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OUP CORRECTED PROOF – FINAL, 5/3/2019, SPi
Kant’s Revolutionary
Theory of Modality
Uygar Abacı
1
OUP CORRECTED PROOF – FINAL, 5/3/2019, SPi
3
Great Clarendon Street, Oxford, OX2 6DP,
United Kingdom
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It furthers the University’s objective of excellence in research, scholarship,
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Oxford University Press in the UK and in certain other countries
© Uygar Abacı 2019
The moral rights of the author have been asserted
First Edition published in 2019
Impression: 1
All rights reserved. No part of this publication may be reproduced, stored in
a retrieval system, or transmitted, in any form or by any means, without the
prior permission in writing of Oxford University Press, or as expressly permitted
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rights organization. Enquiries concerning reproduction outside the scope of the
above should be sent to the Rights Department, Oxford University Press, at the
address above
You must not circulate this work in any other form
and you must impose this same condition on any acquirer
Published in the United States of America by Oxford University Press
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British Library Cataloguing in Publication Data
Data available
Library of Congress Control Number: 2018962720
ISBN 978–0–19–883155–6
Printed and bound in Great Britain by
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Links to third party websites are provided by Oxford in good faith and
for information only. Oxford disclaims any responsibility for the materials
contained in any third party website referenced in this work.
OUP CORRECTED PROOF – FINAL, 5/3/2019, SPi
Contents
Introduction 1
viii
The last decade has witnessed an explosion of interest in Kant’s views on modality,
which, valuable exceptions in German such as Guido Schneeberger (1952) and
Bernward Grünewald (1986) notwithstanding, had not previously been intensively
studied in the vast literature on Kant. Thanks to a new generation of Kant scholars
including Ian Blecher, Andrew Chignell, Toni Kannisto, Jessica Leech, Tobias
Rosefeldt, Timothy Rosenkoetter, Nicholas Stang, and Reed Winegar, different
aspects of Kant’s theory of modality have recently been brought to the attention of
the Kant community as well as the wider philosophical audience. Stang’s excellent
book (2016) was the first book-length study dedicated solely to Kantian modality in
English. I intend this book to complement my own work on the subject and
contribute to the ongoing efforts of this dynamic group.
I have been working on Kant’s treatment of modal notions for more than a decade.
My first fascination with the subject goes back to my graduate studies at Boğaziçi
University, İstanbul. İlhan İnan was first to direct my attention to the intriguing
question of what it means to exist, and Stephen Voss and Lucas Thorpe helped me
refine my initial thoughts on Kant’s theses on existence that result in my first
publication (2008). My gradual realization that Kant’s theses on existence constitute
the crux of a much more comprehensive theory of modality came to motivate my
doctoral dissertation at the University of Pennsylvania. An important portion of my
ideas in this book are rooted in my dissertation in one way or another. I am forever
grateful to my dissertation supervisor Paul Guyer. He masterfully guided my voyage
through the stormy oceans of Kant’s philosophy to the safe shores of interpretive
clarity and truth. My other advisors, Karen Detlefsen and Charles Kahn, provided me
with generous support and insightful feedback on my narrative regarding the broader
history of modal thought in Western metaphysics. Andrew Chignell helped me
immensely as my external reader. Without Andrew’s criticisms and suggestions,
I would not have recognized some of the important intricacies of Kant’s account of
real modality in my dissertation. I would also like to thank The Woodrow Wilson
National Fellowship Foundation for generously awarding me the Newcombe Fellow-
ship in support of my dissertation project.
I first conceived the idea of developing my dissertation into a book during my two
years of teaching at the University of British Columbia. The writing process took
place during my three years at the University of Richmond and two years at the
Pennsylvania State University. I benefited from the generous support of these three
institutions, the input of my colleagues, and the insightful questions of my students
who took my graduate and undergraduate seminars on Kant’s theoretical philoso-
phy. I am especially thankful to my current department at Penn State for hosting and
funding a manuscript review workshop in October 2017. The participants, Amy
Allen, Brady Bowman, Christopher Moore, Emily Grosholz, Mark Sentesy, and
Timothy Rosenkoetter, provided me with extremely helpful substantial, organiza-
tional, and stylistic feedback on a complete draft of this book. Ben Randolph, Reed
OUP CORRECTED PROOF – FINAL, 5/3/2019, SPi
Winegar, and Mike Nance have also been generous enough to read and comment on
the drafts of various individual chapters.
