Electronic Structure-Based Descriptors for Oxide Properties and Functions

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Electronic Structure-Based Descriptors for Oxide Properties and


Functions
Livia Giordano,*,‡ Karthik Akkiraju,‡ Ryan Jacobs,* Daniele Vivona, Dane Morgan,
and Yang Shao-Horn*
Cite This: Acc. Chem. Res. 2022, 55, 298−308 Read Online

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CONSPECTUS: The transition from fossil fuels to renewable energy requires


the development of efficient and cost-effective energy storage technologies. A
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promising way forward is to harness the energy of intermittent renewable


sources, such as solar and wind, to perform (electro)catalytic reactions to
generate fuels, thus storing energy in the form of chemical bonds. However,
current catalysts rely on the use of expensive, rare, or geographically localized
elements, such as platinum. Widespread adoption of new (electro)catalytic
technologies hinges on the discovery and development of materials containing
earth-abundant elements, which can efficiently catalyze an array of (electro)-
chemical reactions.
In the context of catalysis, descriptors provide correlations between fundamental
physical properties, such as the electronic structure, and the resulting catalytic
activity. The use of easily accessible descriptors has proven to be a powerful
method to advance and accelerate discovery and design of new catalyst
materials. The position of the oxygen electronic 2p band center has been
proposed to capture the basic physical properties of oxides, including oxygen
vacancy formation energy, diffusion barrier of oxygen ions, and work function.
Moreover, the adsorption strength of relevant reaction intermediates at the surface of oxides can be strongly correlated with the
energy of the oxygen 2p states, which affects the catalytic activity of reactions, such as oxygen electrocatalysis, and oxidative
dehydrogenation of organic molecules. Such descriptors for catalytic activity can be used to predict the activity of new catalysts and
understand trends and behavior among different catalysts.
In this Account, we discuss how the energy of the oxygen 2p states can be used as a descriptor for oxide bulk and surface chemical
properties. We show how the oxide redox properties vary linearly with the position of the oxygen 2p band center with respect to the
Fermi level, and we discuss how this descriptor can be expanded across different materials and structural families, including possible
generalizations to compounds outside oxides. We highlight the power of the oxygen 2p band center to predict the catalytic activity of
oxides. We conclude with an outlook examining under which conditions this descriptor can be applied to predict oxide properties
and possible opportunities for further refining and accelerating property predictions of oxides by leveraging material databases and
machine learning.

■ KEY REFERENCES
• Lee, Y.-L.; Kleis, J.; Rossmeisl, J.; Shao-Horn, Y.;
emission spectroscopy oxygen 2p-band center and
multiple measures of catalytic activity, including high-
temperature oxygen reduction surface exchange rates,
Morgan, D. Prediction of solid oxide fuel cell cathode aqueous oxygen evolution current densities, and binding
activity with first-principles descriptors. Energy Environ. energies of oxygen evolution intermediate species.
Sci. 2011, 4, 3966−3970.1 Experimentally measured area
specific resistance and oxygen surface exchange of solid • Giordano, L.; Østergaard, T. M.; Muy, S.; Yu, Y.;
oxide fuel cell cathode perovskites are correlated with Charles, N.; Kim, S.; Zhang, Y.; Maglia, F.; Jung, R.;
DFT calculated oxygen 2p-band center.
• Jacobs, R., Hwang, J., Shao-Horn, Y.; Morgan, D. Received: August 13, 2021
Assessing Correlations of Perovskite Catalytic Perform- Published: January 20, 2022
ance with Electronic Structure Descriptors. Chem. Mater.
2019, 31, 785−797.2 Analyzed correlations of the
calculated oxygen 2p-band center for different DFT
functionals with the experimentally measured X-ray

© 2022 American Chemical Society https://doi.org/10.1021/acs.accounts.1c00509


298 Acc. Chem. Res. 2022, 55, 298−308
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Figure 1. Electronic structure of perovskites. (a) Contributions to the band structure of an oxide. Orbital figures adapted with permission from ref
46. Copyright 2015, Ebrahim Hassani. (b, c) Schematic representation of properties or reaction energies trends for oxide oxidation and reduction
with the O 2p-band center vs EFermi, with corresponding charge transfers. The specific processes noted (e.g., O adsorption) are representative
canonical examples. Oxygen, red; transition metal, gray; rare earth metal, green.

Lund, I.; Rossmeisl, J.; Shao-Horn, Y. Ligand-Dependent which demonstrated the correlations of the oxygen evolution
Energetics for Dehydrogenation: Implications in Li-Ion activity of ABO3 perovskites with the formation enthalpy of
Battery Electrolyte Stability and Selective Oxidation transition metal hydroxides. First-principles-based descriptors
Catalysis of Hydrogen-Containing Molecules. Chem. have become increasingly useful over the past two decades, as
Mater. 2019, 31, 5464−5474.3 Computed hydrogen pioneered by Norskov and colleagues, who demonstrated how
adsorption energetics on insulating, semiconducting, and metal electronic structure features, such as metal d-band
metallic oxides, phosphates, fluorides, and sulfides were center, correlate with the binding energy of surface
correlated with the ligand p-band center. adsorbates.13−16 The metal d-band center correlation can be
• Hwang, J.; Rao, R. R.; Giordano, L.; Akkiraju, K.; Wang, used to predict the catalytic activity of numerous reactions,
X. R.; Crumlin, E. J.; Bluhm, H.; Shao-Horn, Y. including N2 dissociation,16 CO adsorption,17 hydrogen
Regulating oxygen activity of perovskites to promote evolution,18 and oxygen reduction reactions.19,20 Subsequently,
NOx oxidation and reduction kinetics. Nat. Catal. 2021, some of us have extended this concept to oxides,1,21 where the
4, 663−673.4 Surface oxygen activity, defined as the bulk O 2p-band center relative to the Fermi level (EFermi) was
oxygen 2p-band center relative to the Fermi level, found to linearly correlate with bulk and surface oxygen
dictates the adsorption and surface coverage of NOx vacancy (Ovac) formation energies and experimental oxygen
species and the kinetics of NO oxidation for surface exchange rates for perovskites used in solid oxide fuel
La1−xSrxCoO3 perovskites. cells.1 In addition, other descriptors have been reported to


