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OUP CORRECTED AUTOPAGE PROOFS – FINAL, 27/11/2020, SPi
Metaphysics, Sophistry,
and Illusion
Toward a Widespread Non-Factualism
by
MARK BALAGUER
1
OUP CORRECTED AUTOPAGE PROOFS – FINAL, 27/11/2020, SPi
3
Great Clarendon Street, Oxford, OX2 6DP,
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© Mark Balaguer 2021
The moral rights of the author have been asserted
First Edition published in 2021
Impression: 1
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address above
You must not circulate this work in any other form
and you must impose this same condition on any acquirer
Published in the United States of America by Oxford University Press
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British Library Cataloguing in Publication Data
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Library of Congress Control Number: 2020950772
ISBN 978–0–19–886836–1
DOI: 10.1093/oso/9780198868361.001.0001
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OUP CORRECTED AUTOPAGE PROOFS – FINAL, 27/11/2020, SPi
Table of Contents
Acknowledgments xi
1. Introduction 1
1.1 A Synopsis of This Book 1
1.2 The Ways in Which My View Is and Isn’t Anti-Metaphysical 7
1.3 What I Say Here Isn’t Really True 9
PART I NON-FACTUALISM
2. Against Trivialism and Mere-Verbalism (and Toward a Better
Understanding of the Kind of Non-Factualism Argued for in
This Book) 13
2.1 Opening Remarks 13
2.2 Two (or Three) Kinds of Anti-Metaphysicalism 14
2.3 Non-Mere-Verbalist Non-Factualism 19
2.4 Some General Remarks about Metaphysical Problems 20
2.5 Against Metametaphysical Verbalism 25
2.6 A Recipe for Finding Non-Verbal Debates 37
2.7 Against Actual-Literature Verbalism 39
2.8 Why Trivialism Without Metametaphysical Verbalism Is
Metaphysically Uninteresting 41
2.9 Two Kinds of Non-Factualism 43
3. How to Be a Fictionalist about Numbers and Tables and Just
about Anything Else 45
3.1 Opening Remarks 45
3.2 The Mathematics-Based Argument Against Non-Factualism 46
3.3 A Theory of Objective Fictionalistic Mathematical Correctness 52
3.4 FBC-Fictionalism to the Rescue 63
3.5 Do FBC-Fictionalists Unwittingly Commit to Abstract
Objects? 70
3.6 Generalizing the Fictionalist Strategy (or Fictionalist Views
of Other Kinds of Objects) 71
3.7 The Response to the Objection to Non-Factualism 78
3.8 A Recipe for Responding to Section-2.4-Style Arguments 79
3.9 A Possible Slight Alteration to What I’ve Said Here 79
3.10 A Worry and a Response 80
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PART II NEO-POSITIVISM
7. What Is Neo-Positivism and How Could We Argue for It? 201
7.1 Opening Remarks 201
7.2 What Is Neo-Positivism? 201
7.3 Why Neo-Positivism Isn’t Self-Refuting 203
7.4 How to Argue for Neo-Positivism: The General Plan 205
7.5 Step 1 of the Neo-Positivist Argument: How to Decompose a
Metaphysical Question 205
7.6 Step 2 of the Neo-Positivist Argument 209
7.7 Appendix on Scientism 214
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ix
References 275
Index 287
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Acknowledgments
I’ve been working on this book for a long time, and a lot of people have read parts
of it (or other works of mine that were, in some sense or other, early versions of
parts of this book) and offered helpful feedback. Thanks are due (at least!) to the
following people: Brad Armour-Garb, Jody Azzouni, Sara Bernstein, Daniel
Bonevac, Otávio Bueno, Ross Cameron, Joe Campbell, Rebecca Chan, Sam
Cowling, Foad Dizadji-Bahmani, Russell Dale, Matti Eklund, Nina Emery,
Hartry Field, John Martin Fischer, Chris Franklin, Carl Ginet, Patrick Girard,
Ricardo Gomez, Alex Grzankowski, Terry Horgan, Eli Hirsch, Manyul Im, Robert
Jones, Robert Kane, Jerry Katz, Arnie Koslow, Uriah Kriegel, Fred Kroon, Jim
Landesman, Matt Leonard, Maureen Linker, Michael Liston, Heather Logue, Ned
Markosian, Dave MacCallum, Penelope Maddy, Russell Marcus, Storrs McCall,
Michael McKenna, Colin McLarty, Henry Mendell, Elliott Mendelson, Yiannis
Moschovakis, Michael Nelson, Daniel Nolan, Timothy O’Connor, Josh Parsons,
Derk Pereboom, Josh Rasmussen, Mike Raven, Kate Ritchie, Mike Resnik, Gideon
Rosen, Raul Saucedo, Stephen Schiffer, Scott Shalkowski, Stuart Shapiro, Ted
Sider, Shel Smith, Michael Strevens, Jack Spencer, Amie Thomasson, Patrick
Todd, Kelly Trogdon, Kadri Vihvelin, Adam Vinueza, Michael Weisberg, David
Widerker, Wai-hung Wong, Steve Yablo, and Ed Zalta. I have almost certainly
forgotten to list some other people who have offered feedback on works of mine
that has been helpful in the writing of this book. For that, I apologize.
