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Solder Joint Fatigue Studies Subjected to Board-

level Random Vibration for Automotive Applications


Valeriy Khaldarov Andy Zhang Dongji Xie Jeffrey Lee
ASONIKA, LLC Texas Instruments Nvidia Corporation iST-Integrated Service Technology
Tempe, AZ Dallas, TX Santa Clara, CA Hsinchu, Taiwan, R.O.C.
val@asonika-llc.com azhang@ti.com dongjix@nvidia.com jeffrey_lee@istgroup.com

Xue SHI Romuald Roucou Sushil Doranga Alexander Shalumov


Bosch Automotive Products NXP Semiconductors Lamar University ASONIKA, LLC
Suzhou P.R.China Nijmegen, The Netherlands Beaumont, TX Tempe, AZ
xue.shi@cn.bosch.com romuald.roucou@nxp.com sdoranga@lamar.edu alex@asonika-llc.com

Abstract—In this paper, a simplified methodology is presented has focused on the failure mechanisms and fatigue life
for the evaluation of test-to-failure board-level random prediction models under thermal loading, while relatively
vibrations using a combination of experimental and finite limited work has been allocated to high- and (more
element modeling techniques in calculating equivalent stresses importantly) ultra-high-cycle fatigue under vibration loading.
for SAC305 solder joints experiencing high- and ultra-high-cycle
However, some preliminary indication for the need for
fatigue usually found in the emerging automotive robo-taxi
industry. Some partial results that were obtained during this vibration fatigue test in the gigacycle range and above for the
study allow for an investigation of the effects of a printed circuit automotive applications has been reported in [1]. For the case
board geometry on possible failure modes of Pb-free solder of the robo-taxis, in particular, due to high cost of the bill of
joints. These results seem to confirm the findings that have been material (BOM) parts and very short life expectancy of the
reported previously by some researchers on the migration of a vehicle (about 3 to 4 years) [2] [3], there exists a significant
failure mode from the ductile fracture in the bulk solder to the opportunity to reduce the total cost of ownership when the old
brittle fracture of the intermetallic compound (IMC) layer due to printed circuit board assemblies (PCBAs) from the
the positive correlation between the tensile strength of the solder autonomous driving system computer can be reused for the
joint and the strain rate which may have occurred from high
new vehicles. This, in turn, raises significantly the
level of vibration and shock during the test. The generated data
points were then compared to the existing S-N (stress-life) fatigue requirement for the number of cycles to failure from random
curves for the SAC305 solder joints in order to assess whether vibration loading. For this type of loading, solder joints are
these curves can provide adequate results for the test vehicles amongst the most likely sites of occurrence of failure in case
fatigue life calculations. These preliminary results show that of thermo-mechanical and mechanical stresses, where the
more work is needed in both verifying the effect of a failure mode source of vibrations will come mainly from the rough surfaces
migration in the solder joints as well as developing additional over which the vehicles are used. As the failure of a solder
data points for S-N curve generation. This research is a interconnect can result in an open circuit, the failure of a
continuation of the study initiated by the JEDEC JESD22 single solder joint can result in drastic failure of the whole
working group.
component and the electronic system leading to sudden
Keywords—JEDEC, random vibration, printed circuit board downtime.
assembly, SAC305 solder joints, high- and ultra-high-cycle fatigue, The JEDEC JESD22 working group is in the process of
reusable electronics, S-N fatigue curves. updating the current vibration standard [4] placing an
emphasis on board-level vibration for RoHS compliant Pb-
I. INTRODUCTION free SAC305 solder joints. The present investigation is a
The emergence of new technologies provide ever more continuation of the study initiated by the working group and
challenges to assure the reliability of electronic products. In its previous results can be reviewed in [5].
the automotive industry, in particular, electronic hardware Second order solder interconnect stress investigation under
reliability is gaining more attention due to the development of dynamic loads has largely relied on finite element (FE) based
the autonomous vehicles, especially robo-taxis. Compared simulations. For example, global models have been
with traditional vehicles, robo-taxis have different use cases investigated using equivalent layers models in [6] and using
that include longer daily operation hours and mileage making smeared property models in [7] and [8].
