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RF and Microwave Circuit Design
Microwave and Wireless Technologies Series
Series Editor: Professor Steven (Shichang) Gao, Chair of RF and Microwave Engineering, and the Director of Postgraduate Research
at School of Engineering and Digital Arts, University of Kent, UK.
Microwave and wireless industries have experienced significant development during recent decades. New developments such as
5G mobile communications, broadband satellite communications, high-resolution earth observation, the Internet of Things, the
Internet of Space, THz technologies, wearable electronics, 3D printing, autonomous driving, artificial intelligence etc. will
enable more innovations in microwave and wireless technologies. The Microwave and Wireless Technologies Book Series aims
to publish a number of high-quality books covering topics of areas of antenna theory and technologies, radio propagation, radio
frequency, microwave, millimetre-wave and THz devices, circuits and systems, electromagnetic field theory and engineering,
electromagnetic compatibility, photonics devices, circuits and systems, microwave photonics, new materials for applications into
microwave and photonics, new manufacturing technologies for microwave and photonics applications, wireless systems and
networks.
Charles E. Free
UK
Colin S. Aitchison
UK
This edition first published 2022
© 2022 John Wiley & Sons Ltd
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means,
electronic, mechanical, photocopying, recording or otherwise, except as permitted by law. Advice on how to obtain permission to reuse material
from this title is available at http://www.wiley.com/go/permissions.
The right of Charles E. Free and Colin S. Aitchison to be identified as the authors of this work has been asserted in accordance with law.
Registered Offices
John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, USA
John Wiley & Sons Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, UK
Editorial Office
The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, UK
For details of our global editorial offices, customer services, and more information about Wiley products visit us at www.wiley.com.
Wiley also publishes its books in a variety of electronic formats and by print-on-demand. Some content that appears in standard print versions of
this book may not be available in other formats.
10 9 8 7 6 5 4 3 2 1
v
Contents
Preface xiii
About the Companion Website xv
1 RF Transmission Lines 1
1.1 Introduction 1
1.2 Voltage, Current, and Impedance Relationships on a Transmission Line 1
1.3 Propagation Constant 5
1.3.1 Dispersion 6
1.3.2 Amplitude Distortion 6
1.4 Lossless Transmission Lines 6
1.5 Matched and Mismatched Transmission Lines 8
1.6 Waves on a Transmission Line 8
1.7 The Smith Chart 10
1.7.1 Derivation of the Smith Chart 10
1.7.2 Properties of the Smith Chart 12
1.8 Stubs 20
1.9 Distributed Matching Circuits 21
1.10 Manipulation of Lumped Impedances Using the Smith Chart 24
1.11 Lumped Impedance Matching 26
1.11.1 Matching a Complex Load Impedance to a Real Source Impedance 27
1.11.2 Matching a Complex Load Impedance to a Complex Source Impedance 35
1.12 Equivalent Lumped Circuit of a Lossless Transmission Line 37
1.13 Supplementary Problems 38
Appendix 1.A Coaxial Cable 40
1.A.1 Electromagnetic Field Patterns in Coaxial Cable 40
1.A.2 Essential Properties of Coaxial Cables 40
Appendix 1.B Coplanar Waveguide 42
1.B.1 Structure of Coplanar Waveguide (CPW) 42
1.B.2 Electromagnetic Field Distribution on a CPW Line 42
1.B.3 Essential Properties of Coplanar (CPW) Lines 43
1.B.4 Summary of Key Points Relating to CPW Lines 44
Appendix 1.C Metal Waveguide 45
1.C.1 Waveguide Principles 45
1.C.2 Waveguide Propagation 45
1.C.3 Rectangular Waveguide Modes 45
1.C.4 The Waveguide Equation 46
1.C.5 Phase and Group Velocities 47
1.C.6 Field Theory Analysis of Rectangular Waveguides 47
1.C.7 Waveguide Impedance 49
1.C.8 Higher-Order Rectangular Waveguide Modes 49
vi Contents
5 S-Parameters 155
5.1 Introduction 155
5.2 S-Parameter Definitions 155
5.3 Signal Flow Graphs 159
5.4 Mason’s Non-touching Loop Rule 159
5.5 Reflection Coefficient of a Two-Port Network 160
5.6 Power Gains of Two-Port Networks 164