Special thanks, for reading and providing helpful feedback on large chunks of
this book, are due to Talia Bettcher, Michaela McSweeney, and David Pitt. And
extra special thanks go to David Builes for reading and giving me useful feedback
on a draft of the entire manuscript.
I would also like to thank Stephan Leuenberger and Jared Warren, who served
as referees for the book for Oxford University Press and who gave me useful
feedback on the penultimate draft. And, finally, I would like to thank Peter
Momtchiloff for helpful discussions regarding the overall structure of the book.
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1
Introduction
In this book, I’ll do two things. First, I’ll introduce a novel kind of non-factualist
view and argue that we should endorse views of this kind in connection with a
wide class of metaphysical questions—most notably, the abstract-object question
and the composite-object question (i.e., the questions that ask whether there are
any such things as abstract objects and composite objects). Most of the argument
for this claim will come in Part I, but section 9.2 is relevant to this as well. Second,
in Part II, I’ll explain how my non-factualist views fit into a general anti-
metaphysical view that I call neo-positivism; and I’ll explain how we could go
about arguing that neo-positivism is true; and I’ll take a few first steps toward
filling the argument in.
In general, if MQ is a metaphysical question, then non-factualism about MQ is
the view that there’s no fact of the matter what the answer to MQ is. It’s important
to note, however, that there are multiple kinds of non-factualist views; in
Chapter 2, I’ll clearly articulate the kind of non-factualist view that I’ll be arguing
for in this book. For now, let me just note that my non-factualist views are
importantly different from the kinds of anti-metaphysical views that have been
popular in the philosophical literature. Most notably, they’re different from views
of the following two kinds:
Trivialism about MQ: There’s a fact of the matter about the answer to MQ, but
it’s an utterly trivial fact—along the lines of the fact that all bachelors are
unmarried, or the fact that there are no married bachelors. More specifically,
the facts that settle MQ aren’t substantive metaphysical facts; they’re just semantic
facts (together perhaps with uncontroversial empirical facts).
Mere-Verbalism about MQ: The debate about MQ is merely verbal (I’ll have a
good deal to say about what this means in Chapter 2).
Trivialist and/or mere-verbalist views have been endorsed by, e.g., Hume (1748),
Carnap (1950), Putnam (1987, 1994), Parfit (1995), Sosa (1999), van Fraassen
(2002), Hirsch (2002, 2009), Sidelle (2002, 2007), Schiffer (2003), Thomasson
(2007, 2009a, 2015), Chalmers (2011), and Rayo (2013). In Chapter 2, I’ll argue
that mere-verbalist views are false, and I’ll argue that given the falsity of
Metaphysics, Sophistry, and Illusion: Toward a Widespread Non-Factualism. Mark Balaguer, Oxford University Press (2021).
