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Ocean and Coastal Management 199 (2021) 105421

Contents lists available at ScienceDirect

Ocean and Coastal Management


journal homepage: http://www.elsevier.com/locate/ocecoaman

Fishermen’s participation in research and conservation of


coastal elasmobranchs
Eloísa Pinheiro Giareta a, *, Aline Cristina Prado a, Renata Daldin Leite a, Érica Padilha a,
Ingrid Hyrycena dos Santos b, Caroline Da Costa De Lima Wosiak c, Natascha Wosnick a
a
Departamento de Zoologia, Universidade Federal do Paraná, Curitiba, Paraná, Brazil
b
Universidade do Vale de Itajaí, Itajaí, Santa Catarina, Brazil
c
Colônia de Pescadores de Matinhos, Paraná, Brazil

A R T I C L E I N F O A B S T R A C T

Keywords: The use of animals from commercial fishing for scientific purposes is a reality in Brazil, emphasizing the
Artisanal fishing importance of a good relationship between researchers and fishermen. To assess the effectiveness of traditional
Participatory activities communities’ inclusion in research, this study provides comparative data on elasmobranch landing patterns and
Fishermen awareness
on-board processing before and after participatory activities. Through the inclusion of members of the fishing
Elasmobranch
community, a change in behavior and recognition of the importance of elasmobranch research and conservation
were detected. Such a strategy is an effective empowerment tool, benefiting not only the management of coastal
species, but also valuing traditional knowledge in research and creating a work environment based on trust and
commitment.

1. Introduction important activity that provides food and employment for local com­
munities (Humber et al., 2017; Hacohen-Domené et al., 2020).
Fishing is a commercial activity practiced worldwide, including the In Brazil, the assessment of fisheries stocks is precarious, with little
Brazilian coast. It has numerous and complex characteristics that take government support making the real status of most marine resources
into account social, economic, and environmental factors intrinsic to currently unknown. Considering their biological traits (e.g., low repro­
each region (Brasil, 2020). As artisanal fishing strongly relies on coastal ductive potential and long gestation periods), elasmobranchs are
environments, intense activities of the industrial fleet and the impacts of particularly vulnerable to commercial capture, whether targeted or as
other anthropic activities can severely compromise this traditional ac­ bycatch (Dulvy et al., 2000; Stevens et al., 2000). Historically, all
tivity (Diegues, 2008; Granzotto et al., 2007). Moreover, since artisanal research efforts on fishing productivity have focused on species of high
fishermen depend on the production chain (i.e., primary buyer, sec­ commercial value (e.g., tunas) (FAO, 2012). It was only in the last two
ondary, and so on) their gross profit is usually low (Diegues, 2008). So, decades that the lack of monitoring of elasmobranch fishing has become
to ensure their income artisanal fishermen need to increase their fishing alarming since its impacts are now measurable (Stevens et al., 2000;
efforts and navigate to areas farther from the coast, increasing the Jabado and Spaet, 2017; Wosnick et al., 2019; Giovos et al., 2020).
inherent risks of the profession (IBAMA, 2002; Garrone Neto et al., Nowadays, there is a consensus on the ecological importance of elas­
2005). Among the most commonly harvested coastal fishery resources mobranchs, with unrestrained capture being a matter of concern
are sharks and batoids, given the high demand for being a relatively worldwide (Carlson et al., 2019). In order to reduce the impacts of
low-cost and spine-free protein source (Onodenalore and Shahidi, 1996; commercial capture, especially for bycatch species, several management
Vannuccini, 1999; Musick, 2005). One of the main challenges for coastal plans have been suggested requiring extensive research to support such
elasmobranch conservation is the high rates of incidental catches (Pauly, measures (Simpfendorfer et al., 2011). When designing a management
2006), due to the low selectivity of fishing gear adopted by artisanal plan, it is imperative to take into account that (1) many species or
fleets. However, in many countries, elasmobranch fishing is an populations may be in decline; (2) some species present a potential risk