describe the catalytic activity of oxides, including surface
INTRODUCTION transition metal eg filling,22,23 charge transfer energy24 and
Addressing human pollution and climate change challenges of formation energy of bulk oxides.25
the 21st century relies on the transition from fossil fuels to The bulk O 2p-band center of oxides can be straightfor-
renewable energy sources, such as solar and wind, which need wardly obtained from density functional theory (DFT)
to be coupled with technologies to store and reconvert their calculations.26,27 For trends in O 2p-band center for a set of
intermittent energy production.5−7 A promising path forward materials to be viable, the O 2p-band center needs to be
is the use of (electro)catalytic reactions to generate fuels, thus calculated using the same DFT methodology for all the
storing energy in chemical bonds. In this context, the materials under study. In addition, the O 2p-band center can
development of stable and active (electro)catalysts based on be experimentally obtained by valence band X-ray photo-
inexpensive and earth abundant elements is key. Descriptor- emission (XPS) and X-ray emission (XES) spectroscopy.24,28,2
based approaches have been shown to be powerful to More specifically, XES spectra aligned with valence-band XPS
accelerate the search for novel (electro)catalysts. A descriptor measurements yield O 2p-band spectra relative to the oxide
is a numerical representation of a material used to form a Fermi level.29 The computed bulk O 2p-band center value can
correlation with a property of interest.8 Useful descriptors then be validated against experimental values. Moreover, it has
correlate strongly to the property of interest, while being been shown that the O 2p-band center correlates well with the
significantly faster and easier to obtain than explicitly charge transfer energy (of charge transfer insulators)24 and the
measuring the property of interest, and are applicable to a surface O 2p-band center.1 This latter point of the bulk and
wide composition space within a particular materials family surface O 2p-band centers correlating well together is
and ideally beyond it. Descriptors obtained from first- important from the standpoint of using the easier to obtain
principles calculations can be used to rapidly screen a large bulk O 2p-band center to correlate to surface-specific
number of materials. In catalysis, descriptors were first properties, as will be discussed more later. Although DFT+U
introduced by Balanin in 19699 and gained momentum with and more computationally demanding hybrid DFT are
the pioneering work of Trasatti,10,11 Bockris, and Otagawa,12 typically required for accurate descriptions of oxide electronic
299 https://doi.org/10.1021/acs.accounts.1c00509
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Figure 2. Bulk and surface properties as a function of O 2p-band center for perovskite oxides. (a) Bulk and (001) surface Ovac formation energies as
a function of bulk and surface O 2p-band centers, respectively, computed with PBE+U for ABO3 perovskites (slopes −2.24/−1.59 for bulk/surface
Ovac). Data from refs 30 and 49. (b) OH and O binding energy on transition metal site of ABO3(001) perovskites as a function of the surface O 2p-
band center computed with PBE (filled circle) and PBE+U (empty circles). Data from ref 2. (c) H, CH3, CO2, O, and OH binding energies on
oxygen site of ABO3(001) perovskites as a function of bulk (O−Ooxide and HO−Ooxide) and surface (H−Ooxide, H3C−Ooxide, and O2C−Ooxide) O
2p-band centers computed with PBE (O−Ooxide and HO−Ooxide) and PBE+U (H−Ooxide, H3C−Ooxide, and O2C−Ooxide). Data from refs 49 and 51.
Details of reactions, oxide compositions, and statistical metrics for Figure 2a−c can be found in Figures S1−3 and Tables S1−8 and S18.
Abbreviations: BTO, BaTiO3; STO, SrTiO3; PTO, PrTiO3; BCO, BaCoO3; BWO, BaWO3; BNBO, BaNbO3; LCUO, LaCuO3; LCRO, LaCrO3;
LNO, LaNiO3; LVO, LaVO3; SCO, SrCoO3; LCO, LaCoO3; STAO, SrTaO3; SNO, SrNiO3.

