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ADULT STUDENTS
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by
Priscilla Rocha
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UNIVERSITY OF PHOENIX
February 2011
UMI Number: 3467483
In the unlikely event that the author did not send a complete manuscript
and there are missing pages, these will be noted. Also, if material had to be removed,
a note will indicate the deletion.
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UMI 3467483
Copyright 2011 by ProQuest LLC.
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A QUALITATIVE PHENOMENOLOGICAL STUDY OF THE MEANINGFULNESS
ADULT STUDENTS
by
Priscilla Rocha
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February 20 1 1
Approved:
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Lisa Isbell-Hager, EdD, Mentor
~ e a n , - s c h o oof
l Advanced Studies
University of Phoenix
ABSTRACT
The purpose of the study was to acquire a richer understanding of Hispanic Association
for Bilingual Literacy and Education (HABLE) participants’ perceptions regarding the
meaningfulness of the program in meeting their needs for English language acquisition
and cultural assimilation. The general problem addressed through the study was that the
proficiency in English literacy. This deficit in literacy skills resulted in limited economic
potential for participants. In the local Southern Nevada metropolitan area, 34% of recent
immigrants had not developed the requisite skills to be productive and successful as they
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acclimated within American culture. The study incorporated a qualitative data collection,
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using both a questionnaire and an interview protocol, designed to identify the extent to
which HABLE services were meeting the needs of the immigrant community.
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Convenience sampling was utilized in the study; the sample was comprised of 30
participants of the HABLE ESL literacy program who spoke the most prevalent Spanish
dialect. Findings indicated the HABLE literacy program provided meaningful and life-
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and cultural assimilation. The study was the first scholarly inquiry conducted in the local
area regarding the HABLE program. Conclusions and recommendations derived from the
study may be used in the development of program goals and related policies concerning
DEDICATION
I dedicate this dissertation to the five most important and influential people in my
life. First, I dedicate this to my grandfather, Frank Ortega, who raised me and loved more
than anyone else in this life. He was a great role model and the most important person in
my life. He introduced me to the world of politics at the age of 5, and his wish for me was
for instilling in me family values and the importance of motherly love. Finally, I also
dedicate this dissertation to my sons, Jerome and Bon Rocha, who have been my
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inspiration to succeed, and to my other half, Amo, who spent many lonely moments
watching television and making sure I had enough caffeine to get me through until dawn.
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I thank him for supporting me through all of my endeavors and for his words of wisdom.
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ACKNOWLEDGEMENTS
I wish to thank the following people: Dr. Jack Lazzarotto, for having faith in me
and providing me the opportunity to grow professionally; Ernie Jaurequi, for providing
me with ideas and advice; Dr. Edward Goldman, for being my mentor and such a good
friend; Dr. Esther Vargas, for taking the Adult English Language Acquisition Services
(AELAS) reins and running to my side every time I had a question about the doctoral
journey; Renee, my administrative assistant and the AELAS staff, for being so patient
with me during my most stressful moments; and to Manny Ramirez for tutoring me
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through the statistics class and always being there for me when I was ready to pull my
hair out if my computer skipped a beat. I also thank Dee Lublin for running to my side
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whenever my computer gave me stress that I did not need at the moment. Thanks also to
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Dr. Bennett for all her support. I wish to thank Dr. Isbell-Hager, my mentor, and Dr.
Booker, Dr. Radda, and Dr. Gavin, my committee members, for guiding me through this
entire process and for their kind words of wisdom and encouragement.
