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ACCURATE RESULTS
IN THE CLINICAL
LABORATORY
A Guide to Error Detection and Correction

SECOND EDITION
Edited by

AMITAVA DASGUPTA, PHD, DABCC


Professor of Pathology and Laboratory Medicine
University of Texas McGovern Medical School
Houston, TX, United States

JORGE L. SEPULVEDA, MD, PHD


Professor of Pathology and Cell Biology
Columbia University Vagelos College of Physicians and Surgeons
New York, NY, United States
Elsevier
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The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB, United Kingdom
50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States

Copyright © 2019 Elsevier Inc. All rights reserved.


No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including
photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Details
on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations
such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/
permissions.
This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted
herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding,
changes in research methods, professional practices, or medical treatment may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information,
methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own
safety and the safety of others, including parties for whom they have a professional responsibility.
To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/
or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any
methods, products, instructions, or ideas contained in the material herein.

Library of Congress Cataloging-in-Publication Data


A catalog record for this book is available from the Library of Congress
British Library Cataloguing-in-Publication Data
A catalogue record for this book is available from the British Library

ISBN: 978-0-12-813776-5

For information on all Elsevier publications visit our website at


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Publisher: Stacy Masucci


Acquisition Editor: Tari Broderick
Editorial Project Manager: Megan Ashdown
Production Project Manager: Punithavathy Govindaradjane
Cover Designer: Mark Rogers
Typeset by TNQ Technologies
List of contributors

Amid Abdullah, MD University of Calgary and Calgary Susan J. Hsiao, MD, PhD Department of Pathology and Cell
Laboratory Services, Calgary, AB, Canada Biology, Columbia University Irving Medical Center,
Maria P. Alfaro, PhD Institute for Genomic Medicine, New York, NY, United States
Nationwide Children’s Hospital, Columbus, OH, Laura M. Jacobsen, MD Department of Pediatrics, Division
United States of Endocrinology, University of Florida, College of
Chris Altomare, BS DRUGSCAN Inc., Horsham, PA, Medicine, Gainesville, FL, United States
United States Kamisha L. Johnson-Davis, PhD Department of Pathology,
Leland Baskin, MD University of Calgary and Calgary University of Utah School of Medicine, ARUP Laboratories,
Laboratory Services, Calgary, AB, Canada Salt Lake City, UT, United States
Lindsay A.L. Bazydlo, PhD Department of Pathology, Steven C. Kazmierczak, PhD Department of Pathology,
University of Virginia, Charlottesville, VA, United States Oregon Health & Science University, Portland, OR,
United States
Jessica M. Boyd, PhD Department of Pathology and
Laboratory Medicine, Cumming School of Medicine, Elaine Lyon, PhD Clinical Services Laboratory,
University of Calgary, Calgary, AB, Canada; Calgary HudsonAlpha Institute for Biotechnology, Huntsville, AL,
Laboratory Services, Calgary, AB, Canada United States
Larry A. Broussard, PhD Department of Clinical Laboratory Gwendolyn A. McMillin, PhD Department of Pathology,
Sciences, Louisiana State University Health Sciences Center, University of Utah School of Medicine, ARUP Laboratories,
New Orleans, LA, United States Salt Lake City, UT, United States
Violeta Chávez, PhD Department of Pathology and Christopher Naugler, MD University of Calgary and
Laboratory Medicine, University of Texas Medical School at Calgary Laboratory Services, Calgary, AB, Canada
Houston, Houston, TX, United States Elena G. Nedelcu, MD Department of Laboratory Medicine,
Alex Chin, PhD University of Calgary and Calgary University of California San Francisco, San Francisco, CA,
Laboratory Services, Calgary, AB, Canada United States
Anthony G. Costantino, PhD DRUGSCAN Inc., Horsham, Andy Nguyen, MD Department of Pathology and
PA, United States Laboratory Medicine, University of Texas McGovern
Medical School, Houston, TX, United States
Amitava Dasgupta, PhD, DABCC Department of Pathology
and Laboratory Medicine, University of Texas McGovern Octavia M. Peck Palmer, PhD Department of Pathology,
Medical School, Houston, TX, United States University of Pittsburgh School of Medicine, Pittsburgh,
PA, United States; Department of Critical Care Medicine,
Pradip Datta, PhD Siemens Healthineers, Newark, DE,
University of Pittsburgh School of Medicine, Pittsburgh, PA,
United States
United States; Department of Clinical and Translational
Robert A. DeSimone, MD Department of Pathology and Science, University of Pittsburgh School, Pittsburgh, PA,
Laboratory Medicine, Weill Cornell Medicine, United States
New York-Presbyterian Hospital, New York, NY,
Amy L. Pyle-Eilola, PhD Pathology and Laboratory
United States
Medicine, Nationwide Children’s Hospital, Columbus, OH,
Uttam Garg, PhD Department of Pathology and Laboratory United States
Medicine, Children’s Mercy Hospitals and Clinics, The
S.M. Hossein Sadrzadeh, PhD Department of Pathology
University of Missouri School of Medicine, Kansas City,
and Laboratory Medicine, Cumming School of Medicine,
MO, United States
University of Calgary, Calgary, AB, Canada; Calgary
Neil S. Harris, MD Department of Pathology, Immunology Laboratory Services, Calgary, AB, Canada
and Laboratory Medicine, University of Florida, College of
Jorge L. Sepulveda, MD, PhD Department of Pathology and
Medicine, Gainesville, FL, United States
Cell Biology, Columbia University Vagelos College of
Joshua Hayden, PhD Department of Pathology and Physicians and Surgeons, New York, NY, United States
Laboratory Medicine, Weill Cornell Medical Center,
New York, NY, United States

xi
xii LIST OF CONTRIBUTORS

Brian Rudolph Shy, MD, PhD Department of Laboratory George Vlad, PhD Department of Pathology & Cell Biology,
Medicine, University of California San Francisco, Columbia University College of Physicians and Surgeons,
San Francisco, CA, United States New York, NY, United States
Aaron Stella, PhD University of Massachusetts Lowell, Amer Wahed, MD Department of Pathology and
Lowell, MA, United States Laboratory Medicine, University of Texas McGovern
Yvette C. Tanhehco, PhD Department of Pathology and Cell Medical School, Houston, TX, United States
Biology, Columbia University Irving Medical Center, William E. Winter, MD Department of Pediatrics, Division
New York-Presbyterian Hospital, New York, NY, of Endocrinology, University of Florida, College of
United States Medicine, Gainesville, FL, United States; Department of
Ashok Tholpady, MD Department of Pathology and Pathology, Immunology and Laboratory Medicine,
Laboratory Medicine, University of Texas MD Anderson University of Florida, College of Medicine, Gainesville, FL,
Cancer Center, Houston, TX, United States United States
Christina Trambas, MD, PhD Chemical Pathologist, Alison Woodworth, PhD Pathology and Laboratory
Chemical Pathology Department, Melbourne Pathology, Medicine, University of Kentucky Medical Center,
Collingwood, VIC, Australia Lexington, KY, United States
Foreword (from the first edition)

Clinicians must make decisions from information showed that when errors were made 75% still produced
presented to them, both by the patient and ancillary results that fell within the reference interval (when
resources available to the physician. Laboratory data perhaps they should not) [1]. Half of the other errors
generally provide quantitative information, which were associated with results that were so absurd that
may be more helpful to physicians than the subjective they were discounted clinically. Such results clearly
information from a patient’s history or physical ex- should not have been released to a physician by the
amination. Indeed, with the prevalent pressure for laboratory and could largely be avoided by a simple
physicians to see more patients in a limited timeframe, review by human or computer before being verified.
laboratory testing has become a more essential compo- However, the remaining 12.5% of errors produced re-
nent of a patient’s diagnostic work-up, partly as a time- sults that could have impacted patient management.
saving measure but also because it does provide The prevalence of errors may be less now than previ-
information against which prior or subsequent test re- ously, since the quality of analytical testing has
sults, and hence patients’ health, may be compared. improved, but the ramifications of each error are not
Tests should be ordered if they could be expected to likely to be less. The consequences of an error vary
provide additional information beyond that obtained depending on the analyte or analytes affected and
from a physician’s first encounter with a patient and if whether the patient involved is an inpatient or outpa-
the results could be expected to influence a patient’s tient. If the patient is an inpatient a physician, if
care. Typically, clinicians use clinical laboratory testing suspicious about the result, will likely have the oppor-
as an adjunct to their history taking and physical tunity to verify the result by repeating the test or other
examination to help confirm a preliminary diagnosis, tests addressing the same physiological functions,
although some testing may establish a diagnosis, for before taking action. However, if the error occurs with a
example molecular tests for inborn errors of metabolism. specimen from an outpatient causing an abnormal result
Microbiological cultures of body fluids may not only to appear normal, that patient may be lost to follow-up
establish the identity of an infecting organism, but also and present later with advanced disease. Despite the
establish the treatment of the associated medical condi- great preponderance of accurate results clinicians should
tion. In outpatient practice clinicians primarily order always be wary of any result that does not seem to fit
tests to assist them in their diagnostic practice, whereas with the patient’s clinical picture. It is, of course, equally
for hospitalized patients, in whom a diagnosis has important for physicians not to dismiss any result that
typically been established, laboratory tests are primarily they do not like as a “laboratory error”. The unexpected
used to monitor a patient’s status and response to result should always prompt an appropriate follow-up.
treatment. Tests of organ function are used to look for The laboratory has a responsibility to ensure that physi-
drug toxicity and the measurement of the circulating cians have confidence in its test results while still
concentrations of drugs with narrow therapeutic win- retaining a healthy skepticism about unexpected results.
dows is done to ensure that optimal drug dosing is Normal laboratory data may provide some assur-
achieved and maintained. The importance of laboratory ance to worried patients who believe that they might
testing is evident when some physicians rely more on have a medical problem, an issue seemingly more
laboratory data than a patient’s own assessment as to prevalent now with the ready accessibility of medical
how he or she feels, opening them to the criticism of information available through computer search engines.
treating the laboratory data rather than the patient. Yet both patients and physicians tend to become over-
In the modern, tightly regulated, clinical laboratory reliant on laboratory information, either not knowing
in a developed country few errors are likely to be made, or ignoring the weakness of laboratory tests, in general.
with the majority labeled as laboratory errors occurring A culture has arisen of physicians and patients
outside the laboratory itself. One study from 1995 believing that the published upper and lower limits of

xiii
xiv FOREWORD (FROM THE FIRST EDITION)