existing industry standards ill-suited for their qualification. A large portion of research exists for high-cycle fatigue
Because these self-driving cars use sensing and computing when predicting fatigue life of electronic components exposed
technologies, their subsystems require strong computing to sinusoidal vibration. For example, Chen et al. [9] combined
capability and heavy xPU (CPU, GPU, FPGA etc.) usage. the vibration failure test, finite element analysis (FEA), and
Due to massive computing requirements thermal loading is theoretical formulation for the calculation of the electronic
considered to be the major cause of electronic component component’s fatigue life under sinusoidal vibration loading;
failures. Because of this, most of the published research work while Perkins and Sitaraman [10] used linear sweep vibration
that it requires an analyst to define an arbitrarily thin volume
on the solder ball (which can be very subjective) in order to
estimate the stress in the solder joint. In addition, the use of
the Segalman-Reese algorithm is not so straight forward as
demonstrated in [16].
In contrast to the previous research, a simplified
assessment methodology based on vibration tests and FEA to
predict high- and ultra-high-cycle fatigue life of electronic
components under random vibration loading is used in this
study based on the concept of a critical plane [17]. The
advantage of this method is that the resulting equivalent stress
will have a normal distribution with a mathematical expected
mean equal to zero, which makes it possible to use the
Rayleigh distribution for local amplitudes (extrema).
II. VIBRATION TESTS AND ANALYSIS
Two test vehicles with one specially designed ball grid
array (BGA) package and built-in daisy chain circuit
assembled on two PCBs with different geometries are used in
the vibration tests. The PCBA with its BGA package are
shown in Figure 1. The BGA component, 24.5!! ×
24.5!! , is mounted with 0.4!! diameter 769 lead-free
solder balls in 0.65!! pitch. The PCB for test vehicle 1
Figure 1: Details of a test vehicle (TV1) is made of FR4 with 77!! square board geometry and
1.0!! thickness. The PCB for test vehicle 2 (TV2) is also
made of FR4 with 140!! square board geometry and
1.6!! thickness. Lead-free solder 96.5Sn-3.0Ag-0.5Cu
(SAC305) were used in both test vehicles. This paper presents
a simplified fatigue life prediction procedure of SAC305
solder balls taking into account the strain rate responsible for
the failure mode migration from the ductile fracture in the
bulk solder to the brittle fracture of the IMC layer.
To perform vibration tests, the PCBA is mounted on the
shaker with metal standoffs screwed to four corner screw
holes, as shown in Figure 2. An event detector was used to
monitor the resistance of the daisy chain circuits continuously
throughout the test and to record the failure time. It is
assumed that an electrical discontinuity occurs when the
resistance threshold exceeds 1000"#$!% in a daisy-chain for
a period of 1"&% or more when there is a crack or cracks in a
solder joint detaching fully the interconnection path.
Figure 2: Experiment set-up of vibration tests. Random vibration was performed both numerically and
test to characterize the fatigue failure for ceramic column grid experimentally. The excitation given as input is a white noise
array (CCGA). (flat profile) with input PSD of 0.01976"' ( /)* over the
For typical random vibration simulations, Segalman-Reese frequency range of 10")* to 2000")* with the root mean
algorithm [11] [12] is used, which makes it possible to obtain square (RMS) acceleration of 6.27"+,-3. The excitation is
root mean square (RMS) values for the equivalent stress given at the four support locations on the bottom side of the
corresponding to the Von Mises hypothesis. The stress values board and it is applied in vertical (z-direction) in all
generated from this algorithm obey widely used 3-sigma rule experiments and vibrations are measured in this direction.
[13]. However, since the sigma level stresses are statistical The reported time to failure hours for TV1 were 3.2, 3.9 and
quantities, the Segalman-Reese algorithm together with the 11.8; while the time to failure hours for TV2 were 13, 15.2,
Steinberg’s 3-sigma rule provides only a rough estimate for 15.5, 35.3 and 55. The WeibullR package in version 0.99.902
fatigue life calculation, as shown in [14]. For example, Yu et of RStudio [18], using R programming language was used to
al. [15] obtained the volume-average stress response power generate time to failure Weibull plots for TV1 and TV2. The
spectral density (PSD) to estimate the cumulative damage of combined plots for the two test vehicles are shown in Figure 3.
the solder joint. The major drawback of such an approach is This figure shows that the Weibull shape parameter, 8 , is
(a) (b)
Figure 4: Top side (a) and bottom side (b) of PCBA, TV1.