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Last but not least, I appreciate my two precious cats. King always brought me the
ball to play with him so that I could take a break from my assignments. Princess meowed
at me so I could walk away from the computer to scratch her belly and take a break from
TABLE OF CONTENTS
Page
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Research Questions ..................................................................................................9
Summary ................................................................................................................17
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Related Studies.......................................................................................................19
Documentation .......................................................................................................21
Instructional Strategies...........................................................................................30
Conclusion .............................................................................................................42
Summary ................................................................................................................42
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Recruitment, Informed Consent, and Confidentiality ............................................49
Summary ................................................................................................................56
CHAPTER 5: DISCUSSION.............................................................................................83
Recommendations ..................................................................................................97
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Conclusion .............................................................................................................98
REFERENCES ..................................................................................................................99
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APPENDIX A: PROGRAM PARTICIPANTS ...............................................................109
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APPENDIX B: PERMISSION LETTERS ......................................................................111
APPENDIX G: QUESTIONNAIRE................................................................................122
LIST OF TABLES
Skills ...................................................................................................................................33
Skills ...................................................................................................................................34
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Chapter 1: Introduction
At the time this dissertation study was conducted, the combined educational and
communities presented a myriad of challenges (Poyrazli & Grahame, 2007; Wilton &
Constantine, 2003). It was essential that newcomers develop numerous skills as quickly
as possible in order to successfully acclimate in their new lives. For example, they needed
to simultaneously (a) acquire essential skills for daily living, (b) obtain gainful
employment, and (c) develop social support systems (Poyrazli & Grahame, 2007;
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Poyrazli & Kavanaugh, 2006). A lack of language skills further complicated immigrants’
experiences as they attempted to overcome these challenges (Bohn, 2010; Olivas & Li,
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2006). In some geographical regions, the intensity of these collective dynamics was
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exacerbated as a result of the population trends and economical environments (Klingner
& Artiles, 2003; Piedra & Engstrom, 2009). Given the continual increase in immigrant
population, the challenges brought by these influences also affected program planners
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reported that the adult figurehead of one in seven families in the country was an
composed of two or three generations. Restated, 23% of all children below 6 years of age
who resided in America during 2004 had at least one immigrant parent (Capps, Bronte-
Tinkew, & Horowitz, 2010). The presence of immigrants brings measurable economic,
social, educational, and cultural effects that must be addressed and minimized (Bohn,
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2010; Davies, 2009; Van Hook & Glick, 2007). For example, local immigrants earned a
priced meals in the public school system (Metropolitan Research Association, 2010).
Based on local school district records, participants also frequently shared homes intended
since the 1970s has resulted in numerous fiscal and social policies in efforts to both
“mitigate the costs . . . and augment the benefits” of immigration within a changing
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multicultural community (p. 29). Immigration laws were continually in the process of
serious consideration and revision. The various effects on family cohesion and parenting
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practices further complicate assimilation experiences for immigrants and particularly
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threaten both social and educational adjustments for second-generation children of
immigrants (Capps et al., 2010; Piedra & Engstrom, 2009). Demographic trends within
The general population of the Southern Nevada metropolitan area, wherein this
qualitative phenomenological study was conducted, exceeded 1.8 million residents and
had historically grown at an annual rate of over 6% for the past 10 years (Metropolitan
the local population in 2000; Pratt (2005) stated that this percentage quickly increased to
25% within just 2 years. Coolican additionally reported that Hispanics comprised 28% of
the local population in 2008. By the time this dissertation study was conducted in 2010,
the Hispanic population, and particularly the Mexican Hispanics, in the area comprised
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nearly 31% of total residents (Metropolitan Research Association, 2010). Many Hispanic
immigrants had historically depended on the various services acquired through the
Hispanic Association for Bilingual Literacy and Education (HABLE) program for
developing the ability to both speak and write in the English language to assist them in
literacy program in 2009 (see Appendix A). Concern existed that a lack of literacy skills
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would continue to be evident among immigrants who (a) may not have been participating
in literacy instruction; (b) may not have been participating in literacy instruction that was
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research based; or (c) may not have developed literacy skills in their native language and
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were, therefore, experiencing significant challenges in learning English. The significant
challenges immigrants face when relocating to the United States suggested the need for
an investigation into the value of the HABLE ESL literacy program in meeting
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participant needs.
A pertinent fact supporting the need for the study was that the annual median
income for HABLE participants was approximately $20,000, yet the annual median
income throughout the county was more than twice this amount at $45,000 (Metropolitan
depended upon receiving free or reduced-priced meals in the public school system. In
addition, adult non-English speakers served through the HABLE program typically lived
The economic delta may have been a direct result of numerous factors. First,
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1985 and 2010, reflected that less than 30% of participants had graduated from high
school in their countries or regions of origin and that only approximately 15% of
participants had acquired any type of high school equivalency certification in America.
Furthermore, less than 50% of participants had resided in the local metropolitan area for
more than 5 years; approximately 20% moved to the area 1 year before this study was
conducted. Participants frequently shared housing with family members or friends who
had also migrated to America; approximately 80% had rented apartments, and the
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remaining participants resided in homes intended for single families. Because of
English speakers immigrating to the United States must first assimilate linguistically in
order to effectively participate in the local community. This belief was supported in the
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literature (Brown, 2007; Capps et al., 2010; Lee & Dallman, 2008). The program
incorporated the traditional bilingual model that was also recommended in the literature
(Hernández, 2001; Nieto, 2004). An additional component that was integrated within the
well, was supported in the research (Bennett, 2003; Brown, 2007; Curtin, 2005b; Ivey &
The HABLE ESL literacy program was established in 1992 as a nonprofit agency.