the reference range (or interval) of a test define should be of pursuit of information rather than just
normality. They do not realize that such a range has data. Laboratory information systems provide the po-
probably been derived from 95% of a group of pre- tential to integrate all laboratory data that can then be
sumed healthy individuals, not necessarily selected integrated with clinical and other diagnostic informa-
with respect to all demographic factors or habits that tion by hospital information systems.
were an appropriate comparative reference for a Laboratory actions to highlight values outside the
particular patient. Even if appropriate, 1 in 20 in- reference interval on their comprehensive reports of test
dividuals would be expected to have an abnormal result results to physicians with codes such as “H” or “L” for
for a single test. In the usual situation in which many high and low values exceeding the reference interval
tests are ordered together the probability of abnormal have tended to obscure the actual numerical result and
results in a healthy individual increases in proportion to to cement the concept that the upper and lower reference
the number of tests ordered. Studies have hypothesized limits define normality and that the presence of one of
that the likelihood of all of 20 tests ordered at the same these symbols necessitates further testing. The use of the
time falling within their respective reference intervals is reference limits as published decision limits for national
only 36%. The studies performed to derive the reference programs for renal function, lipid or glucose screening
limits are usually conducted under optimized condi- has again placed a greater burden on the values than
tions such as the time since the volunteer last ate, his or they deserve. Every measurement is subject to analytical
her posture during blood collection and, often the time error, such that repeated determinations will not always
of day. Such idealized conditions are rarely likely to be yield the same result, even under optimal testing con-
attained in an office or hospital practice. ditions. Would it then be more appropriate to make
Factors affecting the usefulness of laboratory data multiple measurements and use an average to establish
may arise in any of the preanalytical, analytical or post- the number to be acted upon by a clinician?
analytical phase of the testing cycle. Failures to consider Much of the opportunity to reduce errors (in the
these factors do constitute errors. If these errors occur broadest sense) rests with the physicians who use test
prior to collection of blood or after results have been results. Over-ordering leads to the possibility of more
produced, while still likely to be labeled as laboratory errors. Inappropriate ordering, for example repetitive
errors because they involve laboratory tests, the labo- ordering of tests whose previous results have been
ratory staffs are typically not liable for them. Yet the normal, or ordering the wrong test or wrong sequence
staff does have the responsibility to educate those in- of tests to elucidate a problem should be minimized by
dividuals who may have caused them to ensure that careful supervision by attending physicians of their
such errors do not recur. If practicing clinicians were trainees involved in the direct management of their
able to use the knowledge that experienced labo- patients. Laboratorians need to be more involved in
ratorians have about the strengths and weaknesses of teaching medical students so that when they become
tests it is likely that much more clinically useful infor- residents their test ordering practices are not learned
mation could be extracted from existing tests. Outside from senior residents who had learned their habits
the laboratory, physicians rarely are knowledgeable from the previous generation of residents. Blanket
about the intra- and interindividual variation observed application of clinical guidelines or test order-sets has
when serial studies are performed on the same in- probably led to much misuse of clinical laboratory
dividuals. For some tests a significant change for an tests. Many clinicians and laboratorians have attemp-
individual may occur when his/her test values shift ted to reduce inappropriate test ordering, but the
from toward one end of the reference interval toward overall conclusion seems to be that education is
the other. Thus a test value does not necessarily have to the most effective means. Unfortunately, the education
exceed the reference limits for it to be abnormal for a needs to be continuously reinforced to have a lasting
given patient. If the preanalytical steps are not stan- effect. The education needs to address the clinical
dardized when repeated testing is done on the same sensitivity of diagnostic tests, the context in which
person, it is more likely that trends in laboratory data they are ordered and their half-lives. Above all edu-
may be missed. There is an onus on everyone involved cation needs to address issues of biological variation
in test ordering and test performance to standardize the and preanalytical factors that may affect test values,
processes to facilitate the maximal extraction of infor- possibly masking trends or making the abnormal
mation from the laboratory data. The combined goal result appear normal and vice versa.
FOREWORD (FROM THE FIRST EDITION) xv
This book provides a comprehensive review of the should be of equal value to clinicians, as to labo-
factors leading to errors in all the areas of clinical lab- ratorians, as they seek the optimal outcome from their
oratory testing. As such it will be of great value to all care of their patients.
laboratory directors and trainees in laboratory medicine
and the technical staff who perform the tests in daily Reference
practice. By clearly identifying problem areas, the book [1] Goldschmidt HMJ, Lent RW. Gross errors and workflow analysis
lays out the opportunities for improvement. This book in the clinical laboratory. Klin Biochem Metab 1995;3:131e49.

Donald S. Young MD, Ph.D


Professor of Pathology and Laboratory Medicine
University of Pennsylvania Perelman College of
Medicine, Philadelphia, PA
Preface

Clinical laboratory tests have significant impact on of biotin in the troponin assay. Because people take
patient safety and patient management because more megadoses of biotin, this is a serious public health
than 70% of all medical diagnosis are based on laboratory concern. Therefore, we added a new chapter (Chapter 8).
test results. Physicians rely on hospital laboratories for Another new chapter (Chapter 16) is also added to
obtaining accurate results and a falsely elevated or discuss issues of false negative results in toxicology due
falsely lower value due to interference or pre-analytical to the difficulty in detecting certain drugs such as syn-
errors may have significant influence on diagnosis and thetic cathinone (bath salts) and synthetic cannabinoids
management of patients. Usually, a clinician questions (spices). Chapter 27 is also added to discuss sources of
the validity of a test result if the result does not match errors in flow cytometry. Moreover, Chapters 29e31 are
with clinical evaluation of the patient and calls labora- also newly added chapters in the second edition.
tory professionals for interpretation. However, clini- The objective of this second edition book is to provide
cally significant inaccuracies in laboratory results may a comprehensive guide for laboratory professionals and
go unnoticed and mislead the clinicians into inappro- clinicians regarding sources of errors and misinterpreta-
priate diagnostic and therapeutic approaches, some- tion in the clinical laboratory and how to resolve such
times with very adverse outcomes. The first edition of errors and identify discordant specimens. Accurate lab-
“Accurate Results in the Clinical Laboratory: A Guide oratory result interpretation is essential for patient safety.
to Error Detection and Correction” was published by This book is intended as a practical guide to laboratory
Elsevier in 2013 and was intended as a guide to increase professionals and clinicians who deal with erroneous
awareness of both clinicians and laboratory pro- results on a regular basis. We hope this book will help
fessionals about the various sources of errors in clinical them to be aware of such sources of errors and empower
laboratory tests and what can be done to minimize or them to eliminate such errors when feasible or to account
eliminate such errors. The first edition of the book had for known sources of variability when interpreting
22 chapters and was well received by readers. Due to changes in laboratory results.
success of the first edition, Elsevier requested a second We would like to thank all contributors for taking time
edition of the book. In this edition, we not only updated from their busy professional demands to write chapters.
all chapters of the first edition, but also added 9 new Without their dedicated contributions this project would
chapters so that the second book could be a concise never materialize. We also thank our families for putting
but comprehensive guide for both clinicians and up with us for the last year when we spent many hours
laboratory professionals to detect errors and sources during weekends and evenings writing chapters and
of misinterpretation in the clinical laboratory and to editing this book. Finally our readers will be the judges of
prevent or correct such results. the success of this project. If our readers find this book
Recently, biotin interferences in immunoassays that useful, all the hard work of contributors and editors will
utilize biotinylated antibodies have been described be rewarded.
which may lead to wrong diagnosis of Grave’s disease Respectfully Submitted
due to falsely low TSH (sandwich assay that shows Amitava Dasgupta
negative interference due to biotin) but falsely elevated Houston, TX
T3, T4 and FT4 (competitive immunoassays showing
Jorge L. Sepulveda
positive biotin interferences). The Food and Drug
Administration reported a fatal outcome due to a falsely New York, NY
low troponin value as a result of negative interference

xvii
C H A P T E R

1
Variation, errors, and quality in the
clinical laboratory
Jorge L. Sepulveda
Department of Pathology and Cell Biology, Columbia University Vagelos College of Physicians and Surgeons,
New York, NY, United States

INTRODUCTION 5. The analytical assay measured the concentration of


the analyte corresponding to its “true” level
Recent studies demonstrated that in vitro diagnostic (compared to a “gold standard” measurement) within
tests are performed in up to 96% of patients and that a clinically acceptable margin of error (the total
up to 80% of clinical decisions involve consideration of acceptable analytical error (TAAE)).
laboratory results [1]. In addition, approximately 6. The report reaching the clinician contained the right
40e94% of all objective health record data are laboratory result, together with interpretative information, such
results [2e4]. Diagnostic errors accounted for 26e78% of as a reference range and other comments, aiding
identified medical errors [5] and nearly 60% of malprac- clinicians in the decision-making process.
tice claims [6], and were involved in 17% of adverse
Failure at any of these steps can result in an erroneous
effects due to medical errors in one large study [7].
or misleading laboratory result, sometimes with adverse
Undoubtedly, appropriate ordering and interpretation
outcomes. For example, interferences with point-of-care
of accurate test results are essential for major clinical de-
glucose testing due to treatment with maltose containing
cisions involving disease identification, classification,
fluids have led to failure to recognize significant hypo-
treatment, and monitoring. Factors that constitute an
glycemia and to mortality or severe morbidity [11].
accurate laboratory result involve more than analytical
accuracy and can be summarized as follows:
1. The right test, with the right costs and right method,
was ordered for the right patient, at the right time, for ERRORS IN CLINICAL LABORATORY
the right reason [8]: the importance of appropriate test
selection cannot be minimized as studies have shown Errors can occur in all the steps in the laboratory
that at least 20% of all test orders are inappropriate [9], testing process, and such errors can be classified as
up to 68% of tests ordered do not contribute to improve follows (see Table 1.1):
patient management [10] and conversely tests were not
1. Pre-analytical steps, encompassing the decision to
ordered when needed in nearly 50% of patients [9].
test, transmission of the order to the laboratory for
2. The right sample was collected on the right patient, at
analysis, patient preparation and identification,
the correct time, with appropriate patient
sample collection, and specimen processing.
preparation.
2. Analytical assay, which produces a laboratory result.
3. The right technique was used collecting the sample to
3. Post-analytical steps, involving the transmission of
avoid contamination with intravenous fluids, tissue
the laboratory data to the clinical provider, who uses
damage, prolonged venous stasis, or hemolysis.
the information for decision making.
4. The sample was properly transported to the
laboratory, stored at the right temperature, processed Although minimization of analytical errors has been
for analysis, and analyzed in a manner that avoids the main focus of developments in laboratory medicine,
artifactual changes in the measured analyte levels. the other steps are more frequent sources of erroneous

Accurate Results in the Clinical Laboratory, Second Edition


https://doi.org/10.1016/B978-0-12-813776-5.00001-7 3 Copyright © 2019 Elsevier Inc. All rights reserved.
4 1. VARIATION, ERRORS, AND QUALITY IN THE CLINICAL LABORATORY

TABLE 1.1 Types of error in the clinical laboratory. TABLE 1.1 Types of error in the clinical laboratory.dcont’d

PRE-ANALYTICAL ANALYTICAL

Test ordering • High analytical turnaround • Test perform by


time unauthorized personnel
• Duplicate Order • Order misinterpreted (test • Instrument caused random • Results discrepant with other
• Ordering provider not ordered <> intended test) error clinical or laboratory data
identified • Inappropriate/outmoded test • Instrument malfunction • Testing not completed
• Ordered test not performed ordered • QC failure • Wrong test performed
(include add-ons) • Order not pulled by specimen • QC not completed (different from test ordered)
collector
POST-ANALYTICAL
Sample collection
• Report not completed • Reported questionable
• Unsuccessful phlebotomy • Check-in not performed (in • Delay in reporting results results, detected by
• Traumatic phlebotomy the LIS) • Critical results not called laboratory
• Patient complaint about • Wrong patient preparation • Delay in calling critical • Reported questionable
phlebotomy (e.g., non-fasting) results results, detected by clinician
• Therapeutic drug monitoring • Results reported incorrectly • Failure to append proper
test timing error • Results reported incorrectly comment
Specimen transport from outside laboratory • Read back not done
• Results reported to wrong • Results misinterpreted
• Inappropriate sample • Specimen damaged during provider • Failure to act on results of
transport conditions transport tests
• Specimen leaked in transit • Specimen damaged during
centrifugation/analysis OTHER

