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W3D2 REQUIRED READING (Secondary) - Mackerras2018_Chapter_GlobalHistoryTheRoleOfScientif
W3D2 REQUIRED READING (Secondary) - Mackerras2018_Chapter_GlobalHistoryTheRoleOfScientif
Colin Mackerras
1 Introduction
One of the most important and intriguing facts in global history is the
dominance that the West established over the rest of the world in
terms of scientifc discovery and innovation from the sixteenth century
onwards. It is not too much to say that this scientifc spirit was one of
the key factors behind the Industrial Revolution and the growth of the
technology that enabled Europe to colonize so much of the world and
to assume a position of some degree of domination more or less every
where. This scientifc spirit remains a key feature of the contemporary
world, with access to advanced technology among the most important
of all levers of power.
C. Mackerras (*)
Renmin University of China, Beijing, China
C. Mackerras
Griffth University, Brisbane and Gold Coast, Australia
Yet the fact is that civilizations other than the West have developed
signifcant bodies of scientifc discovery and thought. In particular,
China had developed a body of scientifc knowledge before the time of
the Mongol invasion of the thirteenth century that placed it well ahead
of Europe. The most famous, and probably the most important, scholar
to research and disclose the pre-eminence of Chinese science before
that time was the British biochemist and Sinologist Joseph Needham
(1900– 1995), who masterminded and contributed extensively to a
multi-vol
ume and multi-authored work entitled Science and Civilisation in
China. This chapter aims to explore global scientifc history through the
prism of what has become known as ‘the Needham question’. This can
be for mulated as follows: why, having been so far ahead of Europe in
the Middle Ages, did China fail to produce the scientifc revolution that
occurred in Europe and in effect was crucial in creating the modern
world. Why did ‘universally verifable’ science ‘commanding universal
rational assent’ develop ‘round the shores of the Mediterranean and
the Atlantic, and not in China or any other part of Asia’? (Needham
and Wang 1954: 19). There can be no defnitive answer to such a big
question, as Needham himself acknowledged in the foreword he wrote
for a book that came out fve years after he died (Zilsel 2000). Yet it
remains an important question and the present chapter argues in
favour of regarding scien tifc development as a major site of global
history. It argues in support of Needham’s appeal to social and cultural
history for an explanation to this major driver of human history. This
author stands in awe of a scholar willing and able to probe Chinese
science in such detail as a counterpart to that of the West.
It should be added that the centrality of this ‘Needham question’ is
by no means the only way of approaching the development of Chinese
sci ence from the sixteenth to the nineteenth centuries. One major
study is specifcally ‘agnostic’ about any claims that try ‘to explain why
China or the Islamic world failed to develop the rigorous mental
mind-set of mod ern science’ (Elman 2005: xxv–xxvi). Elman gives a
great deal of credit to the European missionaries and others for
scientifc development in China over those centuries, but also
emphasises the maintenance of a specifcally Chinese science. In
another balanced view, he attacks the pretensions of those who see
modern science in China only as the result of Western infuence and
intervention, but also presents Chinese science as no more than a
‘qualifed success story’ and eschews any ‘nationalistic claim’ about
‘the march of science in contemporary China’ (Elman 2005: xxxviii).
GLOBAL HISTORY, THE ROLE OF SCIENTIFIC DISCOVERY … 23
Yet, the Chinese ability to think scientifcally was a point that needed
demonstration. The eminent Chinese philosophy historian Fung Yu-lan
(Feng Youlan 馮友蘭, 1895–1990) had argued in essence that China
did not develop science because China’s values standards rendered it
redundant. From the time of the Han dynasty (206 BCE–220 CE)
onwards, Chinese were more concerned with looking after and infuenc
ing humankind than exploring the natural world. Chinese thinkers ‘had
no need of scientifc certainty, because it was themselves that they
wished to know; so in the same way they had no need of the power of
science, because it was themselves that they wished to conquer’
(Fung 1922: 261). Philosophies like Daoism and Buddhism were more
concerned with admiring and following nature than controlling or even
infuenc
ing it. For Fung Yu-lan to say that there was no science in pre-modern
China is not to condemn that civilization, but to praise it; it was not that
Chinese were incapable of thinking scientifcally, it was simply that they
did not do so because China had no need for science.
The fact that Needham knew he had found no fnal answers did not
prevent him from speculating and making some pretty defnitive state
ments. In particular, he rejected any suggestion that historical accident
was involved. Moreover, he appealed more to economic,
environmental, social and cultural factors than to scientifc factors
(Mackerras 1989: 130).
