Acute Kidney Injury in Neonates With Hypoxic Ischemic Encephalopathy Based on Serum Creatinine Decline Compared to KDIGO Criteria

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Pediatric Nephrology

https://doi.org/10.1007/s00467-024-06287-8

ORIGINAL ARTICLE

Acute kidney injury in neonates with hypoxic ischemic


encephalopathy based on serum creatinine decline compared
to KDIGO criteria
Haejun C. Ahn1,2 · Adam Frymoyer3 · Derek B. Boothroyd4 · Sonia Bonifacio3 · Scott M. Sutherland1 · Valerie Y. Chock3

Received: 21 August 2023 / Revised: 27 December 2023 / Accepted: 28 December 2023


This is a U.S. Government work and not under copyright protection in the US; foreign copyright protection may apply 2024

Abstract
Background Neonates with hypoxic ischemic encephalopathy receiving therapeutic hypothermia (HIE + TH) are at risk for
acute kidney injury (AKI). The standardized Kidney Disease Improving Global Outcomes (KDIGO) criteria identifies AKI
based on a rise in serum creatinine (SCr) or reduced urine output. This definition is challenging to apply in neonates given
the physiologic decline in SCr during the first week of life. Gupta et al. proposed alternative neonatal criteria centered on
rate of SCr decline. This study aimed to compare the rate of AKI based on KDIGO and Gupta in neonates with HIE and to
examine associations with mortality and morbidity.
Methods A retrospective review was performed of neonates with moderate to severe HIE + TH from 2008 to 2020 at a single
center. AKI was assessed in the first 7 days after birth by KDIGO and Gupta criteria. Mortality, brain MRI severity of injury,
length of stay, and duration of respiratory support were compared between AKI groups.
Results Among 225 neonates, 64 (28%) met KDIGO, 69 (31%) neonates met Gupta but not KDIGO, and 92 (41%) did not
meet either definition. Both KDIGO-AKI and GuptaOnly-AKI groups had an increased risk of the composite mortality
and/or moderate/severe brain MRI injury along with longer length of stay and prolonged duration of respiratory support
compared to those without AKI.
Conclusions AKI in neonates with HIE + TH was common and varied by definition. The Gupta definition based on rate of
SCr decline identified additional neonates not captured by KDIGO criteria who are at increased risk for adverse outcomes.
Incorporating the rate of SCr decline into the neonatal AKI definition may increase identification of clinically relevant kidney
injury in neonates with HIE + TH.

Keywords Neonatal · Acute kidney injury · KDIGO · Hypoxic ischemic encephalopathy · Neonatal asphyxia

Introduction and pediatric studies, AKI has been shown to be independently


associated with worse outcomes, including increased mortality,
Neonates with hypoxic ischemic encephalopathy (HIE) are at increased length of hospitalization, and prolonged duration of
high risk for developing acute kidney injury (AKI), with an respiratory support [5–12]. Long-term consequences of AKI in
estimated incidence of around 30–40% [1–4]. In both adult children and adults can include development of hypertension,
chronic kidney disease, and, in some cases, kidney failure [7,
* Haejun C. Ahn 8]. In neonates with HIE, AKI has also been associated with
haejun.ahn@swedish.org
increased risk of neurologic disability later in life as well as
1
Division of Pediatric Nephrology, Stanford University increased risk of abnormal brain MRI post-therapeutic hypo-
School of Medicine, Palo Alto, CA, USA thermia [13, 14]. It is therefore imperative to diagnose AKI
2
Present Address: Pediatric Nephrology, Swedish Health, in an accurate and timely manner and identify those neonates
Seattle, WA, USA who are at highest risk of developing poor clinical outcomes.
3
Division of Neonatal and Developmental Medicine, Stanford Currently, the Kidney Disease Improving Global Out-
University School of Medicine, Palo Alto, CA, USA comes (KDIGO) criteria are widely accepted as the con-
4
Quantitative Sciences Unit, Stanford University School sensus definition for AKI based on either a rise in serum
of Medicine, Palo Alto, CA, USA creatinine (SCr) or decrease in urine output (UOP). The