Specimen identification • Proficiency test failure • Employee injury


• Product wastage • Safety failure
• Specimen unlabeled • Date/time missing • Product not delivered timely • Environmental failure
• Specimen mislabeled: No • Collector’s initials missing • Product recall • Damage to equipment
Name or ID on tube • Label illegible
• Specimen mislabeled: No • Two contradictory labels
Name on tube • Overlapping labels
• Specimen mislabeled: • Mismatch requisition/label results. An analysis indicated that pre-analytical errors
Incomplete ID on tube • Specimen information accounted for 62% of all errors, with post-analytical rep-
• Wrong specimen label misread by automated reader resenting 23% and analytical 15% of all laboratory errors
• Wrong name on tube [12]. The most common pre-analytical errors included
• Wrong ID on tube
• Wrong blood type
incorrect order transmission (at a frequency of approxi-
mately 3% of all orders) and hemolysis (approximately
High pre-analytical turnaround time 0.3% of all samples) [13]. Other frequent causes of pre-
• Delay in receiving specimen • STAT not processed urgently analytical errors include the following:
in lab
• Delay in performing test • Patient identification error
• Tube filling error, empty tubes, missing tubes, or
Specimen quality
wrong sample container
• Specimen contaminated with • Hemolyzed • Sample contamination or collected from infusion
infusion fluid • Clotted or platelet clumps route
• Specimen contaminated with
microbes
• Inadequate sample temperature
• Specimen too old for analysis Particular attention should be paid to patient identifi-
Specimen containers cation because errors in this critical step can have severe
• No specimens received/ • Wrong preservative/
consequences, including fatal outcomes, for example,
Missing tube anticoagulant due to transfusion reactions or misguided therapeutic
• Specimen lost in laboratory • Insufficient specimen decisions. To minimize identification errors, health
• Wrong specimen type quantity for analysis care systems are using point-of-care identification sys-
• Inappropriate container/tube • Tube filling error (too much tems, which typically involve the following:
type anticoagulant)
• Wrong tube collection • Tube filing error (too little 1. Handheld devices connected to the laboratory
instructions anticoagulant) information systems (LIS) that can objectively
• Empty tube
identify the patient by scanning a patient-attached
bar code, typically a wrist band.

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


ERRORS IN CLINICAL LABORATORY 5
2. Current laboratory orders can be retrieved from and approximately 33% of the errors were latent [12].
the LIS. Therefore, the vast majority of errors are noncognitive
3. Ideally, collection information, such as correct tube slips and lapses performed by the personnel directly
types, is displayed in the device. involved in the process. Importantly, 92% of the pre-
4. Bar-coded labels are printed at the patient’s side, analytical, 88% of analytical, and 14% of post-analytical
minimizing the possibility of misplacing the labels on errors were preventable. Undoubtedly, human factors,
the wrong patient samples. engineering, and ergonomicsdoptimization of systems
5. After attaching to containers with the patient and process redesigning to include increased automation
samples, bar-coded labels should be scanned to and user-friendly, simple, and rule-based functions,
confirm that they were applied to the right patient, alerts, barriers, and visual feedbackdare more effective
especially if any significant delay has occurred than education and personnel-specific solutions to
between label printing and sample collection. In this consistently increase laboratory quality and minimize
case, rescanning of patient-attached identifiers should errors.
be done in close temporal proximity to sample Immediate reporting of errors to a database accessible
scanning. to all the personnel in the health care system, followed
by automatic alerts to quality management personnel,
Analytical errors are mostly due to interference or
is important for accurate tracking and timely correction
other unrecognized causes of inaccuracy, whereas
of latent errors. In our experience, reporting is improved
instrument random errors accounted for only 2% of all
by using an online form that includes checkboxes for the
laboratory errors in one study [12]. According to that
most common types of errors together with free-text for
study, most common post-analytical errors were due to
additional information (Fig. 1.1). Reviewers can subse-
communication breakdown between the laboratory
quently classify errors as cognitive/noncognitive,
and the clinicians, whereas only 1% were due to
latent/active, and internal to laboratory/internal to
miscommunication within the laboratory, and 1% of
institution/external to institution; determine and
the results had excessive turnaround time for reporting
classify root causes as involving human factors (e.g.,
[12]. Post-analytical errors due to incorrect transcription
communication and training or judgment), software, or
of laboratory data have been greatly reduced because of
physical factors (environment, instrument, hardware,
the availability of automated analyzers and bidirectional
etc.); and perform outcome analysis. Outcomes of errors
interfaces with the LIS [12]. However, transcription
can be classified as follows:
errors and calculation errors remain a major area of
concern in those testing areas without automated 1. Target of error (patient, staff, visitors, or equipment).
interfaces between the instrument and the LIS. Further 2. Actual outcome on a severity scale (from unnoticed
developments to reduce reporting errors and minimize to fatal).
the testing turnaround time include auto-validation of 3. Worst outcome likelihood if error was not intercepted
test results falling within pre-established rule-based on the same severity scale, since many errors are
parameters and systems for automatic paging of critical corrected before they cause injury.
results to providers.
Errors with significant outcomes or likelihoods of
When classifying sources of error, it is important to
adverse outcomes should be discussed by quality man-
distinguish between cognitive errors, or mistakes, which
agement staff and laboratory directors to determine
are due to poor knowledge or judgment, and noncogni-
appropriate corrective actions and process improvement
tive errors, commonly known as slips and lapses, due
initiatives.
to interruptions in a process that is routine or relatively
Clearly, efforts to improve accuracy of laboratory
automatic. Whereas the first type can be prevented by
results should encompass all of the steps of the testing
increased training, competency evaluation, and process
cycle, a concept expressed as “total testing process”
aids such as checklists or “cheat sheets” summarizing
or “brain-to-brain testing loop” [14]. Approaches to
important steps in a procedure, noncognitive errors are
achieve error minimization derived from industrial pro-
best addressed by process improvement and environ-
cesses include total quality management (TQM) [15];
ment re-engineering to minimize distractions and
lean dynamics and Toyota production systems [16];
fatigue. Furthermore, it is useful to classify adverse
root cause analysis (RCA) [17]; health care failure modes
occurrences as activedthat is, the immediate result of
and effects analysis (HFMEA) [18,19]; failure review
an action by the person performing a taskdor as latent
analysis and corrective action system (FRACAS) [20];
or system errors, which are system deficiencies due to
and Six Sigma [21,22], which aims at minimizing the
poor design or implementation that enable or amplify
variability of products such that the statistical frequency
active errors. In one study, only approximately 11% of
of errors is below 3.4 per million. A detailed description
the errors were cognitive, all in the pre-analytical phase,

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


6 1. VARIATION, ERRORS, AND QUALITY IN THE CLINICAL LABORATORY

FIG. 1.1 Example of an error reporting form for the clinical laboratory.

of these approaches is beyond the scope of this book, but TQM approaches apply a system of statistical process
laboratorians and quality management specialists control tools to monitor quality and productivity (quality
should be familiar with these principles for error pre- assurance) and encourage efforts to continuously
vention, error detection, and error management to improve the quality of the products, a concept known
achieve efficient, high-quality laboratory operation and as continuous quality improvement. A major component
patient care [15]. of a quality assurance program is quality control (QC),
which involves the use of periodic measurements of
product quality, thresholds for acceptable performance,
QUALITY IMPROVEMENT IN CLINICAL and rejection of products that do not meet acceptability
LABORATORY criteria. Most notably, QC is applied to all clinical
laboratory testing processes and equipment, including
Quality is defined as all the features of a product that testing reagents, analytical instruments, centrifuges,
meet the requirements of the customers and the health and refrigerators. Typically, for each clinical test,
care system. Many approaches are used to improve external QC materials with known performance, also
and ensure the quality of laboratory operations. The known as controls, are run two or three times daily in
concept of TQM involves a philosophy of excellence parallel with patient specimens. Controls usually have
concerned with all aspects of laboratory operations preassigned analyte concentrations covering important
that impact on the quality of the results. Specifically, medical decision levels, often at low, medium, and

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


QUALITY IMPROVEMENT IN CLINICAL LABORATORY 7
high concentrations. Good laboratory QC practice TAE ¼ 1:65  CVa þ bias
involves establishment of a laboratory- and instrument-
Clinical laboratories frequently evaluate imprecision
specific mean and standard deviation for each lot of
by performing repeated measurements on control mate-
each control and also a set of rules intended to maximize
rials, preferably using runs performed on different days
error detection while minimizing false rejections, such as
(between-day precision), whereas bias (or trueness) is
Westgard rules [23]. Another important component of
assessed by comparison with standard reference mate-
quality assurance for clinical laboratories is participation
rials with assigned values and also by peer comparison,
in proficiency testing (or external quality assessment pro-
where either the peer mean or median are considered
grams such as proficiency surveys sent by the College of
the reference values.
American Pathologists), which involves the sharing of
One important concept that some clinicians disregard
samples with a large number of other laboratories and
is that no laboratory measurement is exempt of error;
comparison of the results from each laboratory with its
that is, it is impossible to produce a laboratory result
peers, usually with reporting of the mean and standard
with 0% bias and 0% imprecision. The role of techno-
deviation (SD) of all the laboratories running the same
logic developments, good manufacturing practices,
analyzer/reagent combination. Criteria for QC rules
proficiency testing, and QC is to identify and minimize
and proficiency testing acceptability should take into
the magnitude of the TAE. A practical approach is to
consideration the concept of total acceptable analytical
consider the clinically acceptable total analytical error
error because deviations smaller than the total analytical
or TAAE for each test. Clinical acceptability has been
errors are unlikely to be clinically significant and there-
defined by legislation (e.g., the Clinical Laboratory
fore do not need to be detected.
Improvement Act (CLIA)), by clinical expert opinion,
Total analytical error (TAE) is usually considered to
and by scientific and statistical principles that take
combine the following (Fig. 1.2): (1) systematic error
into consideration expected sources of variation. For
(SE), or bias, as defined by deviation between the
example, Callum Fraser proposed that clinically accept-
average values obtained from a large series of test results
able imprecision, or random error, should be less than
and an accepted reference or gold standard value, and
half of the intraindividual biologic variation for the ana-
(2) random error (RE), or imprecision, represented by
lyte and less than 25% of the total analytical error [24].
the coefficient of variation of multiple independent test
The systematic error, or bias, should be less than 25%
results obtained under stipulated conditions (CVa).
of the combined intraindividual (CVw) and interindi-
Assuming a normal distribution of repeated test results,
vidual biological (CVg) variation:
at the 95% confidence level, the RE is equal to 1.65 times qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
the CVa for the method; consequently. TAAE95% < 1:65  0:5  CVw þ 0:25  CV2w þ CV2g

Tables of intra- and interindividual biological varia-


tion, with corresponding allowable errors, are available
and frequently updated [25]. See Table 1.2 for examples.
Importantly, the allowable errors may be different at
specific medical decision levels because analytical
imprecision tends to vary with the analyte concentra-
tion, with higher imprecision at lower levels. Also,
biological variation may be different in the various
clinical conditions, and available databases are starting
to incorporate studies of biologic variation in different
diseases [25].
A related concept is the reference change value (RCV),
also called significant change value (SCV)dthat is, the
variability around a measurement that is a consequence
of analytical imprecision, within-subject biologic vari-
ability, and the number of repeated tests performed
[24,26,27]. Assuming a normal distribution, at the 95%
FIG. 1.2 Total analytical error (TE) components: random error (RE), confidence level, RCV can be calculated as follows:
or imprecision and systematic error (SE), or bias, which cause the
pffiffiffi qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
difference between the true value and the measured value. Random RCV95% ¼ 1:96  2  CV2a þ CV2w
error can increase or decrease the difference from the true value.
Because in a normal distribution, 95% of the observations are contained Because multiple repeats decrease imprecision errors,
within the mean  1.65 standard deviations (SDs), the total error will
not exceed bias þ 1.65  SD in 95% of the observations.
if the change is determined from the mean of repeated

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


8 1. VARIATION, ERRORS, AND QUALITY IN THE CLINICAL LABORATORY

tests, the formula can be modified to take into consider- 95% probability that it is due to the combined analytical
ation the number of repeats in each measurement and intraindividual biological variation; in other words,
(n1 and n2) [27]: the difference between the two creatinine results
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi (measured without repeats) should exceed 26.8% to be
2 pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi 95% confident that the change is due to a pathological
RCV95% ¼ 1:96   CVa2 þ CVw2 condition. Conversely, for any change in laboratory
n 1  n2
values, the RCV formula can be used to calculate the
For example, for a serum creatinine measurement probability that it is due to analytical and biological
with an analytical imprecision (CVa) of 7.6% and variation [24,26,27]. See Table 1.2 for examples of RCV
within-subject biologic variation of 5.95%, the RCV at at the 95% confidence limit, using published intraindi-
95% confidence is 26.8% with one measurement for vidual variation and typical laboratory imprecision for
each sample. With two measurements for each sample, each test. Ideally, future LIS should integrate available
the RCV is 18.9%. Therefore, a change between two re- knowledge and patient-specific information and auto-
sults that does not exceed the RCV has a greater than matically provide estimates of expected variation based

TABLE 1.2 Allowable errors and reference change values for selected tests.

