Capitan Plast Reconstr Surg 2014. Facial Feminization Surgery the Forehead

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COSMETIC

Facial Feminization Surgery: The Forehead.


Surgical Techniques and Analysis of Results
Luis Capitán, M.D., Ph.D.
Background: Facial feminization surgery encompasses a series of surgical
Daniel Simon, D.D.S.
techniques derived from plastic and craniomaxillofacial surgery to soften
Kai Kaye, M.D.
facial features that are generally perceived as being more masculine, main-
Thiago Tenorio, M.D. ly in patients diagnosed with gender dysphoria. This article describes the
Marbella, Málaga, Spain main surgical techniques used in feminization of the forehead complex,
sequences the different steps in forehead reconstruction, evaluates results
obtained using cephalometric analysis, and includes the level of patient
satisfaction.
Methods: Between January of 2008 and December of 2012, the authors per-
formed a total of 172 forehead operations. The postsurgical results were
analyzed using postoperative cephalometric studies that were compared with
preoperative teleradiographies. The patients’ level of satisfaction was also eval-
uated using a satisfaction questionnaire that they filled out after a 6-month
postoperative period.
Results: Along with an evaluation of patient satisfaction and clinical and
cephalometric results where significant setback of the frontal bossing was
observed, the authors present the sequencing of frontonasal-orbital recon-
struction/recontouring with systematic osteotomy of the anterior wall of
the frontal sinus in addition to developing a modification of the standard
coronal approach.
Conclusions: By treating the forehead region with the different surgical pro-
cedures described in this article, masculine facial features of the upper third
can be modified with predictable and satisfactory results. Facial feminization
surgery must be considered part of the process of treating patients with gen-
der dysphoria, because the modification and elimination of masculine facial
features allows these patients to adapt more easily to the workplace and social
and family environments. (Plast. Reconstr. Surg. 134: 609, 2014.)
CLINICAL QUESTION/LEVEL OF EVIDENCE: Therapeutic, IV.

T
he concept of facial feminization has been Diseases, Tenth Revision, with a prevalence that can
presented in the scientific literature by vari- vary from one in 12,000 to one in 50,000 accord-
ous authors1–4 over the past few years. Facial ing to different studies.6,7 The disorder requires
feminization surgery embraces a range of surgical a multidisciplinary approach following a strict
techniques, the objective of which is to soften and protocol, in which the alteration of the facial fea-
harmonize the different aesthetic sectors of the tures leads to an improvement in the patient’s
face, bringing features that are usually identified
as male more in line with female features. This
surgical discipline is particularly important for Disclosure: The authors have no financial interest
patients with gender dysphoria or gender identity to declare in relation to the content of this article.
disorder, a diagnosis included in the Diagnostic and
Statistical Manual of Mental Disorders, Fourth Edition5
and classified in the International Classification of Supplemental digital content is available for
this article. Direct URL citations appear in the
From the MHC International Hospital, Facial Team text; simply type the URL address into any Web
­Surgical Group. browser to access this content. Clickable links
Received for publication August 3, 2013; accepted January to the material are provided in the HTML text
28, 2014. of this article on the Journal’s Web site (www.
Copyright © 2014 by the American Society of Plastic Surgeons PRSJournal.com).
DOI: 10.1097/PRS.0000000000000545

