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RICHARD LIND
Anyone familiar with the parallel evolution of everydayobjects as clusters of real Brillo boxes
aesthetics and Westernart knows how new art- and putativeartworkslike Warhol'sBrillo Boxes,
forms, in a kindof punctuatedequilibrium,have the respective physical features of which are
regularly dislodged each new art theory. In a virtually identical. If they are alike in every
strategy designed to avoid any new embarrass- physical detail, yet one is art and the other not,
ments, some contemporarywriters have sought somethingmust make for the distinction. Danto
to define "art" in terms of a complex rela- points out that, of the two, only Brillo Boxes is
tionship within the so-called "artworld" be- subject to "interpretation"by an artistic com-
tween artists, their productsand the traditional munity,the "artworld."3
communityfor whom those productsare made.' Consider,he says, a pairof hypotheticalneck-
One of these writers, ArthurDanto, has plausi- ties painted all-over blue, respectively, by Ce-
bly arguedthatall art makes some sort of "state- zanne and Picasso. Only Picasso's would have
ment" interpretableonly by artworld partici- qualifiedas art:
pants familiar with an appropriateart theory.
Nothing can be an artwork until an artworld For one thing, there would have been no room in the
theory emerges by which it can be understood.2 artworldof Cezanne'stime for a paintednecktie. Not
There are good reasons to believe that "mak- everything can be an artwork at every time: the
ing a statement,"in the broadestpossible sense, artworldmust be ready for it. ... But Picasso's art-
is a necessary condition of art. But it is not world was ready to receive, at Picasso's hand, a
sufficient. Phenomenological analysis tends to necktie: for he had made a chimpanzeeout of a toy, a
show thatan artworkmustbe aesthetic as well as bull out of a bicycle seat...: so why not a tie out of a
meaningful. Without this further specification, tie?4
what the artist has to say could not be dis-
tinguishedfrom many nonartisticforms of com-
munication. Indeed, for anything to be art, its On the basis of suchobservationsDanto seems
meaningmust subservethe aesthetic function of to offer a set of necessary, if not sufficient,
the artwork,in a role I shall call "significance." conditionsfor "art":a) the use of some objectb)
Our counter thesis, then, will be that the con- to make an original statement c) interpretable
cepts of "art"and "artwork"mustbe defined in withinan artworldcontext. Conditionsa) andb)
terms of the creation of significant aesthetic are suggested in the explanationof Picasso's tie
objects. as art: "Picasso used the necktie to make a
statement."-5 Danto points out thatthe statement
must be original since a fake does not qualify as
art.6 Condition c) is an explicit part of Danto's
Danto doesn't offer a readily accessible for- conditions:
mulation of his definition of "art," but it is
possible to piece one together from his various The moment something is considered an artwork, it
pronouncements.At the heart of his theory is a becomes subject to an interpretation. It owes its
concern aboutthe basic difference between such existence as an artworkto this, and when its claim to
The Journalof Aesthetics and Art Criticism 50:2 Spring 1992
118 The Journalof Aesthetics and Art Criticism
art is defeated, it loses its interpretationand becomes is about anything at all in any ordinary sense of
a mere thing.7 "about."12
To see something as art demands nothing less than Nonobjective art is by definition about nothing
this, an atmosphereof artistictheory, a knowledge of at all. And obvious examplesof music-Schoen-
the history of art.8 berg's serial pieces for instance-qualify as art,
even though they fail to "say" anything about
the world. So Danto's "aboutness"thesis leaves
Danto is often accused of failing to specify out a significant segment of what the artworld
what makes a community an artworldcommu- embracesas art.