structure, the O 2p-band center computed with simple DFT density of states (DOS), typically including both occupied and
methods (i.e., PBE functional) do not necessarily result in less unoccupied states, and conventionally it is referenced to EFermi.
robust linear correlations with experimental data.2 The bulk O The O 2p-band center can be tuned by the electronegativity
2p-band center descriptor has been used extensively to infer of the cations, the cation first-shell coordination environments
correlations with catalytically relevant properties and functions, (e.g., tetrahedral and octahedral coordination),1,41 inductive
including oxygen ion migration,30,31 oxygen evolution catalytic effects from the second-shell coordination,42 and strain.43,44
activity in basic solution,32 oxide work function,33 oxidative Specifically, oxides with more electronegative cations tend to
dehydrogenation of carbonate solvents at positive electrodes in have shallower O 2p-band centers24 (i.e., less negative, closer
Li-ion batteries.34,3 to EFermi). Moving across a row on the periodic table from left
In this Account, we review how the O 2p-band center to right increases the nuclear charge, increasing the number of
controls M−O bond characteristics and redox of oxides, and d electrons and, correspondingly, increases electronegativity.
how it correlates with binding energies of reaction Increasing cation oxidation state decreases the number of d
intermediates and other oxide properties, and catalytic activity. electrons (e.g., Mn3+ to Mn4+) and increases the metal ion
We discuss how bulk, surface, and adsorbate p band descriptors electronegativity due to reduced electron shielding. As
can be used to generalize these trends to other classes of hybridization and metal−oxygen covalency scale with cation
materials beyond oxides. electronegativity,45 the O 2p-band center has been shown to

■ OXIDE ELECTRONIC STRUCTURE AND


CONNECTION TO OXIDE PROPERTIES
correlate with charge transfer energy for perovskites of late
transition metal oxides.24
Throughout this Account, we focus mainly on the
We begin by reviewing cation-oxygen bonding in transition correlations and understanding of the O 2p-band center for
metal oxides. When isolated metal and oxygen atoms are metallic oxides, where EFermi is given approximately by the
brought together to form an oxide, electrons are transferred highest energy electrons. Semiconducting and insulating oxides
from metal (M) to oxygen, resulting in positively charged with significant band gap represent a more complex situation
cations surrounded by oxygen anions (Figure 1a). Metal and as EFermi can be anywhere in the gap depending on dopants and
oxygen states split into multiple states due to crystal field carrier/defect concentrations. These gap effects introduce
splitting associated with the coordination environment. For another potentially large energy into the oxidation/reduction
example, a MO6 octahedral environment has metal dz2 and processes, complicating the use of O 2p-band center
dx2−y2 orbitals strongly overlapping with adjacent O 2p orbitals, correlations. In case of materials with a nonzero band gap,
forming σ-bonding and σ*-antibonding states. The remaining alternative descriptors such as the charge transfer energy, may
metal dxy, dyz, and dxz orbitals have weaker spatial overlap with be more appropriate to predict the oxide properties.24
adjacent O 2p-orbitals, forming π-bonding and π*-antibonding The O 2p-band center can influence the energetics of redox
states. The translational symmetry of the oxide crystal results processes for oxide bulk and surfaces, such as Ovac formation
in separate M d bands and O 2p bands (Figure 1a),35,36 where and filling, and adsorption energies on oxide surfaces. The
the hybridization of these bands, due to spatial overlap and effectiveness of the O 2p-band center descriptor on the
similar energy scale, determines the degree of covalency in the energetics can be qualitatively understood in terms of a rigid
M−O bond. The position of the O 2p states is then closely band model,47 which has been successfully used to describe
related with the other electronic properties of the oxide,37−39 late transition metal perovskites.48 In this model, oxidation of
such as charge transfer energy, covalency, and presence of a oxides, for example, through filling of Ovac, involves moving
band gap.40 The O 2p-band center descriptor is calculated as electrons from EFermi to O 2p-band, resulting in an upshift of O
the centroid of the O component of the projected electronic 2p-band center toward EFermi. This upshift in O 2p-band center
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is both the result of EFermi moving down due to electron containing species (O2C−Ooxide and H3C−Ooxide)49 on surface
depletion from EFermi to the newly added oxygen and an oxygen sites of (001) perovskites, shows a strong dependency
increase in the total oxygen DOS relative to the transition on the O 2p-band center (Figure 2c), with slopes of −0.97 and
metal DOS (Figure 1b). Thus, the energetics for Ovac filling −0.98 for H−Ooxide and H3C−Ooxide, respectively. Adsorption
becomes less negative (i.e., less favorable) with shallower O 2p- of a hydrogen atom on the surface oxygen site of perovskites is
band center. Similarly, adsorption of O and OH on oxide accompanied by transfer of one electron and the reduction of a
surfaces can also oxidize the system, where adsorption transition metal cation, which is similar to that upon
energetics should become less favorable with shallower O adsorption of C-containing species with formation of C−Ooxide
2p-band center (Figure 1b). The opposite trends occur with bonds.3,34,49
reduction of the system, for example, by creation of Ovac on Making the O 2p-band center shallower using late transition
metal oxide surfaces (Figure 1c), where electrons are metal cations and increasing cation oxidation state, associated
transferred from O 2p-band to EFermi, resulting in a downshift with greater metal−oxygen covalency, can facilitate adsorption
of O 2p-band center away from EFermi. This downshift of O 2p- of species, such as CO252 and NO4 on surface oxygen sites
band center is the result of adding electrons to EFermi and instead of surface metal sites. For example, the adsorption of
reduction in the oxygen DOS relative to the transition metal NO and NO2 on oxygen sites of (001) La1−xSrxCoO3, forming
DOS. Therefore, reduction of oxides involving Ovac formation NO−Ooxide4 and NO2−Ooxide, is energetically more favorable
become easier with shallower O 2p-band center (Figure 1c). than that adsorption on metal sites and shows a negative slope
These trends of oxidative and reductive energetics persist also with the surface O 2p-band center, indicative of surface oxide
when the oxidation and reduction proceeds through non- reduction. This trend is consistent with increased signal
oxygen adsorbates (e.g., adsorption of H, Figure 1c). associated with NOx species measured by X-ray photoemission
Specifically, the adsorbate moves electrons to/from EFermi, spectroscopy (XPS) when increasing Sr in La1−xSrxCoO3.4
whose absolute position relative to vacuum is given with a Similarly, the energetics of CO2−Ooxide (surface carbonate)
reasonable accuracy by its position relative to the O 2p-band formation becomes more favorable with shallower O 2p-band
center, as demonstrated experimentally for a number of center, indicative of more reactive oxygens on oxide surfaces,
perovskites.24 This absolute referencing effect also allows O which agrees with the observation of more (bi)carbonate
2p-band center to correlate with work function, as discussed species using XPS.52
further below. The O 2p-band-dependent energetics discussed for perov-