Test CVa CVw CVg CLIA TAAE Bio TAAE Allowable imprecision Allowable bias RCV95

Amylase 5.3 8.7 28.3 30 14.6 4.4 7.4 28.2


Alanine aminotransferase 2.8 19.4 41.6 20 27.48 9.7 11.48 54.3
Albumin 2.6 3.2 4.75 10 4.07 1.6 1.43 11.4
Alkaline phosphatase 4.2 6.45 26.1 30 12.04 3.23 6.72 21.3
Aspartate aminotransferase 2.2 12.3 23.1 20 16.69 6.15 6.54 34.6

Bilirubin total 10.0 21.8 28.4 20 26.94 10.9 8.95 66.5


Chloride 2.4 1.2 1.5 5 1.5 0.6 0.5 7.4
Cholesterol 2.7 5.95 15.3 10 9.01 2.98 4.1 18.1
Cortisol 5.3 21.7 46.2 25 30.66 10.85 12.76 61.9
Creatine kinase 3.6 22.8 40 30 30.3 11.4 11.5 64.0
Creatinine 7.6 5.95 14.7 15 8.87 2.98 3.96 26.8

Glucose 3.4 4.5 5.8 10 5.5 2.3 1.8 15.6


HDL cholesterol 3.3 7.3 21.2 30 11.63 3.65 5.61 22.2
Iron 2.5 26.5 23.2 20 30.7 13.3 8.8 73.8
Lactate dehydrogenase (LDH) 2.5 8.6 14.7 20 11.4 4.3 4.3 24.8
Magnesium 2.8 5.6 11.3 25 7.8 2.8 3.2 17.4
pCO2 1.5 4.8 5.3 8 5.7 2.4 1.8 13.9

Protein, total 2.6 2.75 4.7 10 3.63 1.38 1.36 10.5


Thyroxine (T4) 4.8 4.9 10.9 20 7 2.5 3 19.0
Triglyceride 3.9 19.9 32.7 25 25.99 9.95 9.57 56.2
Urate 2.9 8.6 17.5 17 11.97 4.3 4.87 25.2
Urea nitrogen 6.2 12.1 18.7 9 15.55 6.05 5.57 37.7

All values are percentages. Bio TAAE, total allowable analytical error based on interindividual and intraindividual variation; CLIATAAE, total allowable analytical error
based on Clinical Laboratory Improvement Act (CLIA); CVa, analytical variability in a typical clinical laboratory; CVg, interindividual variability; CVw, intraindividual
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
variability. Allowable imprecision ¼ 50% of CVw. Allowable bias ¼ 0:25  CV2w  CV2g . RCV95, reference change value at 95% confidence based on CVw and CVa.
Based on Westgard J. Desirable specifications for total error, imprecision, and bias, derived from intra- and inter-individual biologic variation. 2014. Available from: http://www.
westgard.com/biodatabase1.htm.

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


REFERENCES 9
on the previous formulas to facilitate interpretation of [10] Miyakis S, Karamanof G, Liontos M, Mountokalakis TD. Factors
changes in laboratory values and guide laboratory staff contributing to inappropriate ordering of tests in an academic
medical department and the effect of an educational feedback
regarding the meaning of deviations from expected strategy. Postgrad Med J 2006;82(974):823e9.
results. In summary, the use of TAAE and RCV brings [11] Gaines AR, Pierce LR, Bernhardt PA. Fatal iatrogenic hypoglyce-
objectivity to error evaluation, QC and proficiency mia: falsely elevated blood glucose readings with a point-of-care
testing practices, and clinical decision making based meter due to a maltose-containing intravenous immune globulin
on changes in laboratory values. product. 2009 [Updated 06/18/2009]. Available from: http://
www.fda.gov/BiologicsBloodVaccines/SafetyAvailability/ucm15
5099.htm.
[12] Carraro P, Plebani M. Errors in a stat laboratory: types and
CONCLUSIONS frequencies 10 years later. Clin Chem 2007;53(7):1338e42.
[13] Carraro P, Zago T, Plebani M. Exploring the initial steps of the
As in other areas of medicine, errors are unavoidable testing process: frequency and nature of pre-preanalytic errors.
Clin Chem 2012;58(3):638e42.
in the whole diagnostic process involving laboratory [14] Plebani M, Lippi G. Closing the brain-to-brain loop in laboratory
testing. A good understanding of the sources of error, testing. Clin Chem Lab Med 2011;49(7):1131e3.
frequently involving pre-analytical factors, together [15] Valenstein P, editor. Quality management in clinical laboratories.
with a quantitative evaluation of the clinical significance Northfield (IL): College of American Pathologists; 2005.
of the magnitude of analytical errors, aided by the estab- [16] Rutledge J, Xu M, Simpson J. Application of the Toyota produc-
tion system improves core laboratory operations. Am J Clin Pathol
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[18] Chiozza ML, Ponzetti C. FMEA: a model for reducing medical
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[19] Southard PB, Kumar S, Southard CA. A modified Delphi method-
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[3] Forsman RW. Why is the laboratory an afterthought for managed Quality indicators and specifications for key analytical-
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[4] Hallworth MJ. The ‘70% claim’: what is the evidence base? Ann rience using the Six Sigma concept. Clin Chem Lab Med 2011;
Clin Biochem 2011;48(Pt 6):487e8. 49(3):463e70.
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I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


C H A P T E R

2
Errors in patient preparation, specimen
collection, anticoagulant and preservative use:
how to avoid such pre-analytical errors
Leland Baskin, Alex Chin, Amid Abdullah, Christopher Naugler
University of Calgary and Calgary Laboratory Services, Calgary, AB, Canada

INTRODUCTION coagulation. Anticoagulants for plasma and/or whole


blood collection include ethylenediaminetetraacetic
Patient preparation and the specimen type are impor- acid (EDTA), heparin, hirudin, oxalate, and citrate,
tant pre-analytical factors to consider for laboratory which are available in solid or liquid form. Optimal
assessment. Although the clinical laboratory has limited anticoagulant-to-blood ratios are crucial to prevent clot
capabilities in controlling for the physiological state of formation while avoiding interference with analyte mea-
the patient, such as biological rhythms and nutritional surement, including dilution effects associated with
status, these variables as well as the effect of patient liquid anticoagulants. Given the availability of multiple
posture, tourniquets, and serum/plasma indices (hemo- anticoagulants and additives, blood collection tubes
lysis, icterus, lipemia) on measurement of analytes must should be filled according to a specified order to mini-
be understood by both the clinical team and laboratory mize contamination and carryover. Other factors to
personnel. The most accessible specimen types include consider regarding blood collection tubes include differ-
blood, urine, and oral fluid. The numerous functions ences between plastic and glass surfaces, surfactants,
associated with blood make it an ideal specimen to tube stopper lubricants, and gel separators, which all
measure biomarkers corresponding to various physio- affect analyte measurement.
logical and pathophysiological processes. Blood can be The second most popular clinical specimen is urine,
collected by skin puncture (capillary), which is preferred which is essentially an ultrafiltrate of blood before
when blood conservation and minimal invasiveness is elimination from the body and is the preferred spec-
stressed, such as in the pediatric population. Other imen to detect metabolic activity as well as urinary
modes of collection include venipuncture and arterial tract infections. Proper timing must be ensured for
puncture, where issues to consider include the physical urine collections depending on the need for routine
state of the site of collection and patient safety. Blood can tests, patient convenience, clinical sensitivity, or quan-
also be taken from catheters and other intravascular titation. Furthermore, proper technique is required for
lines, but care must be taken to eliminate contamination clean catch samples for subsequent microbiological
and dilution effects associated with heparin and other examination. Certain urine specimens require addi-
drugs. Clinical laboratory specimens derived from tives to preserve cellular integrity for cytological
blood include whole blood, plasma, and serum. Howev- analysis and to prevent bacterial overgrowth. It is
er, noticeable differences between these specimen types important to recognize the pre-analytical variables
need to be considered when choosing the optimal that affect analyte measurement in patient specimens
specimen type for laboratory analysis. Such important so that properly informed decisions can be made
factors include the presence of anticoagulants in plasma regarding assay selection and development as well
and in whole blood, hematocrit variability, and the dif- as troubleshooting unexpected outcomes from labora-
ferences in serum characteristics associated with blood tory analysis.

Accurate Results in the Clinical Laboratory, Second Edition


https://doi.org/10.1016/B978-0-12-813776-5.00002-9 11 Copyright © 2019 Elsevier Inc. All rights reserved.
12 2. PATIENT PREPARATION AND OTHER ISSUES AFFECTING LAB TESTS