nity.9 But in The Transfigurationof the Com-
monplace he tells us that by means of artistic II
theory the artist enables us "to see his way of
seeing the world."10 For instance, within the That art makes statements is justifiable, how-
tradition of art as self-commentary, Warhol's ever, so long as we view "making statements"
Brillo Boxes, can be interpretedas propounding metaphorically-as a way of communicating
"a brash metaphor:the brillo-box-as-work-of- meanings that are understoodby an audience. I
art."'1 Danto can thus claim thatthe artworldis am using the word "meanings" in the broad
a communityof individualspreparedto see the phenomenological sense to signify whateveris
worldas the artistdoes throughhis statement. broughtto mind in accordancewith the principle
Though this sketch may not do Danto full of association. Distantthunderthus "means"an
justice, it at least enables us to see the beauty of impendingrainstormin the same general sense
his main thesis that the function of art is to that the word "dog" means a certain species of
convey meanings decipherableby an appropri- four-leggedanimal:both are signs thatregularly
ate artworld audience. The idea that anything remind us of something. Words have conven-
requiresan interpretiveunderstandingbefore it tional meanings, being based on agreed-upon
can be experienced as a work of art seems the associations, but thereare othersorts of conven-
only plausible explanationfor the fact that what tional meanings as well. Clearly, art is able to
counts as art in one age would not have counted communicatea wide varietyof nonverbalmean-
as art in an earlier one. We might question ings that become intersubjectively"interpreta-
Danto'sclaim thatif Cezannehad paintedhis tie ble" in virtue of the shared associations of a
blue it would not have been art; had he actually knowledgeable art community. Such meanings
producedone, we should now say it always had are "interpreted"by those familiarwith the par-
been art-unappreciated art. But a principlehas ticularstyle, school, or traditionof the work.
still been demonstrated:if such an artifact did Danto regards artworldmeanings as limited
not even have the potential to be interpretedby to whateveris specified by particularart theo-
any artworld community, it would never be ries. In doing so, he seems to have overlooked
deemed "art." The potential for "interpreta- one basic meaningthat appearsto be universal,
tion" therefore has to be an integral part of present even where the work is nonobjective.
anything'sbeing an artwork. That meaningis authorship,by which we recog-
But Danto's subsidiary thesis, that the state- nize that what has been presented to us is the
ment of the artist consists of enabling us to see productof a certain special activity on the part
the artist's"wayof seeing the world," makes his of its creator.
artworld-interpretationcondition too narrow. After all, nothingis identifiedas an artworkif
This condition implies that art must always be it does not cause us to associate with it the idea
about something in the world. George Dickie that it was specifically createdby someone to be
has challengedthis "aboutness"requirement: appreciatedin the appropriateway. Forinstance,
the very fact that Dickie's counterexample has
Consider a design which consists of a number of a title ("#23") is a sufficient clue to its artistic
interpenetratingtriangular-shapedareas and entitled intentions. Lacking any such sign, an absent-
#23. Is it about triangles? About art? Nothing in the minded doodle of a similar set of intersecting
paintingor its title gives one any reasonto thinkthatit triangles would not be considered an artwork.
Lind Aesthetic Essence 119
Unframed,untitled, unsigned, and unexhibited, appearanceof things. The problem is that such
enterpriseslike whistling while you work, free- an attitudeis not always rewarded:"I am paying
associatingin yourdiary,or absentmindedlytor- full attention to x and x is not aesthetic," is
turing tinfoil into quirky figures lack only the clearly not self-contradictory.19
standardsigns of authorshipto qualify as art. It would seem that only when something
Art is always at least about itself; it conveys by holds our interestin a certain way do we wantto
certain mutuallyunderstoodclues the idea that call it "aesthetic." My thesis, then, is that to be
it is the sort of thing created for a specific kind aesthetic something must be attractiveto atten-
of appreciationby a certain kind of audience.'3 tion in a spectrumof ways one might variously
The fact that authorshipis at least one conven- describe as "intriguing,""fascinating,""beau-
tional meaningrequiredof all art would seem to tiful" or "gorgeous," depending on the degree
renderDanto'sthesis, that art makes statements and kind of perceptualinteresttaken. The term
interpretableby an artworldcommunity, a via- no longer refers merely to the beautiful. Even
ble definitional condition, so long as we con- objects we would ordinarilyregardas "ugly"
strue "making statements"as conveying inter- withered old hags, for instance-can count as
subjective meanings in the broadest possible "aesthetic"if they graband hold our attentionin
sense. a certain way. I shall try to demonstratethat all
aesthetic objects are necessarily interesting,but
III
in a way that distinguishes them from other
interestingobjects.20
Are aesthetic objects necessarily interesting?