* Corresponding author. Eloísa Pinheiro Giareta, Departamento de Zoologia, Setor de Ciências Biológicas, Universidade Federal do Paraná (UFPR), Centro
Politécnico, Curitiba, PR, CEP 81531-990, Brazil.
E-mail address: eloisapinheiro@ufpr.br (E.P. Giareta).

https://doi.org/10.1016/j.ocecoaman.2020.105421
Received 4 June 2020; Received in revised form 19 August 2020; Accepted 18 October 2020
Available online 1 November 2020
0964-5691/© 2020 Elsevier Ltd. All rights reserved.
E.P. Giareta et al. Ocean and Coastal Management 199 (2021) 105421

of extinction in the near future (García et al., 2007) and (3) almost half in the studies performed by our research group. Unfortunately, most
of the elasmobranch species have insufficient data to support any form dialogues were related to the belief that research harms fishermen. To
of assessment (Heupel and Simpfendorfer, 2010). However, in a involve more fishermen in the participative actions, our research group
conservationist context, it is also necessary to consider the importance adopted different interaction strategies, based on information sharing
that sharks and batoids have on the financial gain of many artisanal and collaborative work. Through this approach, we aimed to empower
fishermen and the socioeconomic impacts that unidirectional conser­ fishermen and establish a good relationship, allowing them to expose
vation measurements may impose. their opinions, knowledge, and demands about fishing resources. We
Considering the vast knowledge of traditional communities (Mack­ also aimed to promote discussions about the studies that are being
inson et al., 2011; Schafer and Reis, 2008), the joint effort between developed and talk about the ecological importance of sharks and
academy and fishing communities is fundamental for proper manage­ batoids, the urgency of preserving species, current legislation, and
ment. Such a partnership has already proved to be extremely beneficial, challenges faced by researchers in Brazil. All conversations were con­
generating products of great relevance for the management of natural ducted informally to avoid discomfort for fishermen once a month
resources, such as technical reports, scientific papers, and even the throughout 2018 and 2019.
creation of conservation units (Cota-Nieto et al., 2018; Maravelias et al.,
2018; Fulton et al., 2019; Cisneros-Montemayor et al., 2020; Colloca 2.2. Data collection
et al., 2020). Moreover, encouraging positive attitudes towards elas­
mobranch conservation is of utmost importance. Even indirectly, it To assess the effectiveness of the inclusive activities and willingness
could reflect in reducing the impacts of bycatch, further emphasizing the to help in research, a specific issue was addressed as an evaluation cri­
effectiveness of local and inclusive management (Johnson and Van terion. A common practice among artisanal fishermen is the landing of
Densen, 2007; Lynch et al., 2010). Undoubtedly, it is essential to reduce eviscerated and beheaded animals. Although permitted by legislation,
the professional distance between researchers and fishermen. The con­ this practice reduces the efficiency of fishing accompaniment and also
struction of a bridge between science and traditional communities helps the access to biological samples needed to conduct studies (e.g., blood,
to create an environment of co-learning that, in the future, may reflect stomach content, gonads) (Wosnick et al., 2020). Throughout the ac­
on much wider applicability (Wendt and Starr, 2009). Environmental tivities, awareness raising was carried out, explaining to fishermen the
education and collaborative monitoring can encourage the creation of difficulties faced when animals are landed without heads and gutted. It
alternative strategies and the assessment of necessary actions to estab­ was during these conversations that we asked to many of them to, when
lish effective practices for the sustainable use of fisheries resources incidentally captured, bring whole animals in order to help our research.
without affecting traditional communities (Wendt and Starr, 2009; To test the effectiveness of the applied measures, monthly field trips
Carruthers and Neis, 2011). Moreover, increase the long-term commit­ lasting one week were carried out in which all elasmobranchs inciden­
