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Amitava Dasgupta
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ACCURATE RESULTS
IN THE CLINICAL
LABORATORY
A Guide to Error Detection and Correction

SECOND EDITION
Edited by

AMITAVA DASGUPTA, PHD, DABCC


Professor of Pathology and Laboratory Medicine
University of Texas McGovern Medical School
Houston, TX, United States

JORGE L. SEPULVEDA, MD, PHD


Professor of Pathology and Cell Biology
Columbia University Vagelos College of Physicians and Surgeons
New York, NY, United States

https://t.me/MBS_MedicalBooksStore
List of contributors

Amid Abdullah, MD University of Calgary and Calgary Susan J. Hsiao, MD, PhD Department of Pathology and Cell
Laboratory Services, Calgary, AB, Canada Biology, Columbia University Irving Medical Center,
Maria P. Alfaro, PhD Institute for Genomic Medicine, New York, NY, United States
Nationwide Children’s Hospital, Columbus, OH, Laura M. Jacobsen, MD Department of Pediatrics, Division
United States of Endocrinology, University of Florida, College of
Chris Altomare, BS DRUGSCAN Inc., Horsham, PA, Medicine, Gainesville, FL, United States
United States Kamisha L. Johnson-Davis, PhD Department of Pathology,
Leland Baskin, MD University of Calgary and Calgary University of Utah School of Medicine, ARUP Laboratories,
Laboratory Services, Calgary, AB, Canada Salt Lake City, UT, United States
Lindsay A.L. Bazydlo, PhD Department of Pathology, Steven C. Kazmierczak, PhD Department of Pathology,
University of Virginia, Charlottesville, VA, United States Oregon Health & Science University, Portland, OR,
United States
Jessica M. Boyd, PhD Department of Pathology and
Laboratory Medicine, Cumming School of Medicine, Elaine Lyon, PhD Clinical Services Laboratory,
University of Calgary, Calgary, AB, Canada; Calgary HudsonAlpha Institute for Biotechnology, Huntsville, AL,
Laboratory Services, Calgary, AB, Canada United States
Larry A. Broussard, PhD Department of Clinical Laboratory Gwendolyn A. McMillin, PhD Department of Pathology,
Sciences, Louisiana State University Health Sciences Center, University of Utah School of Medicine, ARUP Laboratories,
New Orleans, LA, United States Salt Lake City, UT, United States
Violeta Chávez, PhD Department of Pathology and Christopher Naugler, MD University of Calgary and
Laboratory Medicine, University of Texas Medical School at Calgary Laboratory Services, Calgary, AB, Canada
Houston, Houston, TX, United States Elena G. Nedelcu, MD Department of Laboratory Medicine,
Alex Chin, PhD University of Calgary and Calgary University of California San Francisco, San Francisco, CA,
Laboratory Services, Calgary, AB, Canada United States
Anthony G. Costantino, PhD DRUGSCAN Inc., Horsham, Andy Nguyen, MD Department of Pathology and
PA, United States Laboratory Medicine, University of Texas McGovern
Medical School, Houston, TX, United States
Amitava Dasgupta, PhD, DABCC Department of Pathology
and Laboratory Medicine, University of Texas McGovern Octavia M. Peck Palmer, PhD Department of Pathology,
Medical School, Houston, TX, United States University of Pittsburgh School of Medicine, Pittsburgh,
PA, United States; Department of Critical Care Medicine,
Pradip Datta, PhD Siemens Healthineers, Newark, DE,
University of Pittsburgh School of Medicine, Pittsburgh, PA,
United States
United States; Department of Clinical and Translational
Robert A. DeSimone, MD Department of Pathology and Science, University of Pittsburgh School, Pittsburgh, PA,
Laboratory Medicine, Weill Cornell Medicine, United States
New York-Presbyterian Hospital, New York, NY,
Amy L. Pyle-Eilola, PhD Pathology and Laboratory
United States
Medicine, Nationwide Children’s Hospital, Columbus, OH,
Uttam Garg, PhD Department of Pathology and Laboratory United States
Medicine, Children’s Mercy Hospitals and Clinics, The
S.M. Hossein Sadrzadeh, PhD Department of Pathology
University of Missouri School of Medicine, Kansas City,
and Laboratory Medicine, Cumming School of Medicine,
MO, United States
University of Calgary, Calgary, AB, Canada; Calgary
Neil S. Harris, MD Department of Pathology, Immunology Laboratory Services, Calgary, AB, Canada
and Laboratory Medicine, University of Florida, College of
Jorge L. Sepulveda, MD, PhD Department of Pathology and
Medicine, Gainesville, FL, United States
Cell Biology, Columbia University Vagelos College of
Joshua Hayden, PhD Department of Pathology and Physicians and Surgeons, New York, NY, United States
Laboratory Medicine, Weill Cornell Medical Center,
New York, NY, United States

xi
xii LIST OF CONTRIBUTORS

Brian Rudolph Shy, MD, PhD Department of Laboratory George Vlad, PhD Department of Pathology & Cell Biology,
Medicine, University of California San Francisco, Columbia University College of Physicians and Surgeons,
San Francisco, CA, United States New York, NY, United States
Aaron Stella, PhD University of Massachusetts Lowell, Amer Wahed, MD Department of Pathology and
Lowell, MA, United States Laboratory Medicine, University of Texas McGovern
Yvette C. Tanhehco, PhD Department of Pathology and Cell Medical School, Houston, TX, United States
Biology, Columbia University Irving Medical Center, William E. Winter, MD Department of Pediatrics, Division
New York-Presbyterian Hospital, New York, NY, of Endocrinology, University of Florida, College of
United States Medicine, Gainesville, FL, United States; Department of
Ashok Tholpady, MD Department of Pathology and Pathology, Immunology and Laboratory Medicine,
Laboratory Medicine, University of Texas MD Anderson University of Florida, College of Medicine, Gainesville, FL,
Cancer Center, Houston, TX, United States United States
Christina Trambas, MD, PhD Chemical Pathologist, Alison Woodworth, PhD Pathology and Laboratory
Chemical Pathology Department, Melbourne Pathology, Medicine, University of Kentucky Medical Center,
Collingwood, VIC, Australia Lexington, KY, United States
Foreword (from the first edition)

Clinicians must make decisions from information showed that when errors were made 75% still produced
presented to them, both by the patient and ancillary results that fell within the reference interval (when
resources available to the physician. Laboratory data perhaps they should not) [1]. Half of the other errors
generally provide quantitative information, which were associated with results that were so absurd that
may be more helpful to physicians than the subjective they were discounted clinically. Such results clearly
information from a patient’s history or physical ex- should not have been released to a physician by the
amination. Indeed, with the prevalent pressure for laboratory and could largely be avoided by a simple
physicians to see more patients in a limited timeframe, review by human or computer before being verified.
laboratory testing has become a more essential compo- However, the remaining 12.5% of errors produced re-
nent of a patient’s diagnostic work-up, partly as a time- sults that could have impacted patient management.
saving measure but also because it does provide The prevalence of errors may be less now than previ-
information against which prior or subsequent test re- ously, since the quality of analytical testing has
sults, and hence patients’ health, may be compared. improved, but the ramifications of each error are not
Tests should be ordered if they could be expected to likely to be less. The consequences of an error vary
provide additional information beyond that obtained depending on the analyte or analytes affected and
from a physician’s first encounter with a patient and if whether the patient involved is an inpatient or outpa-
the results could be expected to influence a patient’s tient. If the patient is an inpatient a physician, if
care. Typically, clinicians use clinical laboratory testing suspicious about the result, will likely have the oppor-
as an adjunct to their history taking and physical tunity to verify the result by repeating the test or other
examination to help confirm a preliminary diagnosis, tests addressing the same physiological functions,
although some testing may establish a diagnosis, for before taking action. However, if the error occurs with a
example molecular tests for inborn errors of metabolism. specimen from an outpatient causing an abnormal result
Microbiological cultures of body fluids may not only to appear normal, that patient may be lost to follow-up
establish the identity of an infecting organism, but also and present later with advanced disease. Despite the
establish the treatment of the associated medical condi- great preponderance of accurate results clinicians should
tion. In outpatient practice clinicians primarily order always be wary of any result that does not seem to fit
tests to assist them in their diagnostic practice, whereas with the patient’s clinical picture. It is, of course, equally
for hospitalized patients, in whom a diagnosis has important for physicians not to dismiss any result that
typically been established, laboratory tests are primarily they do not like as a “laboratory error”. The unexpected
used to monitor a patient’s status and response to result should always prompt an appropriate follow-up.
treatment. Tests of organ function are used to look for The laboratory has a responsibility to ensure that physi-
drug toxicity and the measurement of the circulating cians have confidence in its test results while still
concentrations of drugs with narrow therapeutic win- retaining a healthy skepticism about unexpected results.
dows is done to ensure that optimal drug dosing is Normal laboratory data may provide some assur-
achieved and maintained. The importance of laboratory ance to worried patients who believe that they might
testing is evident when some physicians rely more on have a medical problem, an issue seemingly more
laboratory data than a patient’s own assessment as to prevalent now with the ready accessibility of medical
how he or she feels, opening them to the criticism of information available through computer search engines.
treating the laboratory data rather than the patient. Yet both patients and physicians tend to become over-
In the modern, tightly regulated, clinical laboratory reliant on laboratory information, either not knowing
in a developed country few errors are likely to be made, or ignoring the weakness of laboratory tests, in general.
with the majority labeled as laboratory errors occurring A culture has arisen of physicians and patients
outside the laboratory itself. One study from 1995 believing that the published upper and lower limits of