5.7 Stability 166
5.8 Supplementary Problems 167
Appendix 5.A Relationships Between Network Parameters 168
5.A.1 Transmission Parameters (ABCD Parameters) 168
5.A.2 Admittance Parameters (Y -Parameters) 169
5.A.3 Impedance Parameters (Z-Parameters) 169
References 169
7 Measurements 193
7.1 Introduction 193
7.2 RF and Microwave Connectors 193
7.2.1 Maintenance of Connectors 194
7.2.2 Connecting to Planar Circuits 195
7.3 Microwave Vector Network Analyzers 196
7.3.1 Description and Configuration 196
7.3.2 Error Models Representing a VNA 198
7.3.3 Calibration of a VNA 204
7.4 On-Wafer Measurements 205
7.5 Summary 208
References 208
8 RF Filters 209
8.1 Introduction 209
8.2 Review of Filter Responses 209
8.3 Filter Parameters 209
8.4 Design Strategy for RF and Microwave Filters 211
8.5 Multi-Element Low-Pass Filter 211
8.6 Practical Filter Responses 212
8.7 Butterworth (or Maximally Flat) Response 212
8.7.1 Butterworth Low-Pass Filter 212
8.7.2 Butterworth High-Pass Filter 216
8.7.3 Butterworth Band-Pass Filter 217
8.8 Chebyshev (Equal Ripple) Response 219
8.9 Microstrip Low-Pass Filter, Using Stepped Impedances 222
8.10 Microstrip Low-Pass Filter, Using Stubs 225
8.11 Microstrip Edge-Coupled Band-Pass Filters 229
8.12 Microstrip End-Coupled Band-Pass Filters 233
8.13 Practical Points Associated with Filter Design 235
8.14 Summary 235
8.15 Supplementary Problems 235
Appendix 8.A Equivalent Lumped T-Network Representation of a Transmission Line 236
References 237
11 Oscillators 301
11.1 Introduction 301
11.2 Criteria for Oscillation in a Feedback Circuit 301
11.3 RF (Transistor) Oscillators 302
11.3.1 Colpitts Oscillator 302
11.3.2 Hartley Oscillator 304
11.3.3 Clapp–Gouriet Oscillator 305
11.4 Voltage-Controlled Oscillator 306
11.5 Crystal-Controlled Oscillators 313
11.5.1 Crystals 313
11.5.2 Crystal-Controlled Oscillators 317
11.6 Frequency Synthesizers 318
11.6.1 The Phase-Locked Loop 320
11.6.1.1 Principle of a Phase-Locked Loop 320
11.6.1.2 Main Components of a Phase-Locked Loop 320
11.6.1.3 Gain of Phase-Locked Loop 323
11.6.1.4 Transient Analysis of a Phase-Locked Loop 324
11.6.2 Indirect Frequency Synthesizer Circuits 326
11.7 Microwave Oscillators 330
11.7.1 Dielectric Resonator Oscillator 330
11.7.2 Delay-Line Stabilized Microwave Oscillators 338
11.7.3 Diode Oscillators 341
11.7.3.1 Gunn Diode Oscillator 341
11.7.3.2 IMPATT Diode Oscillator 347
x Contents
Index 497
xiii
Preface
In recent years, the rapid expansion of communication applications at RF and microwave frequencies has created significant
interest in this area of high-frequency electronics, both in industry and academia. This textbook provides a rigorous intro-
duction to the theory of modern-day circuits and devices at RF and microwave frequencies, with an emphasis on current
practical design.
One of the themes of the book is that of the design of high-frequency hybrid integrated circuits in which individual passive
and active components are interconnected within a planar circuit structure. The traditional method of making such circuits
is to assemble the components on a low-loss copper-clad printed circuit board, which has been etched with the required
interconnection pattern. In recent years, the development of new materials and new fabrication techniques has created
greater scope for the circuit designer, with the opportunity to use hybrid circuit structures at much higher frequencies, well
into the millimetre-wave region. In particular, the use of a photoimageable thick-film and low-temperature co-fired ceramic
(LTCC) materials has enabled low-cost, high-performance multilayer structures to be fabricated. The properties of these
materials, and their application to RF and microwave circuits, are discussed in the book.
The book has been organized to provide a cohesive introduction to RF and microwave technology at undergraduate
and Master’s degree level. It assumes only a basic knowledge of electronics on the part of the reader, with the bulk of the
high-frequency material being developed from first principles. Many worked examples have been included in the text to
emphasize the key points, and supplementary problems with answers are provided at the end of most chapters.