ment to the community, always seeking to report the results of studies tally landed were counted considering the following information: spe­
carried out, is a promising way to include them in the next steps of cies, sex and life stage based on published literature (Lessa et al., 1999;
research and management of fish stocks (Hartley and Robertson, 2008). Mattos et al., 2001; Capapé et al., 2003, 2004; Motta et al., 2005; Saïdi
The Paraná Coast (southern Brazil) presents a high diversity of et al., 2005; Vooren and Klippel, 2005; Awruch et al., 2008; Fisher,
elasmobranchs besides being a place of great ecological importance for 2010; Bejarano-Álvarez et al., 2011; Hoyos-Padilla et al., 2012; Nava
many endemic and/or endangered species (Costa and Chaves, 2006; Nava and Márquez-Farías, 2014; Martins et al., 2018). Also, the number
Bornatowski and Abilhoa, 2012). Despite having one of the smallest of animals landed whole versus gutted/beheaded was taken into ac­
coasts in the country, Paraná is home for more than seventy fishing count. When headless, species identification was based on the popular
communities or villages (Noernberg et al., 2008). Nevertheless, the names that fishermen commonly use and through identification guides
small-scale sector of the region still suffers from the negligence of pol­ (Gomes et al., 2010; Bornatowski and Abilhoa, 2012). Catch composi­
icymakers when it comes to fishermen’s needs in decision-making pro­ tion and seasonality data were also collected.
cesses and the exclusion of traditional communities in the creation of
conservation plans (Da Silva, 2014). Due to previous conflicts with the 2.3. Statistical analysis
academy, many fishermen feel threatened by research carried out with
fishing resources, posing an extra challenge for cooperative activities To verify the effectiveness of fishermen’s inclusion in the research,
and inclusion (Caldeira et al., 2016). Based on this scenario, the present the number of animals landed gutted and/or beheaded published by
study aimed to present a comparative analysis of elasmobranch landing Wosnick et al. (2020) were compared with data of the present study by
data previously published by Wosnick et al. (2020) in a condition of using a Wilcoxon Signed Rank Test. To assess the quality of the data
little personal and professional interaction with fishermen and same collected when whole individuals are landed, additional data on sex
landing data after fishermen’s inclusion in studies carried out with ratio (Male:Female), ontogenic ratio (Juvenile:Adults), and the mini­
elasmobranchs in Paraná coast. Through this comparative analysis, we mum and maximum total length of landed animals were calculated.
hope to answer the following questions: will the commitment to research
by fishermen change after their inclusion in research activities? Will this 3. Results
change be reflected significantly in the quality of the data collected? Will
other changes in behavior be observed after participatory activities? The results of our participatory approach are elucidated in different
aspects. Considering the community members that were reached out
2. Material and methods during the inclusion activities, more fishermen, helpers/middlemen and
people responsible for processing the fish (called “fillet men” hereafter)
2.1. Study focus were willing to help research, giving full access to the captured animals.
In the twelve months of accompaniment, 186 elasmobranchs were
Studies in the municipality of Matinhos (Paraná state, southern caught (125 sharks and 61 batoids). Of total, only 5% of individuals
Brazil) have been carried out by our team since 2012. However, little were landed eviscerated and beheaded, which have been identified as
personal contact with fishermen existed until 2017. Due to previous Sphyrna spp. (n = 4), Rhizoprionodon spp.(n = 3), Squatina spp. (n = 2)
conflicts in the region, many of them felt uncomfortable with the ac­ and Pseudobatos spp. (n = 1) (Fig. 1). Due to the low percentage of an­
tivities developed by our research group. To change their perception, imals landed already processed, more robust data on sex and life stage
inclusive activities were carried out over the last two years (2018 and could be accessed. Considering all animals landed, 178 had their sex
2019). Initially, only a few members of the community showed interest identified (58% females and 42% males) and 181 were properly

