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Notes toward a Theory of Style

Author(s): John W. Dixon, Jr.


Source: Journal of the Society of Architectural Historians, Vol. 26, No. 3 (Oct., 1967), pp. 172-
177
Published by: University of California Press on behalf of the Society of Architectural
Historians
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Notes Toward a Theory of Style
JOHN W. DIXON, JR. University of NorthCarolina

THE RESOURCES OF THE ENGLISH LANGUAGE make ing," this hypostatization of basic concepts, has been de-
possible certain kinds of rhetorical treatment of issues. I cisive for our professional work. Reducing concepts to
hope very quickly to revert to a more straightforward things is not, however, the whole problem. It is rather
treatment, but I want to begin by stating categorically, what we do with these "things"in the program of the con-
"There is no such thing as style." temporary academic mind.
Since the art historicalprofession quite literally depends The basic assumption,the unexaminedpresuppositionof
on the concept of style, I should hastily draw on other re- the contemporary academic mind, is still basically linear
sourcesof language and shift the emphasisa bit: "There is and causal.All things have causesand the causeshave causes
no such thingas style." and the true natureof a thing is understoodby discovering
This emendation may not entirely suffice. Style remains its causes,preferablyin infinite regress.This certainly does
just as important to the profession whatever tricks of em- not describe all our professionalresearch,but it describes
phasis we might use. Yet it really isn't a trick. It is quite enough to be disturbingand it describesnearlyall the teach-
literallytrue that there is no such thingas style and many of ing of the disciplinethat I know of. Sinceneitherthe hypos-
the difficultiesin formulatinga useabletheory of style grow tatizing of style nor the primary importance of causal se-
precisely out of the fact that our common usage has come quence has been demonstrateda more adequate theory of
to speak of it as though it were a thing and men only its style is required.
agents. Perhaps,then, we had better begin by a reformula- Theorizing of this kind is not popular in our profession,
tion of the phenomenon that we call style. For it is true that and for good reason;our immediate ancestorsbadly abused
works of art do not exist in freely chosen forms but that works of artby compressingthem into the mold of inappro-
they resemble each other in certain clearly identifiable priate stylistic theory. Nevertheless, all our investigative
groupings, that the changes that take place are not random procedurespresupposea theory of style, whether we like it
but, generally speaking, orderly and intelligible. or not. Therefore,if we areto control our proceduresrather
We have given these groupings the name "style" and it than being controlled by them it is requiredof us that we
is a convenient shorthandif we rememberwhat we aretalk- formulate consciously and clearly the theory of style we
ing about. Unfortunately we usually do not remember want to be committed to.
what the referenceof the word "style"is. The words "Ital- There is, however, a better reason for seeking a more
ian Renaissancestyle" ought to be a shorthandreferencefor adequatetheory of style. I once complimented a colleague
the statement,"those characteristicssharedby the works of on the range and penetrationof an exam he had made out
art produced by Italian artists during a given period of but, I added, "There is one question that does not appear
time." But incorrigibly we assumethat words, particularly here: what is there about this work of art that justifies
nouns, referto things. We presupposea thing even if we do spendingtwo hours out of anybody'slife writing about it?"
not know what it is, so we assumethere is a "thing" called "Oh, that's the question we don't ask," he replied.
"the ItalianRenaissancestyle." Yet, it is the question that must be askedand specifically
Let us not play with words and let us particularlytry to I want to ask it in the context of a theory of style and not in
avoid reviving the old quarrelbetween the realistsand the the context of philosophictheoriesof value. Partof the rea-
nominalists.It would be better to stick more closely to the son we don't raise this question, not only in our writing
problems of art history. I am convinced that this "thingify- but also in our teaching, lies preciselyin the fact that those

172

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I73
earlier treatmentsof the question (which we find so pro- In these theories the style is consideredan existing thing or
fessionally offensive and an obstruction to true scholarly force. The function of criticismand researchis to define the
work) were drawn from theories of value originating in larger shape of the style or the nature of the originating
either theology or philosophy. Thus, questionsfundamen- force and to clarify the role of the individual work in the
tal to our discipline were being subordinatedto categories larger whole.
