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State Politics and
Public Policy in
Eastern Africa
A Comparative Perspective
Edited by
Gedion Onyango
State Politics and Public Policy in Eastern Africa
“This book builds on the rich and rigorous academic tradition established by,
among others, Joel Barkan, John Okumu, and Goran Hyden to lend insights into
regional political and socioeconomic trends. The book brings young and emerging
scholars to examine diverse governance, social protection, public sector reforms
and regional integration themes. More pertinent, the book competently incorpo-
rates contemporary issues of growing concern such as climate change, terrorism,
science, and technology. I highly recommend it to academics, students, and lay
audiences.”
—Gilbert M. Khadiagala, Jan Smuts Professor of International Relations,
University of the Witwatersrand, South Africa
“This book brings to life African politics and public policy. It highlights key differ-
ences in political systems based on two key elements—State capacity and legiti-
macy. The first connotes state formation and building processes and subsequent
policy responses. Legitimacy highlights accountability, transparency and policy-
making. Its approaches comprise historical and institutional perspectives.
Historically, it maps policy legacies in Africa, reflecting the context and how they
have evolved over the recent decades. The institutional perspective focuses on
African states and how it has evolved in addressing various policy issues like social
cohesion and welfare. The textbook is ideal for undergraduate and postgraduate
students and practitioners interested in African politics and policymaking
dynamics.”
—Ishtiaq Jamil, Professor, Department of Administration and Organization
Theory, University of Bergen, Norway
“With a point of departure in the region’s increased political confidence, this vol-
ume offers a refreshing perspective on state-formation and policy-formulation in
Eastern Africa. Without neglecting the many policy challenges, a common thread
in the chapters is the political stability and economic growth, which the Eastern
African countries have experienced in the new century. Contributions from a vari-
ety of very accomplished researchers, primarily based in the region, tackle a series
of important policy issues using a much needed political lens. This is no small
achievement, and I highly recommend the volume to scholars and students of
Eastern Africa.”
—Anne Mette Kjær, Professor, Department of Political
Science, Aarhus University, Denmark
“This book is perhaps the most comprehensive coverage of politics and public
policy in a single African region. Scholars with diverse academic and national back-
grounds have addressed the problem of a dearth of readings in contemporary
African politics and public policy. Each contribution lays bare the centrifugal forces
that have perennially undermined the institutionalisation of the African state’s
politics and public policy. Gedion Onyango has aptly blends case studies into a
comparative framework, finding an appropriate nexus between the unique and the
common. This book is a must-read for those interested in the interaction between
politics and policy in Africa.”
—Philip O. Nying’uro, Associate Professor of Comparative
Politics and Area Studies, Department of Political Science
& Public Administration, University of Nairobi, Kenya
© The Editor(s) (if applicable) and The Author(s), under exclusive licence to Springer
Nature Switzerland AG 2023
Open Access Chapters 16 and 20 are licensed under the terms of the Creative Commons
Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/).
For further details see licence information in the chapter.
This work is subject to copyright. All rights are solely and exclusively licensed by the
Publisher, whether the whole or part of the material is concerned, specifically the rights of
translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on
microfilms or in any other physical way, and transmission or information storage and retrieval,
electronic adaptation, computer software, or by similar or dissimilar methodology now
known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc. in this
publication does not imply, even in the absence of a specific statement, that such names are
exempt from the relevant protective laws and regulations and therefore free for general use.
The publisher, the authors, and the editors are safe to assume that the advice and information
in this book are believed to be true and accurate at the date of publication. Neither the
publisher nor the authors or the editors give a warranty, expressed or implied, with respect to
the material contained herein or for any errors or omissions that may have been made. The
publisher remains neutral with regard to jurisdictional claims in published maps and
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The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
To
Emily
and
The kids:
Amor and Mich
Foreword
Policy and politics are conventionally viewed as two separate fields. The
former inspired by the discipline of economics and is foremost about opti-
mising choices; the latter, drawing more from sociology, is about legiti-
mate allocations. This distinction makes sense in the study of already
institutionalised political systems, notably mature democracies. The
broader parameters that determine choice are stable and respected by pol-
icy actors. The situation is different in political systems that are still in flux
either because society is undergoing transformation or because the mode
of governance is contested. Here policy is shaped by politics in ways that
are often unpredictable. Optimisation is compromised in the interest of
such concerns as political stability and social order.