BIOLOGICAL RHYTHMS AND are commonly observed after meal consumption. On


LABORATORY TEST RESULTS the other hand, fasting will increase fat metabolism
and increase the formation of acetone, b-hydroxybutyric
Predictable patterns in the temporal variation of acid, and acetoacetate both in serum and in urine.
certain analytes, reflecting patterns in human needs, Longer periods of fasting (more than 48 h) may result
constitute biological rhythms. Different analytes have in up to a 30-fold increase in these ketone bodies.
different rhythms, ranging from a few hours to monthly Glucose is primarily affected by fasting because insulin
changes. Awareness of such changes can be relevant keeps the serum concentration in a tight range
to proper interpretation of laboratory results. These (70e110 mg/dL). Diabetes mellitus, which results from
changes can be divided into circadian, ultradian, and either a deficiency of insulin or an increase in tissue
infradian rhythms according to the time interval of their resistance to its effects, manifests as an increase in blood
completion. glucose levels. In normal individuals, after an average of
During a 24-h period of human metabolic activity, 2 h of fasting, the blood glucose level should be below
programming of metabolic needs may cause certain 7.0 mmol/L (126 mg/dL). However, in diabetic individ-
laboratory tests to fluctuate between a maximum and a uals, fasting serum levels are elevated and thus consti-
minimum value. The amplitude of change of these circa- tute one criterion for making the diagnosis of diabetes.
dian rhythms is defined as one-half of the difference Other well-known examples of analytes showing varia-
between the maximum and the minimum values. tion with fasting interval include serum bilirubin, lipids,
Although, in general, these variations occur consistently, and serum iron.
alteration in these natural circadian rhythms may be
induced by artificial changes in sleep/wake cycles Body position
such as those induced by different work shifts. There-
fore, in someone working an overnight (“graveyard”) Physiologically, blood distribution differs signifi-
shift, an elevated blood iron level taken at midnight cantly in relation to body posture. Gravity pulls the
would be normal for that individual; however, the blood into various parts of the body when recumbent,
norm is for high iron levels to be seen only in early and the blood moves back into the circulation, away
morning. from tissues, when standing or ambulatory. These shifts
Patterns of biological variation occurring on cycles directly affect certain analytes due to dilution effects.
less than 24 h are known as ultradian rhythms. Analytes This process is differential, meaning that only constitu-
that are secreted in a pulsatile manner throughout the ents of the blood that are non-diffusible will rise because
day show this pattern. Testosterone, which usually there is a reduction in plasma volume upon standing
peaks between 10:00 a.m. and 5 p.m., is an example of from a supine position. This includes, but is not limited
an analyte showing this pattern. to, cells, proteins, enzymes, and protein-bound analytes
The final pattern of biological variation is infradian. (e.g., thyroid-stimulating hormone, cholesterol, T4, and
This involves cycles greater than 24 h. The example medications such as warfarin). The reverse will take
most commonly cited is the monthly menstrual cycle, place when shifting from erect to supine because there
which takes approximately 28e32 days to complete. will be a hemodilution effect involving the same previ-
Constituents such as pituitary gonadotropin, ovarian ously mentioned analytes. Postural changes affect
hormones, and prostaglandins are significantly affected some groups of analytes in a much more profound
by this cycle. waydat times up to a twofold increase or decrease
depending on whether the sample was obtained from
a supine or an erect patient. Most affected are factors
PATIENT PREPARATION directly influencing homeostasis, including renin, aldo-
sterone, and catecholamines. It is vital for laboratory
There are certain important issues regarding patient requisitions to specify the need for supine samples
preparation for obtaining meaningful clinical laboratory when these analytes are requested.
test results. For example, glucose testing must be done
after the patient has fasted overnight. These issues are
discussed in this section. WHOLE BLOOD, PLASMA, AND SERUM
SPECIMENS FOR CLINICAL
LABORATORY ANALYSIS
Fasting
The effects of meals on blood test results have been Approximately 8% of total human body weight is
known for some time. Increases in serum glucose, tri- represented by blood, with an average volume in fe-
glycerides, bilirubin, and aspartate aminotransferase males and males of 5 and 5.5 L, respectively [1]. Whole

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


WHOLE BLOOD, PLASMA, AND SERUM SPECIMENS FOR CLINICAL LABORATORY ANALYSIS 13
blood consists of a cellular fraction (w45%) composed of laboratory analysis, plasma can be obtained from whole
erythrocytes (red blood cells), leukocytes (white blood blood through the use of anticoagulants followed by
cells), and thrombocytes (platelets), and a liquid fraction centrifugation. Consequently, plasma specimens for
(plasma) (w55%) that transports these elements the clinical laboratory contain anticoagulants such as
throughout the body. Blood vessels interconnect all the heparin, citrate, EDTA, oxalate, and fluoride. The rela-
organ systems in the body and play a vital role in tive roles of these anticoagulants in affecting analyte
communication and transportation between tissue com- measurements are discussed later in this chapter. In
partments. Blood serves numerous functions, including contrast to anticoagulated plasma specimens, serum is
delivery of nutrients to tissues; gas exchange; transport the clear liquid that separates from blood when it is
of waste products such as metabolic by-products for allowed to clot. Further separation of the clear serum
disposal; communication to target tissues through from the clotted blood can be achieved through centrifu-
hormones, proteins and other mediators; and cellular gation. Given that fibrinogen is converted to fibrin in clot
protection against invading organisms and foreign formation during the coagulation cascade, serum con-
material. Given these myriad roles, blood is an ideal tains no fibrinogen and no anticoagulants. In the clinical
specimen for measuring biomarkers associated with laboratory, suitable blood specimens include whole
various physiological conditions, whether it is direct blood, plasma, and serum. Key differences in these
measurement of cellular material and surface markers sample matrices influence their suitability for certain
or measurement of soluble factors associated with laboratory tests Table 2.2.
certain physiological conditions.
Plasma consists of approximately 93% water, with the
remaining 7% composed of electrolytes, small organic
molecules, and proteins. Various constituents of plasma
Whole blood
are summarized in Table 2.1. These analytes are in In addition to the obvious advantage of whole blood
transit between cells in the body and are present in vary- for the analysis of cellular elements, these specimens are
ing concentrations depending on the physiological state also preferred for analytes that are concentrated within
of the various organs. Therefore, accurate analysis of the the cellular compartment. Erythrocytes can be consid-
plasma is crucial for obtaining information regarding ered to be a readily accessible tissue with minimal inva-
diagnosis and treatment of diseases. In clinical sive procedures and may more accurately reflect tissue
distribution of certain analytes. Examples of such analy-
tes, including vitamins, trace elements, and certain
TABLE 2.1 Principal components of plasma. drugs, are listed in Table 2.3. Erythrocytes are the most
abundant cell type in the blood. In adults, 1 mL of blood
Component Reference range Units
contains approximately 4e6 million erythrocytes,
Sodium 136e145 mmol/L 4000e11,000 leukocytes and 150,000e450,000 platelets
Potassium 3.5e5.1 mmol/L [2]. (The ratio of erythrocytes: platelets: leukocytes is
on the order of 900:60:1.) The hematocrit is the volu-
Bicarbonate 17e25 mmol/L
metric fraction of erythrocytes expressed as a percentage
Chloride 98e107 mmol/L of packed erythrocytes in a blood sample after centrifu-
Hydrogen ions 40 mmol/L gation. The normal range for adult males is 41e51%, and
that for adult females is 36e45% [2]. Clearly, alterations
Calcium 8.6e10.2 mg/dL
in hematocrit will directly alter the available plasma wa-
Magnesium 1.6e2.6 mg/dL ter concentration, which in turn affects the measurement
Inorganic phosphate 2.5e4.5 mg/dL of water-soluble factors in whole blood.
A major use for whole blood specimens is for point-
Glucose 70e99 mg/dL
of-care analysis. Although point-of-care meters can be
Cholesterol <200 (Desirable) mg/dL located in the clinical laboratory, the primary advantage
Fatty acids 3.0 g/L of this technology is near-patient testing offering rapid
and convenient analysis and using small sample vol-
Total protein 6.4e8.3 g/dL
Albumin 3.2e4.6 g/dL
umes while the clinician is examining the patient. The
a-Globulins 0.1e0.3 g/dL most common point-of-care specimens are taken by
b-Globulins 0.7e1.2 g/dL skin puncture. Commonly called capillary blood, these
g-Globulins 0.7e1.6 g/dL samples are composed of a mixture of blood from the
Fibrinogen 145e348 mg/dL arterioles, venules and capillaries with interstitial and
Prothrombin 1 g/L
Transferrin 200e360 mg/dL
intracellular fluids. Furthermore, the extent of dilution
with interstitial and intracellular fluid is also affected