xiii
xiv FOREWORD (FROM THE FIRST EDITION)

the reference range (or interval) of a test define should be of pursuit of information rather than just
normality. They do not realize that such a range has data. Laboratory information systems provide the po-
probably been derived from 95% of a group of pre- tential to integrate all laboratory data that can then be
sumed healthy individuals, not necessarily selected integrated with clinical and other diagnostic informa-
with respect to all demographic factors or habits that tion by hospital information systems.
were an appropriate comparative reference for a Laboratory actions to highlight values outside the
particular patient. Even if appropriate, 1 in 20 in- reference interval on their comprehensive reports of test
dividuals would be expected to have an abnormal result results to physicians with codes such as “H” or “L” for
for a single test. In the usual situation in which many high and low values exceeding the reference interval
tests are ordered together the probability of abnormal have tended to obscure the actual numerical result and
results in a healthy individual increases in proportion to to cement the concept that the upper and lower reference
the number of tests ordered. Studies have hypothesized limits define normality and that the presence of one of
that the likelihood of all of 20 tests ordered at the same these symbols necessitates further testing. The use of the
time falling within their respective reference intervals is reference limits as published decision limits for national
only 36%. The studies performed to derive the reference programs for renal function, lipid or glucose screening
limits are usually conducted under optimized condi- has again placed a greater burden on the values than
tions such as the time since the volunteer last ate, his or they deserve. Every measurement is subject to analytical
her posture during blood collection and, often the time error, such that repeated determinations will not always
of day. Such idealized conditions are rarely likely to be yield the same result, even under optimal testing con-
attained in an office or hospital practice. ditions. Would it then be more appropriate to make
Factors affecting the usefulness of laboratory data multiple measurements and use an average to establish
may arise in any of the preanalytical, analytical or post- the number to be acted upon by a clinician?
analytical phase of the testing cycle. Failures to consider Much of the opportunity to reduce errors (in the
these factors do constitute errors. If these errors occur broadest sense) rests with the physicians who use test
prior to collection of blood or after results have been results. Over-ordering leads to the possibility of more
produced, while still likely to be labeled as laboratory errors. Inappropriate ordering, for example repetitive
errors because they involve laboratory tests, the labo- ordering of tests whose previous results have been
ratory staffs are typically not liable for them. Yet the normal, or ordering the wrong test or wrong sequence
staff does have the responsibility to educate those in- of tests to elucidate a problem should be minimized by
dividuals who may have caused them to ensure that careful supervision by attending physicians of their
such errors do not recur. If practicing clinicians were trainees involved in the direct management of their
able to use the knowledge that experienced labo- patients. Laboratorians need to be more involved in
ratorians have about the strengths and weaknesses of teaching medical students so that when they become
tests it is likely that much more clinically useful infor- residents their test ordering practices are not learned
mation could be extracted from existing tests. Outside from senior residents who had learned their habits
the laboratory, physicians rarely are knowledgeable from the previous generation of residents. Blanket
about the intra- and interindividual variation observed application of clinical guidelines or test order-sets has
when serial studies are performed on the same in- probably led to much misuse of clinical laboratory
dividuals. For some tests a significant change for an tests. Many clinicians and laboratorians have attemp-
individual may occur when his/her test values shift ted to reduce inappropriate test ordering, but the
from toward one end of the reference interval toward overall conclusion seems to be that education is
the other. Thus a test value does not necessarily have to the most effective means. Unfortunately, the education
exceed the reference limits for it to be abnormal for a needs to be continuously reinforced to have a lasting
given patient. If the preanalytical steps are not stan- effect. The education needs to address the clinical
dardized when repeated testing is done on the same sensitivity of diagnostic tests, the context in which
person, it is more likely that trends in laboratory data they are ordered and their half-lives. Above all edu-
may be missed. There is an onus on everyone involved cation needs to address issues of biological variation
in test ordering and test performance to standardize the and preanalytical factors that may affect test values,
processes to facilitate the maximal extraction of infor- possibly masking trends or making the abnormal
mation from the laboratory data. The combined goal result appear normal and vice versa.
FOREWORD (FROM THE FIRST EDITION) xv
This book provides a comprehensive review of the should be of equal value to clinicians, as to labo-
factors leading to errors in all the areas of clinical lab- ratorians, as they seek the optimal outcome from their
oratory testing. As such it will be of great value to all care of their patients.
laboratory directors and trainees in laboratory medicine
and the technical staff who perform the tests in daily Reference
practice. By clearly identifying problem areas, the book [1] Goldschmidt HMJ, Lent RW. Gross errors and workflow analysis
lays out the opportunities for improvement. This book in the clinical laboratory. Klin Biochem Metab 1995;3:131e49.

Donald S. Young MD, Ph.D


Professor of Pathology and Laboratory Medicine
University of Pennsylvania Perelman College of
Medicine, Philadelphia, PA
Elsevier
Radarweg 29, PO Box 211, 1000 AE Amsterdam, Netherlands
The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB, United Kingdom
50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States

Copyright © 2019 Elsevier Inc. All rights reserved.


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on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations
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permissions.
This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted
herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding,
changes in research methods, professional practices, or medical treatment may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information,
methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own
safety and the safety of others, including parties for whom they have a professional responsibility.
To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/
or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any
methods, products, instructions, or ideas contained in the material herein.

Library of Congress Cataloging-in-Publication Data


A catalog record for this book is available from the Library of Congress
British Library Cataloguing-in-Publication Data
A catalogue record for this book is available from the British Library

ISBN: 978-0-12-813776-5

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Preface

Clinical laboratory tests have significant impact on of biotin in the troponin assay. Because people take
patient safety and patient management because more megadoses of biotin, this is a serious public health
than 70% of all medical diagnosis are based on laboratory concern. Therefore, we added a new chapter (Chapter 8).
test results. Physicians rely on hospital laboratories for Another new chapter (Chapter 16) is also added to
obtaining accurate results and a falsely elevated or discuss issues of false negative results in toxicology due
falsely lower value due to interference or pre-analytical to the difficulty in detecting certain drugs such as syn-
errors may have significant influence on diagnosis and thetic cathinone (bath salts) and synthetic cannabinoids
management of patients. Usually, a clinician questions (spices). Chapter 27 is also added to discuss sources of
the validity of a test result if the result does not match errors in flow cytometry. Moreover, Chapters 29e31 are
with clinical evaluation of the patient and calls labora- also newly added chapters in the second edition.
tory professionals for interpretation. However, clini- The objective of this second edition book is to provide
cally significant inaccuracies in laboratory results may a comprehensive guide for laboratory professionals and
go unnoticed and mislead the clinicians into inappro- clinicians regarding sources of errors and misinterpreta-
priate diagnostic and therapeutic approaches, some- tion in the clinical laboratory and how to resolve such
times with very adverse outcomes. The first edition of errors and identify discordant specimens. Accurate lab-
“Accurate Results in the Clinical Laboratory: A Guide oratory result interpretation is essential for patient safety.
to Error Detection and Correction” was published by This book is intended as a practical guide to laboratory
Elsevier in 2013 and was intended as a guide to increase professionals and clinicians who deal with erroneous
awareness of both clinicians and laboratory pro- results on a regular basis. We hope this book will help
fessionals about the various sources of errors in clinical them to be aware of such sources of errors and empower
laboratory tests and what can be done to minimize or them to eliminate such errors when feasible or to account
eliminate such errors. The first edition of the book had for known sources of variability when interpreting
22 chapters and was well received by readers. Due to changes in laboratory results.
success of the first edition, Elsevier requested a second We would like to thank all contributors for taking time
edition of the book. In this edition, we not only updated from their busy professional demands to write chapters.
all chapters of the first edition, but also added 9 new Without their dedicated contributions this project would
chapters so that the second book could be a concise never materialize. We also thank our families for putting
but comprehensive guide for both clinicians and up with us for the last year when we spent many hours
laboratory professionals to detect errors and sources during weekends and evenings writing chapters and
of misinterpretation in the clinical laboratory and to editing this book. Finally our readers will be the judges of
prevent or correct such results. the success of this project. If our readers find this book
Recently, biotin interferences in immunoassays that useful, all the hard work of contributors and editors will
utilize biotinylated antibodies have been described be rewarded.
which may lead to wrong diagnosis of Grave’s disease Respectfully Submitted
due to falsely low TSH (sandwich assay that shows Amitava Dasgupta
negative interference due to biotin) but falsely elevated Houston, TX
T3, T4 and FT4 (competitive immunoassays showing
positive biotin interferences). The Food and Drug Jorge L. Sepulveda
Administration reported a fatal outcome due to a falsely New York, NY
low troponin value as a result of negative interference

xvii
C H A P T E R

1
Variation, errors, and quality in the
clinical laboratory
Jorge L. Sepulveda
Department of Pathology and Cell Biology, Columbia University Vagelos College of Physicians and Surgeons,
New York, NY, United States

