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Beyond Chance and Credence
Beyond Chance and
Credence
A Theory of Hybrid Probabilities
WAY N E C . M Y RVO L D
1
3
Great Clarendon Street, Oxford, OX2 6DP,
United Kingdom
Oxford University Press is a department of the University of Oxford.
It furthers the University’s objective of excellence in research, scholarship,
and education by publishing worldwide. Oxford is a registered trade mark of
Oxford University Press in the UK and in certain other countries
© Wayne C. Myrvold 2021
The moral rights of the author have been asserted
First Edition published in 2021
Impression: 1
All rights reserved. No part of this publication may be reproduced, stored in
a retrieval system, or transmitted, in any form or by any means, without the
prior permission in writing of Oxford University Press, or as expressly permitted
by law, by licence or under terms agreed with the appropriate reprographics
rights organization. Enquiries concerning reproduction outside the scope of the
above should be sent to the Rights Department, Oxford University Press, at the
address above
You must not circulate this work in any other form
and you must impose this same condition on any acquirer
Published in the United States of America by Oxford University Press
198 Madison Avenue, New York, NY 10016, United States of America
British Library Cataloguing in Publication Data
Data available
Library of Congress Control Number: 2020950770
ISBN 978–0–19–886509–4
DOI: 10.1093/oso/9780198865094.001.0001
Printed and bound by
CPI Group (UK) Ltd, Croydon, CR0 4YY
Links to third party websites are provided by Oxford in good faith and
for information only. Oxford disclaims any responsibility for the materials
contained in any third party website referenced in this work.
Contents
References 261
Index 279
List of Figures and Table
Figures
Table
5.1 Results of simulated parabola gadget experiment 115
Acknowledgments
Over the course of writing this book, I have given talks on some of the
contents at various places, and I am grateful to have received feedback on
those occasions. The book was also read in draft form in a reading group at
the University of Western Ontario. I express my thanks for their feedback
to members of that group, and to the graduate students in a course for
which it was used as a text. Among those who have provided valuable
comments on drafts of the book are Dimitrios Athanasiou, Michael Cuf-
faro, Thomas de Saegher, Lucas Dunlap, Sona Ghosh, Marie Gueguen, Bill
Harper, Marc Holman, Haiyu Jiang, Molly Kao, Adam Koberinski, Joshua
Luczak, Mackenzie Marcotte, Tim Maudlin, Vishnya Maudlin, John Norton,
Filippos Papagiannopoulos, Stathis Psillos, Brian Skyrms, Chris Smeenk,
and Martin Zelko. Particular thanks are due to David Wallace and Marshall
Abrams for their detailed comments. I thank Zili Dong for assistance with
copy-editing and the index.
Part of the writing of this book was done while the author was a visiting
scholar at the Pittsburgh Center for the Philosophy of Science. I thank the
Center for their hospitality, and for fostering a lively intellectual atmosphere.
Research for the book was sponsored, in part, by Graham and Gale Wright,
who generously fund the Graham and Gale Wright Distinguished Scholar
Award at the University of Western Ontario.
Preface
them. It can be used (as I have done with an earlier draft) as a text in a
graduate course on philosophical issues in probability, for students without
background in probability theory. For this reason, I have included, as an
Appendix, a brief introduction to probability theory, and include also chap-
ters introducing the basics of thermodynamics and statistical mechanics.
These contain material that I think everyone interested in the foundations of
these subjects should know, and which is not easy to glean from the existing
philosophical literature on thermodynamics and statistical mechanics.
I invite readers to think of this book as a choose-your-own-adventure
book. For those who wish to read through the work with a minimum of
mathematics, I have relegated most technical details to appendices. But
I hope that some readers will take these pages as an invitation to embark
on serious work in philosophy of probability. The training of a philosopher,
when it comes to relevant background knowledge, is often unsystematic, and
we often have to pick up what we need along the way. For graduate students
and others without much background in probability, I have included intro-
ductory material, and I hope that among my readers will be those who are
inclined to work through it.
Note on sources. In this book, I quote many works that were published
prior to the twentieth century. The dates and location of first publication
are important for historical reasons, and for this reason I have provided
references to the original publications. For many of the figures quoted,
such as Maxwell, Kelvin, and Boltzmann, there are volumes of collected
papers, which makes the works more readily accessible. For convenience,
I have provided reference to such collections, in addition to the original
publications. For any quotations contained in this book from works written
in languages other than English, I have, wherever possible, looked at the
original publication, and provide citation of the original for those who want
to look at it, as well as the translation from which I am quoting. In cases
where an adequate translation was not readily available, the translation is
my own, and I have provided the original text in a footnote. I am grateful to
Marie Gueguen for assistance with the French translations.
