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Nichols A. Romero
Junior Physics Laboratory, Massachusetts Institute of Technology
Cambridge, Massachusetts 02139
(Novembber 26, 1998)
This paper is a full report on the junior lab experi- It can be shown that this equilibrium condition holds
ment: Johnson Noise. In this experiment, we study at any given frequency. Suppose there exists a frequency
the phenomenon of thermal (Johnson) noise as predicted interval ∆ν1 where conductor 1 receives more power than
by the Nyquist Theory. it transmits. We then connect a non-dissipative network
This report has been partitioned into sections accord- with a resonance in the frequency interval ∆ν1 between
ingly, each discussing a specific aspect of the experiment. the two conductors (refer to Figure 2). Since the sys-
Section II discusses the theoretical background relevant tem was in equilibrium prior to inserting the network, it
to the experiment by deriving the Nyquist Theorem using follows that after is insertion more power would be trans-
two different approaches. The experimental apparatus ferred from conductor 2 to conductor 1. However, as the
and details of its operation are discussed in section III. conductors are at the same temperature, this would vio-
Section IV presents the experimental results. Concluding late the second law of thermodynamics. The results we
remarks are given in section V. have arrived at are important enough to merit summariz-
ing. By eminently reasonable theoretical arguments, we
can conclude that the electromotive force due to thermal
II. NYQUIST THEORY agitation in conductors are universal functions of (refer
to Figure 3):
Johnson Noise is the mean-square electromotive force
• frequency ν
in conductors due to thermal agitation of the electro-
magnetic modes which are coupled to the thermal envi- • resistance R
ronment by the charge carriers. The Nyquist Theory is
of great importance to experimental physics and in elec- • temperature T
tronics. It gives a quantitative expression for the John-
son Noise generated by a system in thermal equilibrium Experiments performed by Dr. J. B. Johnson in 1928
and is therefore needed in any estimate of the limiting confirmed the formula which was later derived Dr. H.
signal-to-noise ratio of an experimental apparatus. In Nyquist on purely theoretical grounds [3].
this section, the Nyquist theorem is derived in two ways: The derivation of the mean-square voltage hV 2 i across
first, following the original transmission line derivation, a conductor closely follows Nyquist’s original derivation.
and, second using microscopic arguments [1], [2]. The problem of determining a quantitative expression for
the thermal agitation (i.e. the mean-square voltage) of
1
to the mean energy.1
R R
1 2 Z=R
R R
1 2
FIG. 2. Two conductors plus resonant circuit.
L
FIG. 4. Lossless transmission line Z = R of length L with
matched terminations.
U (ω) = D(ω)hε(ω)i
kT
= (4)
2πv
The power per unit frequency is then simply:3
P (ω) = vU (ω)
kT
FIG. 3. Voltage-squared vs. resistance component for var- = (5)
2π
ious types of conductors. OR
P (ν) = kT (6)
the conductor can be viewed as a simple one-dimensional
case of black-body radiation. Consider a lossless one- This is the power per unit frequency absorbed by the re-
dimensional transmission line of length L terminated at sistor. By the principle of detailed balance this must be
both ends by conductors with resistance R. The trans- equal to the power per unit frequency emitted by the re-
mission line has been chosen to have a characteristic sistor. The thermal electromotive force generated by the
impedance Z = R; consequently any voltage wave propa- resistor sets up a current I = V /2R in the transmission
gating along the transmission line is completely absorbed line. Thus, the power absorbed by the resistor at the
by the terminating resistor without any reflections. Volt- other end is
age waves of the form V = V0 exp [i(kx x − ωt)] propagate
down the transmission line at velocity v = ω/kx . The P (ν) = hI 2 (ν)iR (7a)
¿ 2 À
available number of modes can be calculated by impos- V (ν)
= R (7b)
ing the periodic boundary condition V (0) = V (L) on the 4R2
propagating voltage waves. The wave vector kx is related hV 2 (ν)i
to the length by the relation kx L = 2πn where n is any = (7c)
4R
integer. The density of modes is then,
Equating Eq. 6 to Eq. 7c and then solving for the
1 dn mean-square voltage per unit frequency gives:
D(ω) =
L dω
1 dn dkx hV 2 (ν)i = 4RkT (8)
=
L dkx dω
1 By integrating the expression above over the accesible
= (1) frequency range, we arrive at the Nyquist Theorem:
2πv
The mean energy per mode is given by the Planck for- hV 2 i = 4kT R∆ν (9)
mula,
h̄ω
hε(ω)i = h̄ω
(2)
exp kT −1 1
The Hamiltonian (per unit volume) for an electromagnetic
hε(ω)i ≈ kT (3) wave is given by H = 8π 1
(E2 + B2 ).