I. SOURCES OF ERRORS IN CLINICAL LABORATORIES: AN OVERVIEW


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los caballos enjaezados. Fijó las riendas en el extremo delantero de
carro, y aseguró sus pies en los borceguíes adheridos a él.[139] Primero
suplicó a los dioses de esta manera, levantando al cielo las manos
«Si soy criminal, ¡oh Zeus!, que no viva más, y que mi padre conozca
que ha sido injusto conmigo, ya después de mi muerte, ya mientras
vea la luz». Y mientras tanto, cogió el látigo y aguijó los caballos
nosotros, sus servidores, seguíamos cerca del carro a nuestro dueño
que se encaminó en derechura a Argos y Epidauro. Poco después que
entramos en lugares desiertos, más allá de esta tierra,[140] y llegamos a
la orilla del mar Sarónico, se oyó cierto ruido horrible, como si fuera e
de un trueno subterráneo de Zeus, que nos hizo temblar a todos; los
caballos levantaron la cabeza y enderezaron las orejas; nosotros
teníamos gran miedo, no sabiendo cuál fuese la causa que lo
producía; pero habiendo mirado a la orilla del alborotado mar, vimos
una espantosa ola que amenazaba al cielo, hasta el punto de
ocultarnos la ribera Sarónica, y el istmo y el promontorio de Esculapio
Hinchándose más después, y derramando en torno mucha espuma, y
bramando horriblemente, se estrelló en la orilla, en donde estaba la
cuadriga, y del seno de la tempestad y de las agitadas olas salió un
toro, monstruo fiero, con cuyos mugidos resonaba pavorosamente la
tierra; a todos los que presenciamos este espectáculo parecía
espantoso, y no podíamos mirarlo sin estremecernos. El miedo se
apoderó de los caballos, y mi señor, muy diestro en manejarlos, cogió
en sus manos las riendas y tiró hacia atrás, como el marinero hace
con el remo, y con ellas ciñó su cuerpo; pero los caballos, tascando e
bocado endurecido al fuego, arrancaron con ímpetu, sin cuidarse de la
mano que los regía, ni e las riendas, ni de los carros bien labrados
siempre que en tierra llana, y sin soltar las riendas, cambiaba su
carrera, aparecía el toro delante, como para acometer al carro, e
infundía en los caballos invencible miedo; si con furia lo llevaban
contra los peñascos, seguía acercándose en silencio, hasta que le
embistió y volcó, rompiendo las ruedas contra una peña. Todo fue
entonces confusión; los rayos de las ruedas y los clavos de los ejes
saltaron en todas direcciones. El desventurado, sujeto por las riendas
se estrelló la cabeza contra los peñascos y se magulló el cuerpo
exclamando con la mayor amargura: «Deteneos, caballos alimentados
en mis pesebres; no me matéis. ¡Oh, cruel maldición de mi padre
¿Quién quiere socorrerme y salvar a un hombre bueno si los hay?»
Muchos que lo deseábamos, con tardo paso le seguíamos de lejos. A
fin, desenredándose de las riendas, cayó no sé de qué modo, y le
quedan pocos instantes de vida, y los caballos y el malhadado y
milagroso toro se escondieron no sé en qué lugar montañoso. Yo soy
en verdad, un siervo de tu palacio, ¡oh rey!, pero jamás podré cree
que tu hijo ha delinquido, aunque se ahorquen todas las mujeres y
escriban tantas tablillas cuantas pueden hacerse de las selvas de
Ida,[141] seguro como estoy de su inocencia.
EL CORO
¡Ay, ay de mí! Consumáronse nuevos desastres, e inevitable es e
destino.
TESEO
Gozo me infundieron tus palabras por el odio que tengo a la víctima
de estos males; venerando ahora a los dioses, y recordando que es m
hijo, ni sus desdichas me placen ni me afligen.
EL MENSAJERO
¿Qué hacemos, pues? ¿Lo traemos aquí? ¿Cuáles son tus órdenes
acerca de ese desventurado? ¿Cómo te agradaremos? Piénsalo bien
y si quieres seguir mi consejo, no seas cruel con tu infortunado hijo.
TESEO
Traedme para que vean mis ojos al que negó haber profanado m
lecho, y lo convenzan mis palabras, y la desgracia que le agobia, obra
de los dioses.
EL CORO[142]
Tú, Afrodita, doblegas el ánimo inflexible de los hombres y de los
dioses con ayuda de tu hijo, revestido de variado plumaje, que los
cobija bajo sus alas velocísimas. Vuela por toda la tierra y por e
salado mar, que profundamente resuena. Cupido ablanda los
corazones y los asalta con su antorcha, resplandeciente como el oro
que inspira el furor, y a las fieras que viven en los montes, y a los
peces del mar, y a cuanto alimenta la tierra, que el sol purifica con sus
rayos: todos los hombres están sujetos a su imperio, y Afrodita sola
manda en todos a un tiempo como reina.
ARTEMISA (en un carro de nubes doradas).[143]
Óyeme, que tal es mi voluntad, noble hijo de Egeo; yo soy Artemisa
hija de Leto, ¡oh Teseo! ¿Por qué, mísero mortal, te deleitan estos
males, y has dado injusta muerte a tu hijo, creyendo lo que no es
cierto, seducido por las falsas palabras de tu esposa? Manifiesta es la
desdicha que te pierde. ¿Cómo no te precipitas con rubor en los
abismos de la tierra, o evitas este daño volando? Ya no podrán
contarte entre los justos. Entérate, Teseo, de sus desdichas, que esto
aunque de nada te sirva, te llenará al menos de dolor. No tiene otro
objeto mi venida que probar la piedad de tu hijo, y su gloria al morir, y
el furor de tu esposa, y hasta cierto punto su nobleza. Estimulada po
la diosa más aborrecida de los que rendimos grato culto a la
virginidad, se enamoró de Hipólito, intentó vencer su pasión, y murió
inesperadamente por la imprudencia de su nodriza, que la descubrió a
tu hijo mediante juramento. Él, como era honrado, no accedió a sus
deseos ni fue impío, a pesar de tu enojo, violando después su
juramento. Pero Fedra, temiendo que supieras su delito, escribió una
carta falsa y te persuadió lo que quiso, y perdió con engaño a tu hijo.
TESEO
¡Ay, ay de mí!
ARTEMISA
¿Te afligen mis palabras? Tranquilízate, oye lo restante y llorarás
más. ¿No sabías que tu padre[144] había de cumplir tres votos tuyos?
Contra tu hijo, ¡oh tú, el más malvado de los hombres!, fulminaste uno
de ellos, como si hubiese sido tu mayor enemigo. Tu marino padre
que bien te quiere, te concedió lo que debía, puesto que lo había
prometido; pero tú has sido criminal con él y conmigo, y no esperaste
que las pruebas te convencieran, ni oíste a los adivinos, ni nada
averiguaste, ni aguardaste a que el tiempo descubriese la verdad, sino
que más pronto de lo que convenía maldijiste a tu hijo y ocasionaste
su muerte.
TESEO
Que yo muera, ¡oh diosa!
ARTEMISA
Cometiste atrocidades, pero aún puedes obtener el perdón. Afrodita
ha sido causa de todo por saciar su ira: es ley entre los dioses que
ninguno se oponga a los deseos del otro, y que todos cedan cuando
es menester. Ten por cierto que, de otra manera, y a no temer a Zeus
no me deshonraría hasta el punto de consentir en la muerte del morta
que más amo. Tu ignorancia demuestra que has faltado sin malicia, y
además tu esposa al morir destruyó las pruebas orales que te
hubiesen convencido. Sobre ti principalmente descargan ahora estos
males, aunque yo también los sienta. No agrada a los dioses la muerte
de los piadosos, sino la ruina de los malvados, con sus hijos y su
familia. (Hácese invisible).
EL CORO
Ya llega el infeliz, desgarrados horriblemente sus miembros
juveniles y desaliñada su blonda cabellera. ¡Oh palacio infortunado
¡Que doble calamidad[145] te agobia por mandato del cielo!
HIPÓLITO (que llega en una camilla).
¡Ay de mí! ¡Ay de mi! ¡Ay de mí! ¡Cuánta es mi desventura!
despedazado injustamente a causa de las imprecaciones[146] de un
padre, también injusto. No tiene remedio mi desdicha; ¡ay de mí
mísero! ¡Ay, ay! Dolores intolerables atormentan mi cabeza, e
incesantes espasmos acometen mi cerebro. Dejadme descansar
dejad que reciba algún consuelo mi fatigado cuerpo. (Ponen en tierra
la camilla). ¡Ay, ay de mí! ¡Oh caballos odiosos que alimentó mi mano
me habéis perdido, me habéis dado la muerte! (Mientras lo sientan sus
servidores). ¡Ay, ay, por los dioses! ¡Oh esclavos, tocad con cuidado
mis doloridos miembros! ¿Quién está a mi derecha? Levantadme con
amor, con suave movimiento, que mi desdicha es grande y mi padre
me maldijo equivocado. Zeus, Zeus, ¿ves esto? Yo soy aquel varón
casto que daba a los dioses culto, el que en la práctica de esta virtud
superó a todos, y ahora pierdo la vida y me aguarda la muerte debajo
de la tierra; en vano fui piadoso entre los hombres y sufrí grandes
molestias, ¡ay, ay, ay, ay de mí!, y ahora el dolor, sí, el dolor me aflige
de nuevo. Dejadme abandonado a mi desventura; no prolongad m
martirio, y que la muerte cure mis males. Matadme, matadme, que soy
un desdichado; ojalá que me hiera una espada de dos filos y acabe de
una vez conmigo. ¡Oh malhadada imprecación de mi padre! ¡Oh
parientes manchados de sangre![147] Mi desdicha corona ahora sin
vacilar las de mis viejos progenitores, y viene contra mí, que nada
tengo que ver con ellas. ¡Ay de mí, ay de mí! ¿Qué diré? ¿Cómo me
libertaré de este dolor cruel? Que la negra y nocturna Necesidad, que
habita en el palacio de Hades, aletargue mis sentidos.
ARTEMISA (invisible).
¡Oh infeliz! ¡Qué calamidad te atormenta! La grandeza de tu alma
ha sido causa de tu ruina.
HIPÓLITO
¡Ay de mí! ¡Oh divino y embriagador perfume![148] Aun en medio de
mis males te he percibido, y mi cuerpo siente consuelo. Aquí está la
diosa Artemisa.
ARTEMISA
¡Oh mísero! A tu lado está la diosa que más te ama.
HIPÓLITO
¿Vesme, señora, en la desventura en que me hallo?
ARTEMISA
Te veo; pero no me es lícito derramar lágrimas de mis ojos.
HIPÓLITO
Ya no sobrevivirá a su desdicha tu cazador y sacerdote.
ARTEMISA
No, seguramente; pero mueres amado de mí.
HIPÓLITO
Ni el que guiaba tus caballos y guardaba tus estatuas.
ARTEMISA
Obra es de la engañosa Afrodita.
HIPÓLITO
¡Ay de mí! Ya reconozco la deidad causa de mis males.
ARTEMISA
Enojada porque no la adorabas, se vengó de tu castidad.
HIPÓLITO
Ella sola, según veo, nos ha perdido a los tres.
ARTEMISA
A tu padre, a ti, y en tercer lugar a su esposa.
HIPÓLITO
También deploro los infortunios de mi padre.
ARTEMISA
Ha sido engañado por las sugestiones de la diosa.
HIPÓLITO
¡Oh padre infeliz! ¡Grande es tu desventura!
TESEO
Perecí, ¡oh hijo!; no me deleita ya la vida.
HIPÓLITO
Deploro tu suerte más que la mía, a causa de tu yerro.
TESEO
¡Ojalá, ¡oh hijo!, que yo hubiese muerto en tu lugar!
HIPÓLITO
¡Oh dones crueles de tu padre Poseidón!
TESEO
Quisiera no haberlo evocado nunca.
HIPÓLITO
¿Y por qué? Segura era siempre mi muerte, siendo tanta tu ira.
TESEO
Los dioses habían perturbado mi juicio.
HIPÓLITO
¡Ay de mí! ¡Ojalá que los mortales pudiesen maldecir a los
dioses![149]
ARTEMISA (invisible).
Déjame, que ni aun cuando vayas a las tinieblas que hay debajo de
la tierra se ensañarán en ti impunemente las iras de Afrodita, acordes
con su deseo, pues de ellas te libraron tu piedad y buenos
pensamientos. Yo, con mi misma mano, y con mis inevitables saetas
te vengaré, dando muerte a uno de sus favoritos, al mortal que más
ame.[150] Te concederé, ¡oh desventurado!, por tus graves desdichas
los más grandes honores en la ciudad de Trecén; las doncellas, antes
de casarse, cortarán en tu honor sus cabellos, y gozarás largo tiempo
de sus lágrimas copiosas.[151] Siempre te honrará música de vírgenes
y se hará público el amor que inspiraste a Fedra. Y tú, hijo del viejo
Egeo, toma en tus brazos a tu hijo, y oprímelo contra tu pecho
Involuntariamente lo has perdido, pero errar es natural en los hombres
consintiéndolo los dioses. Ruégote, ¡oh Hipólito!, que no odies a tu
padre, que el destino ha sido causa de tu muerte. Adiós, que no me es
lícito mirar los muertos ni empañar mis ojos con el aliento de
moribundo, y veo que se aproxima ya tu última hora.
HIPÓLITO
Adiós, tú también, virgen bienaventurada; olvida sin pena mi trato
cotidiano. Perdono a mi padre, accediendo a tus ruegos, como antes
te obedecí siempre en todo. (Retírase Artemisa). ¡Ay, ay de mí! ¡Que
las tinieblas envuelven ya mis ojos! Abrázame, padre, y levanta m
cuerpo.
TESEO
¡Ay de mí, hijo mío! ¿Cómo me abandonas así, sumido en la mayo
desventura?
HIPÓLITO
Yo muero; ya veo las puertas de los infiernos.
TESEO
¿Y me dejas el alma mancillada?
HIPÓLITO
De ningún modo, puesto que no te imputo este desastre.
TESEO
¿Qué dices? ¿Me absuelves de haber derramado tu sangre?
HIPÓLITO
Por testigo pongo a Artemisa, la de las irresistibles saetas.
TESEO
¡Oh hijo el más amado! ¡Cuánta es tu generosidad para con tu
padre!
HIPÓLITO
Adiós, tú también, ¡oh padre!; adiós muchas veces.
TESEO
¡Ay, cuán piadoso y bueno eres!
HIPÓLITO
Pide que así sean tus hijos legítimos.
TESEO
No me abandones, ¡oh hijo!; recobra tus fuerzas.
HIPÓLITO
Mis fuerzas se acaban; yo muero, ¡oh padre!; cubrid cuanto antes
mi rostro con el peplo.[152]
TESEO
¡Oh maldita región de Atenas y de Palas! ¡Qué hombre has perdido
¡Oh desventurado de mí! ¡Cuántas veces, ¡oh Afrodita!, recordaré los
males que me causas!
EL CORO
A todos nos sorprende esta desgracia; ríos correrán de lágrimas
porque la memoria de los grandes hombres debe llorarse mucho
tiempo.
LAS FENICIAS