African countries belong to this latter category. Policy goals and politi-
cal objectives collide. Efforts by the international donor community to
develop governance to make policymaking more effective have yet to pro-
duce their stated aim. This does not mean that there is a lack of progress.
African countries have matured in the last twenty years by showing that
they can produce their own policy agenda and establish participatory
forms of governance. There is still variation among the countries: some
have been quite successful in making the transition, others are still strug-
gling. There is a will in government circles and a demand for more democ-
racy among citizens. This bodes well for the future.
This volume is addressing the many issues that Africa’s transition is rais-
ing and what it means for policymaking. It covers a wide range of policy
areas and shows both the constraints and the opportunities that countries
face as they try to move on. The focus on Eastern Africa is important
vii
viii FOREWORD
because the sub-region has many features that need to be fully researched
in a comparative manner. To be sure, countries differ in many respects—
for example, South Sudan is very different from Kenya and the Democratic
Republic of Congo from Ethiopia. The editors and authors are not afraid
of tackling this variety and producing a volume that is rich in empirical
detail and bold in theorisation.
There is a general lack of good textbooks that cover policymaking in
Africa. This book is filling a sizable void and should be of interest to schol-
ars of policy and politics, especially those in Eastern and Southern Africa.
Goran
Gainesville, FL, USA Hyden
Acknowledgements
ix
Contents
1 Towards
the Africa We Want! The Changing State Politics
in Africa 3
Gedion Onyango
2 State
Politics and Public Policy in Africa: A State
Transformation Perspective 21
Gedion Onyango
3 Divergent
Identity and State Formation in Eastern Africa:
Legitimacy and Policy Performance 53
Redie Bereketeab
4 The
“Boomerang Effect”: Lessons Learned from Power
Sharing in Kenya and Zimbabwe 75
Matthijs Bogaards
xi
xii Contents
5 Secessionist
Claims and State-Building: The Emergence
and Trends in Eastern Africa 99
George Katete
6 Ethio-Sudanese
Relations: Revisiting Civil Wars,
Refugeeism and Foreign Policy in Eastern Africa119
Alemu Asfaw Nigusie
7 Confronting
Terrorism and Violent Extremism in Eastern
Africa137
Mumo Nzau
8 The
People’s Defence Forces (Military) and State-
Building Politics in Eastern Africa157
Musambayi Katumanga
9 The
Past and Present of Public Sector Reforms in Eastern
Africa183
Peter Wanyande and Nangidi V. Okumu-Ojiambo
10 Imperilled
Welfare States of Eastern Africa: A
Comparative Analysis of the Policy Legacies of Taxation
Politics in Kenya and Uganda207
Lyla Latif
11 Social
Cohesion, Politics and Governance in East Africa:
Evidence from Afrobarometer Surveys231
Paul Kamau
Contents xiii
12 Politics
of Social Protection: The Visible, Invisible and
Ignored Citizens255
Winnie V. Mitullah and Logan Cochrane
13 How
and Why Women Legislators Miss Out on
Legislative Leadership Roles: Gender Equality Policies
and Legislative Influence in Kenya279
Zedekia Sidha, Taji Shivachi, and Justine Mokeira Magutu
14 Civil
Society Organisations’ Policy Entrepreneurship
Roles in Kenya and Uganda’s Housing Policies305
Justine Mokeira Magutu
15 Science
and Technology and Development in Eastern
Africa—From Rhetoric to Actions: Citizens’ Agency in
the Implementation of STIs Policies325
Bitrina Diyamett
16 Climate
Governance in Eastern Africa: The Challenges
and Prospects of Climate Change Adaptation Policies347
Raphael Mulaha Kweyu, Shilpa Muliyil Asokan, Ronald
Boniphace Ndesanjo, Joy Apiyo Obando, and Madaka
Harold Tumbo
17 Intergovernmentalism
Versus State-Centrism in Supra-
national Governance: The Eastern Africa Economic
Integration in Perspective373
Henry Amadi
18 Is
the African Continental Free Trade Area (AfCFTA) a
Friend or Foe of East African Development?393
Julius Kiiza
xiv Contents
19 A
Governance Discourse in China’s Development Finance
Assistance in Eastern Africa415
Oscar M. Otele
20 The
Evolution of the Political Dimension of EU
Co-operation with Eastern Africa435
Liisa Laakso
Index453
Notes on Contributors
xv
xvi NOTES ON CONTRIBUTORS
Tank; and board member for the African Network for Economics of
Learning, Innovation and Competence Building Systems (AfricaLICS).