The material presented in the book is based largely on courses in RF and microwave communications taught by both
authors at several UK Universities.
Chapter 1 introduces the theory of RF and microwave transmission lines, which are fundamental to high-
frequency circuits. The basic theory is expanded to include the principles and applications of the Smith chart, which is a
graphical tool that can be used to represent and solve transmission line problems. This chapter includes summaries of the
properties of some common high-frequency transmission lines, namely coaxial cable, microstrip, coplanar waveguide, and
hollow metallic waveguide.
Chapter 2 expands on the theory and applications of microstrip, which was introduced in the first chapter. Microstrip is
by far the most common type of interconnection used for RF and microwave applications, and the chapter discusses the
properties of this transmission medium, and introduces some typical passive microstrip components.
Chapter 3 presents information on modern circuit materials and the associated fabrication techniques. This is an impor-
tant chapter in that good electrical design of planar circuits at high frequencies requires a good understanding of the
properties and capabilities of the circuit materials. In addition to the traditional etched circuit techniques, the chapter dis-
cusses newer fabrication approaches using photoimageable thick-film, LTCC, and ink jet printing. The chapter concludes
with a discussion of the various methods available for characterizing circuit materials at high frequencies.
Chapter 4 continues the theme of planar circuit design through a discussion of the discontinuities associated with
microstrip components. Also in this chapter are the equivalent circuits of packaged lumped-element passive components,
as well as miniature planar components that can be used in single layer and multilayer formats.
Chapter 5 introduces the concept of S-parameters. These are network parameters used to characterize RF and microwave
devices, and an understanding of their meaning and usage is essential for microwave design. The chapter includes infor-
mation on power gain definitions, and the use of flow graphs in high-frequency network analysis.
xiv Preface
Chapter 6 presents information on microwave ferrites. Ferrite materials have a well-established place in microwave
technology, primarily for providing non-reciprocal components. The properties of ferrite materials, as well as their use in
traditional metallic waveguide components, are explained. More recent uses of ferrite material in multilayer planar circuits
are also discussed.
Chapter 7 is concerned with measurements at RF and microwave frequencies. The chapter focuses in particular on the use
of the vector network analyzer (VNA), which is the main item of test instrumentation in all high-frequency laboratories.
As well as describing the functions and use of the VNA, the chapter addresses the important issues of calibration and
measurement errors.
Chapter 8 provides an introduction to RF filters, which are essential circuits in most high-frequency sub-systems. This
chapter commences with a review of the principal filter responses, and then extends the theoretical discussion into practical
design detail. A number of worked examples of the design of microstrip filters have been included, and the chapter ends
with a brief review of the advantages of multilayer formats for producing high-performance filters at RF and microwave
frequencies.
Chapter 9 presents information on the design of hybrid microwave amplifiers in which a packaged transistor, usually a
metal semiconductor field effect transistor (MESFET), is positioned between input and output matching networks. The
chapter focuses on the design of the matching networks, and considers the effects of these networks on transducer gain,
noise, and stability. Worked examples are included to show the design strategies employed for microstrip implementation.
Chapter 10 introduces the function and design of switches and phase shifters in planar circuits. The functions of four
devices commonly used as switches in RF and microwave circuits are described, namely PIN diodes, field effect transis-
tors (FETs), microelectromechanical switches (MEMS), and inline phase change switches (IPCS). The use of these switches
in various types of phase shifters are described, with supporting worked examples to show how microstrip phase shifters
are designed.
Chapter 11 gives information on the various types of oscillators used in high-frequency circuits. Starting with the criteria
for oscillation in a feedback circuit, the three main types of transistor oscillators are described, namely the Colpitts, Hartley,
and Clapp–Gouriet oscillators. Leading on from the basic oscillators the concept of the voltage-controlled oscillator (VCO)
is introduced. Many RF and microwave receivers, and most test instrumentation, derive the required frequency from a very
stable low-frequency crystal oscillator, and a frequency synthesizer. The chapter includes a discussion of crystal oscillators,
together with a review of the main types of frequency synthesizers using phase-locked loops. Also given are descriptions
of several types of oscillators used specifically at microwave frequencies; these include the dielectric resonator oscillator
(DRO), and oscillators using the Gunn and Impatt principles. Oscillator noise is a significant issue in many situations,
particularly for low-noise receivers, and the chapter concludes with a discussion of oscillator noise, together with a method
for measuring this noise.