I am indebted to Peter Momtchiloff of Oxford University Press for believing in this
project from the very beginning and navigating me through a smooth review and
publication process. Thanks also to two anonymous readers for their meticulous
notes and constructive suggestions on the whole of the manuscript. I believe the
revisions made as a result of the readers’ reports substantially improved the manu-
script. I would also like to thank the following publishers for permission to reuse
some material from my previously published papers: thanks to Cambridge University
Press for ‘Kant’s Only Possible Argument and Chignell’s Real Harmony’ (Kantian
Review 19(1):1–25, 2014) used in chapter 4; thanks to John Wiley and Son for ‘The
Coextensiveness Thesis and Kan’s Modal Agnosticism in the “Postulates” ’ (European
Journal of Philosophy 24(1): 129–58, 2016), used in chapter 8; and thanks to John
Hopkins University Press for ‘Kant, The Actualist Principle, and The Fate of the Only
Possible Proof ’ (Journal of the History of Philosophy 55(2): 261–91, 2017), parts of
which appeared in chapters 4 and 8.
Finally, I would like to express my gratitude to the very special people in my life.
I am so lucky to have the parents I have, Bedriye and Ali Abacı, who understood and
supported my rather drastic and risky career shift from engineering to philosophy.
This book would not have been really possible without the emotional and intellectual
inspiration of Kathleen Harbin. She has given me her constant and loving patience at
every single stage of the development of this project, from an early dissertation draft
to a complete book manuscript, and kept me going even at times of deep frustration
with my own writing. The entire process of writing in the last five years has also made
me realize once again that I have such great friends as Sanem Soyarslan, Gaye
Çankaya Eksen, Kerem Eksen, Aslı Silahdaroğlu Bekmen, and Ahmet Bekmen.
Though each was deeply engaged in their own scholarly projects, they have been so
kind as to put up with my ceaseless preoccupation with this project throughout.
OUP CORRECTED PROOF – FINAL, 5/3/2019, SPi
Introduction
Although interest in Kant’s views on modality has surged only recently, Kant had a
great deal to say about modal notions throughout his long philosophic career, from
his early works of the 1750s and 60s to his critical works. While there may also be
various reasons to be interested in Kant’s recurrent discussions of modality from the
viewpoint of contemporary epistemology and metaphysics of modality, as Jessica
Leech and, to some extent, Nick Stang demonstrate in their works, they deserve
particularly special attention from both broader historical and Kant scholarship
points of view. For not only do these discussions constitute a genuine turning
point in the history of modal thought, but they also provide a framework for a
novel interpretation of Kant’s philosophical trajectory.
This book will approach the subject of Kantian modality from these broad and
narrow historical angles. I aim to offer a comprehensive study of Kant’s views on
modality by i) locating these views in their broader historical context; ii) establish-
ing their continuity and transformation across Kant’s precritical and critical texts;
iii) determining their role in the substance as well as the development of Kant’s
philosophical project. I make two overarching claims. First, Kant’s precritical views
on modality, which are critical of the tradition only from within its prevailing
paradigm of modality and are thus revisionist in character, develop into a histor-
ically revolutionary theory of modality in his critical period. Second, this revolu-
tionary theory of modality is not only a crucial component of Kant’s critical
epistemology, simply as one among its other major doctrines, but it is in fact
directly constitutive of the critical turn itself. Thus, tracing the development of
Kant’s conception of modality provides us with an alternative reading of Kant’s
overall philosophical development.
Kant presents his precritical views on modal notions mostly in the context of his
critique of the ontological argument for the existence of God. Western metaphysics
in general, and the ontotheological tradition in particular, with its different versions
of the ontological argument, construed existence and modal notions as fundamental
ontological predicates expressing different modes or ways of being of things. The
Kant of the early 1760s shows some signs of breaking with the tradition, for instance,
when he famously claims in The Only Possible Argument (1763) that “existence is
not a predicate or determination of a thing” (Ak. 2:72), and, even more strongly,
when he defines existence as a predicate “not so much of the thing itself as of the
thought which one has of it” (Ak. 2:72). Yet, these reflections on existence are
oriented toward revising the ontological argument and thus toward reviving rather
than dismantling the ontotheological project of proving God’s existence from mere
concepts. Therefore, despite his immensely important discovery that existence should
be reinterpreted as a feature of our representational relation to objects, the precritical
OUP CORRECTED PROOF – FINAL, 5/3/2019, SPi
Kant mostly neglects the groundbreaking implications of this discovery for modal-
ity in general. Ultimately he remains within the traditional paradigm, conceiving
modal notions in ontological terms.