© Mark Balaguer. DOI: 10.1093/oso/9780198868361.003.0001
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2
¹ We’ll see in Chapter 2 that mere-verbalism can be combined with non-factualism, and indeed, that
some of the people mentioned in the text are mere-verbalist-style non-factualists; but as I’ll make very
clear in Chapter 2, the non-factualist views that I’ll be arguing for in this book are not of the mere-
verbalist kind.
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The claim that there’s no fact of the matter whether there are any objects of the
above kinds—i.e., abstract objects like numbers and material objects like planets
and electrons—gives rise to an obvious problem. There are extremely good
reasons to think that (a) our mathematical theories commit to the existence of
abstract objects, and (b) our scientific theories (and many of the claims that we
make in ordinary discourse) commit to the existence of both abstract objects and
material objects. But if this is so, then my non-factualist views seem to imply that
our mathematical and scientific theories (and many of our ordinary-discourse
claims) are not true; it seems that if my non-factualist views are right, then at best,
there’s no fact of the matter whether our mathematical and scientific theories
are true.
You might think this result is unacceptable, but in Chapter 3, I argue that it’s
not. I do this by arguing for a fictionalist view according to which there’s an
objective kind of correctness that applies to our mathematical and scientific
theories, even if those theories aren’t strictly true; more specifically, on the view
I develop, whenever realists about abstract objects and material objects say that a
mathematical or empirical theory (or an ordinary-discourse claim) is true, non-
factualists can say that the given theory (or ordinary claim) is for-all-practical-
purposes true. And I use this result to explain why our mathematical and empirical
theories are useful to us, why they seem right to us, and why it wouldn’t matter—
i.e., wouldn’t be harmful to our purposes—if they weren’t strictly speaking true.
The idea, then, is that non-factualism about the existence of kind-K objects is to
be combined with fictionalism about our discourse about kind-K objects—in
particular, a kind of fictionalism that implies that our claims about kind-K objects
can be for-all-practical-purposes true, even if there’s no fact of the matter whether
they’re strictly and literally true.
In arguing for fictionalist and non-factualist views (in Chapters 3–5), I rely in a
couple of different ways on certain kinds of modal claims. But this gives rise to
another worry about my view. For (a) I’m putting my view forward as a kind of
anti-metaphysicalism, and (b) you might think that anti-metaphysicalists can’t
countenance the existence of modal truths—because you might think that we can’t
commit to the existence of modal truths without also committing to some heavy-
duty metaphysical theory, like Lewisian realism about possible worlds, or platon-
ism (i.e., realism about abstract objects), or some sort of strong essentialist view
according to which every object has a non-trivial essence.
I respond to this worry in Chapter 6 by arguing for a theory of modality that
I call modal nothingism. Roughly speaking, modal nothingism is the view that
there are certain kinds of modal claims that are such that (a) they’re true (or
substantively true—more on what this means in Chapter 6), and (b) there’s
nothing about reality that makes them true. I’ll argue in Chapter 6 that modal
nothingism is true and that it gives us a metaphysically innocent view of modal
discourse, including certain kinds of counterfactuals. In particular, it gives us a
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metaphysically innocent view of the kinds of modal claims that I commit to in this
book; more specifically, it enables me to say that these modal claims are true
without committing myself to any controversial metaphysical claims—indeed,
without committing myself to any claims about the nature of reality at all.
Moreover, as I point out at the end of Chapter 6, when we combine modal
nothingism with the arguments of Chapter 3, we get a metaphysically innocent
view of logic and mathematics as well.
In Chapter 7, the first chapter of Part II, I introduce neo-positivism. Neo-
positivism is similar—in broad brush strokes, not in detail—to the view that
I think Hume is getting at in the following passage from the very end of the
Inquiry (1748):
When we run over libraries, persuaded of these principles, what havoc must we
make? If we take in our hand any volume—of divinity or school of metaphysics,
for instance—let us ask, Does it contain any abstract reasoning concerning
quantity or number? No. Does it contain any experimental reasoning concerning
matter of fact and existence? No. Commit it then to the flames, for it can contain
nothing but sophistry and illusion.