By itself, however,our modification of Danto's If we single out any natural, manufacturedor
condition is now too broad to catch only "art- artistic item as aesthetic, intuitively it is only
works"in its net. Withoutany specificationas to afterhavingcontemplatedit. No otheruse seems
what makes any community an artworld com- relevant. But why, out of all the phenomena
munity,our requirementwould seem to include continuously swimming through experience,
any kind of artifact that conveys meanings in- should we contemplatejust these items? Clearly
terpretableby a community-for instance, the it is only because they somehow reward that
products of journalism, history, science, and contemplationby "holding" our attention and
philosophy.If "art"does have a set of sufficient motivating us to continue to engage in their
conditions, we need to find at least one more contemplation.Indeed, it seems a contradiction
ingredient.I shall contendthatthe key condition to say a sunset or piece of driftwood is aesthetic
thatDanto'stheory lacks-and even eschews-is but totally uninteresting.True, someone could
the requirementthat the main function of art is consistently say, "I'm bored with beautiful sun-
to produceaesthetic objects. 4 The idea that art sets." But consider what such a statementactu-
must be aesthetic is not exactly new; its most ally means: the sunset remainsinterestingto the
prominent proponent was Monroe Beardsley. eye ("beautiful") but the speaker is no longer
But the difficulty with this particularcondition interestedin that sort of experience.
has alwaysbeen to give a properaccountof what The fact that we speak of being aesthetic as a
makesanythingaesthetic.'5 matterof degree supports our claim. It is lex-
I propose to spell out the aesthetic require- ically and syntactically correct to say that one
mentof art by meansof an analysis of "aesthetic work is "more aesthetic"than another,or that a
object" workedout in earlieressays. 16The the- particulararrangementis "not very aesthetic."
ory was proposed as a corrective to the once- We could not mean simply that we are delib-
popularthesis that an object becomes aesthetic erately paying more attention to one than the
simply if one addresses it with a certain "aes- other; intense scrutiny is often disappointedby
thetic attitude."''7The attitude theory fails to admittedly unaesthetic objects. Intuitively, we
distinguishtakingan interestin something (giv- see that the more an item spontaneouslyelicits
ing it a "chance"to be interesting)fromfinding discriminationthe more aesthetic we say it is.
it interesting(being interestedby or attractedto Being contemplatively interesting thus seems
it).'8 The described attitude does only the for- the only possible reason to bother to call any-
mer;it is a special way of takingan interestin the thing "aesthetic."
120 The Journalof Aesthetics and Art Criticism
interest. And if a phenomenonis utterlysimple, When you look at the artwork[L.H. 0. 0. Q.I you learn
lackingeven any artworld"statement"thatmight nothing of artistic consequence which you don't al-
lend it some interest, there is, again, nothingto readyknow from the descriptionDuchampgives, and
discriminate. ("Minimal" art is not truly mini- for this reason it would be pointless to spend time
mal, in that sense.) 3) It furthermoreaccounts attendingto the piece as a connoisseurwould savora
for such well-known aesthetic "devices" as sub- Rembrandt.28
tlety, complexity,metaphor,and ambiguity. All
such features require extensive clarification, Binkley implies that while the Mona Lisa is
hence perceptualinterest. 4) Lastly, it explains concerned with a certain sort of experience that
the need for noveltyor originality in the aesthetic might be called "aesthetic," any such response
realm. Because familiarityreduces the need for to L. H. 0. 0. Q. is purely incidental. Rather, it
extensive discrimination,familiarforms tend to "creates primarily with ideas."29 Being aes-
lose whateverinterestthey once possessed. thetic is, therefore, not a necessary conditionof
being art, he concludes.
VI But Binkleyfails to recognizethat "ideas"(as-
sociated meanings) are as much subject to per-
It remainsto be shown thatthe attemptto create ceptual discrimination, hence capable of being
something "aesthetic," in the sense just spec- aesthetic, as any other feature. Certainly ideas
ified, is anothernecessary condition of "art." It are an integralpartof literaryobjects. Binkley is
is impossible, of course, to show in one short justified in denying that a description of the
essay just how each and every possible category meaning of L. H. 0. 0. Q. is in itself particularly
of art satisfies this condition. But those who aesthetic. But if we needn't see L.H. 0. 0. Q. to
have gone on record as opposing any aesthetic appreciatewhatin it is of artistic"consequence,"
requirementof art have conveniently given us a as Binkley claims, why didn't Duchampsimply
short-cutstrategy.Theirown gambithas been to describe his idea? Why go to the trouble of
trot out what they take to be obvious exceptions exhibiting it? The fact is that there is a crucial
to the generalizationthatall art is designed to be experientialdifference between a mere descrip-
aesthetic. Therefore, if even these supposed tion of L.H.0.0.Q. and the visible artwork
counter instances can be shown to conform to itself.
