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A Framework for Integrated Analysis of Building Designs Using Life Cycle Assessment and Energy Simulation - Inyim & Zhu - ASCE - 2013
A Framework for Integrated Analysis of Building Designs Using Life Cycle Assessment and Energy Simulation - Inyim & Zhu - ASCE - 2013
ABSTRACT
The building and construction industry has been steadily adopting the concept
of sustainable design. Consequently the design phase of a building project has become
a critical stage in determining how sustainability goals of a project will be
accomplished. Life cycle assessment (LCA) is a quantitative method to determine
environment impacts of materials, products, processes or buildings. However, it is
often a challenge to quantify use phase building energy consumption in life cycle
assessment due to the dynamic nature of this phase. Energy consumption is an
important factor in the life cycle of a building project. Many researches acknowledge
that buildings are responsible for a significant amount of energy consumption in the
USA and around the world country. There is currently an increasing demand from both
public and private sectors to deliver buildings that are energy efficient. A feasible set
of tools in dealing with the energy efficiency analysis during design are energy
simulation programs, which allow the evaluation of energy performance of different
building designs and the selection of the most appropriate alternatives. This research is
focused on developing a framework for integrated analysis of building designs using
life cycle assessment and energy simulation by extending the existing SimulEICon.
Such a framework allows tracking design parameters such as energy consumption and
costs during the entire design phase of a project. Construction and building life cycle
related data are stored in an alternatives database, which includes the probability
distributions of individual parameters and the possible combinations among such
parameters. Monte Carlo simulation is used to address data uncertainty and availability.
The energy simulation software, Energy Plus is used in order to calculate use phase
energy consumption. Genetic algorithm optimization is applied to address the issue of
selecting optimal solutions from a large number of possible design alternatives during
the decision-making process at the design phase. A case study is presented to
demonstrate the feasibility and potential of the framework.
INTRODUCTION
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have on the natural environment have been increasing for the last decades. There is
substantial evidence that a large amount of this environmental impact is generated by
the construction industry, which has led to increasing interest and adoption of
sustainable construction. Environmental Impact of a certain activity is commonly
measured by its greenhouse gas emission (GHG). Greenhouse gases, such as carbon
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dioxide (CO2), are considered to be the most significant cause of global warming.
PBL Netherland’s Environmental Assessment Agency reported that global emission
of (CO2) had increased by 3%, or approximately 34 billion tons in 2011 (Olivier et al.
2012). China’s CO2 emissions account for 29 percent of the world’s total, followed
with 16 and 11 percent from the United States and the European Union respectively.
In the United States the construction industry accounts for 1.7 percent of that
country’s total GHG emissions (Truitt 2009). The increasing demand for sustainable
buildings has led to adoption of the sustainable design concept, consequently the
design phase of a construction project has become a critical stage in determining how
the sustainability goals of the project will be met. Design of sustainable projects
entails the selection of multiple construction alternatives, components, techniques
and activities that must result in the optimum solution for a given project, this
becomes increasingly challenging for the construction professional as the project’s
complexity increases. For example, a small house with 10 simple activities related to
sustainability goals, each activity has at least 2 design alternatives, this very simple
house presents the designer with 1024 possible solutions from which the optimal
must be chosen. Given the fact that most construction projects can have over that a
million possible solutions the need for computation algorithms capable of tackling
this problem becomes evident. In this paper, genetic algorithms are presented as an
optimization method for the selection process.
Life cycle assessment (LCA) is a quantitative method to determine the
environmental impact of materials, products, processes or buildings. Energy
consumption is an important factor in the life cycle of a building project as
energy-related activities are a major source of GHG emissions. Many researches
acknowledge that buildings are responsible for a significant amount of energy
consumption in the USA and in the world. For example in the United States, the
buildings sector, commercial and residential, is responsible for 40 percentages of
energy consumptions (U.S. Department of Energy 2012). Life cycle assessment is
essential in understanding and optimizing energy consumption in buildings and
construction projects. However, it is often challenging to quantify the energy
consumption of a building during the use phase due to its dynamic nature. A
feasible set of tools in dealing with the energy efficiency problem during design
are energy simulation programs, which allow the evaluation of energy
performance of different building designs and the selection of the most
appropriate alternatives.