ARGUMENTO
Si damos fe al escoliasta de Aristófanes (Las Ranas, v. 53) y a lo
que nos dice J. A. Hartung (Euripides restitutus, tomo II, pág. 415 y
siguientes), la tragedia titulada Las Fenicias es la tercera de una
trilogía, cuya primera y segunda fueron, por su orden, Antíope e
Hipsípile. El argumento de la Antíope era la fundación de Tebas, y e
de Hipsípile el asedio de esta ciudad por los siete capitanes mandados
por Adrasto, antes de ocurrir la muerte de los hijos de Edipo.
La fábula de Las Fenicias (con algunas variantes si se compara con
algunas tragedias griegas y tradiciones épicas pertenecientes como
ella al ciclo tebano) cuenta la muerte de Eteocles y Polinices, nietos de
Layo. El poeta supone que Polinices, desterrado de Tebas por su
hermano Eteocles, no obstante el pacto celebrado entre ambos de
reinar un año cada uno, se refugia en la corte de Adrasto, rey de
Argos, con cuya hija se desposa, y con cuyo auxilio y el de otros
famosos guerreros pone sitio a Tebas para obligar a su hermano a
cederle parte del reino. Yocasta, madre y mujer de Edipo, y madre de
ambos, obtiene de Eteocles que permita a Polinices la entrada en
Tebas con el maternal objeto de reconciliarlos; pero no pudiendo
conseguirlo a pesar de sus ruegos y exhortaciones, se da el asalto po
los sitiadores, que son rechazados de las murallas y vencidos por los
tebanos, después que Meneceo, hijo de Creonte, se sacrifica por su
patria, obedeciendo al oráculo que revela el adivino Tiresias. Eteocles
entonces, para evitar la efusión de sangre inútil, propone a ambos
ejércitos la decisión de la fratricida contienda por medio de un combate
singular entre él y Polinices, que se verifica, en efecto, sucumbiendo
uno y otro. Al saberlo, su madre Yocasta se dirige al campamento con
su hija Antígona, ansiosa de evitarlo, pero llega tarde; se precipita
inconsolable sobre la espada de uno de los muertos, y perece también
abrazada a ellos. Eteocles, antes de pelear con su hermano, encarga a
Creonte, su tío, que no dé sepultura a Polinices si muere, y aque
intenta cumplir sus órdenes, no obstante la resistencia de la piadosa
Antígona, que al fin acompaña a su padre, ciego, al destierro a que lo
condena Creonte.
La acción de esta tragedia, como se deduce fácilmente de las líneas
anteriores, es eminentemente trágica, no solo en el sentido que esta
palabra tiene entre nosotros, sino también en el griego. El destino con
su horrible influjo se muestra en toda ella, y recuerda a los mortales
sus inflexibles decretos. Sin embargo, ni la escena en que el pedagogo
enseña a Antígona los capitanes del ejército sitiador, ni la entrada de
Polinices en Tebas, forman parte esencial de ella, a pesar de su
belleza incomparable. Los dos caracteres de Eteocles y Polinices, que
aparecen en primer término, están bien dibujados y sostenidos, y
ambos se distinguen por su ambición y por su odio fratricida y por sus
opuestos sentimientos.
En nuestro juicio, y no obstante los lunares mencionados, algunas
máximas nada morales que contiene y las extrañas críticas literarias de
Eurípides intercaladas en la tragedia, es una de las mejores que de é
nos quedan. Tiene escenas inimitables, trozos felicísimos, y su
versificación es en general muy superior a otras obras suyas. En una
palabra: leyéndola despacio, y no una vez sola, se puede aprende
mucho.
Séneca la ha imitado en su Tebaida, de la cual solo existen
fragmentos, y Estacio en su poema heroico que lleva el mismo
nombre; entre los franceses, Rotrou en su Antígona, y Racine en sus
Hermanos enemigos, una de sus más débiles producciones.
En cuanto a la fecha de su representación, parece lo más probable
atendiendo al escolio citado al principio, que fuera en la olimpiada 93, 2
(407 antes de Jesucristo). En efecto, además de este dato de
escoliasta, que no deja de tener fuerza, y que en todo caso es el único
que poseemos, confírmalo también la observación que hace Hermann
(in Præfat. Phœn., pág. XV) cuando dice: Quum illa (Yocasta) deinde
cum Polinice coierit sermonem, ejus prior pars, qua singulatim exquiri
cur grave sit patria carere, non est ita inserta, ut apareat qui hoc in
mentem venerit Yocastæ. Quo fit ut ista aliena abs re videri debeant
Chocan en verdad las preguntas que Yocasta hace a su hijo Polinices
acerca de los males del destierro, y es de presumir que aluda el poeta
a la vuelta de Alcibíades a su patria a principios de junio del año 407
en el arcontado de Euctemón, cuya fecha concuerda exactamente con
la señalada por el escoliasta.

PERSONAJES
Yocasta, esposa de Edipo, antes de Layo.
El pedagogo.
Antígona, hija de Edipo y de Yocasta.
Coro de vírgenes fenicias.
Polinices
y hijos de Edipo y de Yocasta.
Eteocles
Creonte, hermano de Yocasta.
Meneceo, hijo de Creonte.
Tiresias, adivino.
Un mensajero.
Otro mensajero.
Edipo, hijo de Layo y esposo de Yocasta.

La acción es en Tebas.
La escena representa la plaza de Tebas, frente al Palacio Real.

