelerated
progress. What form that progress will take is notoriously difficult to
forecast. The main difficulty arises from the fact that the most
promising discoveries sometimes turn out to be impracticable, or at
least of quite secondary importance. Nobody prophesied the great
development of the motor car, nor of that gigantic child of the old
Zoetrope or “Wheel of Life” which we call the Picture Theatre. A
genius like H. G. Wells could indeed write a marvellously accurate
forecast of flying achievements, but in one of his books he makes a
great deal of the Brennan mono-rail, which, after a sensational
beginning, failed to reach maturity, probably owing to the temporary
failure of that much-maligned but quite essential fertilizer of
inventions, capital. Other inventions, such as the speaking film, bear
within themselves certain weaknesses which may prevent them from
attaining great popularity.
But previous failures to peep into the future effectively shall not
deter the author from another attempt to pierce the veil hiding our
fate. He will proceed by “extrapolating” the curves representing
progress made hitherto, but will always allow for unexpected new
departures in what are already known to be possible directions.