INTRODUCTION 5. The analytical assay measured the concentration of


the analyte corresponding to its “true” level
Recent studies demonstrated that in vitro diagnostic (compared to a “gold standard” measurement) within
tests are performed in up to 96% of patients and that a clinically acceptable margin of error (the total
up to 80% of clinical decisions involve consideration of acceptable analytical error (TAAE)).
laboratory results [1]. In addition, approximately 6. The report reaching the clinician contained the right
40e94% of all objective health record data are laboratory result, together with interpretative information, such
results [2e4]. Diagnostic errors accounted for 26e78% of as a reference range and other comments, aiding
identified medical errors [5] and nearly 60% of malprac- clinicians in the decision-making process.
tice claims [6], and were involved in 17% of adverse
Failure at any of these steps can result in an erroneous
effects due to medical errors in one large study [7].
or misleading laboratory result, sometimes with adverse
Undoubtedly, appropriate ordering and interpretation
outcomes. For example, interferences with point-of-care
of accurate test results are essential for major clinical de-
glucose testing due to treatment with maltose containing
cisions involving disease identification, classification,
fluids have led to failure to recognize significant hypo-
treatment, and monitoring. Factors that constitute an
glycemia and to mortality or severe morbidity [11].
accurate laboratory result involve more than analytical
accuracy and can be summarized as follows:
1. The right test, with the right costs and right method,
was ordered for the right patient, at the right time, for ERRORS IN CLINICAL LABORATORY
the right reason [8]: the importance of appropriate test
selection cannot be minimized as studies have shown Errors can occur in all the steps in the laboratory
that at least 20% of all test orders are inappropriate [9], testing process, and such errors can be classified as
up to 68% of tests ordered do not contribute to improve follows (see Table 1.1):
patient management [10] and conversely tests were not
1. Pre-analytical steps, encompassing the decision to
ordered when needed in nearly 50% of patients [9].
test, transmission of the order to the laboratory for
2. The right sample was collected on the right patient, at
analysis, patient preparation and identification,
the correct time, with appropriate patient
sample collection, and specimen processing.
preparation.
2. Analytical assay, which produces a laboratory result.
3. The right technique was used collecting the sample to
3. Post-analytical steps, involving the transmission of
avoid contamination with intravenous fluids, tissue
the laboratory data to the clinical provider, who uses
damage, prolonged venous stasis, or hemolysis.
the information for decision making.
4. The sample was properly transported to the
laboratory, stored at the right temperature, processed Although minimization of analytical errors has been
for analysis, and analyzed in a manner that avoids the main focus of developments in laboratory medicine,
artifactual changes in the measured analyte levels. the other steps are more frequent sources of erroneous

Accurate Results in the Clinical Laboratory, Second Edition


https://doi.org/10.1016/B978-0-12-813776-5.00001-7 3 Copyright © 2019 Elsevier Inc. All rights reserved.
4 1. VARIATION, ERRORS, AND QUALITY IN THE CLINICAL LABORATORY

TABLE 1.1 Types of error in the clinical laboratory. TABLE 1.1 Types of error in the clinical laboratory.dcont’d

PRE-ANALYTICAL ANALYTICAL

Test ordering • High analytical turnaround • Test perform by


time unauthorized personnel
• Duplicate Order • Order misinterpreted (test • Instrument caused random • Results discrepant with other
• Ordering provider not ordered <> intended test) error clinical or laboratory data
identified • Inappropriate/outmoded test • Instrument malfunction • Testing not completed
• Ordered test not performed ordered • QC failure • Wrong test performed
(include add-ons) • Order not pulled by specimen • QC not completed (different from test ordered)
collector
POST-ANALYTICAL
Sample collection
• Report not completed • Reported questionable
• Unsuccessful phlebotomy • Check-in not performed (in • Delay in reporting results results, detected by
• Traumatic phlebotomy the LIS) • Critical results not called laboratory
• Patient complaint about • Wrong patient preparation • Delay in calling critical • Reported questionable
phlebotomy (e.g., non-fasting) results results, detected by clinician
• Therapeutic drug monitoring • Results reported incorrectly • Failure to append proper
test timing error • Results reported incorrectly comment
Specimen transport from outside laboratory • Read back not done
• Results reported to wrong • Results misinterpreted
• Inappropriate sample • Specimen damaged during provider • Failure to act on results of
transport conditions transport tests
• Specimen leaked in transit • Specimen damaged during
centrifugation/analysis OTHER

Specimen identification • Proficiency test failure • Employee injury


• Product wastage • Safety failure
• Specimen unlabeled • Date/time missing • Product not delivered timely • Environmental failure
• Specimen mislabeled: No • Collector’s initials missing • Product recall • Damage to equipment
Name or ID on tube • Label illegible
• Specimen mislabeled: No • Two contradictory labels
Name on tube • Overlapping labels
• Specimen mislabeled: • Mismatch requisition/label results. An analysis indicated that pre-analytical errors
Incomplete ID on tube • Specimen information accounted for 62% of all errors, with post-analytical rep-
• Wrong specimen label misread by automated reader resenting 23% and analytical 15% of all laboratory errors
• Wrong name on tube [12]. The most common pre-analytical errors included
• Wrong ID on tube
• Wrong blood type
incorrect order transmission (at a frequency of approxi-
mately 3% of all orders) and hemolysis (approximately
High pre-analytical turnaround time 0.3% of all samples) [13]. Other frequent causes of pre-
• Delay in receiving specimen • STAT not processed urgently analytical errors include the following:
in lab
• Delay in performing test • Patient identification error
• Tube filling error, empty tubes, missing tubes, or
Specimen quality
wrong sample container
• Specimen contaminated with • Hemolyzed • Sample contamination or collected from infusion
infusion fluid • Clotted or platelet clumps route
• Specimen contaminated with
microbes
• Inadequate sample temperature
• Specimen too old for analysis Particular attention should be paid to patient identifi-
Specimen containers cation because errors in this critical step can have severe
• No specimens received/ • Wrong preservative/
consequences, including fatal outcomes, for example,
Missing tube anticoagulant due to transfusion reactions or misguided therapeutic
• Specimen lost in laboratory • Insufficient specimen decisions. To minimize identification errors, health
• Wrong specimen type quantity for analysis care systems are using point-of-care identification sys-
• Inappropriate container/tube • Tube filling error (too much tems, which typically involve the following:
type anticoagulant)
• Wrong tube collection • Tube filing error (too little 1. Handheld devices connected to the laboratory
instructions anticoagulant) information systems (LIS) that can objectively
• Empty tube
identify the patient by scanning a patient-attached
bar code, typically a wrist band.