www.PRSJournal.com 609
Plastic and Reconstructive Surgery • October 2014

self-esteem and successful integration into the region, the nasoglabellar angle, the supercili-
workplace, society, and family, all contributing ary and supraorbital ridge, the protrusion of the
to a significant improvement in quality of life.8,9 anterior wall of the frontal sinus, the frontoma-
The principal differences between masculine and lar suture, the forehead bone shape, the distance
feminine facial features are related to the bone between the nasal root and the beginning of the
structure,3,10 although other important differenti- hairline, the hairline shape, the type of hair and
ating characteristics also exist, such as skin type, skin, and the expressive areas and established
distribution of facial hair and fat, type of hair and wrinkles. In the middle third, the focus is on the
hairline shape,11,12 the prominence of the thyroid shape of the nose, the projection of the malar
cartilage or Adam’s apple, and differentiating region, and the length of the upper lip (the point
characteristics in the soft tissues, among others.3,13 between the columella and the vermilion border).
We describe our experience with facial femini- In the lower third, attention is focused on the chin,
zation during the period between January of 2008 its shape and position, and the mandibular body
and December of 2012, reviewing the different and angles. The following sections describe exclu-
procedures and the surgical techniques used in sively what we consider to be the most important
the treatment of the forehead that allow the fron- techniques being used in the field of facial femini-
tonasal-orbital complex to be retropositioned, zation of the forehead.
which were later analyzed using preoperative and
postoperative cephalometries. The patient satis- FOREHEAD RECONTOURING AND
faction level was also evaluated using postopera-
RECONSTRUCTION
tive questionnaires. Finally, the most important
results obtained are presented here. Frontonasal-orbital recontouring includes
bone sculpture along with osteotomy, recon-
touring, repositioning and, finally, securing the
PATIENTS AND METHODS anterior wall of the frontal sinus. (See Video,
Between January of 2008 and December of Supplemental Digital Content 1, which is a three-
2012 (60 months), we performed 214 facial femi- dimensional animation of the forehead recon-
nization operations. All of the patients that we struction technique. This video demonstrates the
operated on had been previously diagnosed with steps of the forehead operation through a surgi-
gender dysphoria (International Classification of cal animation in which the areas approached are
Diseases, Tenth Revision code F-64). The average visible and the technique is described in detail,
age of the patients was 39 years (range, 18 to 61
years). Postoperative follow-up ranged from 6 to
65 months. The facial feminization procedures
performed break down as follows: 172 frontona-
sal-orbital recontouring procedures with oste-
otomy of the anterior wall of the frontal sinus,
of which 110 used a modified coronal approach
and 62 used a hairline approach; 99 mentoplas-
ties with osteotomy, bone sculpture using shaving,
or both; and 63 jaw recontouring procedures with
bone sculpture using shaving and 42 mandibular
angle osteotomies. All of the results and images
that appear in this article belong to patients who
have given their express consent for their images
to be published in scientific publications in com-
pliance with current personal data protection
regulations.
Video. Supplemental Digital Content 1, which is a three-dimen-
Clinical Evaluation and Surgical Techniques sional animation of the forehead reconstruction technique. This
When evaluating the facial feminization needs video demonstrates the steps of the forehead operation through
of a patient, we choose to follow the classic evalua- a surgical animation in which the areas approached are visible
tion technique of dividing the face into thirds and and the technique is described in detail, available in the “Related
focusing on the key areas. In the upper third, the Videos” section of the full-text article on PRSJournal.com or, for
key areas to evaluate are the frontonasal-orbital Ovid users, available at http://links.lww.com/PRS/B74.

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Volume 134, Number 4 • Facial Feminization Surgery

available in the “Related Videos” section of the and coronal, we recommend an oblique cutane-
full-text article on PRSJournal.com or, for Ovid ous incision with a 35- to 45-degree scalpel incli-
users, available at http://links.lww.com/PRS/B74.) nation, which will help to preserve the follicular
Two possible approaches exist that vary depend- units and, after a suitable scarring period, pro-
ing on whether or not the vertical dimension of duce hair growth through the scar itself. Once
the forehead (the distance between the nasal the approach route is chosen, detachment is per-
root and the beginning of the hairline) needs formed in layers to prevent injury to the frontal
to be modified. When some modification of this branch of the facial nerve, and the frontoorbital
distance is required to reduce it, the approach is region is exposed, including the nasal bones. In
made through the hairline, where the remaining both cases, it is important to identify the supra-
cutaneous fragment is eliminated to modify this orbital nerves and detach them correctly, which
vertical dimension (Fig. 1). The second access may require osteotomy of the bony septum that
route is the modified coronal approach (Fig. 2). separates the orbital cavity. The next step is oste-
This modification includes the elimination of an otomy of the anterior wall of the frontal sinus,
elliptical fragment of the scalp, making it pos- which is removed and meticulously sculpted,
sible to eliminate the excess skin after the bone always taking care to prevent any perforations.
recontouring and allowing for better attachment With access to the sinus secured, the permeability
of the edges of the wound, a discrete lifting effect of both frontonasal ducts is ascertained and the
on the forehead and, when necessary, the use of undamaged sinus mucous preserved (Fig. 3). The
the follicular units in this fragment for immedi- forehead region, frontomalar transition, super-
ate transplant in the hairline and the temporary ciliary and supraorbital ridge, and nasoglabellar
recesses. For both types of approaches, hairline transition are sculpted at the same time. Once all

Fig. 1. Detail of the hairline approach. The marked cutaneous area will be eliminated during surgery.