Vol.:(0123456789)
Pediatric Nephrology

KDIGO definition, however, is challenging to apply in Definition of the study groups


newborns because SCr at birth is reflective of the mother
and therefore already elevated. As part of normal physi- Patients were classified into one of three AKI groups based
ologic changes after birth, there is a subsequent decline in on SCr and UOP data in the first 7 days of life (Table 1).
SCr over the first weeks of life. Urine may also be difficult The control (No-AKI) group consisted of neonates who
to measure accurately, UOP is often minimal in the first did not meet KDIGO-AKI or Gupta-AKI definitions. The
day of life, and oliguria is not always seen in neonates with KDIGO-AKI group included those who developed AKI
AKI [15–18]. To account for the SCr patterns unique to the according to a modified neonatal KDIGO definition (SCr
neonatal kidney, Gupta et al. proposed an alternative cri- rise of ≥ 0.3 mg/dl within any 48-h period, 1.5 × increase
teria for the diagnosis of AKI in neonates with HIE based in SCr, or urine output ≤ 1 ml/kg/hour over 24 h after the
on the rate of SCr decline from birth over the first 7 days first day of life) [21]. The GuptaOnly-AKI group included
[15]. Reports on the application of the Gupta AKI criteria those who did not meet KDIGO criteria but had a rate of
in neonates with HIE are limited. Herein, we applied the SCr decline of ≤ 33%, ≤ 40%, and ≤ 46% from birth at days
Gupta and KDIGO criteria to a cohort of neonates with 3, 5, or 7, respectively [15].
HIE and compared AKI rates and clinical outcomes. Our
hypothesis was that the Gupta AKI criteria would identify
additional neonates not captured by KDIGO. To answer Outcomes
the question as to whether these neonates who met Gupta
AKI criteria and not KDIGO had clinically significant Our primary outcome was a composite of mortality and/
AKI, we also examined their clinical outcomes compared or moderate/severe brain injury as determined by MRI. We
to those neonates without AKI. examined this as a composite outcome as severity of neuro-
logic injury and prognosis may influence decisions regarding
goals of care and the mortality outcome. Secondary out-
comes included length of stay (LOS) to hospital discharge or
Materials and methods transfer and duration in days of positive pressure respiratory
support defined as high flow nasal cannula ≥ 2 lpm, continu-
Study design ous positive airway pressure (CPAP), non-invasive positive
pressure ventilation (NIPPV), or mechanical ventilation.
This was a retrospective chart review of neonates with HIE
who underwent therapeutic hypothermia at a university-
affiliated neonatal intensive care unit (NICU) between 2008 Data collection
and 2020. The study was approved by Stanford University’s
Institutional Review Board. Neonatal demographic data collected included gestational
age, birth weight, race, and sex. Perinatal data included type
of delivery, birth location (inborn versus outborn), presence
Patients of chorioamnionitis, resuscitation need, umbilical cord gas,
first blood gas, and 1-min and 5-min Apgar scores. Maternal
Neonates ≥ 36 weeks’ gestation who met institutional criteria characteristics included presence of diabetes or hypertension.
for therapeutic hypothermia based on the National Institute Hospital course included need for inotropes (dopamine, epi-
of Child Health and Human Development (NICHD) Whole- nephrine, hydrocortisone, or other) in the first 3 days of life,
Body Hypothermia trial eligibility criteria for moderate or duration of mechanical ventilation or positive pressure sup-
severe encephalopathy were included in the study [19]. port, and duration of hospitalization to discharge or transfer.
The modified Sarnat scoring system was used to determine SCr values obtained in the first 7 days after birth were used
the severity of HIE [19, 20]. We also included 36 late pre- to assess the presence of AKI using KDIGO and Gupta cri-
term neonates who were randomized to therapeutic hypo- teria. SCr was measured using Jaffe until 2016, after which
thermia as part of the NICHD Preemie Hypothermia trial the IDMS-traceable enzymatic method was implemented.
(NCT01793129). Neonates with congenital anomalies and UOP data were obtained in 6-h increments from time of birth
suspected chromosomal abnormalities were excluded from for the first week of life or until discharge or death if sooner
the study. We also excluded neonates who died on the first and used to assess the presence of AKI using KDIGO UOP
day after birth and thus did not have serial SCr data to clas- criteria. MRI brain severity of injury was classified as either
sify their AKI status (Fig. 1). There were no major clinical normal–mild or moderate–severe according to a standardized
practice changes in HIE management over the period of the scoring system by Barkovich et al. based on evaluation of
study. abnormal signals in the basal ganglia and watershed areas [22].
Pediatric Nephrology