Chapter 12 presents information on RF and microwave antennas. The chapter commences with a discussion of the theo-
retical aspects of electromagnetic radiation from simple wire structures, including the half-wave dipole. The analysis is then
extended to consider the behaviour of wire arrays. The most notable array used for RF and low microwave frequency com-
munication is the Yagi–Uda array, and this is considered in some detail. The short wavelengths associated with microwave
frequencies offer more scope for the antenna designer, and the chapter gives design details of microwave antennas using
planar patch structures and also those using radiation from apertures.
Chapter13 provides an introduction to power amplifiers, and distributed amplifiers. Power amplifiers are commonly posi-
tioned in as the last device in a transmitter before the signals are transmitted, and consequently any distortion introduced
by the power amplifier cannot be corrected. Distortion is therefore one of the main themes of this chapter. Also described
in this chapter are distributed amplifiers, which provide an attractive combination of high available gain and very wide
bandwidth at microwave frequencies.
Chapter 14 brings together a number of devices introduced in earlier chapters with a discussion of RF and microwave
receivers. Noise is an important issue in any receiver, particularly when the received signal levels are very low, and this
chapter includes a discussion of typical sources of noise, and how they affect the performance of a receiver.
xv
www.wiley.com/go/free/rfandmicrowave
The website includes:
• Teaching PDF Slides (by chapter)
• Microstrip Design Graphs
1
RF Transmission Lines
1.1 Introduction
Transmission lines, in the form of cable and circuit interconnects, are essential components in RF and microwave systems.
Furthermore, many distributed planar components rely on transmission line principles for their operation. This chapter
will introduce the concepts of RF transmission along guided structures, and provide the foundations for the development
of distributed components in subsequent chapters.
Four of the most common forms of RF and microwave transmission line are shown in Figure 1.1.
(i) Coaxial cable is an example of a shielded transmission line, in which the signal conductor is at the centre of a cylindrical
conducting tube, with the intervening space filled with lossless dielectric. The dielectric is normally solid, although for
higher-frequency applications it is often in the form of dielectric vanes so as to create a semi-air-spaced medium with
lower transmission losses. A typical coaxial cable is flexible with an outer diameter around 5 mm, although much
smaller diameters are available with 1 mm diameter cable being used for interconnections within millimetre-wave
equipment. Also, for very high-frequency applications, the cable may have a rigid or semi-rigid construction. Further
data on coaxial cables are provided in Appendix 1.A.
(ii) Coplanar waveguide (CPW), in which all the conductors are on the same side of the substrate, is also shown in
Figure 1.1. This type of structure is very convenient for the mounting of active components, and also for provid-
ing isolation between signal tracks. Coplanar lines are widely used in compact integrated circuits for high-frequency
applications. Further data on coplanar lines are given in Appendix 1.B.
(iii) Waveguide, formed from hollow metal tubes of rectangular or circular cross-section, is a traditional form of transmis-
sion line used for microwave frequencies above 1 GHz. For many circuit and interconnection applications, waveguide
has been superseded by planar structures, and its use in modern RF and microwave systems is restricted to rather spe-
cialized applications. It is the only transmission line that can support the very high powers required in some transmitter
applications. Another advantage of an air-filled metal waveguide is that it is a very low loss medium and therefore
can be used to make very high-Q cavities, and this application is discussed in more detail in Chapter 3 in relation
to dielectric measurements. A more recent application of traditional waveguides is in substrate integrated waveguide
(SIW) structures for millimetre-wave applications, and this is explained in more detail in Chapter 4 in the context of
emerging technologies. Further data on the theory of waveguides are given in Appendix 1.C.
(iv) Microstrip is the most common form of interconnection used in planar circuits for RF and microwave applications. As
shown in Figure 1.1, it consists of a low-loss insulating substrate, with one side completely covered with a conductor
to form a ground plane, and a signal track on the other side. Further data on microstrip are given in Appendix 1.D.
This is a particularly important medium for high-frequency circuit design and so Chapter 2 is devoted to an in-depth
discussion of microstrip and the associated design techniques.
In its simplest form, a transmission line can be viewed as a two-conductor structure with a go and return path for the current.
For the purpose of analysis we may regard any transmission line as made up of a large number of very short lengths (𝛿z),
each of which can be represented by a lumped equivalent circuit, as shown in Figure 1.2. In the equivalent circuits, R and L
RF and Microwave Circuit Design: Theory and Applications, First Edition. Charles E. Free and Colin S. Aitchison.