our condition, the burden of evidence falls on Obviously Duchampis poking fun at the "se-
critics to show that there really are any genuine rious" artworld. But a considerable aesthetic
exceptions. effect is produced by presenting his audience
There seem to be two main strategies for with a visual pattern associated with two in-
denying that the function of artworksis neces- compatible meanings. One of them is a stale
sarily to be aesthetic. One is to show that there icon everyone would mechanicallyrecognize as
are acknowledged artworksthat clearly are not "great"art, the Mona Lisa. The otheris another
designed to be aesthetic, a position for which familiarphenomenon-graffiti-but in the unfa-
Timothy Binkley is known.26 The other is to miliar setting of an art gallery. The targetaudi-
argue, as Danto has done, that if artworksevoke ence's understandingis such thatthe same object
an aesthetic response, it is of a different order cannot be both art and graffiti. "What is this
thanthatof ordinaryobjects and is thereforenot doing here?" one wants to ask. L. H. 0.0. Q.'s
a definitional feature.27By considering the art- ambiguityand ambivalenceautomaticallywake
works on which these writers base their respec- up one's discriminativecapacities. Visual and
tive claims, I believe I can show that neither abstractattentionscour the image for clues that
strategyprevails. will reconcile its conflicting meanings. In the
Binkley'santi-aestheticismcentersaroundDu- process an entire visual/conceptual complex
champ'snotoriousL.H. 0. 0. Q., which amounts comes aestheticallyalive. One may be disturbed
to a copy of the Mona Lisa, mustachioed and by it, but one is also intrigued.
goateed graffiti-style. According to Binkley, True, it is the sought-after idea behind the
you can only appreciatethe true Mona Lisa by work that sustains our interest in L. H. 0. 0. Q., as
looking at it, but to appreciateL.H. 0. 0. Q. you Binkley suggests. But it does not follow that
only need a descriptionof it. simply communicatingan idea is therefore the
Lind Aesthetic Essence 123
something to say, but it was designed in such a The product:An "artwork"is any creative arrange-
way that one would undergoan aesthetic degree ment of one or more media whose principalfunction
of discriminativeattractionin "deciphering"it. is to communicatea significantaestheticobject.
Since Duchamp took the trouble to exhibit his
work in just this way, it is hardto believe he did These descriptions employ certain stipulative,
not meanto fascinateas well as shock us with his technicalterms requiringcarefulelucidationand
"daring,impudent,irreverent,witty and clever" argument.
piece. There are only two main points on which our
Though we cannot consider other proposed two definitions differ: a) "Arrangement"refers
counter-instanceshere, the foregoing analyses to a process of arrangingin describing "art,"
at least demonstratehow it is possible to detect whereas it refers to the relationshipswithin the
aesthetic interestwhere it may not have been so mediumresultingfrom such arranging in regard
obvious. In all likelihood, all such "counterex- to "artwork".Thus the ambiguity of the word
amples" simply rest on a narrow or murky no- "arrangement"neatly reflects the ambiguityof
tion of what makes anything "aesthetic." True, the word "art" in its applicationto both process
there will always be ostensible instances of art and product. Additionally, it is a conveniently
where it will be unclear,even utilizing our defi- neutralword, applying equally well to any me-
nition, whetheror not one is dealing with some- dium.35b) The respectiveattributionsof "func-
thing aesthetic. But I believe one will find that tion" to "artwork"and "immediatepurpose"to
these very same cases are the ones we are intui- "art" acknowledge that to ascribe a function to
tivelyunsureare "artworks"as well. If the incor- anything is to imply the immediatepurpose its
porationof our definitionof "aesthetic"into the maker intended it to serve, as against any ul-
meaningof "art" results in the same borderline terior purposes the artist might have harbored,
cases as those confrontedby our intuitivesense of such as fame or fortune. Bearing in mind these
art, thenthe definitioncan be saidto approximate differences, we will concentrateon "artwork,"
very well thatwhich it seeks to encapsulate. from which the meaning of "art" can be ex-
trapolated.