Fig. 1  Consort diagram of


patients included in study

Table 1  Definitions of KDIGO


and Gupta AKI criteria Neonatal AKI-KDIGO criteria
Stage Serum creatinine Urine output
1 1.5–1.9 times rise from previous lowest value > 0.5 to ≤ 1 ml/kg/h for 24 h
or ≥ 0.3 mg/dl within any 48-h period
2 2.0–2.9 times rise from previous lowest value > 0.3 to ≤ 0.5 ml/kg/h for 24 h
3 ≥ 3.0 times rise from previous lowest value ≤ 0.3 ml/kg/h for 24 h
or SCr ≥ 2.5 mg/dL or kidney replacement
therapy
AKI-Gupta criteria
Serum decline from birth:
≤ 33% on day of life 3
or
≤ 40% on day of life 5
or
≤ 46% on day of life 7

Statistical analysis to examine the relationship between AKI and the composite
outcome of death and/or moderate/severe brain injury. For
Patient and maternal characteristics are reported as the the continuous outcomes of LOS and duration of positive
mean ± SD for continuous variables and as proportions for respiratory support, linear models of log(outcome) were fit
categorical variables. Univariate analysis for mortality was with estimates (and confidence intervals) exponentiated to
done using Fisher’s exact test. Logistic regression was used estimate the multiplicative ratios. Since LOS is different
Pediatric Nephrology

for those who die versus survivors, we chose to condition Gupta-AKI in 115/225 (51%) neonates (Table 2). Of the
LOS models on survival. Confounders were chosen a pri- neonates who met Gupta criteria, 69 (31% of total neo-
ori, with only a single covariate (lowest cord pH) in the nates) did not meet KDIGO-AKI criteria and comprised
logistic models to avoid overfitting given the low number of the GuptaOnly-AKI cohort. There were 18 neonates who
events. Linear models were adjusted for the lowest cord pH, met KDIGO-AKI criteria only (6 based on SCr and 12
5-min Apgar score, and gestational age. Because we found based on UOP) and not the Gupta criteria as they showed a
in descriptive results that the use of inotropes on day 1 was normal rate of SCr decline and all had SCr ≤ 0.6 by DOL7.
very different across the three AKI groups (Table 3), we per- Demographics and clinical characteristics by AKI catego-
formed post hoc models using inotrope use as a confounder rization are shown in Table 3.
instead of pH in the logistic model and added inotrope use
in the linear models. A p value of ≤ 0.05 was considered
statistically significant. Statistical analyses were performed Clinical outcomes
using R version 4.1.3.
Clinical outcomes are reported in Table 4. We observed a
total of 19 deaths, with three in the No-AKI group, six in the
Results GuptaOnly-AKI group, and ten in the KDIGO-AKI group.
For the composite outcome of death or moderate/severe MRI
This study included 225 neonates with moderate/severe brain injury, a higher rate was seen in each AKI group com-
HIE who underwent therapeutic hypothermia. KDIGO- pared to No AKI (12.2% No AKI, 28.4% GuptaOnly-AKI,
AKI was diagnosed in 64/225 (28%) neonates and 42.2% KDIGO-AKI). Similarly, both survivor length of stay
and survivor duration of respiratory support trended higher
Table 2  Combination of AKI categories and number of neonates in
in the AKI groups compared to the No-AKI group.
each category
Mortality or moderate/severe MRI brain injury
KDIGO-AKI YES KDIGO-AKI NO

Gupta-AKI YES 46 (20%) 69 (31%)* For the composite outcomes of mortality or moderate/severe
Gupta-AKI NO 18 (8%) 92 (41%) MRI brain injury, in the unadjusted analysis, those who met
*
GuptaOnly-AKI had an OR of 2.84 (95% CI 1.25–6.48)
GuptaOnly-AKI cohort in bold