One way to think of Hume’s view here is as suggesting that there’s a (presumably
exhaustive) division of the kinds of claims we can make (or the kinds of arguments
we can mount, or some such thing) into (a) mathematical (and perhaps logical
and analytic?) claims and/or arguments, and (b) empirical-scientific claims and/or
arguments, and (c) claims and/or arguments that are . . . well, not good, or not
legitimate, or some such thing. The neo-positivist view that I articulate in
Chapter 7 involves a similar (but also importantly different) trichotomy. Very
roughly, neo-positivism is the view that for any metaphysical question MQ, MQ
decomposes into some component subquestions, call them Q₁, Q₂, Q₃, etc., such
that for each of these subquestions—i.e., for each Qi—one of the following three
anti-metaphysical views (or some combination of them) is true:
This is extremely rough; in Chapter 7, I’ll give more precise formulations of neo-
positivism, scientism, and metaphysically innocent modal-truth-ism.
You might think that neo-positivism is self-refuting. For you might think that
it’s neither a modal claim nor a physical-empirical claim, and so you might think
that neo-positivism entails that we should endorse non-factualism about the
question of whether neo-positivism is true. I’ll respond to this worry in
Chapter 7. In a nutshell, my response is that neo-positivism isn’t self-refuting
because we can endorse scientism about the question of whether it’s true. Roughly
speaking, the idea is that (a) neo-positivism is an empirical claim about a certain
finite cluster of actual, real-world questions (namely, the questions that are
actually discussed by actual metaphysicians); and (b) we should motivate neo-
positivism with an empirical argument—in particular, by showing that neo-
positivism is true of a randomly selected sample of actual metaphysical questions
and then arguing by induction that it’s probably true of all metaphysical
questions.²
At the end of Chapter 7, I propose a two-step strategy for arguing for neo-
positivist views of specific metaphysical questions. Step 1 is to decompose the
original metaphysical question into some subquestions, and step 2 is to argue that
neo-positivism is true of all of the subquestions. On the method of decomposition
that I propose, one of the component subquestions is always (or almost always) a
conceptual-analysis question (or something like a conceptual-analysis question)—
where a conceptual-analysis question is just a question like ‘What is free will?’, or
‘What is knowledge?’, or ‘What is a person?’ So, for example, the question ‘Do
human beings have free will?’ decomposes into the following two subquestions:
² You might wonder how neo-positivism could be an empirical claim given that (a) it’s a claim about
questions, and (b) questions are presumably abstract objects. I’ll address this worry in section 1.3.
³ When I say that the do-we-have-free-will question decomposes into these other two questions, all
I mean is that if we could answer these two new questions, then we would have all the information we
would need (and obviously more) to answer the do-we-have-free-will question. So I’m not claiming
that my decompositions are the uniquely correct decompositions. I’ll say more about this in Chapter 7.
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much easier for neo-positivists; for it follows from this that, in every case, once
neo-positivists decompose the original metaphysical question into its component
subquestions, they’ll already have a ready-made account of the conceptual-
analysis question, and so they’ll only have to worry about the other subquestions
of the original metaphysical question. E.g., in connection with the do-we-have-
free-will question, neo-positivists will only have to worry about the which-kinds-
of-freedom-like-abilities-do-we-have question. And as we’ll see in Chapters 7 and
9, the nice thing about these other subquestions—the ones that remain after we
decompose the original metaphysical question and dispense with the conceptual-
analysis question—is that they’re couched in terms of art that have clear, stipu-
lated definitions. So, e.g., the which-kinds-of-freedom-like-abilities-do-we-have
question asks about libertarian-freedom, and Hume-freedom, and so on; and,
importantly, the term ‘free will’ doesn’t appear at all in that question.
As will become clear in Chapter 7, the job of arguing that neo-positivism is true
of each and every metaphysical question is an enormous job—much too big for
one book. Now, if we dedicated a very long book to the task, we might be able to
produce a decent inductive argument of the kind mentioned in the paragraph
before last—an argument in which we showed that neo-positivism is true of a
sample of metaphysical questions and then concluded, via induction, that it’s
probably true of all metaphysical questions. But I won’t try to produce such an
argument in this book; all I want to do here is start the argument. As I’ve already
pointed out, in Chapters 4 and 5, I’ll argue for non-factualist views of the abstract-
object question and the composite-object question. And in Chapter 9, I’ll say a few
words about how we could argue for neo-positivist views of a few other meta-
physical questions. I’ll focus mostly on cases in which I think the main contro-
versial subquestions are non-factual; but at the end of Chapter 9, I’ll say a few
words about a few cases in which I think neo-positivists should endorse scientistic
views, rather than non-factualist views, of the main controversial subquestions.