of another discipline. This was not only offensive to the This group in turn divides into two groups. The genetic
growing professionalpride of a very young academicdisci- theories stressthe origin of the work in preceding works,
pline, it manifestlyviolated the works we had to deal with. whatever the final shape of the style might be. The teleo-
If the question is to be dealt with at all-and it is the central logical theoriesstressthe completion of a preordainedshape
question of our profession-it will have to be in terms rele- of the style, whatever the motor force might be.
vant to the disciplineand not those of philosophy. Thus, the I judge the genetic theories to be the most influentialto-
theory of style is relevant to the technical problems of the day, particularly when no theory has been consciously
discipline since, in fact, it does determine how we use our articulated. While much published work, particularlyin
scholarlytools. It also, in a less usualclaim for such theory, journals, is the brick and mortar work of iconography,
resolves the question of relevance, the importance or sig- connoisseurship,and simple historicalresearch,a very large
nificance of works of art that the anecdote raises. partof scholarlywriting assumesthat the work of art can be
Much of the basic work for this attempt has, fortunately, accounted for by searchingout its genetic antecedents.It is
alreadybeen done. In his magisterialessay, "Style," Meyer an assumptionfrequentlymet in our literaturethat no artist
Schapirohas summed up the various theories of style that ever really createssomething by himself. He always gets it
have governed art history and criticism. He did not choose from some source.
to group these theories under any general headings and for Where stylistic theories are consciously articulatedthey
the purposesof his essay I see no reasonwhy he should. My tend to be idealist or teleological, assuminga shapeof style
purposes, however, suggest such an attempt. that it is the duty of the individualartistto bring into being.
Very roughly it seems to me that the theories can be di- This is particularlytrue of our conventional attitudes to-
vided into two principalgroups, each of which to a greater ward certainperiodswith the unexaminedvaluejudgments
or lesserdegree subordinatesthe work of art to something of terms like High Gothic, High Renaissance,etc.
else by finding its cause outside the creative act of the artist. The genetic theories are the constant temptation of the
The first group of theories derives style from something historiansof painting and sculpturewho spend so much of
outside art-Weltanschauung, social and economic class, their time looking for "sources" (which is the genetic fal-
the sexual life of the artistor his group, the physical milieu, lacy) while assumingthe overriding force of stylisticshape.
etc. The second group, in a number of complex ways, sees Historians of architecturetend to see the overall shape of
a style as an existing thing and the individual work of art the style in its idealist or teleological form.
as a part of that thing. The cleareststatementI know of this last fallacy is found
Since I have claimed that stylistic theory determines in the writings of none other than Erwin Panofsky, in a
practice and that practice presupposestheory, let me sug- statement that is almost a caricatureof this position (sug-
gest very briefly the kinds of connections between theory gesting that even the off moments of a great man can be
and practice that are relevant to this argument. instructive). In his Gothic Architectureand Scholasticism,
Under the first type of stylistictheory, those that find the Panofsky points out the return of the architect of Laon
origin of the work in forces outside art, historicaland criti- cathedralto the older use oftransepts and many towers and
cal researchseeks to establishthe necessarylinks with the adds, "it took the succeeding generationstwo more cathe-
structuresthat determinethe work of art and criticalanaly- drals to get rid of the extra towers surmounting the tran-
sis develops the expression of those views or social struc- septs and the crossing."
turesin the work itself. If the critic is concernedmore with This remarkablestatement assumesthat there is such a
the originating force his theory can be called determinist. thing as "the Gothic cathedral,"that we know what it is
If he is more interested in the manifestation of that since we can see the whole shape of the style, that those ar-
force he would more properly be called an expressionist. chitects who did not contribute toward the realizationof
These theories, while influential, I would judge to be this ideal type must have been obtuse or guilty of a failure
much the least influential in the profession at the present of nerve since the duty of man is to bring into actualitythe
time. ideal types laid up in the essentialorder of things.