■ CORRELATING OXYGEN 2P-BAND CENTER TO


BOND STRENGTH AND BINDING ENERGIES
skites hold true for other oxide crystal families and ligands. For
example, the O 2p-band center of Ruddlesden−Popper
((LaxSr1−x)2MO4, with M = Co, Ni, Cu) correlates with the
The first oxide property shown to correlate with the O 2p-band formation energies of interstitial oxygen in the structure
center1 was the Ovac formation energy, which decreases with (Figure 3a).53 The formation energy of interstitial oxygen
shallower O 2p-band center, as shown for bulk30 and surface49 species trends with the O 2p-band center of (LaxSr1−x)2MO4
of perovskite oxides in Figure 2a. Increasing number of d with positive slopes, indicative of oxide oxidation, opposite to
electrons for metal cations and increasing oxidation state (e.g., Ovac formation energies in perovskites with a negative slope,
from Vx+ to Nix+ and from M3+ to M4+)34 is associated with indicative of oxide reduction. The peroxide interstitial has a
shifting EFermi closer to the centroid of oxygen DOS, making slope of +0.28 while the oxygen ion interstitial has a slope of
the O 2p center shallower, which coincides with reduced Ovac +1.71, which difference can be attributed to reduced charge
formation energy (Figure S1). This trend derives from the transfer from (LaxSr1−x)2MO4 to peroxide-forming interstitials
charge compensation for the formation of Ovac, which largely compared to oxide ion interstitials. In addition, the energetics
takes place through the reduction of two M ions for these for hydrogen adsorption on surface oxygen sites of LixMO2 (M
reducible oxides.50 In addition, the energy penalty for the = V, Cr, Mn, Fe, Co, and Ni; x = 0, 0.5, and 1), as well as
formation of bulk and surface oxygen vacancies shows similar surface Ovac formation, have negative slopes with the O 2p-
slopes with respect to the respective O 2p-band center (slopes band center (Figure 3b), indicative of greater driving force for
−2.24 and −1.59, respectively), close to −2 expected for two oxide reduction with shallower O 2p-band center, in agreement
electrons transferred per Ovac.3 with trends found for perovskites (Figure 2a). Hydrogen
Besides oxygen vacancies, the O 2p-band center of oxides adsorption on surface oxygen sites becomes increasingly
has been shown to correlate with the binding energy of energetically favorable with shallower O 2p-band center
adsorbates on the oxide surface. For example, the binding compared to hydrogen adsorption on surface metal sites.
energy of electronegative adsorbates, such as OH and O, Like perovskites, the more active surface oxygen sites come
adsorbed on the metal sites of the (100) surface of perovskites from highly covalent oxides with late transition metals (i.e.,
have a positive slope with the O 2p-band center (Figure 2b),1 Ni), and transition metals in high oxidation states (x = 0.5
indicative of the oxide being oxidized. As expected, the slope (M3+/M4+) or x = 0.0 (M4+), Figures 3b and S4). Moreover,
for HO−Moxide (1.06 at PBE level, and 1.29 at PBE+U level) is similar correlations are observed between the energetics of
lower than the slope of O−Moxide (2.13 at PBE level),1 in surface Ovac formation and H−Ooxide and O 2p-band center for
agreement with greater oxidation of the surface upon a larger library of oxides with different crystal structures,
adsorption of O (ideally 2 electron transfer) than OH (ideally including layered oxides, rocksalts, and rutiles (Figure 3c). For
1 electron transfer) on the metal sites. On the other hand, a oxides in Figure 3c with high band gaps, the O 2p-band center
negative slope with the O 2p-band center is observed when is referenced to the conduction band minimum, to account for
OH and O are adsorbed on the surface oxygen sites of BO2- the extra energy needed to reduce an insulator. Notably, these
terminated (001) perovskites (Figure 2c), indicating oxide trends hold even when different ligands (S2−, F−, PO43−,
reduction upon the formation of HO−Ooxide51 and O−Ooxide.51 AsO43) are considered (Figure S5), where the ligand vacancy
Similarly, adsorption of hydrogen (H−Ooxide)49 or C- formation energy and hydrogen adsorption correlate with the
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surface orientation and termination considered. The reported