The remarks of the last few paragraphs—about how I think we should go about
arguing for neo-positivism—are extremely brief. I’ll say much more about this in
Chapters 7–9; but it should already be clear from what I’ve said here that while
neo-positivism is similar in spirit to Hume’s view, the argument that I think we
should use to motivate neo-positivism is completely unlike Hume’s argument
(and it’s also unlike the arguments of the logical positivists—e.g., Carnap (1928,
1934, 1950)—who held similar views).
Finally, Chapter 10 is a very short chapter in which I briefly articulate the
worldview that’s implied (or at least suggested) by the arguments of the rest of
the book.
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I have two things I want to say in response to this worry. First, there are obviously
multiple things we might mean by the term ‘anti-metaphysical’, and I don’t claim
to be using it in the only reasonable way. So I want to acknowledge that there
might be some reasonable ways of talking on which the non-factualist views that
I argue for in this book don’t count as anti-metaphysical. Second, I just want to
explain why I think it’s reasonable to say that non-factualist views are anti-
metaphysical in at least one obvious sense; the reason is that non-factualist
views entail that there’s something wrong with the relevant metaphysical
questions—in particular, they entail that there are no right answers to these
questions. Now, different kinds of non-factualism will give us different stories
about why there are no right answers to the relevant questions, and some kinds of
non-factualist views might seem less anti-metaphysical than others. But according
to the versions of non-factualism that I’ll be arguing for in this book, the reason
that there are no right answers to the relevant metaphysical questions is (roughly)
that the language in which these questions are formulated is catastrophically
imprecise, and so the sentences that state the competing answers to these ques-
tions are indeterminate. Given this, I think it’s reasonable to say that according to
non-factualist views of this kind, there’s something wrong with the relevant
metaphysical questions, and so I think it’s reasonable to say that non-factualist
views like this are anti-metaphysical in at least one reasonable sense. But, again,
I don’t want to deny that there might be other kinds of non-factualist views that
seem less anti-metaphysical or that there might be some reasonable senses of
‘anti-metaphysical’ according to which my non-factualist views aren’t anti-
metaphysical.
two hundred and fifty] According to 1 Kings ix. 23, five hundred
and fifty. On the other hand the under-overseers are reckoned at
three thousand six hundred in 2 Chronicles ii. 18 as against three
thousand three hundred in 1 Kings v. 16. The total number therefore
of overseers of all kinds is given both in 1 Kings and 2 Chronicles as
3850.
11. for he said, My wife, etc.] These words are an addition by the
Chronicler. In 1 Kings iii. 1 it is said simply that Solomon brought
Pharaoh’s daughter into the city of David until his own house was
finished.
David the man of God] Targum David the prophet of the Lord (a
correct paraphrase). Compare Nehemiah xii. 36.
unto the day ... was perfected] LXX. offers a much shorter and
smoother text, from the day on which it was founded until Solomon
perfected the house of the Lord. This reading is probably right.
Chapter IX.
1‒12 (= 1 Kings x. 1‒13).
The Visit of the Queen of Sheba.
his ascent by which he went up] Render (if the text be sound),
his manner of going up, i.e. the pomp with which he went up (so
Targum); but it is better, with LXX. and Peshitṭa, to read the burnt
offerings which he used to offer, a rendering which is right in 1 Kings
x. 5 (compare Revised Version margin). The difference of reading
between Chronicles and 1 Kings in the Hebrew is slight.
went to one target] Render (also in verse 16) were spread upon
one target.
Chapters X.‒XXXVI.
The History of Judah from Rehoboam to
the Exile.
Chapter X.
1‒15 (= 1 Kings xii. 1‒15).
The Conference at Shechem.