The second group would include those which, con- It is relevant to this discussionthat there is a logical de-
sciously or unconsciously, dominate the profession today. velopment in Gothic architectureand Laon doesn't quite

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174
fit. The reasonsfor this logic will have to be consideredin his tools and his materialsuntil he decidesthe work is com-
a moment. plete. The art work, therefore,is not the product of abstract
All the types of stylistic theory should be similarlyillus- forces or hypostatized systems. It is the product of human
tratedand in the book length study the subjectrequiresthey decision. This is true of all of man's making and I include in
would have to be examined in detail. There are many such the "all" everything from the simplest pot to the Sistine
theories consciously or unconsciously held but this one ceiling.
illustrationof one of the most influentialtheories will have There is nothing very obscureabout this elementaryfact,
to suffice. yet I submit that it is not only elementarybut elemental. If
So many and so complex bodies of theory can hardly be we take it seriouslyit might not transformour procedures,
dealt with by only one counter-argument,but I find myself but it would transformour understandingof what we do.
disturbed by one characteristicthey seem to share. Each This means a significant alterationin our sense of purpose
subsumesthe work of the artistunder something else. The and makes possiblethe generationwithin the disciplineof a
artistis, therefore, an agent, even a consequence, of forces sense of its value and also, as I shall try to suggest briefly,
outside himself and there is no true freedom. This, of puts our proceduresinto a differentrelation to each other.
course,proves nothing in itself. I might be temperamentally We are, in fact, dealing with the operational basis for a
disposed toward freedom and therefore dislike procedures doctrine of freedom without depending on philosophical
that call it into question,but in those terms the reply might theory: the art work is the product of actions which are
well be, "Sorry, but that's the way things are." I would freely chosen. This capitalin a mediaeval church exists be-
prefer, therefore, to have a theory of style that would con- cause a human being chose to cut here and not there.
tain some indication of the relevance to us and to our stu- Obviously, we also have here the operationalbasefor de-
dents of what is happening,both in the art work and in the termining the limits of human freedom and thus we might
critical act that elucidatesthe art work. It is difficult to lo- be safeguardedfrom some sentimentalities:this capital ex-
cate relevance in most stylistic theories and, therefore, in ists as it does becauseif the mason had cut there instead of
most of our teaching and professionalwriting. Presumably here he would have lost hisjob. This is equally true of many
the deterministtheorieswould shift the question of value to paintersand sculptorsin the past and many architectsin the
the ideas or institutions that are being embodied or ex- present. But these are external constraintsthat do not de-
pressed.The teleological theorieswould do much the same, cisively qualify the basic position.
only this time shifting the value problem to the system of What does qualify the position is the simplestfact of our
ideastaking shapein the style. I am not surewhere the value professionalwork. The theory of free choice as the force
of genetic researchlies, tracing antecedentsback to the first generating the art work does not in itself suggest any limit
syllables of recorded time. There is undoubtedly an addi- on that choice; the pot or the painting could be anything
tion to the store of human knowledge and we assume that the artistchooses. In fact, this is not the case: all (or nearly
this is good without saying why. Certainly it is fun to do. all) objects fall into groups that are clearly distinguishable
The very existence of these problems reflectsour general from other groups. This likeness,this style, very clearly re-
subservienceto modes of thinking, primarilyphilosophical, lateseach objectwith its predecessorsandthereundoubtedly
that are reallynot appropriateto the making or the study of is an overall shape to the stylistic changes. The genetic and
art. Ratherthan beginning with large generalideasit would the teleological theoriesareoperationallyquite adequatefor
be farbetterto startwith the operationof artandof criticism. our work. Yet they are rarely in any intimate way related
These general theories of the kind I have been referring to the deterministor expressionisttheoriesof style. Current
to ought to do something that, so far as I know, none does. theory, by and large, does not permit those relations.Con-
They ought to answer the question-how do we get from sequently from being cooperating theories they become
this general force to the actualspecificwork? I assumethey competing fallacies,each claiming to account for the work.
presupposethe artistas an agent but in my experience they Thus we arrive at a modified conclusion: the art work is
simply presupposeit without paying the price of an ade- the product of the decision of the artistbut he is obviously
quate psychological, even physiological, theory, to account not free to make the work entirely differentfrom the work
for so extraordinarilycomplex an act. of others. Man's freedom is under constraintbut it is also
In point of fact, no institution,no idea or system of ideas, conditioned. How far does this conditioning extend?Again
no past art work or overarching style makes an art work. we deal with a questionthat is fundamentalto the theory of
A specific human being makes an art work. He makes his style.