TABLE 1: Rainflow cycle counting output example for TV1


ACC1 location.
Range (g) Cycle Counts Ave Amp (g)
Figure 3: Test-to-failure results (in hours) for TV1 (purple) and
TV2 (red). 0 to 7.3387 1082 1.245
7.3387 to 14.6775 376 5.422
about 1.5 and 1.9 for TV1 and TV2 respectively. These
values are not very far from the special case in which 8 = 2,
14.6775 to 29.355 398 10.52
where the Weibull distribution reduces to the Rayleigh
29.355 to 44.0325 187 17.74
distribution. This is an important case, because Rayleigh is 44.0325 to 58.71 117 25.39
the distribution of peaks or ranges in a stationary narrow-band 58.71 to 88.065 221.5 37.28
Gaussian process that has an RMS value calculated from the 88.065 to 117.42 228.5 50.89
Von Mises equivalent stress. Meanwhile, the scale parameter,
: , is approximately 7.1 and 29.5 for TV1 and TV2 117.42 to 146.775 184.5 65.33
respectively. The following relation can be used to estimate 146.775 to 176.13 102 79.73
the mean time to failure, &, for Rayleigh distribution for a 176.13 to 205.485 39 95.25
given scale parameter, ::
;<
205.485 to 234.84 14.5 108.4
&= :
2
234.84 to 264.195 3 122.5
giving about 6.3 hours for TV1 and 26.1 hours for TV2. As 264.195 to 293.55 1 140
demonstrated in Finite Element Analysis For Vibration Test
section, the FE models for two test vehicles show that the Rainflow cycle counting algorithm has been applied on a
maximum equivalent stress of a solder ball located at the 2-second long time series data by performing calculations
corner of the package is lower for TV1 than TV2. In the using an open-source code [21] for locations ACC1 and ACC2
proposed hypothesis, the reason why TV1 has lower mean for two accelerometers located on the top side of the PCBA as
time to failure than TV2 despite having lower maximum well as locations SG1 (top side), SG3 and SG4 (bottom side)
equivalent stress in the corner joint is due to failure mode for 3 strain gages installed on TV1 as shown in Figure 4. An
migration from the ductile fracture in the bulk solder joint to example of an output for ACC1 location is shown in TABLE
the brittle fracture of IMC layer due to the positive correlation 1. The table has three labeled columns: range, cycle counts
between the tensile strength of the solder joint and the strain and average amplitude. When calculating the total number of
cycles within the 2-second interval is required, summing all
the numbers under the cycle counts column will give 2>954.
rate from high level of vibration and shock experienced by
TV2 during the test. Confirmation for such phenomenon for
Pb-free solder joints in general and SAC305 in particular can Figure 7 (a) and (b) show time history and histogram plots,
be found in [19] and [20]. Additionally, from the figure it is respectively, for ACC1 location. This histogram plot shows
possible observe an overlap between the upper confidence that the bins located to the right of the vertical line
interval line for TV1 (purple) and the lower confidence approximately follow the shape of Rayleigh distribution.
interval line for TV2 (red). One possible physical description Meanwhile, the bins located to left (the first four values) do
of points that belong to this region may be an existence of a not exhibit that shape. Therefore, in order to find the net
mixed failure category where failure partly occurs in the bulk number of cycles within the 2-second time interval, the sum is
solder and partly in the IMC layer simultaneously. As can be applied only to the bins located to the right of the vertical line
seen in the figure, the presented case has only one failure while the bins located to the left of the vertical line are filtered
out and are treated as noise. For ACC1 location, the net
number of cycles within the 2-second interval is 911 .
point, which belongs to TV2 at 55 hours, that is located in this
region.
Applying the same methodology for locations ACC2, SG1,
where NO is average amplitude for each specified range;
Q
PO = R O is weighted average for each specified range; and QO
O QO
is the number of cycle counts for each specified range.
Substituting the numbers for the average amplitude shown
in TABLE 1 the overall average amplitude for TV1 ACC1
location of about 2?+ is obtained. Applying the same
methodology for locations ACC2, SG1, SG3 and SG4 the
Figure 5: Amplitude-frequency response plot for TV1 with sine- values obtained are around 14+ , 2@&A , @&A , and 41&A
sweep 1g input. respectively.
For TV2, the overall average amplitude for ACC1 and
ACC2 locations are 24+ and 12+ while for SG1, SG2, SG3,
and SG4 locations the obtained values are around 42&, 56&A,
27&A and 59&A.
III. FINITE ELEMENT ANALYSIS FOR VIBRATION TEST
Since the solder balls cannot be measured directly due to
Figure 6: Amplitude-frequency response plot for TV2 with small geometry, FEA was used to obtain the stresses for the
random ST D UTTT"VWXYZ, RMS S. [\ base excitation input. fatigue estimation of the BGA component. In this study, the
1/4 FEA model as presented in Figure 9 was constructed with
SG3 and SG4 whose histograms are shown in Figure 7 (d), (f), the commercial software ASONIKA-M3D.
(h) and (j) respectively, the obtained values for the net number In the previous study, the Nelder-Mead algorithm was
of cycles are similar to what was calculated for ACC1 applied on modal tests for the non-JEDEC BGA component
location. Namely, the gross number of cycles within the 2-
second time interval is 4>754 versus the net number of 1>046
and PCB to obtain material parameters (such as modulus of