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


ERRORS IN CLINICAL LABORATORY 5
2. Current laboratory orders can be retrieved from and approximately 33% of the errors were latent [12].
the LIS. Therefore, the vast majority of errors are noncognitive
3. Ideally, collection information, such as correct tube slips and lapses performed by the personnel directly
types, is displayed in the device. involved in the process. Importantly, 92% of the pre-
4. Bar-coded labels are printed at the patient’s side, analytical, 88% of analytical, and 14% of post-analytical
minimizing the possibility of misplacing the labels on errors were preventable. Undoubtedly, human factors,
the wrong patient samples. engineering, and ergonomicsdoptimization of systems
5. After attaching to containers with the patient and process redesigning to include increased automation
samples, bar-coded labels should be scanned to and user-friendly, simple, and rule-based functions,
confirm that they were applied to the right patient, alerts, barriers, and visual feedbackdare more effective
especially if any significant delay has occurred than education and personnel-specific solutions to
between label printing and sample collection. In this consistently increase laboratory quality and minimize
case, rescanning of patient-attached identifiers should errors.
be done in close temporal proximity to sample Immediate reporting of errors to a database accessible
scanning. to all the personnel in the health care system, followed
by automatic alerts to quality management personnel,
Analytical errors are mostly due to interference or
is important for accurate tracking and timely correction
other unrecognized causes of inaccuracy, whereas
of latent errors. In our experience, reporting is improved
instrument random errors accounted for only 2% of all
by using an online form that includes checkboxes for the
laboratory errors in one study [12]. According to that
most common types of errors together with free-text for
study, most common post-analytical errors were due to
additional information (Fig. 1.1). Reviewers can subse-
communication breakdown between the laboratory
quently classify errors as cognitive/noncognitive,
and the clinicians, whereas only 1% were due to
latent/active, and internal to laboratory/internal to
miscommunication within the laboratory, and 1% of
institution/external to institution; determine and
the results had excessive turnaround time for reporting
classify root causes as involving human factors (e.g.,
[12]. Post-analytical errors due to incorrect transcription
communication and training or judgment), software, or
of laboratory data have been greatly reduced because of
physical factors (environment, instrument, hardware,
the availability of automated analyzers and bidirectional
etc.); and perform outcome analysis. Outcomes of errors
interfaces with the LIS [12]. However, transcription
can be classified as follows:
errors and calculation errors remain a major area of
concern in those testing areas without automated 1. Target of error (patient, staff, visitors, or equipment).
interfaces between the instrument and the LIS. Further 2. Actual outcome on a severity scale (from unnoticed
developments to reduce reporting errors and minimize to fatal).
the testing turnaround time include auto-validation of 3. Worst outcome likelihood if error was not intercepted
test results falling within pre-established rule-based on the same severity scale, since many errors are
parameters and systems for automatic paging of critical corrected before they cause injury.
results to providers.
Errors with significant outcomes or likelihoods of
When classifying sources of error, it is important to
adverse outcomes should be discussed by quality man-
distinguish between cognitive errors, or mistakes, which
agement staff and laboratory directors to determine
are due to poor knowledge or judgment, and noncogni-
appropriate corrective actions and process improvement
tive errors, commonly known as slips and lapses, due
initiatives.
to interruptions in a process that is routine or relatively
Clearly, efforts to improve accuracy of laboratory
automatic. Whereas the first type can be prevented by
results should encompass all of the steps of the testing
increased training, competency evaluation, and process
cycle, a concept expressed as “total testing process”
aids such as checklists or “cheat sheets” summarizing
or “brain-to-brain testing loop” [14]. Approaches to
important steps in a procedure, noncognitive errors are
achieve error minimization derived from industrial pro-
best addressed by process improvement and environ-
cesses include total quality management (TQM) [15];
ment re-engineering to minimize distractions and
lean dynamics and Toyota production systems [16];
fatigue. Furthermore, it is useful to classify adverse
root cause analysis (RCA) [17]; health care failure modes
occurrences as activedthat is, the immediate result of
and effects analysis (HFMEA) [18,19]; failure review
an action by the person performing a taskdor as latent
analysis and corrective action system (FRACAS) [20];
or system errors, which are system deficiencies due to
and Six Sigma [21,22], which aims at minimizing the
poor design or implementation that enable or amplify
variability of products such that the statistical frequency
active errors. In one study, only approximately 11% of
of errors is below 3.4 per million. A detailed description
the errors were cognitive, all in the pre-analytical phase,

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


6 1. VARIATION, ERRORS, AND QUALITY IN THE CLINICAL LABORATORY

FIG. 1.1 Example of an error reporting form for the clinical laboratory.

of these approaches is beyond the scope of this book, but TQM approaches apply a system of statistical process
laboratorians and quality management specialists control tools to monitor quality and productivity (quality
should be familiar with these principles for error pre- assurance) and encourage efforts to continuously
vention, error detection, and error management to improve the quality of the products, a concept known
achieve efficient, high-quality laboratory operation and as continuous quality improvement. A major component
patient care [15]. of a quality assurance program is quality control (QC),
which involves the use of periodic measurements of
product quality, thresholds for acceptable performance,
QUALITY IMPROVEMENT IN CLINICAL and rejection of products that do not meet acceptability
LABORATORY criteria. Most notably, QC is applied to all clinical
laboratory testing processes and equipment, including
Quality is defined as all the features of a product that testing reagents, analytical instruments, centrifuges,
meet the requirements of the customers and the health and refrigerators. Typically, for each clinical test,
care system. Many approaches are used to improve external QC materials with known performance, also
and ensure the quality of laboratory operations. The known as controls, are run two or three times daily in
concept of TQM involves a philosophy of excellence parallel with patient specimens. Controls usually have
concerned with all aspects of laboratory operations preassigned analyte concentrations covering important
that impact on the quality of the results. Specifically, medical decision levels, often at low, medium, and

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


QUALITY IMPROVEMENT IN CLINICAL LABORATORY 7
high concentrations. Good laboratory QC practice TAE ¼ 1:65  CVa þ bias
involves establishment of a laboratory- and instrument-
Clinical laboratories frequently evaluate imprecision
specific mean and standard deviation for each lot of
by performing repeated measurements on control mate-
each control and also a set of rules intended to maximize
rials, preferably using runs performed on different days
error detection while minimizing false rejections, such as
(between-day precision), whereas bias (or trueness) is
Westgard rules [23]. Another important component of
assessed by comparison with standard reference mate-
quality assurance for clinical laboratories is participation
rials with assigned values and also by peer comparison,
in proficiency testing (or external quality assessment pro-
where either the peer mean or median are considered
grams such as proficiency surveys sent by the College of
the reference values.
American Pathologists), which involves the sharing of
One important concept that some clinicians disregard
samples with a large number of other laboratories and
is that no laboratory measurement is exempt of error;
comparison of the results from each laboratory with its
that is, it is impossible to produce a laboratory result
peers, usually with reporting of the mean and standard
with 0% bias and 0% imprecision. The role of techno-
deviation (SD) of all the laboratories running the same
logic developments, good manufacturing practices,
analyzer/reagent combination. Criteria for QC rules
proficiency testing, and QC is to identify and minimize
and proficiency testing acceptability should take into
the magnitude of the TAE. A practical approach is to
consideration the concept of total acceptable analytical
consider the clinically acceptable total analytical error
error because deviations smaller than the total analytical
or TAAE for each test. Clinical acceptability has been
errors are unlikely to be clinically significant and there-
defined by legislation (e.g., the Clinical Laboratory
fore do not need to be detected.
Improvement Act (CLIA)), by clinical expert opinion,
Total analytical error (TAE) is usually considered to
and by scientific and statistical principles that take
combine the following (Fig. 1.2): (1) systematic error
into consideration expected sources of variation. For
(SE), or bias, as defined by deviation between the
example, Callum Fraser proposed that clinically accept-
average values obtained from a large series of test results
able imprecision, or random error, should be less than
and an accepted reference or gold standard value, and
half of the intraindividual biologic variation for the ana-
(2) random error (RE), or imprecision, represented by
lyte and less than 25% of the total analytical error [24].
the coefficient of variation of multiple independent test
The systematic error, or bias, should be less than 25%
results obtained under stipulated conditions (CVa).
of the combined intraindividual (CVw) and interindi-
Assuming a normal distribution of repeated test results,
vidual biological (CVg) variation:
at the 95% confidence level, the RE is equal to 1.65 times qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
the CVa for the method; consequently. TAAE95% < 1:65  0:5  CVw þ 0:25  CV2w þ CV2g

Tables of intra- and interindividual biological varia-


tion, with corresponding allowable errors, are available
and frequently updated [25]. See Table 1.2 for examples.
Importantly, the allowable errors may be different at
specific medical decision levels because analytical
imprecision tends to vary with the analyte concentra-
tion, with higher imprecision at lower levels. Also,
biological variation may be different in the various
clinical conditions, and available databases are starting
to incorporate studies of biologic variation in different
diseases [25].
A related concept is the reference change value (RCV),
also called significant change value (SCV)dthat is, the
variability around a measurement that is a consequence
of analytical imprecision, within-subject biologic vari-
ability, and the number of repeated tests performed
[24,26,27]. Assuming a normal distribution, at the 95%
FIG. 1.2 Total analytical error (TE) components: random error (RE), confidence level, RCV can be calculated as follows:
or imprecision and systematic error (SE), or bias, which cause the
pffiffiffi qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
difference between the true value and the measured value. Random RCV95% ¼ 1:96  2  CV2a þ CV2w
error can increase or decrease the difference from the true value.
Because in a normal distribution, 95% of the observations are contained Because multiple repeats decrease imprecision errors,
within the mean  1.65 standard deviations (SDs), the total error will
not exceed bias þ 1.65  SD in 95% of the observations.
if the change is determined from the mean of repeated

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


8 1. VARIATION, ERRORS, AND QUALITY IN THE CLINICAL LABORATORY

tests, the formula can be modified to take into consider- 95% probability that it is due to the combined analytical
ation the number of repeats in each measurement and intraindividual biological variation; in other words,
(n1 and n2) [27]: the difference between the two creatinine results
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi (measured without repeats) should exceed 26.8% to be
2 pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi 95% confident that the change is due to a pathological
RCV95% ¼ 1:96   CVa2 þ CVw2 condition. Conversely, for any change in laboratory
n1  n2
values, the RCV formula can be used to calculate the
For example, for a serum creatinine measurement probability that it is due to analytical and biological
with an analytical imprecision (CVa) of 7.6% and variation [24,26,27]. See Table 1.2 for examples of RCV
within-subject biologic variation of 5.95%, the RCV at at the 95% confidence limit, using published intraindi-
95% confidence is 26.8% with one measurement for vidual variation and typical laboratory imprecision for
each sample. With two measurements for each sample, each test. Ideally, future LIS should integrate available
the RCV is 18.9%. Therefore, a change between two re- knowledge and patient-specific information and auto-
sults that does not exceed the RCV has a greater than matically provide estimates of expected variation based

TABLE 1.2 Allowable errors and reference change values for selected tests.