However, in the mid to late 1760s, Kant starts realizing the truly novel character
of his discovery and its radical implications for all modal notions. He begins to lay the
ground for a revolutionary theory of modality that will find its fullest and most
systematic articulation only in the Critique of Pure Reason (CPR). This theory of
modality primarily consists in breaking with the traditional paradigm by redefining
modal notions as features of our conceptual representations of objects rather than as
features of objects themselves. Thus, on Kant’s revolutionary paradigm, the modality
of an object involves a certain reference or relation to the cognitive subject. Possi-
bility, actuality, and necessity all express different modes or manners in which our
conceptual representations of objects are related to our cognitive faculty. Accord-
ingly, the modal assertion of an object does not specify a predicate of that object but
rather asserts or ‘posits’ its representation in relation to the conditions of our
cognition of objects in general. The modal differences between possibility, actuality,
and necessity therefore amount to different ways in which this relation holds, and not
to the differences in the contents of our representations of objects.
This revolutionary theory of modality is indeed central to Kant’s overall theory
of knowledge in the CPR, despite the tendency among classical commentators to
diminish or altogether ignore its importance. More crucial and even more neglected,
however, is that Kant’s modal breakthrough is indispensable to the origination and
development of the critical project itself. The revolutionary shift in Kant’s conception
of modality begins to unfold earlier than, and independently of, his earliest formulation
of the very idea of a critical turn in philosophy in his famous letter to Markus Herz of
1772. Thus, the former cannot be explained as a logical consequence of the latter. On
the contrary, the shift in Kant’s conception of modality is constitutive of the critical
turn. Kant’s radical idea that modal notions pertain to our representations of things
and thus involve an ineliminable reference to the cognitive subject is what forces him to
transform the guiding question of his philosophy from the ontological question, ‘what
does it mean to be possible?’, into the transcendental question, ‘under what conditions
can objects be related to our cognition?’, as he articulates it in the letter to Herz.
Moreover, by the late 1760s, the shift in Kant’s conception of modality has already
initiated the critical transformation in his understanding of rational theology as well as
metaphysics in general—at a point in time, therefore, before any clear announcement
of the critical turn itself. The radical critique and reconstruction of metaphysics and
theology in the Transcendental Ideal, by which Kant replaces the more revisionist and
immanent critique of ontotheology he espoused in the early 1760s, extends from this
transformation and turns on his revolutionary conception of modality. The latter, then,
can be read as a motor force of Kant’s overall critical project.
logical step, inferring the existence of God qua object from the concept of God. The
second line of objection, originated by Kant himself in The Only Possible Argument
(OPA) (1763) (and not by Gassendi as is often claimed), aims to block the argument’s
first step, by arguing that since existence is not a predicate or determination, it is
fallacious to introduce existence into the concept of God in the first place. On one
prominent interpretation, this thesis means that any object that instantiates a
concept necessarily also instantiates the predicate “exists,” presumably because
existence is a precondition of being an object at all, implying thereby that existence
is a first-order predicate that universally or unrestrictedly applies to all (and not a
subset of) objects. This, I argue, is exactly Gassendi’s view, but not at all Kant’s.
The upshot of Kant’s negative thesis is rather that existence is not a predicate of
any object and thus could not be contained in the intension or content of any
concept of an object. This separation of existence from the intensions of concep-
tual representations of things is the most consistently recurring aspect of Kant’s
reflections on existence. However, given Leibniz’s and Wollf ’s efforts to define
existence as an extrinsic denomination, I argue that the historical novelty of Kant’s
conception of existence does not lie in this negative thesis. Instead, the novelty is
to be found in his two positive theses, “Existence is a predicate not so much of the
thing itself as of the thought which one has of the thing” (OPA, Ak. 2:72), and
“Existence is the absolute positing of a thing” (OPA, Ak. 2:73). These theses point
to a radical discovery: existence is to be reinterpreted as a feature of conceptual
representations of things, i.e., the feature of being instantiated by an object outside
the representation; even more importantly, existence should be reinterpreted in
terms of a cognitive act, i.e., the cognitive act through which a representation is
asserted by the cognitive subject as instantiated by an object outside or distinct
from that representation. Unfortunately, however, the Kant of 1763 does not
pursue the groundbreaking implications of his positive account of existence for
modality in general. Instead, his early criticisms of the traditional understanding
of possibility and necessity remain revisionist, for they are primarily oriented
toward revising the ontological argument, rather than toward putting a definitive
end to the ontotheological project of proving God’s existence a priori. Conse-
quently, even though Kant strongly commits himself to the negative thesis that
‘existence is not a predicate or determination of a thing,’ he still remains within
the broad conception of modal notions as expressing fundamental ontological
features or modes of being of things.