VIII a) 'Anycreative arrangementof one or more
media...." An artwork must be deliberately
I have arguedthat to engage in "art" one must wrought in some way since art is a function
try botha) to makea statementandb) to produce class-it somehow succeeds or fails-and there
an aesthetic object. A successful definition of is no function without purposiveness. Even
thatterm, however,will have to show how those those naturalor accidental objects employed in
conditions work together, since they seem to "found" or "ready-made"art are intentionally
specify objectives that go in conflicting direc- manipulatedin a minimalway, if only to label or
tions. To complicate matters, we have also ob- display them. To call the process "creative,"
served that there is only one sort of conveyed then, implies at least a modicumof deliberation
meaning, that of "authorship,"attributableto regarding the perceptualeffect-how it would
all works of art. That would imply that the look, sound or mean-no matterhow otherwise
definitionsof "art"(the process) and "artwork" uncontrolledthe technique. "Creative"also im-
(the product) would have to be inextricably plies the production of something unique, re-
linked, since what the artisthas done or is doing flecting the general sentimentthatthe makingof
would have to be an essential part of the mean- mere copies and forgeries is not "art,"although
ing of any artwork.In short, when we recognize making ostensive copies has sometimes been
anything as an artwork, it is only because we acceptedbecause the worksactuallyhave some-
understandit to be the result of art, the creative thing original to "say" aboutthe originals. The
process. My proposedphilosophicaldefinitions artworld'srequirementof originality in art no
of those two terms reflect thatrelationship: doubt stems from the fact that we require art
to be perceptually fascinating, and familiarity
The process: "Art"is the creativearrangementof one worksagainstthatend.
or more media with the immediateprincipalpurpose It does not follow, however,thatcopies, such
of communicatinga significantaestheticobject. as Romanreproductionsof Greeksculpture,are
Lind Aesthetic Essence 125
not artworks. The advantage of defining "art- explainwhy we will not acceptanythingas "art"
work" as an "arrangement"is that it not only simply becausesomeonehas labeledit as such.
incorporatesthe process into the meaning of the Secondly, when an artifactdoes in fact fulfill
product,but it also distinguishesthe work from the role we have specified, the notionof function
any specific instantiationof it in the medium. shifts the burdenof proof to the skeptic. Clearly,
An "arrangement"' is simply the set of relations we judge the function of a thing principallyby
fashioned by the artist in the medium and its internalevidence. If an artifactwere designed in
context; any number of artifacts can therefore such a way as to be perfectly useful as a knife,
have the same arrangement.To the extent that we should say that that was its function. Only
they embody the original arrangement,the arti- concrete evidence to the contrarywould change
facts of copyists may be said to embody "art- our judgment. Are the Lascaux cave paintings
works," but not by the copyists; they are clearly artworks?Their fulfillment of that role, in the
the "work" of the original artists-Myron, absence of controvertingevidence, would qual-
Praxitalesor whomever.By shifting the identity ify them as art. Since pre-historicalartifactsthat
of the artworkfrom any artifactto its "arrange- happen to be significantly aesthetic objects are
ment," we also solve the problem of deciding generally treated as artworks, our shift from
which artifact is the work of art when the artist intentionto function seems to reflect the way we
himself producesmultipleinstancesof his work. actuallyunderstandthe concept of artwork.
On this account every playing of Beethoven's Another advantageto defining "artwork"in
"Fifth" instantiatesthat symphony, every cast- terms of function is that it enables us to account
ing of Rodin's "The Burghers of Calais" pre- for both good and bad works of art. Clearly,
sents his sculpture. whether or not anything man-made is good or
By "medium,"I nmeanany sort of discrimi- bad depends entirely on the extent to which it
native elements by which the experience of an fulfills its function. Bad art is like a bad knife; it
audience can be controlled, including not just fails to satisfy its function well. And if an art-
sensory data and the meanings of words and workhas little perceptualinterestor little to say,
symbols but the very context of the artifact that is when we say it is bad.