Test CVa CVw CVg CLIA TAAE Bio TAAE Allowable imprecision Allowable bias RCV95

Amylase 5.3 8.7 28.3 30 14.6 4.4 7.4 28.2


Alanine aminotransferase 2.8 19.4 41.6 20 27.48 9.7 11.48 54.3
Albumin 2.6 3.2 4.75 10 4.07 1.6 1.43 11.4
Alkaline phosphatase 4.2 6.45 26.1 30 12.04 3.23 6.72 21.3
Aspartate aminotransferase 2.2 12.3 23.1 20 16.69 6.15 6.54 34.6

Bilirubin total 10.0 21.8 28.4 20 26.94 10.9 8.95 66.5


Chloride 2.4 1.2 1.5 5 1.5 0.6 0.5 7.4
Cholesterol 2.7 5.95 15.3 10 9.01 2.98 4.1 18.1
Cortisol 5.3 21.7 46.2 25 30.66 10.85 12.76 61.9
Creatine kinase 3.6 22.8 40 30 30.3 11.4 11.5 64.0
Creatinine 7.6 5.95 14.7 15 8.87 2.98 3.96 26.8

Glucose 3.4 4.5 5.8 10 5.5 2.3 1.8 15.6


HDL cholesterol 3.3 7.3 21.2 30 11.63 3.65 5.61 22.2
Iron 2.5 26.5 23.2 20 30.7 13.3 8.8 73.8
Lactate dehydrogenase (LDH) 2.5 8.6 14.7 20 11.4 4.3 4.3 24.8
Magnesium 2.8 5.6 11.3 25 7.8 2.8 3.2 17.4
pCO2 1.5 4.8 5.3 8 5.7 2.4 1.8 13.9

Protein, total 2.6 2.75 4.7 10 3.63 1.38 1.36 10.5


Thyroxine (T4) 4.8 4.9 10.9 20 7 2.5 3 19.0
Triglyceride 3.9 19.9 32.7 25 25.99 9.95 9.57 56.2
Urate 2.9 8.6 17.5 17 11.97 4.3 4.87 25.2
Urea nitrogen 6.2 12.1 18.7 9 15.55 6.05 5.57 37.7

All values are percentages. Bio TAAE, total allowable analytical error based on interindividual and intraindividual variation; CLIATAAE, total allowable analytical error
based on Clinical Laboratory Improvement Act (CLIA); CVa, analytical variability in a typical clinical laboratory; CVg, interindividual variability; CVw, intraindividual
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
variability. Allowable imprecision ¼ 50% of CVw. Allowable bias ¼ 0:25  CV2w  CV2g . RCV95, reference change value at 95% confidence based on CVw and CVa.
Based on Westgard J. Desirable specifications for total error, imprecision, and bias, derived from intra- and inter-individual biologic variation. 2014. Available from: http://www.
westgard.com/biodatabase1.htm.

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


REFERENCES 9
on the previous formulas to facilitate interpretation of [10] Miyakis S, Karamanof G, Liontos M, Mountokalakis TD. Factors
changes in laboratory values and guide laboratory staff contributing to inappropriate ordering of tests in an academic
medical department and the effect of an educational feedback
regarding the meaning of deviations from expected strategy. Postgrad Med J 2006;82(974):823e9.
results. In summary, the use of TAAE and RCV brings [11] Gaines AR, Pierce LR, Bernhardt PA. Fatal iatrogenic hypoglyce-
objectivity to error evaluation, QC and proficiency mia: falsely elevated blood glucose readings with a point-of-care
testing practices, and clinical decision making based meter due to a maltose-containing intravenous immune globulin
on changes in laboratory values. product. 2009 [Updated 06/18/2009]. Available from: http://
www.fda.gov/BiologicsBloodVaccines/SafetyAvailability/ucm15
5099.htm.
[12] Carraro P, Plebani M. Errors in a stat laboratory: types and
CONCLUSIONS frequencies 10 years later. Clin Chem 2007;53(7):1338e42.
[13] Carraro P, Zago T, Plebani M. Exploring the initial steps of the
As in other areas of medicine, errors are unavoidable testing process: frequency and nature of pre-preanalytic errors.
Clin Chem 2012;58(3):638e42.
in the whole diagnostic process involving laboratory [14] Plebani M, Lippi G. Closing the brain-to-brain loop in laboratory
testing. A good understanding of the sources of error, testing. Clin Chem Lab Med 2011;49(7):1131e3.
frequently involving pre-analytical factors, together [15] Valenstein P, editor. Quality management in clinical laboratories.
with a quantitative evaluation of the clinical significance Northfield (IL): College of American Pathologists; 2005.
of the magnitude of analytical errors, aided by the estab- [16] Rutledge J, Xu M, Simpson J. Application of the Toyota produc-
tion system improves core laboratory operations. Am J Clin Pathol
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[18] Chiozza ML, Ponzetti C. FMEA: a model for reducing medical
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[19] Southard PB, Kumar S, Southard CA. A modified Delphi method-
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[3] Forsman RW. Why is the laboratory an afterthought for managed Quality indicators and specifications for key analytical-
care organizations? Clin Chem 1996;42(5):813e6. extranalytical processes in the clinical laboratory. Five years’ expe-
[4] Hallworth MJ. The ‘70% claim’: what is the evidence base? Ann rience using the Six Sigma concept. Clin Chem Lab Med 2011;
Clin Biochem 2011;48(Pt 6):487e8. 49(3):463e70.
[5] Sandars J, Esmail A. The frequency and nature of medical error in [22] Gras JM, Philippe M. Application of the Six Sigma concept in clin-
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Barnes BA, et al. The nature of adverse events in hospitalized and bias, derived from intra- and inter-individual biologic varia-
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I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


C H A P T E R

2
Errors in patient preparation, specimen
collection, anticoagulant and preservative use:
how to avoid such pre-analytical errors
Leland Baskin, Alex Chin, Amid Abdullah, Christopher Naugler
University of Calgary and Calgary Laboratory Services, Calgary, AB, Canada

INTRODUCTION coagulation. Anticoagulants for plasma and/or whole


blood collection include ethylenediaminetetraacetic
Patient preparation and the specimen type are impor- acid (EDTA), heparin, hirudin, oxalate, and citrate,
tant pre-analytical factors to consider for laboratory which are available in solid or liquid form. Optimal
assessment. Although the clinical laboratory has limited anticoagulant-to-blood ratios are crucial to prevent clot
capabilities in controlling for the physiological state of formation while avoiding interference with analyte mea-
the patient, such as biological rhythms and nutritional surement, including dilution effects associated with
status, these variables as well as the effect of patient liquid anticoagulants. Given the availability of multiple
posture, tourniquets, and serum/plasma indices (hemo- anticoagulants and additives, blood collection tubes
lysis, icterus, lipemia) on measurement of analytes must should be filled according to a specified order to mini-
be understood by both the clinical team and laboratory mize contamination and carryover. Other factors to
personnel. The most accessible specimen types include consider regarding blood collection tubes include differ-
blood, urine, and oral fluid. The numerous functions ences between plastic and glass surfaces, surfactants,
associated with blood make it an ideal specimen to tube stopper lubricants, and gel separators, which all
measure biomarkers corresponding to various physio- affect analyte measurement.
logical and pathophysiological processes. Blood can be The second most popular clinical specimen is urine,
collected by skin puncture (capillary), which is preferred which is essentially an ultrafiltrate of blood before
when blood conservation and minimal invasiveness is elimination from the body and is the preferred spec-
stressed, such as in the pediatric population. Other imen to detect metabolic activity as well as urinary
modes of collection include venipuncture and arterial tract infections. Proper timing must be ensured for
puncture, where issues to consider include the physical urine collections depending on the need for routine
state of the site of collection and patient safety. Blood can tests, patient convenience, clinical sensitivity, or quan-
also be taken from catheters and other intravascular titation. Furthermore, proper technique is required for
lines, but care must be taken to eliminate contamination clean catch samples for subsequent microbiological
and dilution effects associated with heparin and other examination. Certain urine specimens require addi-
drugs. Clinical laboratory specimens derived from tives to preserve cellular integrity for cytological
blood include whole blood, plasma, and serum. Howev- analysis and to prevent bacterial overgrowth. It is
er, noticeable differences between these specimen types important to recognize the pre-analytical variables
need to be considered when choosing the optimal that affect analyte measurement in patient specimens
specimen type for laboratory analysis. Such important so that properly informed decisions can be made
factors include the presence of anticoagulants in plasma regarding assay selection and development as well
and in whole blood, hematocrit variability, and the dif- as troubleshooting unexpected outcomes from labora-
ferences in serum characteristics associated with blood tory analysis.