Fig. 2. Detail of the modified coronal approach. Front and side views.

611
Plastic and Reconstructive Surgery • October 2014

magnifying optical instruments is recommended


to obtain optimal results with this closure. When-
ever a coronal access is used, a drainage device
is placed that is removed 24 to 48 hours after
surgery. During the preoperative and immedi-
ate postoperative periods, teleradiography con-
trol radiographs are obtained to obtain an initial
evaluation of the surgery performed (Fig. 5).
­Figure 6 provides a step-by-step description of the
frontonasal-orbital recontouring-reconstruction
technique.

RESULTS
Fig. 3. Osteotomy of the anterior wall of the frontal sinus. The The average medical follow-up for patients
integrity of the sinus structure is checked, as is the permeability was 28 months, with the interval ranging from 6
of both frontonasal ducts. to 65 months. The demographic distribution of
patients is shown in Figure 7. No serious complica-
tions were observed and no new emergency surgi-
of the recontouring is finished, the anterior wall cal operations were required. It was not necessary
of the now sculpted frontal sinus is secured using to drain any postsurgical seromas or hematomas.
1.2 osteosynthesis material, either screws or mini- It was possible to remove all of the drains placed
plates, depending on the requirements (Fig. 4). It in the coronal approaches between 24 and 48
is important at this point to eliminate any possible hours after surgery. One patient had a cerebrospi-
interferences and inspect the transition zones. nal fluid fistula along a linear cut in the posterior
Then, the area is closed, paying special attention wall of the frontal sinus that resolved spontane-
to the galeal-pericranial flap suture. In the event ously 72 hours after surgery with the assistance of
that a coronal approach is used, when reposition- posture measures. There were no complications
ing the scalp flap, two resorbable fixation devices related to the approach to the frontal sinus such
(Endotine Forehead Fixation Device 3.0; Coapt as sinus dysfunction, sinusitis, or mucocele or any
Systems, Inc., Palo Alto, Calif.) are placed to fractures in the anterior wall of the frontal sinus.
ensure that the flap is secured correctly and help All of the patients received preoperative and post-
to position the eyebrows over the new bone shape. operative lateral teleradiography x-ray examina-
With the hairline approach, a meticulous cutane- tions. Both hairline and coronal scarring showed
ous suture is made that guarantees accurate posi- positive development, with hair growth in the
tioning, with no tension in the beveled cutaneous scar beginning 8 to 12 weeks after surgery. Most
edges and the best possible scarring. The use of of the patients reported light to moderate pares-
thesia, with complete recovery starting 3 months
after surgery in the supraorbital, forehead, and
scalp regions. No injury was reported to the fore-
head branch of the facial nerve, although a slight
degree of paresis occurred in some cases, with
complete recovery a few weeks after surgery. Most
of the patients had low to moderate postsurgical
edema that responded very well to hilotherapy.
No complications associated with any of the com-
plementary procedures related to the operations
were reported. Preoperative, intraoperative, and
postoperative imaging was performed on all of
the patients operated on during this period. The
average level of patient satisfaction, assessed using
postsurgical questionnaires, was between satisfied
Fig. 4. Stable fixation of the anterior wall of the frontal sinus and completely satisfied, with an average over-
with osteosynthesis (1.2-mm miniscrews) after sculpting the all satisfaction level of 4.5 in the questionnaire
entire frontonasal-orbital complex. filled out 6 months after surgery (Table 1 shows

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Volume 134, Number 4 • Facial Feminization Surgery

Fig. 5. Preoperative and postoperative teleradiography and cephalometric study. Note the
clinical modification of the frontal bossing after surgery. Setback of the frontal bossing can be
determined by measuring the distance from the point corresponding to the frontal prominence
landmark (PF) to the gonion (Go) and to the sella (S). For the case in the figure, preoperative mea-
surements include the following: frontal prominence landmark to sella, 81.17 mm; and frontal
prominence landmark to gonion, 121.15 mm. Postoperative measurements include the following:
frontal prominence landmark to sella, 72.66 mm; and frontal prominence landmark to gonion,
112.42 mm. A setback of 8.51 mm from frontal prominence landmark to sella and a setback of
8.73 mm from frontal prominence landmark to gonion can be observed.