© 2022 John Wiley & Sons Ltd. Published 2022 by John Wiley & Sons Ltd.
Companion website: www.wiley.com/go/free/rfandmicrowave
2 1 RF Transmission Lines
Coplanar Metal
waveguide waveguide
δz δz δz
represent the series resistance and inductance per unit length of the conductors, respectively, C represents the capacitance
between the lines per unit length, and G is the parallel conductance per unit length, and represents the very high resistance
of the insulating medium between the conductors.
It should be noted that it is legitimate to represent a continuous transmission line by the lumped equivalent circuit shown
in Figure 1.2 providing that 𝛿z is small compared to a wavelength. R, L, G, and C are normally referred to as the primary
line constants, and have the units of Ω/m, H/m, S/m, and F/m, respectively.
In order to establish relationships between the voltage and current on a transmission line we need first to specify a line
excited by a sinusoidal voltage at the sending end whose angular frequency is 𝜔. If we then let the voltage and current at
some arbitrary point on the line be V and I, respectively, we can consider the effect on an elemental length at this point.
The voltage drop across the elemental length will be 𝛿V and the parallel current will be 𝛿I, as shown in Figure 1.3.
Using standard AC circuit theory, we can relate the change in voltage, 𝛿V, to the components of the equivalent circuit as
𝜕I
−𝛿V = (R𝛿z)I + (L𝛿z)
𝜕t
= (R𝛿z)I + (L𝛿z)j𝜔I,
i.e.
𝛿V
= −(R + j𝜔L)I.
𝛿z
𝛿V dV
Considering the limit, as 𝛿z → 0, → giving
𝛿z dz
dV
= −(R + j𝜔L)I. (1.1)
dz
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desirable for the striker’s ball to occupy. In this case the cannon
should be made dead full on ball 3. Ball 1 will be stopped
comparatively dead, and will occupy the other’s place, which is what
is required.
It follows from this that in the event of ball 3 being close to a
cushion or in some other undesirable place, the opposite method
should be employed, and the full ball cannon avoided.
There are cases, of course, when it is desirable to cannon full on a
ball touching or nearly touching a cushion, with a view of utilising
the kiss, but this is not the class of stroke under discussion.
The main point it is hoped the previous remarks may convey is, the
great importance of leaving the striker’s ball in a commanding
position. The player’s attention is called to this as one of the chief
points to be considered in this class of stroke.
The diagrams and remarks just given having led us up to the top of
the table, those that follow will attempt to illustrate on broad lines
some of the play when there. Niceties cannot be touched upon, and it
is thought more convenient to give individual strokes of common
occurrence rather than the consecutive strokes of a break.
In some cases the stroke given might be played differently, in
order to collect the balls for nursery cannons; but as the diagrams are
intended to illustrate the more open game, the position for nurseries
will not as a rule be taken into account. In other instances the stroke
given admits of different treatment from that shown, the choice
being frequently determined by the player’s preference for a
particular class of stroke. The chief aim of the diagrams is to suggest
ideas.
Fig. 6.—Play ball 2 behind the spot, cannon full on ball 3 (the red),
leaving\the winner, which when made with a stab leaves the
position mère. Guard against losing the red first stroke, in which
case the break would very likely be lost.
Fig. 7.—Hole ball 2 (the red), and get position for a cannon either
by the\screw back or stab follow.
Fig. 8.—Play a three-quarter ball on ball 2 (the red), dropping
gently on\ball 3, in such a way as not to interfere with the red
winner to follow.
Fig. 13.—Play here to cannon, and leave the red winner, barely
disturbing\the white.
Fig. 14.—Play very fine on the white so as not to disturb it. Avoid
the run\through in this very useful class of stroke.
Fig. 17.—Study the position with the opponent’s ball on either side
of the central\line of the table. In the one case when it lies on the
player’s side, hole the red by the slow drop, stopping about B. In
the other case play freely off the cushion to A.
Fig. 18.—Play rather fine on both balls, and come back a little way
up the\table. In playing this class of stroke, the object being to
send ball 3 to the spot and leave red winner, it is often useful to
employ side, which taking effect from the cushion after the
cannon is made, enables the player to keep near the object ball or
away from it, as desired. The stroke can hardly go wrong.