Academically, Bitrina—basically a natural scientist—holds a Master’s
Degree in Science and Technology Policy from Lund University, Sweden,
a degree obtained in 1993. She also has a PhD in Development Studies,
focusing on innovation and development, from the University of Dar es
Salaam—a degree obtained in 2010.
Paul Kamau, PhD is an associate research professor at the Institute for
Development Studies (IDS) University of Nairobi. He holds a PhD in
Development Studies (UoN), MSc. in Economics (UZ) and BA in
Economics (UoN). He teaches and conducts research in Development
Economics, Regional Integration and Trade, Global Value Chains,
Industrial Development, Political Economy Analysis, Informal Sector and
Human Development. Among the many research projects that Prof.
Kamau is currently engaged in include Afrobarometer Surveys, where he
is the National Investigator in Kenya; Access to Justice among poor and
vulnerable groups in Kenya; Solar—electronic waste management;
Devolution, citizen engagement and service delivery in Kenya, etc. He is
also the country team leader for the World Economic Forum—Global
Competitiveness Report in Kenya. He is also the country director for the
Advanced Masters in International Development (AMID) programme, a
collaborative training programme between University of Nairobi and
Radboud University, Netherlands.
George Katete, PhD is a lecturer at the Department of Political Science
and Public Administration, University of Nairobi, Kenya. Dr Katete
undertook consultancy for the African Union and the UNDP on the sta-
tus and dimensions of peace and development in the East Africa region—
generating the Eastern Africa regional report in 2014. He cooperates with
academics within Kenya and at the international levels in joint research
and participation in conferences to disseminate knowledge and exchange
programmes beneficial for capacity development. He has participated in
numerous international and local conferences, where he presented theo-
retical and policy-relevant papers that inspire knowledge and progress. Dr
Katete researched the role of state and non-state actors in peace and
development in the East and Horn of Africa nations (Sudan, South Sudan,
Kenya, Ethiopia and Uganda) in peace processes in Sudan after the end of
the second civil war. He has won various academic grants.
xviii NOTES ON CONTRIBUTORS
We will suppose that you have already a desk. Make two upright
rows of bookshelves far enough apart to allow the desk to be placed
between them. Shut off the lower part of the shelves, on each side,
with a door, which may be decorated with iron hinges or blackened
metal. These false hinges are of course placed against the real ones
on which the door swings, and are purely ornamental. These little
closets make fine places in which to store unsightly books and
magazines which look untidy but which one always wants to keep.
There is a shelf over the top of the desk on which could be placed a
row of plates, a tankard, or photographs; and a poster or nice little
etching would give interest to the big panel. This panel, by-the-way,
need not be made of wood, but could be closed in by a piece of
colored burlap or buckram. The case would then have to be braced
by three slats of wood nailed across the back behind the buckram.
When completed it will appear as shown in Fig. 23.
A Bracket-clock
A Mantel-clock
A Wall-clock
An attractive wall-clock is shown in Fig. 4, page 327. With a
movement having a fifteen-inch pendulum, the case should be ten
inches wide, twenty-four inches high, and four inches deep. A
circular opening is made at the upper end of the box, and an oblong
one at the lower end through which the pendulum may be seen. The
box is covered with burlap in some desirable shade; it is applied with
glue and large-headed nails, or dummy heads.
The ornamental design is cut from sheet-lead and applied with
slim, steel-wire nails. The frame around the lower opening is cut from
lead and applied over a piece of glass which is cut and fitted to the
opening. The stems to the buds are made of thin telegraph wire,
bent to the proper shape, and applied with small staples made from
pins.
The top is cut from white-wood five-eighths of an inch thick; it
overhangs the sides and front two inches. Where the top is applied
to the body of the clock, the joint is hidden with a small strip of
moulding, or a dowel mitred at the corners, and attached with slim,
steel-wire nails.