Table 3  Demographics and perinatal characteristics


No AKI (n = 92) GuptaOnly-AKI (n = 69) KDIGO-AKI (n = 64) p value*

Male sex, n (%) 57 (62) 46 (67) 35 (55) 0.36


Race, n (%) 0.08
White 35 (38) 32 (46) 37 (58)
Black 6 (7) 1 (1) 3 (5)
Other 51 (55) 36 (52) 24 (37)
Gestational age, weeks (mean ± SD) 39.1 ± 1.5 38.5 ± 1.8 38.7 ± 1.7 0.04
Preterm < 37 weeks 11 (12) 14 (20) 12 (19) 0.31
Birth weight, g (mean ± SD) 3229.3 ± 576.6 3355.4 ± 666.7 3243.4 ± 662.9 0.59
Median Apgar 5 min (range) 4 (0–9) 4 (0–9) 4 (0–9) 0.35
Vaginal delivery, n (%) 42 (46) 19 (28) 13 (20) 0.002
Outborn, n (%) 68 (74) 58 (84) 47 (73) 0.23
Cord pH (mean ± SD) 6.96 ± 0.18 6.95 ± 0.18 6.90 ± 0.18 0.15
Cord base excess (mean ± SD) − 14.1 ± 5.6 − 15.4 ± 6.4 − 15.1 ± 6.5 0.50
Intubated at birth, n (%) 55 (60) 48 (70) 47 (73) 0.17
Day 1 inotrope use, n (%) 19 (21) 43 (62) 31 (48) < 0.001
Clinical seizure, n (%) 24 (26) 32 (46) 30 (47) 0.008
Chorioamnionitis, n (%) 16 (17) 5 (7) 10 (16) 0.16
Maternal diabetes, n (%) 18 (20) 12 (17) 11 (17) 0.91
Maternal hypertension, n (%) 19 (21) 8 (12) 5 (8) 0.06
*
Significant values (p < 0.05) in bold. Chi-square test was used for categorical variables and Kruskal–Wallis test for continuous variables
Pediatric Nephrology

Table 4  Clinical outcomes by AKI category


No-AKI GuptaOnly-AKI p*** KDIGO-AKI p***

Death in hospital, N/total (%)* 3/92 (3.3) 6/69 (8.7) 0.012 10/64 (15.6) 0.15
Death or moderate/severe MRI, N/total (%)*† 11/90 (12.2) 19/67 (28.4) 0.0001 27/64 (42.2) 0.013
Survivor length of stay in days, mean ± SD** 13.0 ± 10.9 20.0 ± 13.0 0.0003 18.8 ± 13.4 0.0001
Survivor length of respiratory support in days, 3.8 ± 9.3 6.5 ± 6.0 0.004 5.3 ± 5.6 0.0001
mean ± SD**
*
Chi-square test
**
Kruskal–Wallis test
***
Significant values (p<0.05) in bold