for ACC2; 12>7?9 versus 873 cycles for SG1; 14>977 versus
elasticity, Poisson’s ratio, and damping coefficients) necessary

866 cycles for SG3; and 7>@97 versus 891 for SG4. Taking
for FEA simulations. Figure 10 shows a comparison plot of
maximum acceleration response values for ACC1 location
the average of net cycle counts for all five locations, the final when different levels of vibrations were applied to TV1. The
result is obtained of about 917 cycles in 2 seconds which
corresponds to around 460")ABC* . This number is also
applied vibrations on the test vehicle included two sine-
sweeps (one at 0.5+ and another at 20+) and three random
compared to the first natural frequency of about 462")ABC* vibrations with a flat (white noise) profile of 3.1, 6.27 and
shown in Figure 5 from the amplitude-frequency response plot 10"+,-3. The regression equation for the actual vibration
for TV1 with sine-sweep 1g input obtained from modal experiments (blue color) shows a zero-offset value of around
vibration test that used laser Doppler vibrometer (LDV) 3.9 which is low enough to consider the accelerometer at
equipment. Taking into account the mean time to failure for ACC1 location to be reasonably well calibrated. Meanwhile,
TV1 which was calculated earlier to be 6.3 hours, it is possible the red line shows FEA simulation results. The overall
to estimate the total number of cycles to failure for TV1, comparison between the two lines shows adequate correlation
which comes out to be around 10.3 million cycles. between actual test results and the FEA.
Similar analysis was performed for TV2 where the average For TV2, the two regression equations in Figure 11 show
of net cycle counts for all six locations was estimated to be that the slopes for the blue and red lines have similar values of
around 1,571 cycles in 0.92 seconds corresponding to around
1>705")ABC*. Figure 6 shows amplitude-frequency response
about 29. On the other hand, it can also be seen that the blue

plot for TV2 with random 10 D 2000")ABC* , RMS 1.4+


line has some significant negative zero-offset of about 74.
One interpretation can be that the accelerometer at ACC1
excitation input which was also obtained with the same LDV location may need to be recalibrated in order to make the
equipment. From the figure, it is possible to conclude that the intercept value closer to zero. However, the similarities in
estimated apparent frequency for TV2 is closest to its fourth
natural frequency of 1>@@1")ABC*.
slopes for the two lines show that both the actual vibration test
results and the FE model are reasonably well correlated with
The overall average amplitude for TV1 was calculated each other.
using the following formula: Figure 8 (a) shows equivalent acceleration response values
M/(
from 6.27+,-3 flat profile (white noise) random vibration
E = FGHIJ × EJ K( L input for nodes 907 and 12906 of the ¼ FE model representing
J TV1. The two nodes shown in the figure represent ACC1 and
ACC2 locations respectively.
(a) (b)
(a) (b)
Figure 8: Simulated acceleration response values from 6.27+,-3
flat profile (white noise) random vibration for ¼ FE model
representing TV1 (a) and TV2 (b).

(c) (d)

Figure 9: ¼ 3D finite element model of a PCBA.