1
The Puzzle of Predictability
1.1 Introduction
It is a familiar fact that some things can be predicted with a reasonable degree
of confidence; others, less so. The daily rising and setting of the sun, the
waxing and waning of the moon, and the motions of the major planets are
familiar examples of the predictable. In other domains, such as the stock
market, the motion of a leaf as it falls from a tree on a blustery day, or the
vagaries of the weather, prediction is harder to come by.
The question I want to ask is: How is prediction possible, in those domains
in which it is?
A venerable answer, and perhaps the first that might suggest itself to some
readers, is: because there are deterministic laws of physics that, together with
initial conditions, uniquely determine the future behaviour of things. This
might or might not be true. But it’s irrelevant to the question of what makes
prediction possible.
Even if the underlying laws of physics are deterministic, we are never in
possession of anything even remotely like the sort of specification of the state
of a system that, together with those laws, suffices to determine what we will
observe in the future. We never, in fact, take into account anything more than
a tiny fraction of the physical degrees of freedom of any macroscopic system.
Instead, we engage in radical dimensional reduction of our problems; we
seek relations between a small number of macroscopic variables, discarding
almost everything there is to be known about the system.
It is well known that there are systems that exhibit extremely sensitive
dependence on initial conditions, and there has been extensive literature on
the problems that this poses for prediction. Precise long-term prediction,
for such systems, requires absurdly precise specification of initial conditions.
But the situation we find ourselves in is much worse; we know virtually noth-
ing about the precise state of macroscopic systems to which we successfully
apply our predictive techniques.
Beyond Chance and Credence. Wayne C. Myrvold, Oxford University Press (2021).
© Wayne C. Myrvold.
DOI: 10.1093/oso/9780198865094.003.0001
2 the puzzle of predictability
To get a sense of the magnitude of the problem, consider what might seem
to be the easiest case, that of planetary motion. Astrophysicists compute
tables of predicted planetary positions with an impressive degree of preci-
sion, millennia in advance. The calculation is an intricate one, because it’s
a gravitational many-body problem, which is tackled by deriving successive
approximations to the motion. It is complicated by the fact that, at the level of
precision reached by modern astronomy, Newton’s law of gravitation is not
sufficient, and the theory of general relativity must be taken into account.
But never mind all that; suppose you want to get a first approximation to the
motions of a single planet, say, Jupiter. The gravitational influence of the sun
on Jupiter is by far the strongest factor affecting its motion, and so, a good
first approximation can be obtained as a two-body problem.
Suppose then, that you are posed the following problem. You are given
the relevant laws of physics, the masses, current positions, and velocities of
the Sun and Jupiter, the values of any other macroscopically ascertainable
quantities that you might regard as relevant, and permission to ignore
everything in the universe other than Jupiter and the Sun, because you are
only being asked to provide a first approximation of the future behaviour
of the system. You are forbidden to invoke anything else. The only assump-
tion that you may make about the detailed microstate of the system is
that it is compatible with the values of the macrovariables that you have
been given.
Question: On this basis, what can you say about the future course of the
system?
Answer: Virtually nothing.
If you were posed a question like this, you would probably treat it as a grav-
itational two-body problem. This is exactly solvable, and an approximation
to initial conditions yields an approximation to later conditions.
But, if you are treating it as a two-body problem, you are assuming that
the Sun and Jupiter will remain, during the interval over which you are
interested, roughly spherical bodies small in size compared to the distance
between them, and you will treat the problem as one of finding the motion of
the centers of mass of these two spheres. You are assuming that they will not
fly into pieces. But this is, by the rules stipulated, an illicit assumption. The
macrostate of the system is compatible with a wide variety of states on the
scale of, say, individual molecules, and, within the scope of this set of states
are some that lead to a wide variety of subsequent behaviour. The problem is
that it is not a two-body problem; it’s at least an N-body problem, where
beyond chance and credence 3
1 “L’état présent du system de la Nature est évidemment une suite de qu’il était au moment
précédent, et, si nous concevons une intelligence qui, pour un instant donné, embrasse tous les
rapports des êtres de cet Universe, elle pourra déterminer pour un temps quelconque pris dans
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SPECIFIC CHARACTER.
1. The Cup.
2. A Blossom spread open, with the chives in their place.
3. A Chive magnified.
4. The Pointals, natural size.
5. The same, magnified.
This pretty little plant was first found by Masson and Thunberg, when on
their journey together in the interior of the country of the Cape of Good
Hope, and was named by Thunberg after Professor Falk of Petersburgh. It
was introduced to the Kew gardens in the year 1774. Much as it resembles
Convolvulus, it still has a greater affinity to Nolana in all its outward parts,
but especially in the cup of the flower, and the situation and character of the
seeds. Although the plant is not shrubby, the stems, which are wiry, do not
die down in winter, but take root, if laid close to the earth. It is encreased by
parting the roots in May; should be planted in sandy loam, and kept in the
green-house, where it will blossom in July or August. Our figure is from a
plant which flowered in the collection of J. Vere, Esq. Kensington Gore.