2
U (ω) is a one-dimensional energy density.
where in the last line we made use of the equipartition 3
Recall that the energy density is equivalent to a force.
theorem: in the classical limit, h̄ω ¿ kT , each squared
canonical term in the the Hamiltonian contributes 12 kT
2
B. Microscopic Derivation Thus the mean-square voltage in the frequency range
∆ν equals:
Consider a conductor of resistance R with a charge car-
rier density N having a relaxation time τc . The conductor hV 2 i = N A`hVi2 i (16a)
has length ` and cross-sectional area A. The voltage V = N A`J(ν)∆ν using Eq. 13 (16b)
across the conductor is µ ¶2 µ
Re kT
¶
= N A`4 τc ∆ν using Eq. 15e (16c)
V = IR (10a) ` m
µ 2 ¶
= RAj (10b) N e τc A 2
=4 R kT ∆ν (16d)
= RAN ehui (10c) m `
where I is the current, j is the current density, e is the Using a result from conductivity theory σ = N e2 τc /m
`
charge on an electron, and hui is the drift speed along and the elementary relation R = σA [5]:
the conductor.
Noting that N A` is the total number of electrons in A
hV 2 i = 4 σ R2 kT ∆ν (17)
the conductor, `
|{z}
X 1/R
ui = N A`hui (11)
i We have once again arrived at the Nyquist Theorem:
Solving for hui in Eq. 11 and substituting the resulting hV 2 i = 4kT R∆ν (18)
expression into Eq. 10c gives,
The Nyquist Theorem is a special case of the general con-
X Re X
V = Vi = ui (12) nection existing between fluctuations (random variables)
i
` i and dissipation in physical systems. Brownian motion
lends itself to a similar analysis [6], [7].
where ui and Vi are random variables.
The spectral density J(ν) has the property that in the
frequency interval ∆ν III. EXPERIMENTS
hVi2 i = J(ν)∆ν (13)
This section describes the experimental apparatus
The correlation function can be written as used, the calibration performed and the measurements
that were recorded.
C(τ ) = hVi (t)Vi (t + τ )i (14a)
= hVi2 (t)i exp (−τ /τc ) (14b)
A. Apparatus
where τ is an arbitrary time interval.
By substiting Eq. 14b and Eq. 12 into the Wiener- Figure 5 is a diagram of the experimental apparatus
Khintchine theorem Eq. 15a, the spectral density is used to measure the Johnson Noise.4 An inverted beaker
Z∞ shielded the resistor R which was mounted on the ter-
J(ν) = 4 C(τ ) cos (2πντ ) dτ (15a) minal of the aluminum box. The resistor is connected
to the measurement chain through two switches (SW1
0
and SW2). A Hewlett-Packard HP54601A digital oscillo-
µ ¶2 Z∞ scope was used to measure the root-mean-square (RMS)
Re 2
=4 hu i exp(−τ /τc ) cos (2πντ ) dτ (15b) voltage generated by the resistor. Because the Johnson
`
0 Noise signals are in the microvolt range, a low-noise am-
µ
Re
¶2
τc plifier (PAR 113) was used to produce millivolt signals
=4 hu2 i (15c) detectable by the digital oscilloscope. A band-pass filter
` 1 + (2πντc )2 (Krohn-Hite 3202R) was used to prevent thermal noise
µ ¶2
Re outside the frequency range 1 KHz – 50 KHz from be-
≈4 hu2 iτc (15d) ing amplified.5 A Tektronix Function Generator (FG) 504
`
µ ¶2 µ ¶
Re kT
≈4 τc (15e)
` m
4
Figure 5 was scanned-in from the junior lab guide [8].
where hu2 i = kT /m by the equipartition theorem. Note 5
Signals outside this frequency range could not be properly
that for metals at room temperature τc < 10−13 , thus
amplified by the PAR 113.
from the DC through the microwave range 2πντc ¿ 1.
3
provided sinusoidal calibration signals. The FG and the Variation of test signal VRMS with frequency
2.01
Kay attenuator were used to calibrate the measurement
chain.
Several steps were taken to filter out extraneous noise
2.005
from the experimental apparatus. At all times the digi-
tal oscilloscope was kept at least five feet from the noise
source, otherwise the variable magnetic field from its 2
beam-control coil would produce undesirable electrical
oscillations in our noise measurements. Coaxial cables
VRMS (V)
were also kept as short as possible to keep minimize elec- 1.995
trical interference.
1.99
1.985
1.98
0 10 20 30 40 50 60 70 80 90 100
ν (KHz)
FIG. 6. RMS voltage VRMS produced by function generator
as a function of frequency.
4
sistor R and a capacitor C in a simple lowpass filter con-
figuration.
R
C V’Jo
0.6
0 (iωC)−1
VJo = g(ω)VJo (20a)
(iωC)−1 + R
0.4
1
= g(ω)VJo (20b)
0.2
1 + iωC
The RMS thermal voltage is the magnitude of Eq. 20b:
0
−20 0 20 40 60 80 100 120
ν (KHz)
FIG. 7. Gain squared of measurement chain in the fre- 02 [g(ν)]2 VJo
2
VJo = (21)
quency range (0.5 KHz – 100 kHz.) NOTE: The dotted line 1 + (2πνRC)2
is not a fitted function. Its purpose is tom emphasize a trend
in the gain squared. The gain squared has been normalized The Johnson Noise is equation Eq. 21 summed over the
such that the value of [g(ν)]2 = 1 corresponds to a gain of accessible frequencies,
1000.