(e) (f)

Figure 10: Comparison plot for ACC1 location for TV1.

(g) (h)

(i) (j)
Figure 7: Time history and histogram plots for TV1 ACC1, Figure 11: Comparison plot for ACC1 location for TV2.
ACC2, SG1, SG3 and SG4 locations where the top number
The figure shows that at the ACC1 location the calculated
equivalent acceleration response is around 24+ while at the
represents number of estimated cycles before the filter is applied;
while the bottom number represents the number of estimated cycles
after the filter. ACC2 location this value is around 14+. Meanwhile, for TV2
respective first natural frequencies with amplitude of 10+ at
room temperature. The blue line (ref. [15]) was obtained by
subjecting the test vehicle with two daisy chained,
symmetrically placed BGA packages to four separate
harmonic vibration levels of 5+, 7+, @.5+, and 10+ over the
first natural frequency band of the PCBA. This figure shows
that the two curves are diverging from each other in the high-
cycle fatigue region. Test to failure comparison results from
(a) (b) random vibration for the two test vehicles shows a closer
6

match to the blue line; however, the stress amplitudes for the
5

two data points do not exhibit a decreasing trend when the


number of cycles to failure increase. The data points marked
as x and o have Young’s modulus of 51'`a(a standard value
4
Stress (MPa)

for SAC305 alloys reported in the literature) for TV1 and TV2
respectively. The third point, labeled bc in the figure shows
Vibration test
2
FEA

that an increase of Young’s modulus for TV2 to 95.5'`a,


1

0
SG1 SG2 SG3 SG4 sb corner
will increase its stress amplitude from 5.1-`a to 5.6-`a.
(c) (d)
Figure 12: Comparison between vibration test strain values
converted to overall average amplitude stresses (blue line) and Von
Mises stress values obtained from the FEA model (red line) for TV1
(a) and TV2 (c). Location of the corner solder ball’s highest Von
Mises stress value in the FEA model for TV1 (b) and TV2 (d) when
j. Uk\lmn white noise (flat profile) is applied.

in Figure 8 (b) the calculated equivalent acceleration response


at the ACC1 location is around 20+ and at the ACC2 location
is around 15+. These values correspond closely to the overall
Figure 13: Stress-based fatigue comparison of TV1 and TV2 to two
S-N curves for SAC305 material (the red line was taken from ref.
average amplitude values calculated in the previous section for [22] and the blue line is from [15]).
ACC1 and ACC2 locations.
For the SG1, SG3 and SG4 locations the ¼ FE model
representing TV1 has predicted the following strain values:
?5&A, 5&A, and 50&A respectively. For TV2, the predicted
values for SG1, SG2, SG3 and SG4 locations are 4@&A, 4@&A,
11&A, and 69&A respectively. The following relation is used
to convert existing overall average amplitude strain, ] ,
measured and calculated in the previous section to stress, ^:
^ =]×_
where _ is modulus of elasticity and the value of 14.44"'`a
is used for the PCB. The comparison plot between vibration
test strain values for locations SG1, SG3 and SG4 that were
converted to overall average amplitude stresses (blue line) and
equivalent stress values obtained from the FEA model (red
line) when 6.27+,-3 white noise excitation is applied is
shown in Figure 12 (a) for TV1 and Figure 12 (c) for TV2. Figure 14: Strain-based fatigue comparison of TV1 and TV2 to
These plots show that the red line adequately approximates the one E-N curve (green line taken from ref. [23]) and two normalized
S-N curves.
blue line at the SG locations especially with respect to the
maximum equivalent stress calculated in the FEA model of
around 4.4-`a for TV1 in Figure 12 (b) and 5.1-`a for
In Figure 14, the two stress-based S-N curves (red an blue
lines) as well as two data points for TV1 and TV2 (labeled as
TV2 in Figure 12 (d). x and o respectively) were normalized by Young’s modulus
value of dSefg, while the third data point for modified TV2
(labeled as hc) having Young’s modulus value of id. defg
IV. FATIGUE ANALYSIS
Figure 13 shows stress-based fatigue comparison of TV1 shows a decreasing trend which is parallel to the blue line.
and TV2 to two S-N fatigue curves for SAC305 which were The green line is a strain-based E-N fatigue curve from ref.
found in the existing literature. The red line (ref. [22]) was [23]. The one order of magnitude difference between the
obtained by subjecting three PCBAs with different package strain-based E-N fatigue curve and the two normalized stress-
configurations to harmonic vibration dwelling at their
significance of a high strain rate value (close to or greater than
1"% rM ) versus a low strain value (having value less than 1"% rM )
is the previously observed migration of a failure mode from
the ductile fracture in the bulk solder (low strain rate value) to
the brittle fracture of the IMC layer (high strain rate value).
The model can be simplified to help estimate mean time
to failure of a test vehicle subjected to random vibration. The
derivation of the following relation can be found in ref. [24]
y"z{| z}~••
Mu w
r vw "
sHCK = t1 D A (u x