art work in the form of all human achievements:he begins There are two types of relevant evidence. Some of these
with his chosen task and makes a series of decisions about groupings of similarwork, such as Egyptian sculpture,that

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I75
we refer to as styles have slow movement and a long life. extremely important. Styles endure because of a kind of
Others, such as cubism or impressionism, are exhausted inertia growing out of the limitation of man. A new style
within a generation. Then there are those objects made by is born when some individual comes up with a new way of
men who would never think of themselves as artists,who doing things, a new artisticidea, a new problem, as Profes-
would feel quite astonishedand uneasy at being told they sor Ackerman has so eloquently defined it.
were free and who find even a religious value in not being It develops becauseother artistsseize on the new idea for
different.Yet as ProfessorKubler in The Shapeof Timehas their own purposes. The development occupies different
so carefullypointed out, among pots so produced there are lengths of time and is shaped differently because different
very real changes over long periods of time, a shift in the things are wanted of the idea. Rarely can even the greatest
language that itself producesa shapeof style. Yet even here artist, even Giotto or Cezanne, exhaust the possibilitiesof
we aredealingwith decision. It is a human decisionto decide the basic idea in the early stages of a style and make up a
to make works like as well as unlike other works, even if seriesof experimentsand explorationsto develop the neces-
the decision is not articulatedbut assumed. sary technical instruments, to explore all the possibilities
Thus we are faced with constraintson the freedom of de- inherent in the originating idea. It is a time of excitement
cision as well as long-term changes that follow their own and discovery.
laws without the intervention of the conscious decision of There comes a time, however, when the techniquesare
the artist. These are serious qualificationsof the notion of under complete control and all possibilities are explored.
freedom and they become part of the evidence that a theory The resourcesof the style are masteredand the calm confi-
of style must account for. Yet this is not a concession to dence of the "classic"moment marks this mastery. This is
those who find the origin of history in abstractforces. I am not a moment which earlierworks havebeen aiming for: the
not talking about "influences,"which are basicallyanother architectof Paestumwas not trying to build the Parthenon
hypostatization. The creative consciousnessof man is the and failing. It is a moment that appearsas a naturalconse-
arenawhere conflicting choices are made. "Influences"are quence of the nature of man. Confidence comes with mas-
those things he is habituatedto and is inclined toward. Only tery and the classic attitude cannot characterizean earlier
he himself can make the decision among the variety of such moment.
"influences,"including his own internal pressure toward Prior to the classicmoment thereis an inclinationto resist
the new and original. We can speak of the "determining radicallynew ideas because of involvement in the current
forces" because in fact most people are too weak and un- one. After the classicmoment there is no reasonwhy a new
creative to decide for things other than those they are com- stylistic idea cannot cut right acrossthe old one as Gothic
fortably familiarwith and the greatest man is only partly did the Romanesque.
original. But, for better or for worse, the decision is the If there is not a new idea there are several choices avail-
responsibilityof the individual. able. The first is the prolongation of the classic moment.
The third piece of evidence that must be accounted for is This is the decision of conservatives,the academics.There
the unquestioned shape of a style. Any theory that cannot is no reason why this cannot be prolonged indefinitely:
account for that shapemust necessarilyfall. It is the presence Egyptian sculpturearrivedrapidlyat its classicstatementin
of this shapethat has createdboth the genetic and teleologi- the Fifth Dynasty and prolonged that statementwith slight
cal fallaciesin criticism,yet I would like to suggest that the modification for centuries.
evidence can be read differently. The second possibility is to rebel againstit. This requires
The very existence of stylistic similaritiesassuresus that a particulartemperament and a particularconjunction of
man is by naturelimited in his freedom to choose. He is not opportunitiesso it cannot be representedas a universalmo-
compelled to act by external force. He simply tends to do ment in all styles. It appearsmost prominently in the classi-
what he has been taught to do. Florentineartistsproduced cal and post-classicalwestern styles that emphasizechange
works looking like other Florentineworks since they saw rather than the non-classical,non-western styles that em-
the same landscapes,the samepaintings,were taught similar phasizecontinuity. We know it best as mannerism-the re-
habits of perception, and came out of a small number of bellion that takesthe form of exaggeratingor contradicting
relatedstudios.If a Flemishwork came to Florenceit had an the basic idea.
impact on the artistsinsofaras they could adjusttheir minds The thirdpossibilityis to play with the basicidea, a reso-
to it. Right now there is certainly a Florentineartistpaint- lution that we know best as the Rococo.