So, in this chapter we can divide Needham’s reasons as to why
China failed to produce the scientifc revolution, including the factors
that may have inhibited the development of Chinese science, into
several catego ries. These include the material factors, such as the
physical environment and economic matters, as well as the
non-material or spiritual, such as the philosophical and the
politico-cultural. Because it is global history we are dealing with and
because Needham himself had plenty to say not only about China but
also about the West, we shall be exploring some factors that compare
and contrast China and Europe.
So, the competition among the European states may actually have
contrib uted to innovation and creativity based on curiosity. China’s
territorial unity, which is often touted as one of the country’s major
achievements, may have
been a factor inhibiting the development of innovation and of science.
Some scholars, notably Karl August Wittfogel (1896–1988), have
attached very great importance to the physical environment as a driver
of Chinese civilisation. Wittfogel wrote widely on this subject,
especially in his 1957 book Oriental Despotism, basing much of his
argument on Karl Marx’s Asiatic mode of production theory. 4 He
proposed that China was despotic because of the need for water
control, in particular the need to build dykes, prevent fooding and in
general control the Yellow River on the great northern plain. The link is
that water control on a vast scale requires great organization, which
can only be provided by a highly pro fessionalized bureaucracy
supervising enormous and subservient supplies of manpower.
Wittfogel called this society ‘hydraulic’ and despised it as changeless
and cruel. He summed up the response of people living under this
despotism as follows: ‘To the demands of total authority common
sense recommends one answer: obedience’ (Wittfogel 1957: 149).
Needham and Wang (1959) reviewed Oriental Despotism. In his
review, he attacked Wittfogel for the ‘naïve assumption’ that Marxism
could not develop and that all Marxisms were the same. He denied that
China was despotic and criticized Wittfogel for ignoring good features
of its civilization, such as the development of science and technology
that put it generally ahead of Europe until the ffteenth century. He
attacked Wittfogel for reductionism and for regarding the need for
water control as the only source of China’s bureaucracy.
GLOBAL HISTORY, THE ROLE OF SCIENTIFIC DISCOVERY … 27
On the other hand, philosophical Daoism was notable for its love of
nature and respect for the natural world. It was much more receptive
to science and technology than Confucianism, much more open to new
ideas and less hidebound and conservative. Daoism remained an infu
ential force throughout Chinese history, but it was always subordinate
to Confucianism. Men who had entered the bureaucracy and failed to
achieve their career goals or stirred up trouble by disagreeing with pow
erful people often retreated into Daoist creativity. This is the impulse
that led to some of China’s most enduring artistic creations, such as
the landscape paintings of the Song dynasty.
Needham was very attracted to Daoism and its positive attitude
towards nature. In particular, he admired Daoism’s most famous doc
trine of wuwei (inaction). He believed that wuwei ‘implied learning from
Nature by observation’ (Ronan 1978: 98).
GLOBAL HISTORY, THE ROLE OF SCIENTIFIC DISCOVERY … 29
5 Conclusion
The Needham question is essentially too big to answer. However, I
think the tentative suggestions that Needham himself raised contain a
lot of sense. In particular, I doubt very much indeed that there is
anything essential or ‘genetic’ in Chinese civilization or people that
would make the development of modern science impossible in China.
Also, I see a great deal of sense in asking whether cultural, social,
economic and polit
ical circumstances affect phenomena like the development of science
and its use for practical purposes. The question why developments
took place at particular historical stages or why they did not take place
at others is important and defnitely worth further research.
We live in the shadow of modern science and it has served human
development well on the whole. On the other hand, now we are enter
ing the post-modern world, it may be useful to rethink the overall pat
terns of modern science. Can modern science help us cope with the
new problems of environmental deterioration? At the World
Conference on Science, held in Budapest in 1999, the Chinese
scholar Liu Dun from the Chinese Academy of Social Sciences posed
the question in the fol lowing way:
Can people really fnd a way of keeping harmony between mankind and
nature, science and society, industrial development and a healthy eco
logical environment, global economic integration and cultural diversity?
This is a crucial question for mankind in the new century. In this sense,
the ‘Needham question’ will continue to evoke divergent responses from
different parts of the world; and of course, its signifcance will extend far
beyond the more specifc matter of science and China.
Notes
1. For a well-known and comprehensive biography of Needham, see
Winchester (2008).
2. Volume 6, Part 4: Métailie 2015.
GLOBAL HISTORY, THE ROLE OF SCIENTIFIC DISCOVERY … 33
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