the satisfaction questionnaire and Table 2 shows a field of interest because certain areas of the face
the average satisfaction level, calculated using the are easily recognizable as masculine or feminine.3
average of all of the answers obtained from each The frontonasal-orbital region and jaw are espe-
questionnaire and patient). Figures 8 through 12 cially important areas in the visual identification
show different intraoperative, radiologic, cepha- of facial gender.17 In contrast to studies by Brown
lometric, and clinical presurgical and postsurgical and Perrett, Spiegel attaches particular impor-
results. Table 3 shows the average preoperative tance to the nose as an isolated element in facial
and postoperative cephalometric measurements gender identification.4 For Becking et al., the
where setback of the frontal bossing is determined zygomaticomalar complex also plays an important
by measuring the distance from the point corre- role in differentiating facial gender.6
sponding to the frontal prominence landmark to The modification of masculine facial features is
the gonion and to the sella before surgery and increasingly important in the framework of gender
after surgery. A statistically significant difference reassignment for patients with gender dysphoria.9,18
can be observed between preoperative and post- Emphasis has been placed on the significance of
operative measurements (Table 3). this treatment for the patient’s self-esteem and
confidence, and their ability to incorporate and
adapt to their new role in the workplace, society,
DISCUSSION and family.8 Some authors advocate—and we fully
The concept of facial feminization surgery agree with this line of thinking—that facial femini-
was first introduced by Douglas Ousterhout in zation is a key element in the treatment of gender
1987.1 Since then, several authors have published dysphoria and that it can be more important from
accounts of their experiences in this surgical dis- the patient’s psychological point of view, in terms
cipline.4,6,14,15 Facial feminization results from the of their psychosocial adaptation, than the sexual
need to modify masculine features in patients reassignment itself, which is related more to the
with gender dysphoria who are in the process of patient’s personal life.19
adapting their identity9 or patients with overly pro- When evaluating patients who are requesting
nounced facial features.16 Facial gender identity is facial feminization surgery, decisions are based on

613
Plastic and Reconstructive Surgery • October 2014

Fig. 6. Forehead reconstruction technique sequence. (Above, left) Patient’s profile before surgery. (Above,
center) Modified coronal approach, with elimination of the scalp strip. (Above, right) Coronal flap, preserving
the frontal branch of the facial nerve. (Second row, left) Pericranial flap until frontonasal-orbital ridge and
both frontomalar apophyses are reached. (Second row, center) Skull profile; note the protrusion of the frontal
bossing. (Second row, right) Osteotomy of the anterior wall of the frontal sinus using a saw. (Third row, left)
Access to the frontal sinus. The anterior wall is preserved in saline solution until shaving and repositioning.
(Third row, center) Sculpture of the entire frontonasal-orbital complex, paying special attention to the fronto-
nasal transition. (Third row, right) Sculpture of the anterior wall of the frontal sinus. (Below, left) Stable fixation
of the anterior wall of the frontal sinus with osteosynthesis. (Below, center) Meticulous closure of the pericra-
nial flap and placement of the resorbable anchors (Endotine Forehead Fixation Device) to achieve the correct
repositioning of the eyebrows over the new bone structure. (Below, right) Patient’s profile after surgery.

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Volume 134, Number 4 • Facial Feminization Surgery

Fig. 7. Demographic distribution of patients (n = 172).

Table 1. Questionnaire 6 Months after Surgery


Evaluate the following aspects and mark on a scale of 1 to 5, with 1 being ­completely dissatisfied, 2 being dissatisfied, 3 being
satisfied, 4 being very satisfied, and 5 being completely satisfied.
1. Response to questions and problem solving during the postoperative period 1 2 3 4 5
2. Indicate your level of satisfaction regarding the following clinical aspects:
 2.1. Transition between the nose and forehead 1 2 3 4 5
 2.2. Eye socket openings/appearance of the eyes 1 2 3 4 5
 2.3. Eyebrow position 1 2 3 4 5
 2.4. General forehead appearance 1 2 3 4 5
3. Degree to which the results met your expectations 1 2 3 4 5
4. Level of satisfaction with the surgical team 1 2 3 4 5
5. Level of overall satisfaction with your treatment 1 2 3 4 5