Accurate Results in the Clinical Laboratory, Second Edition


https://doi.org/10.1016/B978-0-12-813776-5.00002-9 11 Copyright © 2019 Elsevier Inc. All rights reserved.
12 2. PATIENT PREPARATION AND OTHER ISSUES AFFECTING LAB TESTS

BIOLOGICAL RHYTHMS AND are commonly observed after meal consumption. On


LABORATORY TEST RESULTS the other hand, fasting will increase fat metabolism
and increase the formation of acetone, b-hydroxybutyric
Predictable patterns in the temporal variation of acid, and acetoacetate both in serum and in urine.
certain analytes, reflecting patterns in human needs, Longer periods of fasting (more than 48 h) may result
constitute biological rhythms. Different analytes have in up to a 30-fold increase in these ketone bodies.
different rhythms, ranging from a few hours to monthly Glucose is primarily affected by fasting because insulin
changes. Awareness of such changes can be relevant keeps the serum concentration in a tight range
to proper interpretation of laboratory results. These (70e110 mg/dL). Diabetes mellitus, which results from
changes can be divided into circadian, ultradian, and either a deficiency of insulin or an increase in tissue
infradian rhythms according to the time interval of their resistance to its effects, manifests as an increase in blood
completion. glucose levels. In normal individuals, after an average of
During a 24-h period of human metabolic activity, 2 h of fasting, the blood glucose level should be below
programming of metabolic needs may cause certain 7.0 mmol/L (126 mg/dL). However, in diabetic individ-
laboratory tests to fluctuate between a maximum and a uals, fasting serum levels are elevated and thus consti-
minimum value. The amplitude of change of these circa- tute one criterion for making the diagnosis of diabetes.
dian rhythms is defined as one-half of the difference Other well-known examples of analytes showing varia-
between the maximum and the minimum values. tion with fasting interval include serum bilirubin, lipids,
Although, in general, these variations occur consistently, and serum iron.
alteration in these natural circadian rhythms may be
induced by artificial changes in sleep/wake cycles Body position
such as those induced by different work shifts. There-
fore, in someone working an overnight (“graveyard”) Physiologically, blood distribution differs signifi-
shift, an elevated blood iron level taken at midnight cantly in relation to body posture. Gravity pulls the
would be normal for that individual; however, the blood into various parts of the body when recumbent,
norm is for high iron levels to be seen only in early and the blood moves back into the circulation, away
morning. from tissues, when standing or ambulatory. These shifts
Patterns of biological variation occurring on cycles directly affect certain analytes due to dilution effects.
less than 24 h are known as ultradian rhythms. Analytes This process is differential, meaning that only constitu-
that are secreted in a pulsatile manner throughout the ents of the blood that are non-diffusible will rise because
day show this pattern. Testosterone, which usually there is a reduction in plasma volume upon standing
peaks between 10:00 a.m. and 5 p.m., is an example of from a supine position. This includes, but is not limited
an analyte showing this pattern. to, cells, proteins, enzymes, and protein-bound analytes
The final pattern of biological variation is infradian. (e.g., thyroid-stimulating hormone, cholesterol, T4, and
This involves cycles greater than 24 h. The example medications such as warfarin). The reverse will take
most commonly cited is the monthly menstrual cycle, place when shifting from erect to supine because there
which takes approximately 28e32 days to complete. will be a hemodilution effect involving the same previ-
Constituents such as pituitary gonadotropin, ovarian ously mentioned analytes. Postural changes affect
hormones, and prostaglandins are significantly affected some groups of analytes in a much more profound
by this cycle. waydat times up to a twofold increase or decrease
depending on whether the sample was obtained from
a supine or an erect patient. Most affected are factors
PATIENT PREPARATION directly influencing homeostasis, including renin, aldo-
sterone, and catecholamines. It is vital for laboratory
There are certain important issues regarding patient requisitions to specify the need for supine samples
preparation for obtaining meaningful clinical laboratory when these analytes are requested.
test results. For example, glucose testing must be done
after the patient has fasted overnight. These issues are
discussed in this section. WHOLE BLOOD, PLASMA, AND SERUM
SPECIMENS FOR CLINICAL
LABORATORY ANALYSIS
Fasting
The effects of meals on blood test results have been Approximately 8% of total human body weight is
known for some time. Increases in serum glucose, tri- represented by blood, with an average volume in fe-
glycerides, bilirubin, and aspartate aminotransferase males and males of 5 and 5.5 L, respectively [1]. Whole

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


WHOLE BLOOD, PLASMA, AND SERUM SPECIMENS FOR CLINICAL LABORATORY ANALYSIS 13
blood consists of a cellular fraction (w45%) composed of laboratory analysis, plasma can be obtained from whole
erythrocytes (red blood cells), leukocytes (white blood blood through the use of anticoagulants followed by
cells), and thrombocytes (platelets), and a liquid fraction centrifugation. Consequently, plasma specimens for
(plasma) (w55%) that transports these elements the clinical laboratory contain anticoagulants such as
throughout the body. Blood vessels interconnect all the heparin, citrate, EDTA, oxalate, and fluoride. The rela-
organ systems in the body and play a vital role in tive roles of these anticoagulants in affecting analyte
communication and transportation between tissue com- measurements are discussed later in this chapter. In
partments. Blood serves numerous functions, including contrast to anticoagulated plasma specimens, serum is
delivery of nutrients to tissues; gas exchange; transport the clear liquid that separates from blood when it is
of waste products such as metabolic by-products for allowed to clot. Further separation of the clear serum
disposal; communication to target tissues through from the clotted blood can be achieved through centrifu-
hormones, proteins and other mediators; and cellular gation. Given that fibrinogen is converted to fibrin in clot
protection against invading organisms and foreign formation during the coagulation cascade, serum con-
material. Given these myriad roles, blood is an ideal tains no fibrinogen and no anticoagulants. In the clinical
specimen for measuring biomarkers associated with laboratory, suitable blood specimens include whole
various physiological conditions, whether it is direct blood, plasma, and serum. Key differences in these
measurement of cellular material and surface markers sample matrices influence their suitability for certain
or measurement of soluble factors associated with laboratory tests Table 2.2.
certain physiological conditions.
Plasma consists of approximately 93% water, with the
remaining 7% composed of electrolytes, small organic
molecules, and proteins. Various constituents of plasma
Whole blood
are summarized in Table 2.1. These analytes are in In addition to the obvious advantage of whole blood
transit between cells in the body and are present in vary- for the analysis of cellular elements, these specimens are
ing concentrations depending on the physiological state also preferred for analytes that are concentrated within
of the various organs. Therefore, accurate analysis of the the cellular compartment. Erythrocytes can be consid-
plasma is crucial for obtaining information regarding ered to be a readily accessible tissue with minimal inva-
diagnosis and treatment of diseases. In clinical sive procedures and may more accurately reflect tissue
distribution of certain analytes. Examples of such analy-
tes, including vitamins, trace elements, and certain
TABLE 2.1 Principal components of plasma. drugs, are listed in Table 2.3. Erythrocytes are the most
abundant cell type in the blood. In adults, 1 mL of blood
Component Reference range Units
contains approximately 4e6 million erythrocytes,
Sodium 136e145 mmol/L 4000e11,000 leukocytes and 150,000e450,000 platelets
Potassium 3.5e5.1 mmol/L [2]. (The ratio of erythrocytes: platelets: leukocytes is
on the order of 900:60:1.) The hematocrit is the volu-
Bicarbonate 17e25 mmol/L
metric fraction of erythrocytes expressed as a percentage
Chloride 98e107 mmol/L of packed erythrocytes in a blood sample after centrifu-
Hydrogen ions 40 mmol/L gation. The normal range for adult males is 41e51%, and
that for adult females is 36e45% [2]. Clearly, alterations
Calcium 8.6e10.2 mg/dL
in hematocrit will directly alter the available plasma wa-
Magnesium 1.6e2.6 mg/dL ter concentration, which in turn affects the measurement
Inorganic phosphate 2.5e4.5 mg/dL of water-soluble factors in whole blood.
A major use for whole blood specimens is for point-
Glucose 70e99 mg/dL
of-care analysis. Although point-of-care meters can be
Cholesterol <200 (Desirable) mg/dL located in the clinical laboratory, the primary advantage
Fatty acids 3.0 g/L of this technology is near-patient testing offering rapid
and convenient analysis and using small sample vol-
Total protein 6.4e8.3 g/dL
Albumin 3.2e4.6 g/dL
umes while the clinician is examining the patient. The
a-Globulins 0.1e0.3 g/dL most common point-of-care specimens are taken by
b-Globulins 0.7e1.2 g/dL skin puncture. Commonly called capillary blood, these
g-Globulins 0.7e1.6 g/dL samples are composed of a mixture of blood from the
Fibrinogen 145e348 mg/dL arterioles, venules and capillaries with interstitial and
Prothrombin 1 g/L
Transferrin 200e360 mg/dL
intracellular fluids. Furthermore, the extent of dilution
with interstitial and intracellular fluid is also affected

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


14 2. PATIENT PREPARATION AND OTHER ISSUES AFFECTING LAB TESTS

TABLE 2.2 Components of whole blood, plasma, and serum matrices.