ing like de Kooning or Warhol because Art News is sold At no stage is there anything mysteriousabout thesephe-
there as well as here. nomena: they exist as productsof decision, underlimitation
Thus the process is really not very complicated but it is and within the prevailing conditions. There is nothing in

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176
the least compulsive about any of this. The patternhappens respect.But we forgotthatthisachievementdeterminesthe
to fit much of western art because our minds work that responses we maketo it. We arenourishedon the Gothicas
way, but it by no meansfits all of western art or a large part it is andso judge Gothicas it is to be the truestandardof
of other art. There is no reasonwhy any stage in the process value.But had men chosendifferentlyGothiccould have
cannot become normative if the makers so decide. been different.Laonwas a diversionfrom our Gothic.Do
At this point we are, perhaps,equipped to handle Panof- we knowthatit had to be a deadend?
sky's account of the Gothic style. We sit, god-like, above a Thepricewe payis a greatone. Forthosewhosenational
style and see its beginning, its middle, and its end. We as- or professional loyaltiesdo not requireit of themthe "na-
sume that, becauseit did work out this way, it was intended tional"Gothicstylesdo not nourishthe spiritas the great
to work out this way and individualsfulfill their destiny by FrenchGothicdoes.But the Duomo of Florenceis whatit
bringing this imperious "reality" to actual form. Thus is in its own right,not becauseit doesthisor thatwith "the
Gothic is defined by the coherent development that took Gothic."
place in the north of France,its influence radiatingto other We paya priceof innocenceaswell. Likeallprofessionals
areaswhere the true Gothic was modified into provincial who arenot specialists I haveseenthe oftenusedpictureof
imitation. the exteriorof the choir of St. Pierrein Caen.I did not
I make no case for a different evaluation. Were I asked know of the chapelsinsidethosewalls.To discoverthem
my opinion of the greatest Gothic church I could not get was to reexperience somethingof the innocenceof my first
out of the Ile de Franceand in my uninstructedyouth, Lin- experience of art. Herewas a fantasylandunlikeanything
coln and York, which had looked so grand when I first saw I hadseenoutsideof SouthIndia,a momentof purearchi-
them, looked a little cramped after I saw the great French tecturaldelight.The exteriorof thesechapelsmakesan art
cathedrals.What I respondedto at the age of eighteen is of historian's pointin thehistoryof style-an illegitimatecross
some interestand probably of some importance. Be that as betweenGothicand Renaissance. But the chapelvaulting
it may, neither Lincoln nor SantaCroce look limited to me doesn'tproveanythingandso is virtuallyignored.
now. They are simply different. Thus, the stylisticmoment makespossibleexpressions
There is, apparently,something in us that respondsmost thatwouldnot havebeenpossiblebefore,bothbecausethe
affectionatelyto that moment of mastery and balance that techniquesandformswerenot available.It is, therefore,the
representsthe culminating point, the classic moment of a conditionwithin which humanexpressiontakesplace.It
style. We may know thatthe architectat Paestumwas mak- doesnot determinevalueandit doesnot replacethejob of
ing his own temple. But the Parthenon has our complete analysisandinterpretation thatmustbe donewhenthecon-
loyalty. ditionshave been established.This last taskis the whole
Yet in doing this we have made the pleasures of our point of arthistoricalwork. It is the work thatrevealsthe
neurophysiologicalsystem, the satisfactionthat comes with relevanceof artfor it is in the dispositionof his expressive
completeness and mastery, into a general theory of value materialprovidedto him by his stylisticmomentthatre-
-even worse-made it a tool of history. vealswho the artistis.
"Gothic" is not a name for a style-thing. It is the descrip- Thissuggestsstillanothertheoryof styleto be addedto
tion of certainpossibilities.It is not an imperial abstraction Shapiro'slist.Hisfinalitemis whathe refersto as"thislittle
but a way of experiencing the world. Languageconditions exploredview"thatthe greatartistis the immediatesource
but does not determine the experiences men have and the of the periodstyle.Perhapsthisview shouldbe morefully
issue is not the developing shape of the language except as explored,but I havelittleinclinationto do so, particularly
that, too, shows us how the creative minds of men actually afterShapiro's expositionof thefaultsof thetheory.Perhaps
work. The point is what men do with the language in the I want only to preemptthe designationof the theoryand
encounter with their experience. drop the word greatfrom the descriptionof it. Thusmy
I cannot prove this next assertion,but I am cheered by theoryof stylewouldsimplystatethattheartistis thesource
the fact thatI cannotbe proved wrong either.In short, there of the style.The artwork is an act of decisionby an indi-
is no reasonto think,just becausethe development did take vidual. Style is a consequenceof rationaland intelligible
place in this way and we find the resultaestheticallysatisfy- actsby particularartists,not hypostatizedsystems.