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E.P. Giareta et al. Ocean and Coastal Management 199 (2021) 105421

classified as to life stage (72% juveniles and 28% adults) (Fig. 1). (n = 3) and all individuals were already beheaded and gutted.
The number of gutted and beheaded elasmobranchs were smaller A seasonal pattern was also observed on landings. Beheaded and
when compared with previously published data for the same fishing gutted (n = 10) elasmobranchs were landed only in spring. Landings of
community before participatory activities (p = 0.03) (Fig. 2), indicating Pseudobatos spp. occurred mainly in winter (100%), followed by autumn
that participatory activities had a positive effect on the fishing com­ (41%). Landings of Sphyrna spp. occurred more frequently in the spring
munity’s landing patterns. (41%). Landings of Rhinoptera spp. and Rhizoprionodon spp. were more
Through the landing of whole animals, it was possible to access the common in the summer (38% and 25%, respectively). In contrast, the
current panorama of artisanal fishing in the region, as well as to eluci­ landing of Carcharhinus spp. occurred throughout the year. The per­
date capture patterns considering sex, life stage, and seasonality centage of juveniles was higher in all seasons. Furthermore, females
(Table 1). Most captured elasmobranchs are small, ranging from 40.9 to were more common in winter and males in autumn (Fig. 3).
178 cm in total length (TL), with 90% of the individuals being ≤130 cm. Inclusive measures resulted in greater participation not only by the
Pseudobatos spp. varied from 52 to 113 cm of TL and size average was 69 fishermen but by members of the community as a whole. Activities such
cm. Rhinoptera spp. ranged from 55 to 97 cm in disk width (DW) and size as biometry, sampling, photographic record, handling, transportation,
average was 57.7 cm. and release of animals landed alive were some of the research activities
Considering the sex ratio, a predominance of males was observed for in which community members helped (Fig. 4).
Rhinoptera spp. The opposite was observed for Carcharhinus spp., Pseu­ Another relevant consequence of the activities carried out with the
dobatos spp., and Rhizoprionodon spp. The sex ratio was 1:1 for Sphyrna community was the increased commitment to release practices (Fig. 4 C,
spp. Considering the ontogenic ratio, landing patterns point to the pre­ D, and F). The shortnose guitarfish, Zapteryx brevirostris is commonly
dominance of juveniles for Carcharhinus spp., Rhinoptera spp. and Rhi­ landed alive (Wosnick et al., 2018). Before participatory activities, they
zoprionodon spp., indicating that the region where the artisanal fleet were normally processed, sold, or in some cases (e.g., busy days) thrown
operates is a potential nursery ground. All Sphyrna spp. landed were away. Unlike Pseudobatos spp., the shortnose guitarfish is sold at a low
juveniles, also indicating the relevance of the Paraná coast as a nursery price (R$5/kg or U$1/kg). The species is normally used as a form of
area. The opposite was observed for Pseudobatos spp., with a predomi­ payment to middlemen for helping to pull boats out of the water.
nance of adults. Squatina spp. were not accessed as the landing was rare Initially, shortnose guitarfishes were purchased by our team in a “pay to

Fig. 1. Data on elasmobranch landing after inclusion activities considering animals landed processed vs. whole. Considering the animals landed whole, the graphic
also shows the percentage between sexes and life stages. Results are presented as a percentage. Each color represents a genus. (For interpretation of the references to
color in this figure legend, the reader is referred to the Web version of this article.)

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E.P. Giareta et al. Ocean and Coastal Management 199 (2021) 105421

Fig. 2. Comparison between the number of animals landed processed before (gray) and after (blue) inclusion activities with members of the traditional fishing
community of Matinhos. Previous data was taken from Wosnick et al. (2020). (For interpretation of the references to color in this figure legend, the reader is referred
to the Web version of this article.)

Table 1
Additional data collected with the landing of whole animals. Sex ratio (males:females), ontogenic ratio (juveniles:adults), and size
range considering total length. Data is presented for each genus.
Genus Sex ratio (M:F) Ontogenic ratio (J:A) Size range, cm (mean ± SD)

Carcharhinus spp. 13:16 (0.81:1) 28:1 (28:1) ♂66.4–131.4 (99.7 ± 21)