Chapter 4 offers a reconstruction and analysis of Kant’s reformulated ontological
argument, which moves from the ‘actualist principle’ (AP), that every real possibility
must be grounded in actuality, to the conclusion that there exists a unique really
necessary being, i.e., the ens realissimum, which grounds all real possibility. This
argument turns on Kant’s rigorous distinction between real modality, i.e., possibility
and necessity of existence, on the one hand, and logical modality, i.e., possibility and
necessity of thought, on the other. The literature on this argument usually focuses
on the fact that the argument’s premises do not warrant the singularity of the ground
of all real possibility but allow a plurality of grounds, a problem Kant seems to fail
to address. While I too address this problem of singularity of the ground, I raise a
further question: what grounds the AP itself? The AP can be interpreted as an
OUP CORRECTED PROOF – FINAL, 5/3/2019, SPi
demonstration of the necessity of assuming the idea of such a being is his aforemen-
tioned shift in his conception of the AP from an ontological to an epistemological
principle, a shift that starts in the late 1760s but is only fully articulated in the
Postulates. Second, I discuss his refutation of the traditional ontological argument in
section 4 of the Ideal. I argue that Kant follows a multilayered strategy against the
ontological argument, consisting of a combination of two historical lines of objection,
only the second of which presupposes his negative thesis that existence is not a real
predicate, as well as an additional, third objection based on his further thesis that all
existential judgments are synthetic, albeit in a peculiar sense.
Finally, Chapter 9 focuses on the question of the absolute modality of things as
they are in themselves in light of the two striking modal commitments Kant makes
in §76 of the Critique of the Power of Judgment. First, Kant states the epistemic thesis
that while it is a necessary feature of our discursive understanding to distinguish
between the merely possible and the actual, an intuitive understanding would not
make modal distinctions and cognize only actual objects. Entailing a Spinozistic
notion of God, who could not represent mere possibilities and could not have
brought about a world other than the actual world, the epistemic thesis seems to
undermine divine freedom. Second, Kant states the metaphysical thesis that the
modal categories are merely subjectively valid for human discursive understanding
and thus noumena do not have modal properties. The metaphysical thesis seems to
undermine human freedom, a central commitment of Kant’s practical philosophy,
for if our noumenal selves do not have modal properties, our noumenal volitions
could not have been otherwise. I argue that both the metaphysical and epistemic
theses are rooted in Kant’s revolutionary theory of modality as reconstructed in
earlier chapters of the book. The mere subjectivity of modal categories directly
follows from the peculiar status that Kant consistently assigns to the modal categories
throughout the CPR. Accordingly, modal categories are distinct from other categories
in that instead of purporting to express the most fundamental ways things are, they
express the various ways in which the representations of objects are related to the
cognitive subject. This peculiarity is what makes modalization an exclusive feature of
a discursive mind to which representations of objects can be related in multiple ways
and whose cognition therefore displays a progressive structure of gradual incorpor-
ation of individual representations into a whole. This brings us to the essence of
Kant’s revolutionary theory of modality: modality is irreducibly relational, subjective,
and discursive by its very nature. Finally, I show that this way of understanding §76
as the ultimate articulation of Kant’s revolutionary theory of modality presents a
framework for the resolution of the tensions between the epistemic and metaphysical
theses, on the one hand, and divine and human freedom, on the other.
OUP CORRECTED PROOF – FINAL, 5/3/2019, SPi
OUP CORRECTED PROOF – FINAL, 5/3/2019, SPi
PART I
Modal Thought Prior to Kant
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A Fairy Tale.
Here we have Papa’s watch. There is a
Fairy in the Watch. Would you Like to Hear
her Sing? If you will Drop the Watch on the
Floor, the Fairy in the Watch will Sing the
Prettiest little Song you ever Heard and all
the Wheels will Buzz just as Funny as can
Be. When papa Comes home and finds the
Fairy has been Singing, maybe he will Ask
you to Step out into the Woodshed with him
on a Matter of Business.