as well. Only pure imagination, the presumed To say that communicating significant aes-
"medium"of the "ideal" theory of art, must be thetic objects is a "principal" function of art-
ruled out because it does not satisfy our condi- worksis to say thatany otherfunction, such as to
tion of communication, discussed below. On convey informationor be useful in some way,
this account one can certainly engage in the cannot overshadow its aesthetic function. That
process of art throughimaginativemanipulation this condition is part of what we mean by "art-
of a medium, but there would not seem to be works" is apparentfrom the fact that when the
a "work" until the imagined arrangement is dominant purpose of a somewhat significant
finally embodied in a medium. Intuitively, we aesthetic artifact is clearly something else we
see that while Michelangelo may have arranged tend not to regard it as an instance of art. The
the anatomy of the David (engaged in art) "in fine line between "art" and mere "craft," for
his head," the sculpture (the artwork)is in the instance, fairly obviously depends on how vig-
marble. orously an item is significantly aesthetic. Such
b) "... whoseprincipalfunction is to commu- objects displayed in museums or galleries as
nicate...." Function is the mode of action by artworks are almost always overwhelmingly
which somethingfidlfillsits purpose (O.E.D.). It aesthetic or strikingly meaningful. Wherever
thus refers to what the object actually does, utilitarianand aesthetic purposes conflict it is
ratherthan simply what the artist intended. De- the former that are compromised. This distinc-
fining "artwork"in terms of "function"there- tion is especially obvious in architecturewhere
fore has certain clarifying advantages. First of only instances possessing salient aesthetic fea-
all, it enables us to dismiss total failures as tures (Wright's "Falling Water")or significant
nonart; it does not matter what the artisan in- "statements"(Le Corbusier's"Chapelof Notre
tends if the artifact fails to communicatea sig- Dame du Haut") attainthe statusof art.
nificant aesthetic object. Nothing is art, we In sayingthatthe functionof art is "to commu-
claim, if it does not so function, which would nicate" aestheticobjects I am using the verb in a
126 The Journalof Aesthetics and Art Criticism
special sense close to that of its root, communi- ings conveyed by these artifacts simply distract
care- "to makecommon to many" (O.E.D.). Its attentionfrom whateveris aestheticallyinterest-
stipulativemeaning here is "to make available ing about them to what they are about, thus
for intersubjectiveexperience," for which pres- inhibitingan artistic function in orderto satisfy
ently there is no term. On the one hand, this a nonartisticfunction.It follows thatthose mean-
requirement excludes the strictly personal; ings that make anythingan artworkmust some-
clearly a snapshotwould not count as art if one how enhance, ratherthan detractfrom, the aes-
took it just to remembera lover. On the other thetic interestof the object.
hand, it still includes acknowledged artworks We must distinguishtwo phenomenologically
neverintendedactually to be shared.Many theo- distinct ways in which an artifactcan mean any-
ries claiming that art is "public" have been thing-I shall stipulativelycall them (1) "signifi-
challenged with the obvious artworks of such cance," meaning that participates in the aes-
"private"artists as the reclusive Emily Dickin- thetic object, and (2) "information,"meaning
son. But we have said that communicationis a extraneousto the aestheticobject.36The signifi-
ffunctionof an artwork, and function is largely cance/information opposition is explicable in
determinedby manifestcapacityfor use. Thus, terms of the focus of attention.By "attention"I
if someone like Dickinson deliberatelyproduces mean the focusing of consciousness on any phe-
something the obvious function of which is to nomenon, whethersensuous or not. It is just as
communicatea significantaestheticexperience, possible to attend to something abstract-the
it will not matter, according to our definition, meaning of a poem for instance-as to some-
whetherit is ever actually displayed. thing concrete. And it should be obvious to any
All that is needed for a work to satisfy this reflective person that when we concentrateat-
communicativefunction, then, is thatthere be a tention on any phenomenonin this way it comes
"referenceclass" of past, presentor futureindi- to the foreground of experience, whereas if at-
vidualsin a positionto interpretand appreciateit tention should stray to something else it will
as a significant aesthetic object. Danto's "art- recede into the background.A shift in attention
world community" is in that sense presupposed can always reversethe focal role of a phenome-
by our requirementof "communication." But non's meaning, as when one explicitly shifts
the referenceclass need not belong to any "main- from noticing the meanings of a poem to con-
stream"artworldpublic. It can consist of any set centratingmore on its soundpatterns.
of percipients, no matterhow small, who could To say that a phenomenon is informativein
eventually share the necessary associations and our special sense, then, is to say that when we
sensitivities. Cezanne's "blue tie" would have understandwhat a phenomenonmeans, our at-
finally been vindicated as "art" according to tentionconcentratesentirelyon what it is about.