surface O 2p-band centers have been computed by taking the
most stable surface orientation of the compound (i.e., (001)
surface for perovskite oxides), and were computed for the
ABO3 perovskite AO and BO2-terminated surfaces. As shown
in Figures 2b and S2c, there is a dependence of the O 2p-band
center on the surface termination. We expect this change of the
local surface O 2p-band center (vs the bulk value) to reflect a
change in the adsorption properties and catalytic activity for
the specific surface or site. This concept has been further
extended beyond the band center of oxide bulk and surface to
the O 2p-band center of surface adsorbates themselves. For
example, oxygen adsorption energy is correlated with the O 2p-
band center of adsorbed O on the surface of oxides (rutiles and
perovskites) and metals (Figure 3d).54 Similarly, differently
coordinated surface oxygens of RuO2 crystal orientations have
different O 2p-band centers due to their specific coordination,
local environment, and bond angles, resulting in modified O
binding energies on surface Ru site.55 This concept of local O
2p-band can be combined with the idea of a general anion p-
band center to open the possibility of a generalized form of this
electronic structure descriptor to predict adsorbate energetics
on different materials, beyond oxides, and O-containing
adsorbates.

Figure 3. Bulk and surface properties as a function of O 2p-band


■ CORRELATING OXYGEN 2P-BAND CENTER TO
(ELECTRO)CATALYTIC ACTIVITY
center across different material families. (a) Defect formation energies The O 2p-band center has been proposed as a descriptor for
as a function of O 2p-band center for Ruddlesden−Popper phases the (electro)catalytic activity of oxides. The role of the O 2p-
((LaxSr1−x)2MO4±δ) with M = Co, Ni, Cu), Data from ref 53. (b) band center in oxygen electrocatalysis has been studied
Hydrogen binding energy at metal (H−Moxide) and oxygen (H− extensively.1,2,24,57 The surface oxygen exchange kinetics,
Ooxide) site and Ovac formation energy on the LixMO2 (101̅4) surface which measures the rate of oxygen incorporation/release
of layered compounds (M = V, Cr, Mn, Fe, Co, and Ni) as a function into/from oxides (O2 + 4e− → 2O2−),1 central to the efficiency
of the surface O 2p-band center computed with RPBE, where H− of solid oxide fuel cells, increases over many orders of
Moxide shows a small positive slope (0.14), while H−Ooxide and Ovac
have negative slopes (−1.36 and −1.61, respectively). Data from ref
magnitude with shallower/deeper O 2p-band center (Figure
56. (c) Hydrogen binding energy at oxygen site (H−Ooxide), and Ovac 4a).1 The enhanced rate can be attributed to reduced energy
formation energy on the surface of different oxide crystal families, for Ovac formation in oxides with shallow O 2p-band center,
including layered compounds, rocksalt, rutile oxides, as a function of where oxygen vacancies serve as active sites for adsorption and
the surface O 2p-band center with respect to the conduction band dissociation of molecular oxygen (Figure 4a bottom). On the
minimum (CBM) computed with PBE where H−Ooxide and Ovac have other hand, the surface exchange kinetics of Ruddlesden−
slopes −0.84 and −1.13, respectively. Data from ref 3. (d) Energy Popper ((LaxSr1−x)2MO4, with M = Co, Ni, Cu)31 decreases
required to create adsorbed O as a function of O 2p-band center of with higher O 2p-band center, which can be attributed to
adsorbed O computed for rutile, perovskite oxides, and metal surfaces. increasing formation energy of oxide and peroxide intersti-
Data from ref 54. Details of the oxide compositions and statistical tials.53 The observed opposite slopes of surface exchange rates
metric for Figure 3a−c can be found in Figures S4−S8 and Tables
S9−S12 and S18. Abbreviations: LIMO, LiMnO3; LI0.5IMO,
between perovskites and Ruddlesden−Popper oxides is a direct
Li0.5MnO2; MO2, MnO2; HFO, HfO2; LMGP, LiMGP; NB, Nb; consequence of different active sites and catalytic mechanisms
PT, Pt; AU, Au; LCAO, LaCaO3; SSBO, SrSbO3. which involve vacancy- and interstitial-mediated processes for
perovskites and Ruddlesden−Poppers, respectively. In addi-
tion, having higher O 2p-band center (e.g., Hf0.5Ba0.5CoO3 and
ligand p-band center suggesting that a more general “anion p- Pr0.5Ba0.5CoO3) correlates with greater catalytic activity of
band center” quantity may describe the energetics of oxygen evolution reaction (OER) for perovskites in basic
oxidation/reduction, metal-anion bond strength, and resulting solution (Figure 4b).32 In the conventional reaction mecha-
catalytic activity trends for systems beyond oxides, for example, nism, the enhanced OER kinetics found for these perovskites
sulfides, fluorides,3 and possibly more. A multivariable can be attributed to reduced barrier from O to OOH as the
statistical analysis has indicated that developing multivariate rate-limiting step (Figure 4b bottom), associated with reduced
models including O 2p-band center, band gap, and metal− binding energy of oxygenated species, such as O and
ligand distance can greatly increase the predictive power of the OH21,24,58 on surface metal sites.32,59 More recently, it was
more general ligand p-band correlation.3 shown that the enhanced activity can also result from (1)
It should be noted, here, that while the bulk O 2p-band reduced electron transfer energy barrier for water oxidation
center is a unique value for the material at fixed composition, associated with the energy for unoccupied states residing closer
the surface O 2p-band center depends on the surface to the redox energy potential of H2O/O2 for oxides with higher
orientation and termination. Thus, one material can have O 2p-band centers24 and (2) reduced barrier for the rate-
many surface O 2p-band center values, depending on the limiting step in the OER associated with the OER having
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Figure 4. Surface catalytic properties as a function of O 2p-band center for perovskite oxides. (a) Oxygen surface exchange coefficient as a function
of the bulk O 2p-band center relative to EFermi computed with PBE+U for ABO3 perovskite oxides. Data from ref 1. (b) OER activities measured at
0.5 mA/cm2ox as a function of the bulk O 2p-band center relative to EFermi computed with PBE+U for ABO3 perovskites. Data from ref 32. (c) NO
oxidation turnover frequency for LaxSr1−xCoO3 perovskites as a function of the surface O 2p-band center relative to EFermi computed with PBE+U.
Data from ref 4. Details of the oxide compositions and statistical metrics for Figure 4a and b can be found in Figure S10 and Tables S13−S14 and
S18. Abbreviations: LMO, LaMnO3; LCO, LaCoO3; LSMO25, La0.75Sr0.25MnO3; BSCF, Ba0.5Sr0.5Co0.75Fe0.25O3; SCN10, SrCo0.9Nb0.1O3δ−; PBFO,
Pr0.5Ba0.5FeO6; LSC82, La0.8Sr0.2CoO3; LSC64, La0.6Sr0.4CoO3; LSC46, La0.4Sr0.6CoO3; GBCO, Gd0.5Ba0.5CoO3; SBCO, Sr0.5Ba0.5CoO3; HBCO,
Hf0.5Ba0.5CoO3; PBCO, Pr0.5Ba0.5CoO3.