The large nail-heads all along the edges are made from sheet-lead
beaten to represent wrought-iron bellows-nails, and fastened on with
thin, steel nails, and afterwards painted black.
The bottom of the box should be arranged on hinges, and caught
with a small bolt so that it may be dropped in order to start the
pendulum, and also to adjust the screw at the bottom of the rod.
A pleasing combination of colors for this case will be light, olive-
green burlap, black metal-work, and old-brown wood-work. The
pendulum-ball may be of bright brass or blackened. Equally effective
are combinations of red burlap and brass trimmings, or old-gold-
colored burlap and Pompeian-green metal-work, made by tinting all
the metal parts with a light and dark olive-green paint blended
together on the parts.
A High Wall-clock
For the space over a mantel, or wherever it may be convenient to
hang it, a substantial high wall-clock is shown in Fig. 5. It is ten
inches wide, thirty inches high at the front, and four inches deep,
with the bracket-ends and the fancy top-pieces extending five or six
inches beyond the body of the clock at top and bottom.
In construction it is somewhat on the lines of the “mission”
furniture, the pieces being tongued and pinned, with a heavy slatted
front.
The wood-work is five-eighths of an inch in thickness. The cross-
rails are two inches in width, and the upright ones and the lattice are
one and a quarter inches in width. The ends of the cross-pieces are
shaped as shown in Fig. 6. When passed through mortises cut in
front of the side boards they are held in place with wooden pins.
At the back, near the top and bottom, two-inch cross-strips are let
into the side boards. The ends should project two inches beyond the
boards at both sides, and holes are made in them through which
screws are passed to anchor the clock to the wall.
An eight-day movement, with a twelve-inch pendulum, is made
fast to a back-board, and on the front-board, to cover a hole eight
inches in diameter, a large dial and glass are fastened.
HANGING AND MANTEL CLOCKS
The ornament at the sides and on the front-board around the dial
is cut with a carving-chisel, and tinted to darken the lines. Stain and
varnish will be a desirable finish; or the stain alone may be used
should an old, dull appearance be desired.
An Odd Mantel-clock
The design for a mantel-clock that is odd in shape and striking in
appearance is shown in Fig. 7. It is seven inches wide at the top,
underneath the cap, and ten inches across at the base. In width it
varies from three inches at the top to four and a half inches at the
base.
The case is made from three-eighths-inch white-wood and joined
with glue and nails. The top is of core-moulding that may be had at a
carpenter-shop or planing-mill. It is mitred to fit at the front and ends.
The metal straps are of lead and the ornament is tinted and
outlined. A great deal of the beauty of this design is in its coloring,
and, unfortunately, this cannot be reproduced. The wood-work is in
light golden-brown, the buds in orange, toning down to a deep red at
the base, or similar to the colorings of the California poppy. The
stems and leaves are in several shades of green, and the entire
ornament is lined by the pyrographic-point, or painted with a line in
dark brown. The straps, nails, and glass frame are in dead black,
and the cap-moulding is in a darker shade of brown than that
employed for the body color of the case. A pale, old-pink dial, on
which black numerals are painted, completes this harmonious color-
scheme.
A Shelf-clock
An Old-style Timepiece
A Light-screen
A Fire-screen
The uprights are of wood two inches square, and the cross-rails
are seven-eighths of an inch thick and two inches wide. The joints
are mortised and tenoned, and held with screws and glue, while the
apparent fastenings are large, round, mock nail-heads. The feet are
cut from hard-wood seven-eighths of an inch in thickness, as shown
in Fig. 3, and attached to the bottom of the upright posts with glue
and screws, the vertical edges of the feet being let into a lap cut in
the posts. Each foot will then measure eighteen inches across at the
bottom, and twelve inches high from the floor to the top of the lap cut
in the posts.
Leather, burlap, denim, tapestry-cloth, or any good covering fabric,
may be used for the screen. This material should be tacked on the
top and bottom rail with large upholsterers’ tacks painted black.
A design may be lightly drawn on the fabric with a pencil, and
afterwards painted in oil or water colors, or the ornament may be
stencilled on with aniline colors, as described in Chapter XIX.
A Shoe-screen
A Bedroom-door Screen
A Heavy Fire-screen