The objective of this paper is to introduce a framework for integrated analysis
of building designs using life cycle assessment and energy simulation. This work
analyzes SimulEICon as a tool for optimization of building designs with the goal of
improving the capability of energy simulation as a decision-making tool. To address
the uncertainty and availability of data, Monte Carlo simulation technique is included
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LITERATURE REVIEW
Building energy simulation. Building energy simulation was developed in the mid
1960’s for the purpose of energy consumption calculation in buildings (Van der Veken
et al. 2004). The first simulation methods used at that time neglected the building and
the system synergy. By the end of 1970s, Building energy simulation programs were
further developed, examples of simulation methods are EPW, TRANSYS, ESP-r,
DOE-2, and BLAST (Spencer 2010). In the United States, congress authorized the
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Fortran 90 language. Crawley et al. (2001) stated the significant of this new program
over DOE-2 and BLAST such as realistic system controls, and radiant heating and
cooling system. DOE-2 and BLAST are step sequential simulation while EnergyPlus
is integrated system simulation. It is not only a combination of previous features, but
also development of computation techniques and program, structures. Ma et al. (2011)
studied model predictive control (MPC) using EnergyPlus and a co-simulation
program, the building controls virtual test bed (BCVTB), in system framework in
order to indicate effectiveness of reducibility in energy cost and demand cost in the
model. EnergyPlus was used, compared and integrated with computer algorithms in
various researches (Andolsun 2011; Kämpf et al. 2010; Wang et al. 2009; Zhu 2006).
Another energy simulation program that is commonly applied in building energy
simulation is eQUEST, this program was developed to be user friendly while
incorporating features from DOE-2.2, the latest version, eQUEST version 3.64 was
released in 2010. Yu et al. (2008) mentioned that eQUEST also has expansion
capabilities beyond DOE-2.2. He applied eQUEST in residential building analysis for
different climate zones in China. eQUEST can provide energy savings results as the
effects of envelope factors. Sclafani (2010) also used eQUEST to predict future
energy consumption based upon historical weather data. He focused on the effect of
weather data and energy performance.
SYSTEM FRAMEWORK
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applies Monte Carlo simulation to evaluate data from the database and results from
this simulation are used as an input for the optimization algorithms. Currently, this
process is performed at the lowest level, which is material level. Monte Carlo
simulation starts with randomly generated initial parameters and obtains unit cost,
productivity per day and emission per unit using suitable cumulative probability
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distributions, this process is repeated for n number of iterations to obtain final input
data. Probability distribution data can be found from the literature review. For
example, Schexnayder et al. (2005) proposed that the beta distribution is the best
suited for modeling construction durations. Other researches confirm this
recommendation (AbouRizk et al. 1991; Fente et al. 1999). Beta distribution based
on three points of data, mean, lowest and highest point is recommended for
representing cost cumulative distribution (Wang 2002; Touran and Wiser 1992).
There are other distributions shapes that are recommended for cost data, such as
normal distribution and log normal distribution. Penn-Mora and others (2009)
assumed normal distribution for CO2 emission.
SimulEICon uses Genetic Algorithms (GAs) as an optimization model. As
stated before, GAs are especially effective when dealing with multiple objectives.
Three objective functions are set as fitness function for the GAs, initial construction
cost, construction time and environmental impact. Total construction cost and CO2
emission are calculated cumulatively, project duration is determined using the
Critical Path Method (CPM). This study utilizes a MATLAB Toolbox for Genetic
Algorithms, the Non-dominated Sorting Genetic Algorithm (NSGA-II) toolbox
developed by Kanpur Genetic Algorithms Laboratory. The NSGA-II results consist
of a set of optimal solutions.