ing, that it had to happen in this way. From the initial idea The phenomenonwe call styleis not, therefore,the es-
a number of possibilitieswere open. Each successive solu- senceof theworkbutits condition,the limitswithinwhich
tion to the problem limited by its own force the possibilities it is made.Morepositively,it is the affirmation of commu-
available to the next artist and thus finally generated the nity, sinceno man is separatebut workswith the imple-
magnificent and coherent stylistic structure we rightly so ments he is given.

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177
Thus the decisions of individualsboth fix the limits and possibilitieswithin which a man must work. That provides,
open the possibilitiesfor those who act in the range of the of course, a measure of his originality but that is only one
choices. Art historicalwork becomes a definition of human aspect of his relevance. Most significant is what he does
possibility and purpose, thus acquiring a "meaning" be- with his possibilities.This "entrance,"as ProfessorKubler
yond the securing of increasingquantitiesof information. has so aptly termed it, is not so much a limitation as simply
I have assertedboth that all art historicalor criticalwork the condition of his work.
presupposessome theory of style and, conversely, all theory These are sampleillustrationsonly. A full account would
of style has consequences in historical and critical work. have to place all the appropriateproceduresin proper rela-
What then are the consequences of this one? It does not tion to each other. Time does not permit that here. But the
suggest that our present proceduresshould be significantly theory does more thanjust place our proceduresin appro-
changed.Ratherthey should be reorderedin their relationto priate relation to each other. It centers them on the act of
each other and to the final act of criticism. decision which is the primaryact of being human. Thus art
We might, for example, be able to make use of a wider history, instead of being one of the "sciences,"in the nine-
variety of apparentlycompeting methods if we could rec- teenth-century sense of the word, is one of the means of
ognize just what it is they are really talking about, their defining how men have made themselves human. It is a
"point of entry" into the account of the creative act. Some difficult thing to be a man.
historical and critical proceduresare properly directed to- The work of art is the consequenceof a human act. It is,
ward the conditions of the original decision and certainex- therefore,a revelationof man'spurposesas he has seen them
ternal purposesthat might be inherent in it. Other proce- and it communicates them to us. The work of art is the
dures are directed toward the work that is the product of arena of choice and the instrument of choice itself. It is
those decisions. All these proceduresare appropriateat cer- what happens and we do not have to rely on intention or
tain points and inappropriateonly if they claim to do more effect to decide what happens. Nevertheless what it is, is
than they properly can or "enter"the account at a point not not isolated from its human context or humane relevance,
properly their own. which is the besetting sin of modern research.Rather the
Many, even most of us, resistcertaindoctrinaireMarxist work, whether simple and unpretentiousor as elaborateas
and Freudiancriticism that claims to account for the work the greatestwork, is an embodiment of, a concretion of,
of art. We might be more hospitable if we could see that some aspect of the artist'shumanity and, therefore, acces-
those proceduresreally attempt to define the psychical in- sible to us as persons.
strument the artist uses to make his decisions. They also Thus researchbecomes a matter of determiningthe con-
provide an account of much of the symbolic material the ditions under which the choice is made, the limitationsand
artist chooses from and with. the possibilitiesof any particularsituationand all the factors
Similarly,the history of style gives an account of the for- that bear on the act of decision.
mal possibilitiesavailablefor his decision as well as his pow- Criticismalonejustifies and usesthe materialgatheredby
ers of innovation. While I intend this as only one of what research.Criticism is the account in the work of the deci-
needs to be a number of such accounts,it is of primary im- sions as actually made and is, therefore, the accounting for
portancesinceit dealswith what we dowith so much of our the human relevance of the object as the consequence and
professional work. A great deal of our work defines the the occasion for the act.

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