An Epitaph.
❦
The Maid of Orleans.
Here is a Molasses jug. It is Full of
Molasses. How many Flies are there in
the Molasses? That is a Hard one to
Answer. Those flies will Look Proud
spread out on Sister Lucy’s buckwheat
Cakes in the Mornings. But Lucy will not
Care. She will pick them out of the Molasses with her Taper Fingers,
and Wipe them on the Bottom of her Chair. But if her Beau were
there she would Yell and say, Oh, how Horrid. The strength of a
Woman’s Stomach depends Largely on the surroundings.
Fancy vs. Fact.
Mabel is sitting at the Piano, and she is Singing a Song. The
Song Says he is Waiting for Her in the Gloaming. Mabel appears to
be giving herself Dead Away. He is Not Waiting for her In the
Gloaming at all. He has just Drawn a bobtail Flush, and he is
Wondering whether he had Better Pull out or stand in on a Bluff.
Mabel would Touch a Responsive Chord in his Bosom if she were to
Sing take Back the Hand which thou Gavest.
❦
Society as Reported.
This is a Recherché Affair. Recherché
Affairs are sometimes Met with in Parlors and
Ball Rooms but more Generally in the Society
Department of Newspapers. A Recherché
Affair is an Affair where the Society Editor is
invited to the Refreshment Table. When the
Society Editor is told his Room is Better than
his Company, the Affair is not Recherché.
❦
A Musical Genius.
Who is the Man? The Man is Admiral McLean
and he is Getting Ready to Sing. Can the Admiral
Sing? Those who have heard him Say he Can Not.
Has he ever Sung a Song Through? Nobody can
Tell. Why can Nobody Tell? Because every Body
walks Away when he Begins for to Sing.
The Nervy Drummer.
Is this a Brass Foundry? No, it is a Travelling Man. He carries big
Trunks all over the Country and Makes Love to Dining room Girls. He
has Been all Over and Under Europe and Taken in all the Great
Masters. He has Scoured the Alps clean. He can Tell more Smutty
Stories than a Politician, and he can get Bilin’ slower on More Liquor
than any Government official. The best Way to get along with the
Travelling men is to get along Without them.
❦
Lunar Lore.
The Moon is a Satellite. A Satellite is a
Sort of Associate Editor. It revolves around
Somebody Else and gets full on Four
Quarters. The Moon is a great Way from the
Earth. It would Take a Street Car
16,000,000,239 years to Make the
Distance. A Snail could Make it in half that
Time. Break a piece of Glass out of
Mamma’s mirror, Smoke it over the Lamp,
and look at the Moon through it.
❦
The Senator.
Here we have a Senator. He is a Proud
Bird. He has been Renominated and he is
Happy. And who is the Bird with the Senator?
It is one of his constituents. Is he Happy? Yes,
he too is Happy because the Senator is
Happy. But not too Happy. Just Happy
Enough.
A Colonial Accident.
Major André was a British officer. Benedict Arnold hired him for
Four Dollars a day to go as Spy into the American Camp and hear
the News. He carried important Papers in his Boots, and, upon being
Arrested by the Americans, the Papers were found. Then they said
they would hang him. He was sorry for what he had Done and Said
he was going to Heaven. He fell with a Dull, Sickening Thud. They
are going to Build a Monument to him, not because he did Wrong,
but because he got Caught.
❦
A Natural Mistake.
Is this an Ass? No, this is the Editor of a
paper at Central City. Oh, what a Mistake! No,
my Child, the Mistake was a Natural one. You
would not Insult an Ass, would you?
❦
Luminous Law.
Is this a fire? No, it is not a fire. It is the
Judge of the County Court. Why did you think it
was a fire? Because it looked so Red. The
Judge is a Nice Man. He writes Articles about
the Governor. You must not Mistake Him for a
Fire again. But you may Compare him with the
Warm, Sensuous glow of a Neapolitan Sunset.
“Oft in the Stilly Night.”
❦
A Sad, Sad Story.
The young Man is Reading a Letter and
seems Deeply Agitated. Maybe it is a Letter
from his Sweet-Heart, and she has Given him
the Grand Bounce. How his Breast Heaves and
how his Heart must Throb under his Celluloid
Shirt Front. The Letter is from His Tailor. Let us
not Invade the Secrecy of the poor Young man’s
Grief.