SimulEICon analysis is expanded to integrate energy simulation. Hence, the
framework can display how much energy will be consumed with the selected optimal
design alternatives. Over half of the total energy consumed by buildings stems from
its use or operation phase, specifically by heating, ventilation and air conditioning
(HVAC) systems. Building energy simulations are capable of estimating energy
performance based on design parameters, the energy simulation software EnergyPlus
is used in order to calculate energy consumption during the use phase. EnergyPlus is
written in a different programming language than SimulEICon and requires the use
of a specific input file, co-simulation is required to overcome this issues. The
building controls virtual test bed (BCVTB) and MLE+ were chosen for performing
the co-simulation, they allow collaboration of EnergyPlus with MATLAB. MLE+
has some features that allow full integration with MATLAB, such as code debugging,
and it’s easier to use than BCVTB (Bernal et al. 2012). However, BCVTB is required
in order to run the EnergyPlus program. With the co-simulation, data from
MATLAB can be transferred to EnergyPlus. Consequently, EnergyPlus offers annual
energy consumption at the whole building analysis level. That data can be transferred
back to MATLAB via co-simulation. With optimal solution including information
about construction time, construction cost and environmental impact combined with
energy consumption, SimulEICon can be a great contribution for the construction
professional during the design phase. A whole framework for Integrated Analysis of
Building Design is shown in Figure 1.
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Database
SimulEICon
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Genetic
Monte Carlo
Algorithms
Simulation
(NSGA-II)
Co-Simulation
MLE+
Energy
Input Data File
Consumption
Energy Simulation
SYSTEM FRAMEWORK
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design alternatives. Example of activities and their options are presented in Table 1.
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The life cycle assessment of materials was obtained from ATHENA impact
estimator for buildings program and the cost and productivity were obtained from
RS Means Building Construction Cost data. All data is analyzed in this building
design framework.
Case results and discussion. The results of using SimulEICon to analyze the case
study can be seen in Figure 3, Figure 4, Figure 5, and Figure 6.
Those graphs show the set of optimum solution determined using the
framework. Values for all three objective functions are plotted against each other.
For this particular case study a solution that exhibits relatively low values of all three
objective functions did not exist. However, the framework generated a set of
solutions that exhibit a trade-off behavior, some solutions exhibit high or medium
values of a particular objective while having low or medium values in others. For
example, the cluster of solutions with the lowest CO2 emission have very high
Duration and Cost, another cluster with low CO2 emission exhibits high cost but also
short duration, solutions with very low cost tend to have medium or high CO2
emissions and duration.
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CONCLUSIONS
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technique. Computer algorithm aids in the process of finding optimal or near optimal
solutions of combined building designs. This framework focuses on the integration
of the original SimulEICon with the building energy simulation. Co-simulation is
required to achieve communication between programs. Future development of this
framework should be focused on including the energy and operation cost of design
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ACKNOWLEDGMENTS
REFERENCES
AbouRizk, S., Halpin, D. and Wilson, J. (1991). “Visual interactive fitting of beta
distributions.” Journal of Construction Engineering and Management, 117(4),
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Andolsun, S. (2011). “EnergyPlus vs. DOE-2.1e: The effect of ground-coupling on
energy use of a code house with basement in a hot-humid climate.” Energy
and Buildings, 43(7), 1663-1675.
Bernal, W., Behl, M., Nghiem, T.X. and Mangharam, R. (2012). “MLE+: A tool for
integrated design and deployment of energy efficient building controls.”
Proceedings of the Fourth ACM Workshop on Embedded Sensing Systems for
Energy-Efficiency in Buildings, ACM, 123-130.
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Cantoni, M., Marseguerra, M. and Zio, E. (2000). “Genetic algorithms and Monte
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Touran, A. and Wiser, E.P. (1992). “Monte Carlo technique with correlated random
variables.” Journal of Construction Engineering and Management, 118(2),
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Truitt, P. (2009). Potential for reducing greenhouse gas emissions in the construction
sector, U.S. Environmental Protection Agency, Washington D.C., U.S.
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