Through HABLE, immigrants migrating to the Southern Nevada metropolitan area were
included interventions to address needs in seven overall areas: (a) adult literacy, (b)
community lifeskills, (c) parent mentoring, (d) information and referrals for community
resources, (e) immigration assistance, (f) alternatives to gang affiliation, and (g) domestic
violence and abuse. This assistance was designed to minimize various social and
This introductory chapter presents the statement of the problem, the purpose, and
a statement of the significance of this study. The research questions are also provided.
The chapter additionally explores the theoretical perspectives in the field, the definitions,
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assumptions, scope, limitations, and delimitations of the research. All segments of this
research study supported the identified problem noted within the setting and incorporated
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research in pertinent areas within the field of leadership.
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Problem Statement
The general problem addressed through the study was that the majority of
English literacy (Hepburn, 2004; Nieto, 2004; Sum, Kirsch, & Yamamoto, 2004). This
deficit in literacy skills resulted in limited economic potential for this group. In the local
Southern Nevada metropolitan area, 34% of recent immigrants had not developed the
directly affects employability skills, behaviors, earnings, and opportunities for both social
and civic participation (Sum et al., 2004). The need to address this problem was
paramount, as immigrants had historically comprised over 40% of the annual population
growth in the local community since 1998 (Bernstein, 2005; Sum et al., 2004).
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migrating from the many countries and regions of Mexico (Bernstein, 2005; Hepburn,
2004). This demographic shift had been noted in the local area and had brought
unprecedented demands on the economy and job market wherein tourism and gaming
were the major sources of employment (Metropolitan Research Association, 2010; Pratt,
2005). In light of the population trends and transient nature of the area, the challenges of
limitations but additionally included substandard housing and a lack of other family
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resources. In reflection of the research (Brown, 2007; Capps et al., 2010; Comprehensive
Adult Student Assessment System [CASAS], 2008, 2009; Lee & Dallman, 2008), the
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HABLE literacy program was founded to assist immigrants in linguist development in
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preparation for success in the cultural assimilation process.
The opportunity for participants in the local geographical area to develop English
literacy skills, establish a feeling of connection within the community, and gain financial
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security typically began with enrollment for HABLE services, as no similar program
existed in the local area. The belief that “language is at the heart of culture” (Bennett,
immigrants in the Southern Nevada metropolitan area, as immigrants typically had not
developed the requisite skills to be productive and successful as they acclimated within
discussions held at town hall meetings and personal interviews, as well as in survey
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program in meeting their needs for English language acquisition and cultural
assimilation. The study incorporated a qualitative data collection designed to identify the
extent to which HABLE services were meeting the needs of the immigrant community.
Convenience sampling was utilized in the study; the sample was comprised of 30
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participants of the HABLE ESL literacy program who spoke the most prevalent Spanish
studies focusing on processes rather than outcomes. Worthen et al. (2004) additionally
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reported that the examination of narrative, verbal descriptions adds a measureable level
of both depth and richness to a study. Fitzpatrick, Sanders, and Worthen (2004) also
qualitative data. Likewise, this phenomenological research was designed to gain the
shared meaning of the experience of HABLE participants. As expected at the onset of the
study, the study provided program leaders with a richer understanding of participants’
Findings derived from the study have contributed to the current literature by
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participants provided richness and depth that had previously gone undiscovered in the
local setting because of the absence of examination. Findings of the study additionally
of the challenges and needs of local immigrants regarding both literacy acquisition and
cultural assimilation. Through these emphases, a potential gap in the literature was filled.
regarding the extent to which the literacy program was meeting their needs, two
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categories of topics were thoroughly examined. The first involved language acquisition;
the second was in the area of cultural assimilation. By conducting the study,
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recommendations were identified for improving the HABLE ESL instructional model for
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continued application within the community.
A qualitative phenomenological design was selected for use in this study. Gay,
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“phenomena are experienced by participants” (p. 201). The approach was similarly
described by Gall, Gall, and Borg (2003) who described phenomenology as “the study of
the different ways in which people conceptualize the world around them” (p. 632).
Hoffman (2010) further described the phenomenological design as one that “requires the
life as it is lived, experienced, and understood by the participants” (Gay et al., 2005, p.
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201). An initial review of the literature supported the expectation that implications and
outcomes would be derived and substantiated from the analysis of qualitative data
Fitzpatrick et al., 2004; Gall et al., 2003; McMillan & Schumacher, 2006). The intention
was to examine the experiences and meaningfulness of participants within the HABLE
ESL literacy program in order to identify the extent to which participants felt their needs
for language proficiency and cultural assimilation were addressed. Through this study,
the value of the HABLE model was explored; results provided a basis for recommending
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program improvements for continued application within the local community.