Z∞
02 2 [g(ν)]2
VJo = VJo dν (22)
were obtained by inverting the aluminum box and plac- 1 + (2πνRC)2
0
ing it on a liquid N2 filled dewar flask. The temperature | {z }
G
was varied in an ad-hoc manner by raising and lowering
the aluminum box into the dewar flask as needed. In this experiment, the integral in Eq. 22 was numerical
evaluated using the data collected in the calibration of
the measurement chain (Figure 7). The capacitance C
IV. RESULTS AND DISCUSSION was approximated at 60 pF from considerations of the
amount of coaxial cable used and its known capacitance
The first subsection explicitly connects the Nyquist per unit length, 30.8 pF/feet. The Nyquist Theorem ex-
Theorem with the experimental setup at hand. The last pressed in terms of the present variables is arrived at
two subsections describe the results of the subsections by taking Eq. 9(or 18) and making the substitutions:
III C & III D, respectively.6 hV 2 i → VJo
02
and ∆ν → G.
02
VJo = 4kT RG (23)
A. Derivation of RMS thermal voltage at the
terminal of an RC circuit
The resistor and coaxial cables that are connected to B. Determination of the Boltzmann Constant
the PAR amplifier can be modeled as the circuit depicted
in Figure 8. The equivalent circuit is composed of a fluc- The RMS voltage was measured for eight metal film
tuating thermal electromotive force VJo with an ideal re- resistors (whose values ranged from 20 kΩ to 103 kΩ) at
02
room temperature. Figure 9 is a plot of VJo against R.
The Boltzmann constant was calculated by solving for k
in Eq. 23. The experimentally determined value of the
6
Note that Boltzmann constant is calculated in the last two Boltzmann constant, 1.37 ± 0.06 × 10−23 J/K, is in good
subsections. agreement with the accepted value 1.38 × 10−23 J/K.
5
−12 RMS voltage for Johnson Noise for a variety of resistors
x 10
2 V. CONCLUSIONS
1.5
Johnson Noise belongs to a broader category of
stochastic phenomena which have been of research in-
terest for decades. Measurement of the thermal noise
1 in resistors provided a means to calculate the Boltzmann
constant and the centigrade temperature of absolute zero.
V2 ’/R (V/kΩ)
0.5
Because there are inherent difficulties in measuring ther-
mal noise, the Boltzmann constant was measured to an
Jo
ACKNOWLEDGMENTS
−1
0 200 400 600 800 1000 1200
R (kΩ)
0
I would like to thank Mukund T. Vengalatorre for his
FIG. 9. Resistance dependence of Johnson Noise VJo . assistance in carrying out this experiment. I acknowl-
edge Dr. Jordan Kirsch for the many useful discussions
on the subject of thermal noise. The author is grateful
C. Determination of the Absolute Zero on
to Cyrus P. Master for editing a preliminary version of
Centigrade Scale
this document.
The RMS voltage for 22.2 kΩ resistor was measured
at fourteen temperatures ranging from ∼ −160◦ C to
∼ 150◦ C at approximate intervals of 25◦ C Figure 10 is a
02
least-squares fit of VJo /4RG vs. T . The slope of the line
gives the Boltzmann constant and the T -intercept is the
centigrade temperature of absolute zero. The Boltzmann [1] H. Nyquist, Phys. Rev. 32, 110 (1928).
constant was determined to be 1.363 ± 0.025 × 10−23 J/K [2] F. Reif, Fundamentals of Statistical and Thermal Physics
and centigrade temperature of absolute zero was extrapo- (McGraw-Hill, New York, 1965), pp. 567-600.
lated to −265.5±6.9◦ C. Both experimentally determined [3] J. B. Johnson, Phys. Rev. 32, 97 (1928).
values are in good agreement with their accepted values [4] C. Kittel, Elementary Statistical Physics (Wiley, New
of 1.38 × 10−23 J/K and −273.15K, respectively. York, 1967), pp. 147-149.
[5] E. M. Purcell, Electricity and Magnetism (McGraw-Hill,
x 10
−21 Temperature dependence of Johnson Noise New York, 1985), pp. 138.
7 [6] G. E. Uhlenbeck and L. S. Ornstein, Phys. Rev. 36, 823
(1930).
[7] S. Chandrasekhar, Revs. Mod. Phys. 15, 1 (1943).
6
[8] G. Clark and J. Kirsch, Junior Physics Laboratory: John-
son Noise, M.I.T., Cambridge, Mass., 1997.
5 [9] P. Kittel, W. R. Hackelman, and R. J. Donnelly, Am. J.
Phys. 46, 94 (1978).
V2 ’/4GR (V kΩ−1 sec−1)
3
Jo
0
−200 −150 −100 −50 0 50 100 150 200
T (°C)
0
FIG. 10. Temperature dependence of Johnson Noise VJo . 7
In his original paper, Dr. J. B. Johnson measured the Boltz-
mann constant within 8 % of the accepted value.