where sHCK is probability density function (survival function)


Figure 15: Survival function for TV1 with respect to time C, ^€ is allowable stress, ^ is maximum
stress value in the solder joint, and pq is the dominant
frequency.
In order to be able to obtain adequate results, this equation
requires an analyst to provide a value for allowable stress, ^€ .
From previous experience this value should come from the
ultimate tensile strength of the material when the strain rate
value is above 1"% rM ; meanwhile, if the strain value is less
then 1"% rM tensile yield strength should be used for allowable
stress, ^€ . Therefore, allowable stress of 25.7"-`a (typical
value for SAC305 tensile yield) is applied to generate survival
function for TV1 (Figure 15); and apply allowable stress of
29.7"-`a (typical value for SAC305 tensile strength) to
generate survival function for TV2 (Figure 16). The
calculated mean time to failure from the simplified model are
Figure 16: Survival function for TV2
19.5 hours for TV1 and 34.4 hours for TV2.
based S-N curves may be indicative of the fact that the V. FUTURE WORK
assumed Young’s modulus for SAC305 alloys used to derive
strain values from stress is too high. The JESD22 vibration tasks group is currently in the
process of conducting failure analysis (FA) on the two test
The following equation is used to calculate strain rate vehicles. The goal of the FA will be to find the evidence on
the migration of a failure mode from the ductile fracture in the
1
values for two test vehicles:
]o = × ^o
bulk solder in TV1 to the brittle fracture of the IMC layer in
_ TV2. In addition, at the appropriate level of magnification it
where ^o = 2< × ^ × pq is stress rate and pq is dominant or should be possible to observe the decrease in grain size of the
apparent frequency. The applicability of this formula depends cracked SAC305 solder alloy with the grain size in TV1
on the assumption that Young’s modulus will change greater than in TV2. Other work includes conducting test to
relatively early and then stay mostly constant during the failure harmonic vibration tests in order to generate
vibration fatigue test. appropriate S-N and E-N fatigue curves.

TABLE 2: Summary of estimated parameters for two test VI. CONCLUSIONS


vehicles In this work, a simplified methodology is presented in an
analysis of microelectronics subjected to random vibration at
the board level using a combination of experimental and finite
element techniques. This proposed method will help
overcome the challenge of providing consistent results when
assessing the durability of Pb-free solder joints experiencing
high- and ultra-high-cycle fatigue found in the emerging
TABLE 2 presents a summary of estimated parameters for automotive robo-taxi industry. The effectiveness of the
two test vehicles. The last line of the table shows estimated
strain rate for TV2 to be 1.07"% rM when Young’s modulus is
proposed methodology was investigated by comparing

51"'`a and decreases to 0.6?"% rM when Young’s modulus is


preliminary simulation results with initial test to failure results

increased to 95.5"'`a .
for the two test vehicles.
These strain rate values are
significantly higher than the estimated strain rate value for
TV1 of around 0.25"% rM . One physical explanation of the
ACKNOWLEDMENTS [12] G. Reese, R. Field and D. Segalman, "A Tutorial on
The authors would like to thank Keith Newman and Design Analysis Using von Mises Stress in Random
Mihaela Tanesescu (AMD), Reza Ghaffarian (NASA), and Vibration Environments," The Shock and Vibration
Gerhard Hubner (Infineon) for sharing resources, results and Digest, vol. 32, no. 6, pp. 466-474, 2000.
their thoughts on board-level random vibration. [13] D. Steinberg, Vibration analysis for electronic equipment,
New York: Wiley, 1988.
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