Whole blood Plasma Serum

Cellular elements
Erythrocytes
Leukocytes
Thrombocytes
Proteins Proteins Proteins (excluding fibrinogen)

Electrolytes Electrolytes Electrolytes


Nutrients Nutrients Nutrients
Waste (metabolites) Waste (metabolites) Waste (metabolites)
Hormones Hormones Hormones
Gases Gases Gases
May contain anticoagulants Contains anticoagulants Contains no anticoagulants

Patient on therapeutics
Specimen additive

TABLE 2.3 Examples of analytes measured in blood cell lysates.

Hematology Vitamins Trace elements Drugs Toxic elements

Hemoglobin Direct measurement Chromium Cyclosporine Cyanide


Red cell indices Vitamin E Selenium Sirolimus (rapamycin) Lead
Porphyrias Vitamin B1 (thiamine) Zinc Tacrolimus (FK506, Prograf) Mercury
Cytoplasmic porphyrin Vitamin B2 (riboflavin)
metabolic enzyme activity Also FMN, FAD
Vitamin B6 (pyridoxine, pyridoxamine,
pyridoxal)
PLP
Biotin
Folic acid (folate)a
Pantothenic acid
Functional activity
Vitamin B1 (thiamine)
Transketolase
Vitamin B2 (riboflavin)
FAD-dependent glutathione reductase
Vitamin B6 (pyridoxine, pyridoxamine,
pyridoxal)
AST, ALT activity
Vitamin B12 (cyanocobalamin)
Deoxyuridine suppression test
Niacin
NAD/NADP ratio

ALT, alanine aminotransferase; AST, aspartate aminotransferase; FAD, flavin adenine dinucleotide; FMN, riboflavin-50 -phosphate; NAD, nicotinamide adenine
dinucleotide; NADP, nicotinamide adenine dinucleotide phosphate; PLP, pyridoxal-50 -phosphate.
a
Plasma or serum folate measurements are usually preferred.

by the hematocrit. Because arteriolar pressure is greater plasma or serum samples. Indeed, there is less water
than that of capillaries and venules, arterial blood will inside erythrocytes compared to the plasma; therefore,
predominate in these samples [2,3]. Given these physio- levels of hydrophilic analytes such as glucose, electro-
logical differences, analytes measured in whole blood do lytes, and water-soluble drugs will be lower in the
not exactly match results obtained from analysis of capillary whole blood [4].

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


Another random document with
no related content on Scribd:
IMANDRA

Silloin minä, minä tanssisin kanssanne lähteellä. Osaatteko soittaa


huilua?

PRINSSI

Minä rakastan tietoa, taitoa, soittoa ja — teitä, armollinen


autuuteeni.

IMANDRA

Joko taas! Mutta kuulkaas, hyppikäämme harakkaa!

PRINSSI

Harakkaa? En minä osaa!

IMANDRA (alkaa hyppiä)

Katsokaas, näin!

OTRO

Hahhaa!

IMANDRA

Kuka nauroi!

OTRO

Harakka!
IMANDRA

Näin minä hyppään häissäkin. Hahhaa!

HOVIROUVA (ja hoviherra rientävät esille)

Mikä häväistys! Prinsessa! Nouskaa heti! (Hovikumarruksia.)

HOVIHERRA

Pieni, kiltti prinsessa, muistakaahan, että te olette suuren


Suvikunnan valtijatar!

OTRO

Kaukovallan prinssin puolesta saan minä kunnian kosia


Suvikunnan valtijatarta ja huomenlahjana tuon minä tämän
ihmeellisen peilin, joka tekee ruman kauniiksi ja päinvastoin.

IMANDRA (katsoo äkkiä peiliin ja kirkaisee)

Mitä minä näen? Oman irvikuvani! Hyi! Uskallatte tehdä pilkkaa!


(Heittää peilin permannolle.) Kas noin!

OTRO

Oi, mitä te teitte! Te särjitte taikapeliin!

IMANDRA

Taikapeilin? Hui, hai! (Juoksee tiehensä.)

HOVIROUVA
Kultakruunuineen ja kultakengät jaloissa täytyy prinsessan heti
palata pyytämään anteeksi suur'armolliselta, hänen korkeudeltaan
Kaukovallan prinssiltä. (Menee hullunkurisesti niiaten.)

PRINSSI (Poimien peilinpalasia, jotka hän kätkee taskuunsa.)

Älkäähän toki…! Kuulkaas, herra hoviherra, mitä me nyt teemme,


minä olen aivan hullaantunut teidän tuittupää prinsessaanne!

OTRO

Prinsessan omista puheista sain minä oivan ajatuksen. Teidän


korkeutenne, pukeutukaa paimenpojaksi! Minulla on mukanani tuolla
pilarieteisessä paimenviitta, hattu, huilu, keltainen tekotukka.

PRINSSI

Otro, sinä olet aina kekseliäs! Mene tuomaan valepukuni!

OTRO

Vanha valepukunne, jota usein olette matkoillanne käyttänyt. Minä


juoksen heti noutamaan! (Menee.)

PRINSSI

Hoviherra, me näyttelimme usein hovissani paimennäytelmiä.

HOVIHERRA

Toista on näytellä paimenelämää ja toista on elää paimenelämää.


Se olisi opettavaista prinsessallekin.
PRINSSI

Aivan niin, hyvä hoviherra.

OTRO (palaa)

Kas tässä, teidän korkeutenne, tulkaa tänne! (Vetäytyvät syrjään,


prinssi pukeutuu paimenvaatteisiin ja -kenkiin.) Minä tunnen teidät
yhtä hyvänä näyttelijänä kuin valtijaana ja naissielun hallitsijana. Kas
noin, vielä hiukan keltamaalia kulmakarvoihin!

PRINSSI

Minä olen valmis. Nyt alkaa näytelmä, minkä toivon päättyvän


onnekseni.

HOVIHERRA

Hyvä, minä menen sanomaan prinsessalle, että täällä odottaa


eräs paimenpoika. (Menee.)

OTRO

Ja minä menen edeltäpäin valmistamaan metsästysretkeä.


(Menee.)

IMANDRA (tulee kultakruunu päässä ja kultakengät jaloissa,


vastahakoisesti, pyyhkien kyyneliään, katsoen maahan, samassa
alkaa hän nauraa väkinäisesti.)

Minä tulin pyytämään… Ei! Oh, minä nauran, vaikka pitäisi itkeä.
Kas, eihän täällä ole prinssiä! Paimenpoika, mitä sinä haet?
PRINSSI

He, en minä tiedä.

IMANDRA

Mikä on nimesi, tiedätkö sen.

PRINSSI

Metsä-Matiksihan minua sanotaan.

IMANDRA

Sinussa on metsän tuoksua.

PRINSSI

Kerrotaan, että tässä linnassa olisi hyvin kaunis mutta häijy


prinsessa.

IMANDRA

Minäkö häijy! Mutta missä minä olen ennen kuullut sinun äänesi?

PRINSSI

Ehkä unissanne.

IMANDRA

Ihmeellistä, niin minä olen kuullut sen kuin unissani, se on


ikäänkuin kutsunut minua metsään, vuorille, virroille, lähteelle, jonka
luona minä olen istunut sitoen kukkaseppeltä.

PRINSSI

Minä olen niin usein, usein kulkenut linnan ohi ja kurkistanut


ikkunoihin.

IMANDRA (veitikkamaisesti)

Mitä varten? Kyllä minä arvaan.

PRINSSI

Niin, arvatkaas!

IMANDRA

Ehkä minun tähteni, hihii.

PRINSSI (huokaillen)

Nii — niin.

IMANDRA

Nii — niin. Että uskalsit kurkistella korkeata prinsessaa, jolla on


kultakruunu päässä ja kultakengät jaloissa.

PRINSSI

Minä olen vain köyhä paimenpoika. Hohoo, niin.

IMANDRA (huokaillen)
Hohoo, niin. Mutta merkillistä, kuinka sinä olet Kaukovallan
prinssin näköinen.

PRINSSI

Niin sanovat ihmiset. Meitä voisi luulla kaksosiksi.

IMANDRA

Oletko sinä koskaan nähnyt Kaukovallan prinssiä?

PRINSSI

Kyllä, kyllä, useinkin… Olin kerran Kaukovallan hovissa.

IMANDRA

Mitä sinä siellä teit?

PRINSSI

Minä kerron. Palvelin kerran prinssin hovissa…

IMANDRA

Ja opit hiukan hovitapoja?

PRINSSI

Minut oli otettu sinne yhdennäköisyyteni takia.

IMANDRA
En ymmärrä.