decoupled electron and proton transfer steps.60 Moreover, oxidation is limited by NO adsorption on oxygen sites to form
most active perovskites with high O 2p-band center can have NO−Ooxide for the left-hand side of the volcano (LaCoO3),
surface oxygen sites that are as active as surface metal sites.60 and by NO2 removal or Ovac refilling for the right-hand side of
This comparably high metal- and oxygen-site activity can be the volcano (La1−xSrxCoO3 with x > 0.2) (Figure 4c bottom),4
attributed to comparable binding energy of oxygenated species in agreement with lower Ovac formation energy (i.e., more
on surface oxygen and metal sites59 as well as the lowered difficult Ovac filling) for high O 2p-band center (Figure 2a).
energy penalty for Ovac formation for these oxides (Figure 2a− Similarly, the kinetics for propane66 and methane oxidation67
c), where the formation of Ovac is a reaction intermediate at show a volcano trend with the surface O 2p-band center for
surface oxygen sites.60 Unfortunately, a shallower O 2p-band perovskites (Figure S9). We hypothesize the volcano depend-
center is accompanied by decreased oxide stability during the ence by considering that the left-hand side of the volcano is
OER, which can be attributed to reduced M−O bond limited by the activation of the C−H bond in the alkanes,
strength.57,61 For example, some perovskites, such as BSCF, while the right-hand side of the volcano is limited by H2O
undergo dissolution during OER in basic solution.62,63 desorption or Ovac refilling.


The O 2p-band center also serves as an effective descriptor
for other electrocatalytic reactions and heterogeneous catalysis
CORRELATING OXYGEN 2P-BAND CENTER TO
on oxide surfaces. The O 2p-band descriptor is correlated with
OXIDE PROPERTIES
the hydrogen evolution reaction (HER) activity of A-site
modified Co-based perovskites,64 and Co-based double In this section, we show how the O 2p-band center correlates
perovskites, where a volcano-type relationship was observed with other oxide properties, not directly related to energetics of
for the HER activity with respect to the O 2p-band center.65 adsorption and defect formation. The migration barrier for
NO oxidation kinetics exhibit a volcano trend with the O 2p- oxygen ion diffusion in a number of perovskites decreases as
band center of La1−xSrxCoO3, where the most active the value of O 2p-band center increases30 (Figure 5a). This
composition is found for x = 0.2.4 This volcano trend with trend can be attributed to two factors. The first factor is the
O 2p-band center can be understood by considering that NO reduced energy penalty for Ovac formation (Figure 2a),
303 https://doi.org/10.1021/acs.accounts.1c00509
Acc. Chem. Res. 2022, 55, 298−308
Accounts of Chemical Research pubs.acs.org/accounts Article

correlation of the work function with the O 2p-band center.