YOCASTA
¡Oh sol, que en tu curso cortas los astros del cielo, sentado en carro
de oro, y haces girar la llama con tus ligeros caballos! ¡Qué día tan
infausto fue para Tebas[153] el que alumbraron tus rayos, cuando
Cadmo[154] vino a esta tierra, dejando las riberas fenicias! Casose con
Harmonía,[155] hija de Afrodita, y tuvo de ella a Polidoro, padre, según
dicen, de Lábdaco,[156] y este de Layo. A mí me llaman la hija de
Meneceo, y Creonte es mi hermano, e hijo de mi madre.[157] Yocasta es
el nombre que me puso mi padre, y Layo fue mi esposo. Como no
tuviese hijos después de muchos años de matrimonio, fue a consulta
a Apolo y le pidió que le diese herederos varones. Respondiole así
«¡Oh tú, que imperas en los caballeros tebanos!, no siembres el sulco
en donde nacerán tus hijos, que te son contrarios los dioses; te matará
el que tengas, y tu palacio se llenará de sangre». Pero él, amigo de
deleite, y excitado por el vino, engendró en mí un hijo, y confesando su
yerro al recordar el oráculo del dios, lo entregó al nacer a los pastores
para que lo expusiesen en el prado de Hera y en la cima de
Citerón,[158] atravesados sus talones por férreas agujas, por lo cual lo
llama Edipo[159] la Grecia. Pero los yegüerizos de Pólibo lo recogieron
y lo llevaron a su casa, y lo entregaron a su dueña. Ella amamantó con
sus pechos al fruto de mis entrañas, e hizo creer a su marido que era
suyo. Ya hombre, cuando la barba sombreaba su rostro, o por sus
propias sospechas, o por consejo ajeno, quiso conocer a sus padres, y
se encaminó al templo de Apolo al mismo tiempo que Layo, que
deseaba averiguar si vivía o no su hijo expósito. Y los dos se juntaron
en una encrucijada de la Fócide, y así dijo a Edipo el cochero de Layo
«Deja libre el paso a los tiranos, ¡oh peregrino!». Él iba callado
aunque lleno de arrogancia. Los caballos lo atropellaron y lo
mancharon de sangre, y por esta causa (¿pero a qué referir antiguas
desdichas?) el hijo mató al padre, y dio su carro a Pólibo, el que lo
había criado. Después de la muerte de mi esposo, y cuando la
Esfinge[160] devastaba a la ciudad con sus rapiñas, Creonte anunció
por sus heraldos que daría mi mano al que adivinase los artificiosos
enigmas de la virgen. Y mi hijo Edipo los explicó, y recibió el cetro en
premio. El desdichado, sin saberlo, se casó conmigo, ignorando que
su madre, que también lo ignoraba, había de ser la compañera de su
tálamo. Tengo de él dos hijos varones, Eteocles y el esforzado
Polinices, y dos hijas. Su padre llamó a la una Ismene; yo puse a la
mayor el nombre de Antígona. Y cuando Edipo averiguó que su
esposa era también su madre, él, que tantos males había sufrido, se
cegó con rabia, hiriendo sus pupilas con los dorados broches.[161
Cuando la barba cubrió las mejillas de mis dos hijos, ocultaron a su
padre en los aposentos interiores del palacio para que se olvidase este
suceso, lo cual, en verdad, no era fácil empresa. Vivo está, pues, en e
palacio, pero lleno de ira y quejoso de su suerte, y ha pronunciado
contra ellos las más impías maldiciones, y ha pedido a los dioses que
desgarren el seno de esta familia con el aguzado hierro. Temiendo
ambos que se realizasen las imprecaciones paternales si vivían juntos
convinieron en que Polinices, que es el más joven, se desterrase de
Tebas voluntariamente, y que Eteocles se quedase en ella, reinando
un año cada uno. Pero después que se sentó Eteocles en el trono, no
ha querido bajar de él, sino que ha expulsado de este reino a
Polinices. Encaminose, pues, a Argos, en donde se casó con la hija de
Adrasto, y ha reunido numeroso ejército de argivos, que acaudilla, y ha
atacado las siete puertas de esta muralla, reclamando el cetro paterno
y parte del territorio. Yo, para acabar la contienda, persuadí a mi hijo
que le diese un salvoconducto para venir aquí antes de empuñar la
lanza. El mensajero que se ha enviado dice que vendrá. Líbranos
pues, de estos males, ¡oh Zeus!, que habitas los esplendentes senos
del cielo, y reconcilia a mis dos hijos; que si eres sabio, conviene que
no hagas a los mortales perpetuamente desdichados. (Entra en e
palacio).
EL PEDAGOGO[162] (que aparece en el terrado
y habla dirigiéndose hacia dentro).
¡Oh noble Antígona, hija de ilustre padre! Ya que tu madre te ha
dado licencia para dejar la compañía de las vírgenes y subir a
terrado[163] del palacio, accediendo a tu deseo de ver el ejército argivo
detente para que yo explore las avenidas, por si aparece algún
ciudadano y me reprenden y me avergüenzan como a siervo y a t
como reina; todo lo he examinado, y te diré cuanto he visto y oído de
los argivos cuando fui a entregar a tu hermano el salvoconducto
primero de aquí para allá, y luego a mi vuelta. Pero ningún ciudadano
se acerca al palacio; sube por estas viejas escaleras de cedro, y mira
los campos y la corriente del Ismeno,[164] y la fuente Dircea,[165] y e
numeroso ejército enemigo.
ANTÍGONA (oculta todavía).
Dame, dame tu arrugada mano desde los peldaños en que te
hallas, para que pueda subir allá.
EL PEDAGOGO
Tómala, pues, ¡oh virgen! A tiempo has subido, que el ejército
pelásgico se mueve y sus cohortes se separan unas de otras.
ANTÍGONA (que aparece sobre el terrado).
¡Oh Hécate, hija veneranda de Leto! Todo el campo broncíneo[166
resplandece.
EL PEDAGOGO
Seguramente no viene Polinices desprevenido, que le acompañan
con estrépito muchos caballos e innumerables hoplitas.
ANTÍGONA
¿Están seguras las puertas del palacio y las barras de bronce que
defienden los muros de piedra construidos por Anfión?[167]
EL PEDAGOGO
No tengas miedo; por dentro está la ciudad bien fortificada. Pero
mira primero, si quieres saber lo que sucede.
ANTÍGONA
¿Quién es aquel del blanco penacho que va al frente del ejército
llevando en su brazo sin trabajo el pesado escudo de bronce?[168] ¡Es
uno de los jefes! ¿Quién es? ¿En dónde ha nacido? Di, anciano
¿cómo se llama?
EL PEDAGOGO
Dicen que ha nacido en Micenas, pero que ahora habita junto a la
laguna de Lerna,[169] y se llama el rey Hipomedonte.[170]
ANTÍGONA
¡Ay, ay! ¡Qué soberbio! ¡Qué temible es su aspecto, como el de un
gigante, hijo de la Tierra, con sus estrellas pintadas! No se asemeja a
los demás hombres.
EL PEDAGOGO
¿Ves a aquel jefe que atraviesa las aguas de Dirce?
ANTÍGONA
Distintas, distintas son sus armas; pero ¿quién es?
EL PEDAGOGO
Es Tideo,[171] el hijo de Eneo, que lleva en su pecho el Ares etolio.
ANTÍGONA
¿Este es, ¡oh anciano!, el marido de la hermana de la mujer de
Polinices? ¡Qué peregrino es el color de sus armas! ¡Es semibárbaro!
EL PEDAGOGO
Todos los etolios[172] llevan clípeos, y manejan bien la lanza.[173]
ANTÍGONA
¿Y cómo sabes esto, ¡oh anciano!?
EL PEDAGOGO
Observé las divisas de sus escudos cuando los vi al llevar a tu
hermano el salvoconducto; y como me acuerdo bien de ellos, los
conozco cuando los veo.
ANTÍGONA
¿Quién es ese que pasa ahora junto al monumento de Zeto,[174] de
cabellos rizados, feroz mirada y juvenil aspecto? Parece un jefe
porque le rodea y sigue armada muchedumbre.
EL PEDAGOGO
Ese es Partenopeo,[175] el hijo de Atalanta.[176]
ANTÍGONA
¡Que Artemisa, que veloz corre las selvas con Atalanta, su madre
lo mate con sus dardos por haber venido a devastar mi ciudad!
EL PEDAGOGO
¡Ojalá que así suceda, oh hija! Con razón vinieron aquí, sin
embargo, y temo que se la den los dioses.
ANTÍGONA
¿En dónde está el que nació de mi misma madre con destino
funesto? Dime, anciano muy querido, ¿en dónde está Polinices?
EL PEDAGOGO
Cerca de Adrasto,[177] junto al sepulcro de las siete vírgenes, hijas
de Níobe.[178] ¿Lo ves?
ANTÍGONA
No claramente; pero me parece que columbro su figura y como la
traza de su pecho. Ojalá que, cual ligera nube, pudiese atravesar e
aire con mis pies y llegar hasta mi hermano; con mis brazos, después
de tanto tiempo, rodearía el muy amado cuello de este mísero
desterrado. ¡Cómo se distingue de los demás por sus armas doradas
¡oh anciano!, brillando como los matutinos rayos del sol!
EL PEDAGOGO
Vendrá a este palacio a llenarte de gozo, que ya ha recibido
permiso para hacerlo.
ANTÍGONA
¿Quién es, ¡oh anciano!, ese que, sentado, rige un reluciente carro?
EL PEDAGOGO
Ese, ¡oh señora!, es el adivino Anfiarao,[179] y con él van víctimas
que serán ofrecidas a la tierra, ávida de sangre.
ANTÍGONA
¡Oh luna!, hija del sol, que ciñes cinturón espléndido, bella luz en
cerco de oro; ¡con cuánta modestia y serenidad aguija a los caballos
de su carro! ¿En dónde está el que ha proferido contra esta ciudad tan
atroces amenazas?
EL PEDAGOGO
Capaneo[180] examina ahora la entrada de las torres, y mide
escrupulosamente los muros.
ANTÍGONA
¡Oh Némesis,[181] y tú, Zeus, de horrísonos truenos, y de rayos que
disipan las tinieblas! Refrena su soberbia y castiga sus insolentes
palabras. ¿Entregará las cautivas tebanas a los guerreros de Micenas
y al tridente lerneo,[182] e impondrá el yugo de la esclavitud en las
aguas de Amimone, consagradas a Poseidón? Nunca, nunca, ¡oh
Artemisa veneranda!, hija de Zeus, de cabellos de oro, sufriré yo ta
servidumbre.
EL PEDAGOGO
Entra en el palacio, ¡oh hija!, y no salgas de tu gineceo, ya que has
tenido el gusto de ver lo que tanto deseabas. Una turba de mujeres se
encamina al palacio de los reyes, alborotada la ciudad. Maligno es po
naturaleza el sexo femenino, y por el más leve pretexto habla hasta la
saciedad; cierto placer sienten las mujeres en murmurar unas de otras
EL CORO (que llega de la ciudad).[183]
Estrofa 1.ª — He venido desde la isla Fenicia, dejando el mar Tirio
ofrenda escogida de Febo, para servir en su templo en las gargantas
del Parnaso, cubierto de nieves, atravesando en las naves el ma
Jónico, mientras el céfiro agitaba el aire en los estériles campos que
rodean a Sicilia, y resonaba armoniosamente.
Antístrofa 1.ª — Don grato a Apolo, he venido desde mi ciudad
predilecta a la tierra cadmea de los ínclitos Agenóridas,[184] y he
llegado a las murallas de Layo, fundadas por mis ascendientes. Como
a estatua dorada me han hecho sierva de Febo. Pero también es
verdad que me esperan las aguas de la fuente Castalia para lavar en
ellas mi cabellera, y gozar de estos virginales deleites al servicio de
Apolo.
Epodo. — ¡Oh peñasco brillante!, que despides dos llamas en las
báquicas cumbres consagradas a Dioniso, y tú, vid, que cada día
haces germinar pesados racimos de lozanas uvas; gruta divina de
dragón, rústicas cavernas de los dioses y sagrado monte, cubierto de
nieve.[185] ¡Ojalá que danzando en los coros de los dioses inmortales
pierda el miedo en los valles de Febo, en donde está el centro de la
tierra, lejos de la fuente Dircea!
Estrofa 2.ª — El fiero Ares me sale al encuentro delante de estas
murallas, y promueve contra esta ciudad (ojalá que no sucedan
bélicas matanzas. Comunes son los dolores de los amigos, y si algo
padece este país, fortificado con siete torres, también sufrirá la región
fenicia. ¡Ay, ay! La sangre es la misma, hijos son también de la
cornígera Ío,[186] y yo compartiré sus trabajos.
Antístrofa 2.ª — Densa nube de escudos fulgura en torno de la
ciudad, anunciando la sangrienta batalla que Ares dará a los hijos de
Edipo, y la destrucción con que amenazan las Furias. ¡Oh pelásgico
Argos! Tengo miedo al poder y a la venganza divina: el que armado
pide su palacio, no ataca sin justicia.
POLINICES (con la espada desenvainada,
y mirando receloso a todas partes).
Con facilidad me abrieron paso los guardas de las puertas y me
dejaron entrar en la ciudad, y por lo mismo temo algún lazo, y que no
pueda escaparme sin derramar mi sangre. Miraré, pues, a todas
partes, no sea que me armen asechanzas. En la diestra traigo m
espada, y mi osadía me salvará. ¡Hola! ¿Quién es aquel? ¿Me asusta
acaso el ruido? Todos son peligros para los que se atreven a pisa
tierra enemiga. Confío ciertamente en mi madre, y desconfío de ella a
mismo tiempo, por haberme persuadido que viniese aquí, fiado en su
palabra. A mano está el socorro, que hay cerca altares, y un palacio
no abandonado. Vamos, guardaré mi espada en la oscura vaina, y
preguntaré a las que veo junto a la regia morada. Mujeres extranjeras
decidme: ¿de dónde habéis venido a este país griego?
EL CORO
La Fenicia es la patria que me crió. Los nietos de Agénor, como
presente escogido del botín de su victoria, me enviaron al servicio de
Febo, y cuando el ínclito hijo de Edipo deseaba que fuese a venerar e
oráculo y a las aras de Apolo, atacaron a la ciudad los argivos. Dime tú
ahora quién eres, y a qué vienes a las torres de las siete puertas de
Tebas.
POLINICES
Mi padre es Edipo, el hijo de Layo; mi madre Yocasta, hija de
Meneceo, y el pueblo tebano me llama Polinices.
EL CORO
¡Oh tú!, de la misma sangre que los hijos de Agénor, mis señores
que me han traído aquí. De rodillas te adoro, ¡oh rey!, según se
acostumbra en mi patria. Largo tiempo has tardado en venir al lugar de
tu nacimiento. Dueña veneranda, ven corriendo, abre las puertas. ¿Me
oyes, madre que diste a luz a este? ¿Por qué tardas en salir de los
altos atrios y abrazar a tu hijo?
YOCASTA
Al oír, ¡oh vírgenes!, estas voces fenicias[187] dentro del palacio
vengo arrastrando mis trémulos pasos. ¡Oh hijo!, al fin veo tu rostro
después de largo tiempo, después de muchos días; que mis brazos
maternales opriman tu pecho; déjame besar tus mejillas, y que tus
rubios y rizados cabellos den sombra a mi cuello. Bendigamos
bendigamos a los dioses, que te traen a mis brazos contra toda
esperanza. ¿Qué te diré? ¿Cómo, palpándote todo con mis manos y
hablándote al mismo tiempo, podré en múltiple deleite recordar mis
antiguas alegrías? ¡Oh hijo, hijo mío, que dejaste desierto el hoga
paterno, y sin razón fuiste desterrado por tu hermano! ¡Cuánto te
echan de menos tus amigos! ¡Cuánto la ciudad de Tebas! Desde
entonces corto sollozando mis blancos cabellos en señal de duelo, y
no me he puesto blancos vestidos, ¡oh hijo!, sino estos negros y
tenebrosos paños. Pero el anciano ciego, víctima de su profunda
pena, no viendo unidos a sus dos hijos como a dos novillos de una
misma yunta, hoy separados, se precipita sobre su espada para darse
la muerte, y prepara lazos en el techo, arrepentido de las maldiciones
que ha fulminado contra vosotros, y siempre se oculta en las tinieblas
dando gritos y sollozos. Ya sé, ¡oh hijo!, que te has casado y disfrutas
de los placeres conyugales, teniendo en palacio extranjero parientes
también extranjeros, motivo de tristeza y de disgusto para mí y para e
linaje del viejo Layo. Ni yo encendí en tus bodas las nupciales
antorchas, con arreglo a nuestras leyes, y como lo hubiese hecho una
madre más afortunada, ni te lavaron las ondas del Ismeno, ni se
celebró en Tebas con cantos la entrada de tu esposa. ¡Oh! Que todo
esto se acabe, o por el hierro, o por la discordia, o por tu padre
también interesado en ello, o por el destino, que fijó su eterno asiento
en el palacio de Edipo, que yo soy víctima de los tormentos que estos
males producen.[188]
EL CORO
Doloroso es el parto de las mujeres, y sin embargo, todas aman a
sus hijos.
POLINICES
Prudente he sido, e imprudente, ¡oh madre!, en venir adonde
estaban mis enemigos; pero una fuerza irresistible nos obliga a todos
a amar a nuestra patria; quien otra cosa dice habla por hablar, pero no
lo siente. Miedo y temor tengo a un tiempo de que mi hermano me
mate a traición, y por esto he atravesado la ciudad mirando a todas
partes, y llevando en mi diestra la espada. Tranquilízanme, sin
embargo, la tregua y tu palabra, que me facilitaron la entrada en las
murallas paternas. Mucho he llorado al venir, viendo al cabo de tanto
tiempo los templos y las aras de los dioses, y los gimnasios en que me
eduqué, y la fuente Dircea, de todo lo cual fui despojado sin derecho
habitando desde entonces en una ciudad extranjera, convertidos mis
ojos en fuentes de lágrimas. Ya te contemplo, ¡oh madre!, víctima de
incesantes dolores, con la cabeza rapada y llevando negros vestidos
¡Ay de mí y de mis males! ¿Qué desgracia es comparable al odio entre
los que habitan bajo un mismo techo? Y ¿qué más difícil que su
reconciliación, cuando llegan a aborrecerse? Y mi viejo padre, ¿qué
hace en el palacio solo en las tinieblas? ¿Y mis dos hermanas?
¿Lloran mi mísero destierro?
YOCASTA
Algún numen maléfico se ensaña en el linaje de Edipo desde que
yo tuve hijos contra la voluntad divina, y tu padre se casó, y tú naciste
Pero ¿de qué sirven estos recuerdos? Suframos nuestro destino
Temo y deseo a un tiempo preguntarte por no afligir tu ánimo.
POLINICES
Pregunta sin cuidado cuanto quieras; tu voluntad, ¡oh madre!, es
también la mía.
YOCASTA

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