Table 2. Questionnaire Results* Ousterhout classifies forehead treatment into


three types according to the technique used: type
Satisfaction Index Points No. of Patients (%)
I, recontouring using a burr; type II, reconstruc-
Completely dissatisfied 1 0 (0) tion of the forehead complex using methacry-
Dissatisfied 2 1 (0.6)
Satisfied 3 14 (8.1) late; and type III, setting the anterior wall of the
Very satisfied 4 45 (26.2) forehead sinus back.1 Lee et al. have based their
Completely satisfied 5 112 (65.1) research on the importance of treating the fron-
*n = 172 patients. tonasal-orbital region, a key area in the identifica-
tion of facial gender, according to the authors.21
the classic evaluation technique that divides the In his 2011 publication, Spiegel presents a series
face into thirds,20 which makes it easier to identify of 168 treatments of the forehead region using
the treatment needs. This article focuses on one the burring technique alone, osteotomy and set-
of the facial regions whose modification results in back, or the “island” technique, developed by the
a more significant change in terms of the identifi- author himself according to the characteristics of
cation of facial gender: the forehead. the forehead area being treated.4 Franz Hoenig
Forehead reconstruction has been widely supports this theory and has presented his expe-
discussed in the scientific literature with a basi- rience performing frontonasal-orbital recontour-
cally craniofacial focus. In his publication in ing on 21 patients using hydroxyapatite.15 In his
1991, Ortiz Monasterio proposed reconstructing 2012 analysis of surgical feminization procedures,
the forehead region from an aesthetic point of Altman provides an exhaustive review of the vari-
view.16 From the perspective of facial feminiza- ous techniques associated with forehead surgery,
tion, treatment of the forehead and, in general, emphasizing the different possibilities for han-
the frontonasal-orbital complex, receives the dling the frontal sinus—using a standard coronal
most attention in the scientific literature.1,2,4,6,15 or hairline approach when the hairline must be

615
Plastic and Reconstructive Surgery • October 2014

Fig. 8. Intraoperative pre- and post-profiles. Reconstruction of the frontonasal-orbital complex and repositioning
of the anterior wall of the frontal sinus.

Fig. 9. Preoperative and postoperative three-dimensional computed tomographic scans demon-


strating forehead reconstruction (three-quarters left view).

modified—and the position of the eyebrows.18 the angle between both areas, which clearly dif-
From our experience, we can fully corroborate ferentiates the female from the male face. With
what these authors have described regarding the regard to the surgical technique, we believe that
importance of treating the frontonasal-orbital the best way to achieve a true recontouring of the
complex and its impact on facial gender identifi- forehead is through sculpture of the anatomical
cation. After evaluating a series of 172 foreheads regions, as discussed above, together with osteot-
with recontouring and reconstruction, we believe omy and retropositioning, or setback, of the ante-
that it is not only essential to treat the forehead rior wall of the frontal sinus.
region and the supraorbital ridge, but that the Regarding the approach to the forehead
recontouring must include the frontomalar region, most of the literature supports the stan-
apophyses, the upper-outer region of the orbital dard coronal access22,23 or an approach through
ridge, the supraorbital ridge on the level of the the hairline.24 In our experience, a modified cor-
orbital cavity, the entire frontal wall, and the naso- onal approach allows for excellent access to the
glabellar junction. The last of these constitutes frontonasal-orbital region, prevents excess second-
a key point in the treatment of the entire fore- ary skin on the bone recontouring, and makes it
head region, because it conditions the transition easier to reposition the soft tissues, helping us to
between the nose and forehead and, therefore, achieve a discrete effect with the eyebrow elevation.

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Volume 134, Number 4 • Facial Feminization Surgery

Fig. 10. Preoperative and 2-month postoperative left medium profile clinical images. Forehead
reconstruction was performed by means of the hairline approach with lowering of the hairline.

Fig. 11. Preoperative and 6-month postoperative front clinical images. Forehead reconstruc-
tion was performed by means of the modified coronal approach.