this condition, given that its referenceclass has Informative meaning is an associated pattern
been realized. which comes to dominatethe foregroundof ex-
perience at the expense of the arrangementim-
Ix
mediately given in the experience, which sinks
into the background. For example, when one
reads a newspaper, one ordinarily disattends
c) "... a significantaesthetic object." "Aesthetic from the printed words to what they "inform"
object" has already been defined. By requiring one of, leaving the sight of the words in the
that the intended aesthetic object be "signifi- "margin" of experience. The reason informa-
cant," our definition implies that at least some tive meanings cannot be an essential ingredient
of whatart "says"is necessarilysubsidiaryto its of art, then, is that they distract attention from
aesthetic impact. This requirement solves an the immediate arrangement,the discrimination
importantproblem: there are meaningful aes- of which is needed for the apprehensionof an
thetic artifactsthatdo not qualify as "art";most aestheticobject. That would explain why propa-
instancesof propaganda,journalism, advertise- ganda, rhetoric, advertisement, "illustration,"
ment, and rhetoric, though designed to capture or pure "information"are all generallyexcluded
our attention, do not count. The problem with from the realmof art. Even if initially aesthetic,
nonartisticaesthetic statementsis thatthe mean- they differ from art in that they attractattention
Lind Aesthetic Essence 127
to and "through"the aesthetic "surface" to the does not come across as "outthere";it is present
message, leaving potentially aesthetic features "here"withinthe patternsof artifice with all the
unappreciated.True, some examples of adver- immediacyof the medium.38
tisement or propagandastrike us as artworks- As we have observed, of the various sorts of
Toulouse-Lautrec's Moulin Rouge handbills, meaning a work of art can convey, only author-
the Nazi film "Triumphof the Will"-but only ship is universal. But it must be shown to be
because the "look" of the thing dominates the significant, not just informative. Authorshipis
message. We really don't look at them as adver- automaticallysignificant, I maintain,because it
tisementsor propaganda. is a causal set of meanings, the endpoint of
Significance, in contrast, is to be understood which is the immediateobject itself: to think of
as meaning that shares the phenomenal fore- the means of productionis to thinkof an activity
groundwith the immediatelygiven pattern.For- culminating here, in the present arrangement
mal purists like Roger Fry claim that one can of the medium. Thus every successful artwork
attend only to the immediate object or to its seems to communicate,at the very least, a sense
meaning, but not both.37But, as our analysis of of it's creator'spresence and intent,thanksto the
Duchamp's Fountain illustrates, meaning and way we have learned from critics, teachers, art-
form can be all baked together in one spicy ists and othersto "read"the clues of authorship.
confection. What we get in such cases are two The artist'suniquestyle, concepts, technique,
subsystems, one phenomenally given and the point of view, and emotional attitude are an
otherhabituallyprojected,co-discriminatedas a integralpartof the experience of the work, built
single comprehensivewhole. The purists' mis- into the piece, and notjust backgroundinforma-
take was to reject all meanings, ratherthan see tion. One hears Beethoven'spower, admiresthe
that, unlike informative meaning, significant brushstrokesof Frans Hals, marvelsoverShake-
meaningfuses with the immediateobject, mak- speare 'sturn of phrase, enjoys Duchamp's wit.
ing it all the morefascinating. Of course the creatorwho "inhabits"the workis
The means to artistic fusion are limited only not the real, historical author but a dramatis
by the genius of the artist. Some examples: persona supplied by the imagination. Yet this
a) The simplest form of significance occurs in immanentauthoris so centrala significancethat
the representationalarts, where that which is anything else meant by the work strikes us as
representedis anchored in the arrangementof what this author means. The significance of
the mediumby formalcomposition. The interre- authorshipgoes a long way towardsexplaining
lationshipof colors, shapes, and other features why there have been so many adherentsto the
of a painting,for instance, keeps one from dwel- expression theory of art. Artistic expression,
ling on subject matterin isolation from its pre- after all, is simply what we experience as the
sentation on the canvas. b) Artificiality in the artists' participationin their own works. It adds
mannerof referringto subject matteris another anotherdimensionto our aestheticenjoyment.
aesthetic device that prevents attention from The necessity of authorshipas a significant
strayingto the "real" world. Such "distancing" meaning is reflected in actual practice. For in-
devices as characters speaking in iambic pen- stance, certain examples of furniture, furnish-
tameter, stylized depiction, and surrealistic or ings, table ware, instruments, and even appli-
abstractrepresentationweave a wholly artistic ances are increasingly exhibited as artworks.