♀74–178 (108.5 ± 26.8)
Pseudobatos spp. 14:33 (0.42:1) 5:40 (0.12:1) ♂54–73.2 (62.7 ± 4.8)
♀52–113 (74.5 ± 16.7)
Rhinoptera spp. 8:6 (1.33:1) 12:2 (6:1) ♂55–97 (75 ± 13.7)
♀66.6–95 (75.4 ± 11.9)
Rhizoprionodon spp. 12:19 (0.63:1) 24:7 (3.42:1) ♂41.5–71.5 (53.1 ± 8.6)
♀40.9–125.9 (61.7 ± 19.5)
Sphyrna spp. 27:29 (0.93:1) – ♂91–173 (111.8 ± 18.4)
♀55.5–178 (112.3 ± 31.5)

conserve” strategy (Leduc and Hussey, 2019). After the inclusion ac­ Besides the results previously mentioned, a great advance was ach­
tivities, most fishermen started to donate the animals. Reports of fish­ ieved regarding access to biological samples (blood and gills), biometry
ermen buying live guitarfishes from other fishermen to carry out the (length and weight), photographic record (geometric morphometric),
compensatory release are also a strong indicator of commitment. It is and diagnosis of the internal condition (ultrasound). There are currently
important to note that the inclusion of the entire fishing community in five postgraduate students who develop their projects with support from
the activities was essential to increase the positive impacts of release. In community members. Furthermore, several parallel projects have been
fact, not only fishermen started to release guitarfishes, but also mid­ developed and presented to the academic community at international
dlemen, fillet men, and even fishing stalls employees. It is estimated that conferences (Giareta et al., 2019a, 2019b, 2019c, Leite et al., 2019a,
around 300 guitarfishes were released back to the ocean since the 2019b, 2019c, Prado et al., 2019a, 2019b, 2019c). Also, articles already
beginning of the participatory activities, indicating the success of the published are a result of this partnership (Wosnick et al., 2018, 2020;
practice. Finally, when felt more comfortable, some fishermen began to Prado et al., 2020; Leite et al., 2020).
report conducts commonly taken that are imperative for elasmobranch
local management such as the immediate release of schools of Rhinoptera 4. Discussion
spp., the immediate release of manta rays and release of pregnant fe­
males and neonates when found alive in the fishing nets (personal The improvement on the relationship between members of the
communication). fishing community and researchers lead to significant changes in

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E.P. Giareta et al. Ocean and Coastal Management 199 (2021) 105421

Fig. 3. Data on elasmobranch landing after inclusion activities considering seasonality in catch patterns between sexes and life stages. Results are presented as a
percentage. Each color represents a genus. (For interpretation of the references to color in this figure legend, the reader is referred to the Web version of this article.)