We believe that only in specific cases is it neces- point and, finally, the angle of the forehead slant.
sary to approach through the hairline, because the In both cases—modified coronal approach and
concept of hairline lowering is increasingly being hairline approach—we, like other authors, recom-
replaced by redesigning the hairline with follicu- mend oblique cutaneous incisions that preserve
lar transplants,12,25 with excellent natural results the greatest quantity of follicular units, resulting
and no significant scarring in a very visible area. in better postoperative hair recovery in the scar.18,26
We use hairline approaches only in select cases This retropositioning technique mentioned
after considering the following parameters: type of makes it possible to modify the nasoglabellar
hair, hairline shape and capillary volume at that angle. In our opinion, isolated burring of the fore-
point, the shape and amount of any hairline reces- head region has two drawbacks. First, it can perfo-
sion, the distance from the nasal root to the begin- rate the anterior wall of the frontal sinus because
ning of the hairline in the most advanced central of the weak control over the thickness of this

617
Plastic and Reconstructive Surgery • October 2014

Fig. 12. Preoperative and 6-month postoperative right profile clinical images. Forehead recon-
struction was performed by means of the modified coronal approach.

Table 3. Preoperative and Postoperative Measurements and Setback Average


Cephalometric ­Measurements
(n = 172 patients) Preoperative (mm)* Postoperative (mm)* Setback (mm)* p†
PF-S 85.94 ± 2.67 77.26 ± 2.15 8.68 ± 1.42 <0.001
PF-Go 144.22 ± 8.20 135.33 ± 8.15 8.89 ± 1.43 <0.001
PF, frontal prominence landmark; S, sella; Go, gonion.
*Mean ± SD.
†t test for paired samples.

wall, with subsequent sinus exposure. Second, it satisfactory results. Facial feminization surgery
does not allow for the correct modification of the must be considered part of the process of treating
nasoglabellar transition, which can determine the patients with gender dysphoria, because the modi-
result to a large extent. Recontouring using het- fication and elimination of masculine facial fea-
erologous reconstruction material, as proposed tures allows these patients to adapt more easily to
by some authors,15,27 creates a similar problem, the workplace and social and family environments.
because the transition cannot be modified cor-
Luis Capitán, M.D.
rectly and there is a risk of artificial results caused MHC International Hospital
by excessive overcorrection of the forehead. Facial Team Surgical Group
Marbella, Málaga, Spain
CONCLUSIONS
Feminization surgery of the forehead makes ACKNOWLEDGMENTS
it possible to modify specific facial features that The authors thank everyone who made this project
are usually identified as masculine, using differ- possible: Mili, Lilia, Ana, and Fernanda for their con-
ent surgical procedures based on plastic and tribution to the project; Carlos Bailón, M.D., for invalu-
craniomaxillofacial techniques. The frontonasal- able assistance and for recently joining our team; Drs.
orbital complex is one of the main facial areas Andrés Merlo, M.D., and Alan Wells, M.D., for their
that determine the identification of facial gender professionalism and excellent results; Alexandra Hamer
and which, therefore, is a prime target for modi- for sharing her knowledge and incredible results with
fication in facial feminization surgery. By treating us; Michel Lipiec for assistance with the cephalometric
these regions with the different surgical proce- measurements; Dr. Fernando Monsalve, M.D., for help
dures described in this article, masculine facial with the statistical analysis; Grassyt for her compassion
features can be modified with predictable and and experience; Marcos Nascimento for his marvelous

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Volume 134, Number 4 • Facial Feminization Surgery

illustrations; Pamela Lalonde for her professionalism; 11. Nusbaum BP, Fuentefria S. Naturally occurring female hair-
our mothers and fathers for their example and con- line patterns. Dermatol Surg. 2009;35:907–913.
12. Jung JH, Rah DK, Yun IS. Classification of the female hair-
tinuous assistance; and our families for their love and line and refined hairline correction techniques for Asian
patience, in particular Ino, Camila, Javier, Carolina, women. Dermatol Surg. 2011;37:495–500.
Lara, and Felipe. 13. Krogman WM. From skull to head: Restoration of physi-
ognomic details. Krogman WM, Iscan MY, eds. The Human
Skeleton in Forensic Medicine. 2nd ed. Springfield, Ill: Charles
PATIENT CONSENT C Thomas; 1973:244–274.
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by craniofacial contouring of the facial bones. Aesthetic Plast
images. Surg. 1990;14:143–150.
15. Hoenig JF. Frontal bone remodeling for gender reassign-
ment of the male forehead: A gender-reassignment surgery.
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