Four survivors without MRI results, two in No-AKI and two in GuptaOnly-AKI

when compared with patients who did not experience AKI. GuptaOnly-AKI group estimated to have a 1.43 times longer
KDIGO-AKI had an OR of 5.24 (95% CI 2.35–11.69) length of stay (95% CI 1.18–1.72) and the KDIGO-AKI
compared to No-AKI. After adjusting for cord pH, AKI group estimated to have a 1.43 times longer length of stay
remained significantly associated with an increased odds of (95% CI 1.18–1.73) when compared to the No-AKI group.
the composite outcome of death or moderate/severe brain
injury compared to No-AKI (Fig. 2). The aOR was 2.72 Duration of respiratory support
(95% CI 1.18–6.26) and aOR 4.78 (95% CI 2.12–10.77) for
GuptaOnly-AKI and KDIGO-AKI, respectively. The stand- There were four neonates among the survivors (three No-
ardized MRI scoring system for neonatal brain injury by AKI, one KDIGO-AKI) that did not require any posi-
Barkovich et al. is referenced in the “Methods” section for tive pressure support beyond resuscitation in the deliv-
more detail. ery room and were excluded from the respiratory support
analysis. Both AKI groups had a significantly longer
Length of stay (LOS) to discharge or transfer duration of respiratory support compared to the No-AKI
group. In the unadjusted analysis, GuptaOnly-AKI was
Among survivors, both GuptaOnly-AKI and KDIGO- estimated to have 1.95 times longer duration of respira-
AKI groups had a significantly longer LOS to discharge tory support (95% CI 1.40–2.72), and KDIGO-AKI was
or transfer compared to the No-AKI group. In the unad- estimated to have 1.68 times longer duration of respira-
justed analysis, the GuptaOnly-AKI cohort experienced a tory support (95% CI 1.19–2.38). After adjusting for pH,
1.49 times longer LOS (95% CI 1.24–1.79) compared to 5-min Apgar, and gestational age, GuptaOnly-AKI had
No-AKI. Similarly, the KDIGO-AKI cohort experienced a a 2.04 times longer length of respiratory support (95%
1.43 times longer LOS (95% CI 1.18–1.73) compared to the CI 1.45–2.87) and KDIGO-AKI had a 1.74 times longer
No-AKI group. The analysis adjusted for pH, 5-min Apgar length of respiratory support (95% CI 1.22–2.48) com-
score, and gestational age yielded similar findings, with the pared to No-AKI.

Fig. 2  Adjusted odds ratio or ratio of clinical outcomes by AKI cate- cord pH. Length of stay and length of respiratory support in survivors
gory when compared to neonates with No-AKI. Death in hospital and was adjusted for cord pH, 5-min Apgar, and gestational age
composite of death or moderate/severe MRI injury were adjusted for
Pediatric Nephrology

Post hoc analysis odds of death or moderate/severe injury on MRI, longer


LOS, and longer duration of respiratory support compared
In a post hoc analysis, we added day 1 inotrope use (yes/ to the No-AKI group.
no) to our multivariate analysis (Fig. 3). For the composite Our results align with the findings in Gupta et al. [15] and
outcome of mortality or moderate/severe MRI brain injury, support the concept that a lack of or a delayed physiologic
KDIGO-AKI vs. No-AKI remained significant (OR 4.02, SCr decline in neonates may represent clinically relevant
95% CI 1.75–9.23); however, GuptaOnly-AKI vs. No-AKI kidney injury. Specifically, our study highlights a poten-
did not (OR 1.77, 95% CI 0.73–4.29). Similarly, for LOS tially underrecognized group of neonates with HIE who
to transfer or discharge, adjusting for day 1 inotrope use receive hypothermia that have underlying kidney impair-
eliminated the significant difference between GuptaOnly- ment and are at higher risk for adverse clinical outcomes.
AKI vs. No-AKI and decreased the effect of KDIGO-AKI These GuptaOnly-AKI neonates, in addition to those with
vs. No-AKI (1.28 times longer compared to 1.43 without day KDIGO-AKI, likely warrant close monitoring and longitu-
1 inotrope). For duration of respiratory support, including dinal follow-up of kidney function. Identification of these
day 1 inotrope use resulted in non-significant results. high-risk neonates who would otherwise have been missed
by the KDIGO criteria may allow us to improve their short-
term NICU outcomes, by heightening awareness of their
Discussion fluid and electrolyte status and exercising more caution when
considering nephrotoxic medications. In a similar study, Per-
In this study, we compared the rates of AKI in neonates with azzo et al. used a SCr rate decline threshold of < 31% by
HIE undergoing hypothermia using the current consensus DOL 7 to identify neonates with HIE with impaired kidney
KDIGO definition along with the proposed Gupta definition function [23]. These neonates, compared with those with no
which evaluates the rate of SCr decline in the first week of kidney injury, also had worse outcomes, including longer
life. We hypothesized that there would be neonates who did LOS and duration of mechanical ventilation.
not meet KDIGO-AKI criteria but still had impaired kidney Regarding potential long-term outcomes, studies on kid-
function based on the Gupta definition and that these neo- ney outcomes of neonates with HIE are still lacking. One of
nates were at a higher risk for worse clinical outcomes. In the only studies examining the long-term kidney outcomes
our cohort, 28% of neonates met KDIGO AKI criteria and in neonates with HIE treated with hypothermia found no
an additional 31% met Gupta AKI criteria only (and not differences at 10–12 years in the incidence of low eGFR
KDIGO criteria). As expected from existing AKI literature, (< 90 ml/min/1.73 ­m2), albuminuria, or hypertension in
those with KDIGO defined AKI had worse clinical outcomes those with and without a history of neonatal AKI [2]. Of
compared to those without AKI. Interestingly, however, note, this was a small single-center study with 42 patients
those who met only the Gupta AKI criteria, and thus did not (72% of survivors), and the majority had stage 1 AKI. Given
have KDIGO-AKI, also had worse clinical outcomes com- these limitations, the authors state that long-term follow-up
pared to those without AKI. This GuptaOnly-AKI group, as is still warranted, as kidney dysfunction may not manifest
well as the KDIGO-AKI group, experienced an increased until later in life. Many studies in older children and adults