The trend derives from the relatively fixed position of the O
2p-band center with respect to the vacuum level,24 which
implies that the difference between the O 2p band-center and
EFermi correlates with the change in work function. Three broad
classes of perovskite materials were categorized in this work:
(a) highly ionic materials with large band gap and empty d
states (i.e., LaScO3) with high work function, (b) materials
with half or mostly filled d states and lower ionicity (i.e.,
LaNiO3) with intermediate work function, and (c) materials
with barely filled d states, medium ionicity (i.e., SrVO3) with
low work function. Interestingly, the slope of the linear trend
with the O 2p-band center is larger for the BO2 surface (slope
between 0.7 and 1), suggesting that the work function is
Figure 5. Dependence of oxide physical properties on oxygen controlled by the band position, compared to the AO surface
electronic structure. (a) Oxygen diffusion barrier as a function of bulk (slope between 0.2 and 0.6), where the effect of surface dipole
O 2p-band center computed with PBE for ABO3 and AA′BB′O3 on the work function is larger as the electrons at EFermi
perovskites, experimental (data from ref 31) and computed with participating in the emission originate from the subsurface
charge compensation (data from ref 30). The slopes of experimental BO2 layer.72 These relationships between O 2p-band center
and computed diffusion barriers are −2.21 and −0.26, respectively.
and work function and the role of band positions versus surface
(b) Work function for AO and BO2-terminated (100) surfaces of
ABO3 perovskites as a function of bulk O 2p-band center computed dipoles in setting the work function for BO2 and AO perovskite
with HSE for insulating (empty circles) and metallic (filled circles) surfaces are also in agreement with the work of Xiong et al.73
oxides. Data from ref 72. For insulating compounds, EFermi is Such trends can in turn be used to tune work functions to
considered as located at the valence band maximum (p-type limit of design new materials specifically tailored to catalyze a
the work function). Details of the oxide compositions and statistical particular reaction on a specific surface orientation and
metrics for Figure 4a and b can be found in Figure S8 and Tables termination, potentially informing new materials composition
S15−S17 and S18. Abbreviations: PTO, PrTiO3; STO, SrTiO3; LTO, or processing routes, for example, through targeting thin film
LaTiO3; LSMO82, La0.8Sr0.2MnO3; LSCO55, La0.5Sr0.5CoO3; BSCF, growth of a certain surface orientation.


Ba0.5Sr0.5Co0.75Fe0.25O3; LRO, LaRuO3; LSMO375,
La0.625Sr0.375MnO3.
CONCLUSIONS AND PERSPECTIVES
allowing oxygen ions to diffuse faster in the perovskite The O 2p-band center provides a proxy measurement of the
structure. The second factor is high O 2p-band center results overall M−O bond strength of the oxide material, the nature of
in a reduced M−O framework bond strength, where weaker, the M−O bonding (e.g., degree of hybridization), and the
more flexible, M−O bonds enable more facile diffusion of position of band levels relevant for materials redox. The results
oxygen ions. The migration barrier shown in Figure 5a was summarized in this work suggest that the descriptor could be
computed by removing O2− ions (i.e., the O and its 2 generalized to other anions as a more widely applicable “anion
electrons, making the calculation charge-compensated) when p-band center”. The anion p-band center of either a bulk,
creating Ovac, preventing the local oxidation state to change.30 surface, or adsorbate might play a parallel role to the oxygen
Experimental activation energy for perovskites shows a 2p-band center, correlating with defect, migration, adsorption,
correlation with a higher slope than the computed one,31 redox, and work function energies, and overall catalytic
which can be attributed to interactions between the diffusing processes. If such a generalization is successful, the anion p-
oxygen ion and localized electronic charge in perovskites with band center could be used to understand trends of material
transition metal ions.68,69 A positive slope for the migration properties and functions not only in different oxide structural
activation energy with O 2p-band has been found for families but for different materials chemistries beyond oxides,
Ruddlesden−Popper phases.31 This change in the sign of the for example fluorides, sulfides, phosphides, and more. We
slope in the Ruddlesden−Popper phases relative to perovskites expect the use of the anion p-band center to find relevance in
occurs for the same reasons discussed previously for surface numerous materials design applications and to provide new
exchange coefficient, where defect-mediated diffusion is insights relating trends in materials properties and functions to
reductive in perovskites (O vacancies) and oxidative in the underlying materials chemistry outside of oxides and
Ruddlesden−Popper phases (O interstitials). oxygen adsorbates.
The O 2p-band center also correlates with the work The use of descriptors, such as the O 2p-band center,
function, which is the energy required to move an electron provides a powerful method for the accelerated discovery and
from the EFermi of a solid to the vacuum. Knowing the work design of new catalyst materials. Given these correlations, high-
function allows one to establish the relative energies of oxide throughput density functional theory calculation studies can be
electrons to key redox levels of interest (e.g., water splitting24 conducted, and the predicted quantities of interest can be
and CO2 reduction59,70). More specifically, EFermi can be obtained from calculation of the O 2p-band center for each
written relative to the standard hydrogen electrode (SHE) as screened material.74 These correlations also enable improved
work function −4.4 eV, being the vacuum energy level 4.4 eV understanding of materials trends, which, coupled with
above the H+/H2 redox couple that defines the SHE.71 Jacobs domain-specific knowledge, can be used to guide new efforts
et al.72 have analyzed the work function of BO2- and AO- by proposing sensible composition or structure spaces to focus
terminated surfaces on ABO3 (100) perovskites by hybrid a materials search, or provide rational strategies toward
functional (HSE) DFT (Figure 5b). They found a linear targeted design spaces of interest.
304 https://doi.org/10.1021/acs.accounts.1c00509
Acc. Chem. Res. 2022, 55, 298−308
Accounts of Chemical Research pubs.acs.org/accounts Article