fishermen’s behavior and perception, generating excellent results for (Bornatowski and Abilhoa, 2012; Costa and Chaves, 2006).
elasmobranch research, opening new paths for participative manage­ The landing of whole animals was also essential to properly identify
ment at a local scale. When comparing four years of monitoring carried the proportion and sexual composition of captured species and their
by Wosnick et al. (2020), with monitoring and the inclusion initiative seasonality. Our data of animals landed whole reinforced previously
reported in the present study, the increased commitment of community published data on the seasonal composition of artisanal captures (e.g.
members become clear. Many of them were considered by researchers Chaves et al., 2020; Costa and Chaves, 2006), indicating the strong in­
for the first time, allowing future partnerships that could benefit both fluence that fishing apparatus has on elasmobranch capture. Artisanal
sides. fishing communities in Paraná use many fishing apparatus and alternate
Considering the criteria adopted for comparative analysis, about fishing modalities throughout the year (Afonso, 2016; Andriguetto-Filho
90% of the animals were landed whole. In the past four years, the et al., 2009; Chaves and Robert, 2003), being commercial fishing in the
landing of uncharacterized elasmobranchs was predominant. Although state extremely dynamic. The constant turnover of fishing gear, fishing
this practice is permitted by law and facilitates transportation (reducing modalities and, fishing areas seem to have a positive effect on the re­
the weight on board and increasing the space for storage), the landing of covery of most of the fishing stocks commonly exploited by fishermen in
gutted and beheaded animals make it difficult to correctly identify the region (Kraak et al., 2013). More specifically, data shows that cap­
species (Chaves et al., 2018; Wosnick et al., 2020) and to access repro­ ture patterns change constantly, as well as the species that are captured
ductive aspects essential to determine population recovery potential (e. incidentally, except for guitarfishes that are mostly caught during
g., gonadal maturation) and other biological data relevant for proper winter. The historical capture of guitarfishes during winter in the region
conservation. The reduction in the landing of beheaded and gutted an­ has a strong relationship with fishing for flatfish (Paralichthys spp.), one
imals observed in the present study deeply reflects our efforts to raise of the most important marine resources in the state (Chaves et al., 2020;
awareness on elasmobranch research. Additionally, changes in percep­ Costa and Chaves, 2006). Since the type of fishing apparatus used to fish
tion may pave the way for a new participatory management model, in for flatfish has little selectivity, many benthic species are captured as
which fishermen assistance and knowledge become essential for bycatch. For this reason, future inclusion activities with fishermen
research. Therefore, future studies with animals landed whole may help should focus on the elaboration of fishing exclusion devices and man­
to elucidate key strategies for sustainable use of resident and also agement protocols to reduce the capture of benthic elasmobranchs with
migratory species that are captured in the state, boosting local man­ little commercial value.
agement. Furthermore, data on sexual proportion and life stage were Another positive point was the increased commitment of the com­
improved with the landing of whole animals, demonstrating that fe­ munity members in the compensatory release of species with little
males and juveniles are a significant part of bycatch in the state. This commercial interest (e.g., Rhinoptera spp., Zapteryx brevirostris). The
data also highlights the importance of a partnership between re­ compensatory release of species with some commercial value (Pseudo­
searchers, fishermen, and policymakers, since they can help to improve batos spp., neonates Sphyrna spp., and pregnant females in general)
management plans at a regional scale especially considering the became more pronounced. The compensatory release is foreseen in
ecological importance of the region as a parturition and nursery area management plans (IPOA-Sharks, 1999 and PAN Tubarões, 2014) as a

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E.P. Giareta et al. Ocean and Coastal Management 199 (2021) 105421

Fig. 4. Inclusion activities with members of the artisanal fishing community of Matinhos. (A) Photographic record and biological sampling. (B) Fishermen observing
an ultrasound diagnosis. (C) Middleman moments before performing the release of a guitarfish landed alive. (D) Compensatory release by a member of the fishing
community. (E) Community member helping with biometry. (F) Fisherman moments before the release of guitarfishes landed alive.

measure to reduce the impacts of incidental capture. Our results with greater willingness to participate in surveys and questionnaires.
Zapteryx brevirostris, currently listed as Vulnerable both in the national Furthermore, many legal issues that bother them or they do not un­
and IUCN red lists, corroborate the use of species with low commercial derstand have been openly discussed. If there is no understanding and
value as a way to ensure fishermen commitment. Research in partner­ there is no explanation on the importance of conservation measures,
ship with artisanal fishermen are also being developed in São Paulo State prohibitions and determinations make fishermen feel excluded and
(southeastern Brazil) with promising results in the compensatory release disrespected (Costa and Murata, 2015). Thus, moving further and
of batoids with little commercial interest or that did not reach the further away from the academic community. Studies have shown that
minimum size for capture (de Souza Rangel et al., 2017; Rodrigues et al., co-management and the involvement of fishing communities in
2019). Additional reports of voluntary compensatory release exist in decision-making not only decentralize decisions but also delegate roles
other fishing communities in Paraná, Santa Catarina, and Espírito Santo and rights to fishermen. Such a strategy brings better results than pol­
States (personal communication), however, there is no official release icies based exclusively on decisions made by the scientific community
program in place for any of these locations. and the government (Pomeroy and Berkes, 1997). Fishing community
There was also an improvement in communication between fisher­ members have some uncertainty about the legal measures imposed and
men and researchers with an increase in incidental catch reports and a sometimes disagree with fisheries management in its current form

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E.P. Giareta et al. Ocean and Coastal Management 199 (2021) 105421

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