Fig. 3  Post hoc analysis adding day 1 inotrope use to adjusted models inotrope use. Length of stay and length of respiratory support in sur-
of the odds ratio or ratio of clinical outcomes by AKI category when vivors was adjusted for day 1 inotrope use, cord pH, 5-min Apgar,
compared to neonates with no AKI. Death in hospital and composite and gestational age
of death or moderate/severe MRI brain injury were adjusted for day 1
Pediatric Nephrology

do suggest that AKI is associated with long-term sequelae, zero. The demographics of our study also revealed a low
including hypertension and chronic kidney disease (CKD) percentage of self-reported Black patients, which may not
[5, 7, 8]. For example, in a single-center study of 126 chil- be representative of other populations.
dren who developed AKI while admitted to the ICU, the The strengths of our study include the relatively robust
rate of CKD was 10%, and 46.8% were identified as at risk number of patients and the inclusion of patients up to the
for CKD [24]. Similarly, in a meta-analysis of adult AKI year 2020. The contemporary nature of our cohort increases
survivors, AKI was associated with an 8.8-fold higher risk the relevance of our results to current clinical practice. We
of CKD, with the risk of CKD increasing in a graded manner believe that our study adds value to the existing body of neo-
with worsening severity of AKI [25]. Thus, the GuptaOnly- natal AKI literature and contributes to a collective effort to
AKI group may indeed have an increased risk for the devel- devise an AKI definition that best captures clinically relevant
opment of CKD in the future. By identifying these neonates kidney injury in this unique patient population.
and providing longitudinal monitoring, it may be possible to In conclusion, our study demonstrates the significance
address modifiable risk factors for CKD, such as proteinuria, of considering the rate of SCr decline during the first week
anemia, and hyperuricemia, in a timelier manner and slow of life in neonates with HIE who have undergone therapeu-
the progression of CKD. Earlier identification of CKD in tic hypothermia. Incorporating the rate of SCr decline may
children is also critical as it can affect their physical growth increase identification of those who are at risk of developing
and neurocognitive development, both of which have a finite worse clinical outcomes that may be associated with AKI
window of time in which they can be addressed. Further not detected by the KDIGO criteria.
studies with a larger number of patients are needed to gain a
Supplementary Information The online version contains supplemen-
better understanding of the long-term kidney consequences tary material available at https://d​ oi.o​ rg/1​ 0.1​ 007/s​ 00467-0​ 24-0​ 6287-8.
in this neonatal population.
With respect to our post hoc analysis including day 1 Funding This work was supported by the Stanford Maternal and Child
inotrope use, which either diminished or eliminated sig- Health Research Institute Clinical Trainee Grant.
nificant findings, there are several potential explanations.
One possibility is that the neonates who required inotrope
Declarations
support on the first day of life were more hemodynami- Conflict of interest Adam Frymoyer is a scientific advisor and holds
cally unstable resulting in worse outcomes, regardless of a financial interest in Halo Biosciences unrelated to the current work.
the presence of AKI. Another consideration is the possible The other authors have no conflict of interest to declare.
effect of the inotropes on our specific patient population. In
a small study examining dopamine use in neonates with HIE
who have been cooled, dopamine was associated with an
increased trend towards more seizures compared to controls. References
Dopamine use was not associated with isolated increased
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