PRINSSI

Minun toimenani oli olla ylimpänä kättelijänä.

IMANDRA

Kättelijänä? Nyt ymmärrän sinua vielä vähemmin.

PRINSSI

Minun piti kätellä kaikkia armonanojia, kun prinssi valtaistuinjuhlien


aikana väsyi kattelemaan kansaa.

IMANDRA

Elit kättesi työllä, hahhaa!

PRINSSI

Mutta sitten alkoivat hoviherrat epäillä minua yhdennäköisyyteni


takia.

IMANDRA

Entä sitten?

PRINSSI

Sitten ajoivat minut pois.

IMANDRA
Poika parka!

PRINSSI

Mutta prinssi hankki minulle kuninkaallisen karjankaitsijan viran.

IMANDRA

Todellakin! Sinä olet kuin prinssin kuva, eikä sinua erottaisi juuri
muusta kuin puvusta ja tukasta.

PRINSSI

Mitäpä te, korkea prinsessa, välitätte paimenparasta, jolla on


paraat päällä ja loput kainalossa.

IMANDRA

Mitä sinulla on siellä kainalossa?

PRINSSI (pyyhkien silmiään)

Paimenhuiluni, ainoa iloni!

IMANDRA

Mutta mitä sinä itket?

PRINSSI (tukahuttaen itkuaan)

Pidättekö kovin prinssistä?

IMANDRA
Kuules poika! Soitapa huilulla, niin minä tanssin. Tästä tulee
hauskaa!

PRINSSI

Minä soitan vain yhdellä ehdolla.

IMANDRA

Sano se pian!

PRINSSI

En minä kehtaa.

IMANDRA

Kyllä sinä saat kehdata.

PRINSSI

Niin, että minä saan yhden suunannin jokaisesta paimenpolskasta.

IMANDRA

Suunanti, hihii, mitä se on?

PRINSSI

Sitä, että minä asetan huuleni teidän huuliinne.

IMANDRA
Eikö sen kummempaa. No!

PRINSSI

No, nouskaa varpaillenne. Noin!

IMANDRA

Ah, kuinka se oli makeaa, makeampaa kuin kaikki kuninkaallisen


kyökkimestarin mesikakut. No!

PRINSSI

No, mutta minä soitan ensin.

IMANDRA

Ei sinun tarvitse soittaa, soita sitten metsässä! No! (nousee


varpailleen, prinssi aikoo suudella. Hovirouva ja hoviherra tulevat.)

HOVIROUVA

Mutta prinsessa, tämähän on kauheata, te annatte suuta vieraalle


paimenpojalle!

IMANDRA

Niin minä teenkin, en minä enään huoli pitkistä enkä pienistä


prinsseistä.

HOVIHERRA
Holhoojana otan minä kultakruunun päästänne, te ette ole enään
arvokas sitä kantamaan.

IMANDRA

Minä lähden tämän paimenen kanssa, minä sidon päähäni


kukkaisen kruunun.

HOVIROUVA

Tapahtukoon tahtonne! Minä pesen käteni.

IMANDRA

Hajuvedessä! Metsässä on ihanampi tuoksu.

HOVIROUVA (suuttuvinaan)

Menkää, me emme enään vastaa teoistanne!

IMANDRA

Minä vastaan itse teoistani. Tiedän, etten kulje väärillä poluilla.

HOVIHERRA

Kaikki polut vievät kuitenkin kotiin. Hyvästi prinsessa!

IMANDRA

Hyvästi — vaan, hyvä hoviherra ja te — hovirouva! (Tekee


kömpelöitä hovikumarruksia.) Nöyrin palvelijanne! Paimenpoika,
soita nyt huilullasi! (Prinssi soittaa, Imandra tarttuu hänen
käsivarteensa, ikäänkuin tanssien poistuvat molemmat.)

HOVIROUVA (käyttäen hajuvesipulloa)

Lähettäkäämme kuitenkin kamarineiti mukaan.

HOVIHERRA

Tehkäämme niin. Saanko tarjota käsivarteni. (Hoviherra ja


hovirouva tekevät hullunkurisia kumarruksia.) Oi, nuoruus, oi, vihreä
nuoruus, minun kuningattareni! Äst!

HOVIROUVA

Mitä te teitte?

HOVIHERRA

Anteeksi, minä aivastin.

HOVIROUVA

Oo, te…

HOVIHERRA

Teidän hajuvetenne…

HOVIROUVA (aivastaa)

Äst! Oo, anteeksi…!


HOVIHERRA (aivastaa)

Äst! Terveydeksenne!
NÄYTÖS II

Metsä.

IMANDRA (tulee paimeneksi puetun prinssin seurassa)

Missä me nyt olemme?

PRINSSI

Metsässä, Kaukovallan prinssin valtakunnassa.

IMANDRA

Kaukovallan prinssin, oh!

PRINSSI

Muistatko häntä vielä?

IMANDRA

Minulle on kaikki kuin unta!

PRINSSI
Tämä on ihanaa unta valveilla.

IMANDRA

Me olemme kulkeneet kauan ja kauvas. Minä olen väsynyt, minä


en astu enää askeltakaan.

PRINSSI

Olemme eksyksissä.

IMANDRA

Mitä me nyt teemme?

PRINSSI

Levätkäämme!

IMANDRA

Oi, tässä on lähde ja kukkia! Sido minulle seppele!

PRINSSI (sitoo seppelettä)

Se hoviherra otti sinun kultakruunusi. Se oli minun syyni. Miksi


tulin linnaan?

IMANDRA

Eipäs kuin oma syyni. Tämä suvinen seppele on keveämpi. Enkö


minä nyt ole kuin se ihmeen ihana metsätyttö?
PRINSSI

Et ole syntynyt metsässä vaan hovissa.

IMANDRA

Täällä on niin kummallinen rauha. Minä ja sinä yksin. Mutta minä


en tunne sinua vielä. Minusta tuntuu kuin et sinäkään olisi syntynyt
metsässä. Minä olen kai nähnyt sinut unissani.

PRINSSI

Jatkukoon tämä uni aina.

IMANDRA

Mutta hovissa minä aina heräsin painajaiseen. Olenko minä paha?


Nyt minä tahdon nähdä kuvani. Onko sinulla peiliä?

PRINSSI

Vain peilin siru. Minä löysin sen hovin lattialta.

IMANDRA

Kaukovallan prinssin noitapeilin? Minä en uskalla siihen katsoa.

PRINSSI

Katsele nyt vaan!

IMANDRA
Luulikohan prinssi tällä noitapeilillä lumoovansa? Siinä erehtyi!

PRINSSI

Et uskalla.

IMANDRA

Minä tahtoisin katsella, minä en tohdi, mutta… minä katson vaan.


Voi, kuinka minä olen ruma, nenä on väärässä, se venyy, venyy ja
silmät! Silmät ovat nurin päässä! (Viskaa peilin maahan.)

PRINSSI (kätkee peilin)

No, no! Kukaan ei voi nähdä itseään mistään peilistä. Onnellisinta


on nähdä kuvansa toisen olennon silmässä.

IMANDRA

Mutta lähteensilmä! Minä katson siitä. Minähän seison ihan


päälläni!
Onko tämä metsä noiduttu?

PRINSSI

Niin tosiaankin, tämä metsä on omituinen.

IMANDRA

Minä tunnen niin omituista — täällä. (Osoittaa vatsaansa.) Minä


kuulen ikäänkuin pieni kissanpoikanen naukuisi. Mitä se on?

PRINSSI
Se on pieni peikko.

IMANDRA

Peikko, uh!

PRINSSI

Nälkä.

IMANDRA

Minä en ole koskaan kärsinyt nälkää.

PRINSSI

Kiitä kyökkimestaria.

IMANDRA

Kiittääkö kyökkimestaria? Miksi?

PRINSSI

Täällä on kyökkimestarina mestari Nälkä (Kohottaa olkapäitään.)

IMANDRA

Kyökkimestari laittoi niin makeita mesikakkuja.

PRINSSI

Tässä on ketunleipiä, taikinanmarjoja ja juopukoita.


IMANDRA (syö ahneesti)

Anna, anna! Minä syön ja syön, mutta se peikko vain parkuu. Oh,
kuinka minun on nälkä! Ja minä luulin, että tämä oli niin ihanaa. Sinä
olet paha poika. Tuo paikalla mesikakkuja!

PRINSSI

Mistä minä ne tuon? Mutta prinsessa sanoi silloin hovissa, että


suunanti oli makeampaa kuin mesikakut. Koetelkaamme!

IMANDRA

Niin — hovissa. Elääkö sillä?

PRINSSI

Ei sillä elä sen enempää kuin kuunvalollakaan.

IMANDRA

Hyi, sinä kiusaat minua, sinä pilkkaat minua, sinä, sinä…

PRINSSI

So, so, itsehän sinä suostuit tulemaan kanssani.

IMANDRA

Mitähän hoviherra ja hovirouva nyt tekevät?

PRINSSI

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