It is rather singular that the indefatigable, and generally accurate,
Willdenow, should have continued this plant in the sixth class, when he had
such authority, as may be found, page 325, Vol. I, in the Catalogue of the
Kew Garden (where it unquestionably has flowered) for the removal of it to
its proper one, the fifth. It is true, he had reason to suppose, that no man
would be rash enough to form a new Genus, without a due examination of
the plant, on which he grounds his authority; and that, as Thunberg had
discovered and named it, his authority was sufficient, and of greater weight
than any other. But, unfortunately, in this instance, for the transcriber, the
describer has been mistaken, and has led his followers into error. Indeed, the
whole plant in its habit and character has so little affinity to any hexandrous
genus, that, although Thunberg might have found a single flower, or even a
whole plant, whose flowers had six chives (a circumstance we have not been
able to discover, upon an examination of the flowers from four different
plants), in such a case, as a botanist, he ought to have looked farther, before
he made so violent a decision; and Willdenow ought to have taken it for
granted the alteration would not have been made, but upon due
consideration.
PLATE CCLVIII.
BANKSIA PRÆMORSA.
Bitten-ended-leaved Banksia.
SPECIFIC CHARACTER.
GERANIUM PILOSUM.
Hairy Geranium.
SPECIFIC CHARACTER.
ORNITHOGALUM ODORATUM.
GENERIC CHARACTER.
Calyx nullus.
Corolla. Petala sex, lanceolata, infra medium erecta, supra medium
patentia, persistentia, colorem demittentia.
Stamina. Filamenta sex, erecta, alterna basi dilatata, corolla breviora.
Antheræ simplices.
Pistillum. Germen angulatum. Stylus subulatus, persistens. Stigma
obtusum.
Pericarpium. Capsula subrotunda, angulata, trilocularis, trivalvis.
Semina plura, subrotunda.
Obs. Filamenta in aliis plana, erecta, alterna apice trifido, media lacinia
antherarum sustinente; in aliis alterna, simplicia.
Empalement none.
Blossom. Petals six, lance-shaped, below the middle upright, above the
middle spreading, remaining, losing their colour.
Chives. Six threads upright, each alternate one widening at the base,
shorter than the blossom. Tips simple.
Pointal. Seed-bud angular. Shaft awl-shaped, remaining. Summit blunt.
Seed-vessel. Capsule roundish, angular, three-celled, three-valved.
Seeds many, roundish.
Obs. The threads in some are flat and upright, the alternate ones trifid at
top, the middle segment supporting the tip; in others the alternate ones are
simple.
SPECIFIC CHARACTER.
1. A Flower prop.
2. The Chives and Pointal, the petals being removed.
3. The Pointal.
4. The same, magnified.
This species of Star of Bethlehem, from the Cape of Good Hope, is a rival in
fragrance to the great-flowered, or Arabian species, to which it is much
affined in every part but the colour of the blossom; which, in this, is
yellowish, and in that, it is white with a dark eye. It is rather a delicate bulb;
and to make it flower, should be kept in the hot-house, where, it will
blossom about May or June. Our drawing was made from a plant which had
been received, from the Cape, by Mr. Hibbert, the preceding year, 1800; and
we much fear, what has been said of the great-flowered species, may be
considered as referential also to this; viz. that the bulbs never flower, but the
first year after importation. We have not been able to trace the appearance of
a flower, from any of the bulbs, this year, which has led us to this conjecture;
indeed, many of the species of this genus have this character; more
particularly, those from Africa.
It has flowered at Vienna, and has been figured by Professor Jacquin in
his Ic. Plant. rar. vol. ii. tab. 432.
PLATE CCLXI.
CAMERARIA LATIFOLIA.
Bastard Mangeneel.
CLASS V. ORDER I.
PENTANDRIA MONOGYNIA. Five Chives. One Pointal.
GENERIC CHARACTER.
SPECIFIC CHARACTER.
XERANTHEMUM SPIRALE.
Spiral-leaved Everlasting-Flower.
SPECIFIC CHARACTER.
VACCINIUM STAMINIUM.
Green-wooded Whortle-berry.
SPECIFIC CHARACTER.
1. A Flower complete.
2. The Chives and Pointal.
3. The Chives, Pointal, and Seed-bud, magnified.
The species here figured of Whortle-berry, according to the Kew catalogue,
was introduced, first, from North America, to us, by Mr. William Young, in
the year 1770. It is a hardy, deciduous shrub; grows to the height of three
feet; very bushy, with the flowers but thinly scattered over it; they are white,
and deeply cut in the border, which is rather inclined to spread. It is
increased by layers; the berries seldom ripening in England. A light, sandy
peat soil, with a small portion of loam, is the fittest for its growth; and it
acquires a higher degree of beauty, when sheltered from the scorching rays
of the sun, in summer. Our figure was taken in June, 1801, at the nursery of
Messrs. Lee and Kennedy, from a plant which had been imported in
February, the same year, from Pennsylvania, North America.