Research Questions IE
Two research questions were used to explore participants’ perceptions of the
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HABLE ESL literacy program. The first asked, “What are participants’ perceptions
regarding the meaningfulness of the program in meeting their needs for English language
acquisition?” The second asked, “What are participants’ perceptions regarding the
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native language, was the approach used in the HABLE ESL literacy program. This
instructional design was initially developed for implementation over a 3-year period of
time. After 3 years, language learners were expected to become fully immersed in the
instruction in the English language was provided as an emphasis within the HABLE
instructional program (Curtin, 2005b; Fu, 2004; Hernández, 2001; Ivey & Broaddus,
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2007).
Participants’ native language served as the crux of the instructional experience for
2001; Honigsfeld, 2009; Nieto, 2004). The bilingual model also contains an integrated
component addressing cultural assimilation for the purpose of adding relevance to the
learning experience (Bennett, 2003; Brown, 2007; Curtin, 2005b; Ivey & Broaddus,
2007; Klein, 2008; Lee & Dallman, 2008), and this emphasis was embedded within the
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effectively assess educational progress, and this need was intricately woven throughout
the HABLE literacy program as participants’ demonstrated skills necessary for promotion
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to subsequent instructional levels.
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Fu (2004) urged educators to realize that English language learner (ELL) students
are more knowledgeable than they may be able to express within the academic domain.
skills and contextual understanding. Rehm (2008) similarly encouraged the use of
alternative methods for measuring student learning. In reflection of these ideals, the
CASAS (2008) model was used for assessing language skills of HABLE ESL
identifying performance in the areas of listening, speaking, reading, and writing (CASAS,
2008, 2009). Performance standards incorporated in the HABLE ESL literacy program
were mutually aligned with both CASAS skills (2008, 2009) and state English language
arts standards (Nevada Department of Education, 2009). Of the six skills levels identified
by CASAS, four were incorporated in the HABLE ESL literacy program: (a) beginning
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literacy, (b) high beginning, (c) low intermediate, and (d) high intermediate (CASAS,
2008, 2009).
meeting the various challenges within the broader community. These challenges were
exacerbated by numerous factors such as (a) English skills (Capps et al., 2010); (b) age
(Curtin, 2005b; Nordby, 2009; Wilton & Constantine, 2003), (c) literacy skills in the
native language (Nordby, 2009), (d) motivation to succeed (DelliCarpini, 2008), (e) the
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absence of a social network (Poyrazli & Grahame, 2007), (f) the emotional trauma that
may have occurred in country of origin (Nisbet & Tindall, 2004; Poyrazli & Grahame,
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2007), and (g) the level of similarity between English and the native language (Nordby,
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2009).
becoming knowledgeable and active citizens in the shortest time possible. Instructors
within the HABLE program also incorporated strategies believed to assist participants in
assimilating within the local community. For example, instructors expressed appreciation
for diversity, as encouraged by Brown (2007) as well as Lee and Dallman (2008). When
relationships with others within the classroom in efforts to engage students and reduce
the feeling of isolation; this practice was supported by Ivey and Broaddus (2007). Adult
Holton, & Swanson, 2005), was additionally incorporated within the HABLE
Definitions
Numerous terms are utilized throughout this document. Although the terms may
be familiar to the reader, definitions are provided herein to clarify their meanings
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sustained contact between two or more cultures” is referenced as acculturation (Capps et
2009).
that data are authentic and that they measure the intended phenomena (Lincoln & Guba,
1985).
belief that “ethnic minorities are expected to give up their traditions and blend in or be
absorbed by the mainstream society” (p. 14). Poyrazli and Grahame (2007) further
described the process as one involving the incorporation of beliefs, values, attitudes, and
behaviors of the host culture. Capps et al. (2010) additionally stated that assimilation is
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simultaneously embracing the mores and practices derived from a second or subsequent
culture is described as cultural pluralism (Bennett, 2003). Capps et al. (2010) referenced
2007, p. 86).
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emphasizes vocabulary development (Curtin, 2005a, 2005b).
emphasizes the lesson content (Curtin, 2005a, 2005b; Gollnick & Chinn, 2006).
literacy skills.
cognitive, metacognitive, and affective strategies while limiting vocabulary to words and
phrases that students can comprehend (Bennett, 2003; Echevarria, Vogt, & Short, 2004).