In this Account, we focused on discussing the bulk O 2p- Ryan Jacobs − Department of Materials Science and
band center descriptor, where a single value is used to Engineering, University of Wisconsin−Madison, Madison,
represent a given material composition. It is worth pointing out Wisconsin 53706, United States; orcid.org/0000-0003-
the potential limitations of this approach when implementing 2229-6730; Email: rjacobs3@wisc.edu
the descriptor approach in practice. A specific limitation of the Yang Shao-Horn − Research Laboratory of Electronics,
bulk O 2p-band center and bulk descriptor approach more Massachusetts Institute of Technology, Cambridge,
generally is related to predicting surface termination-sensitive Massachusetts 02139, United States; Department of
phenomena. If a property of a material measured for two Materials Science and Engineering and Department of
different surface orientations is shown to differ markedly Mechanical Engineering, Massachusetts Institute of
(which, for example, is the case with work function), then this Technology, Cambridge, Massachusetts 02139, United
single bulk descriptor cannot accurately capture both surface States; orcid.org/0000-0001-8714-2121;
properties for the same material with a single trend. The reason Email: shaohorn@mit.edu
the bulk descriptor provides a robust trend with surface-
sensitive phenomena is because the bulk and surface O 2p- Authors
band center are directly correlated with each other. In the limit Karthik Akkiraju − Department of Materials Science and
of the surface and bulk electronic structure not being directly Engineering, Massachusetts Institute of Technology,
correlated, the use of the bulk O 2p-band center to form Cambridge, Massachusetts 02139, United States
correlations would be expected to fail. We speculate this may Daniele Vivona − Department of Mechanical Engineering,
occur if, for example, there is a near-surface phase change to a Massachusetts Institute of Technology, Cambridge,
different material than the bulk, which surface phase may have Massachusetts 02139, United States
electronic structure and properties that differ significantly from Dane Morgan − Department of Materials Science and
the bulk material being represented with the bulk O 2p-band Engineering, University of Wisconsin−Madison, Madison,
descriptor. Moreover, the bulk O 2p-band descriptor may fail Wisconsin 53706, United States; orcid.org/0000-0002-
to capture the specificity of local environments in highly 4911-0046
substituted compounds, or on heterogeneous surface struc-
Complete contact information is available at:
tures. As discussed in this account, for such situations the use
https://pubs.acs.org/10.1021/acs.accounts.1c00509
of a local ligand 2p-band can overcome the limitation of the
bulk O 2p-band descriptor, while providing a single-feature
Author Contributions
measure of the local electronic structure to inform the search
of materials with specific binding energy or catalytic properties. The manuscript was written through contributions of all
The acceleration of such materials discovery and design authors. All authors have given approval to the final version of
efforts are enabled by the fact that the O 2p-band center can be the manuscript.
obtained from a single bulk DFT calculation,1 typically Author Contributions
requiring less than 1 day of combined human and computer ‡
time per system. This time scale of obtaining at least a These authors contributed equally.
qualitative sense of whether a material is of interest for a Funding
particular application is likely 1−3 orders of magnitude faster R.J. and D.M. were supported by the Department of Energy
than explicitly synthesizing the material, confirming its (DOE) Award No. DE-SC0020419. L.G. and Y.S.-H. thank
structure and composition, and then measuring the quantity Toyota Research Institute (TRI) and their Accelerated
of interest. Given the increased prevalence of large materials Materials Design and Discovery (AMDD) program for
databases of computed data, together with rapidly increased financial support of this work.
adoption of machine learning methods in materials science,
there is an opportunity to further develop the descriptor-based Notes
approach of catalyst discovery and design with the aid of The authors declare no competing financial interest.
modern data science and machine learning techniques.


Biographies
ASSOCIATED CONTENT Livia Giordano is associate professor at the University of Milano-
*
sı Supporting Information Bicocca, Italy, after having been a Research Scientist at the
The Supporting Information is available free of charge at Massachusetts Institute of Technology. She studies interfacial
https://pubs.acs.org/doi/10.1021/acs.accounts.1c00509. phenomena and reaction mechanisms to inform material design in
electrochemistry and heterogeneous catalysis.
Supporting data, figures, and table containing all data
reported in this manuscript, including material compo- Karthik Akkiraju is a Ph.D. candidate under the guidance of
sition and details of the linear fitting (PDF) Professor Shao-Horn at the Massachusetts Institute of Technology.


His research focuses on understanding reaction mechanisms for clean
AUTHOR INFORMATION air applications and chemical production using a descriptor approach.
Corresponding Authors Ryan Jacobs is Research Scientist at the University of Wisconsin-
Livia Giordano − Research Laboratory of Electronics, Madison. His research combines molecular simulations, data science,
Massachusetts Institute of Technology, Cambridge, and machine learning to understand, discover, and design materials
Massachusetts 02139, United States; Present for fuel cells, batteries, and electron emitters.
Address: Department of Materials Science, University of Daniele Vivona is a Ph.D. candidate under the supervision of
Milano-Bicocca, Milano, Italy; orcid.org/0000-0002- Professor Shao-Horn at the Massachusetts Institute of Technology.
6879-9424; Email: lgiordan@mit.edu His research focuses on developing design principles for solid state

305 https://doi.org/10.1021/acs.accounts.1c00509
Acc. Chem. Res. 2022, 55, 298−308
Accounts of Chemical Research pubs.acs.org/accounts Article

ionic conductors and accelerating materials discovery for clean energy (16) Jacobsen, C. J. H.; Dahl, S.; Clausen, B. S.; Bahn, S.; Ashildur,
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