"world."c) Again, meaning is marriedto form Yet numerous other examples of equally inter-
by mutual relevance, as when the sounds of esting instancesof "industrialdesign" are never
alliterationand assonance are relevant to what so regarded. Where do we draw the line? We
a poem delineates, when combinations of hues seem to includeonly those aestheticartifactsthat
"express" the mood of a scene, or when the appear, by the way they are arranged or dis-
music's rhythm matches that of its program. played, to announce their having-been-created-
d) Finally, the self-referentialwork of the twen- by-someone-to-be-aesthetic.Considerthe perti-
tieth century-in all media-succeeds in being nent comments of a maker of iron furniture
significant by directing its "observations"to- widely regardedas art: "This is furniturewith
ward its own arrangement.When a work is sig- a very expressive nature. Its visual meaning
nificant, thatpart of the world to which it refers overtakes its so-called functional meaning."39
128 The Journalof Aesthetics and Art Criticism
9. Anita Silvers, "Once Upon a Time in the Artworld"in examples ignore subtly discriminatedinternal and external
Aesthetics: A Critical Anthology, eds. George Dickie and interrelations.As any Gestaltpsychologist would point out,
R.J. Sclafani(St. Martin'sPress, 1977), pp. 183-195. the "deliciouslycool" qualityof a color patchwoulddepend
10. Danto, The Transfigurationof the Commonplace, on its admixtureof primaryhues, its specific saturationand
p. 207. brightness, and the particularbackgroundcolor with which
11. Ibid., p. 208. it contrasts. And the peculiarresonanceof the musical tone
12. Dickie, TheArt Circle, p. 24. would be a function of its overtone structureplus its role in
13. The specifics of "authorship"will be discussed in the overallcompositionof the piece.
muchgreaterdetail in Section IX, below. 25. This descriptionsummarizesthe more detailedanaly-
14. Danto, The Transfigurationof the Commonplace, sis in "Attentionand the Aesthetic Object,"p. 140. I should
p. 94. like to add that while sensuous or erotic attractionare not
15. In "An Aesthetic Definition of Art" in Wat is Art necessary conditions, they are not precludedby definition
(Haven Publications, 1983), p. 21, Beardsley describes the from contributingto an aestheticobject'sappeal.
aesthetic experience as follows: "It takes on a sense of 26. Binkley, "Piece: ContraAesthetics," TheJournal of
freedom from concern about matters outside the thing re- Aestheticsand Art Criticism35 (1977): 260-277.
ceived, an intense affect that is neverthelessdetached from 27. Danto, The Transfigurationof the Commonplace,
practicalends, the exhilaratingsense of exercising powersof p. 94.
discovery, integrationof the self and its experiences." This 28. Binkley, "Piece: ContraAesthetics," p. 266.
descriptionis far too impressionistic, and one can think of 29. Ibid., p. 266.
innumerableinstances of art to which few if any of these 30. The conflicting meaningsare furthercomplicatedby
conditions seem to describe one's response, even when one the risque French pun pronounced by stating the title,
would say the item is "aesthetic." L.H.O.O.Q.: "She has a hot ass."
16. I shall rely heavily on argumentsI have alreadymade 31. "Art as Non-aesthetic: I Like BreathingBetterThan
in "Attention and the Aesthetic Object," The Journal of Working"in Aesthetics:A Critical Anthology,eds. George
Aestheticsand Art Criticism39 (1980): 131-142; "A Micro- Dickie and R.J. Sclafani (St. Martin'sPress, 1977), p. 546.
phenomenologyof Aesthetic Qualities," TheJournalofAes- 32. Danto, The Transfigurationof the Commonplace,
thetics and Art Criticism 43 (1985): 395-397; "Aesthetic p. 94.
'Sympathy'and Expressive Qualities" in Aesthetic Quality 33. Ibid., p. 94.
and Aesthetic Experience, ed, Michael Mitias (Rodopi, 34. Ibid., p. 94.
1988), pp. 45-63. 35. According to the O.E.D., "arrange"means "to put
17. The most clearly worked out exposition of the aes- (the partsof a thing) into properor requisiteorder."
thetic attitude would seem to be that of Jerome Stolnitz, 36. Admittedly,Clive Bell has alreadyused "significant"
"The Aesthetic Attitude" in IntroductoryReadings in Aes- to indicatethe capacityof a form to give rise to an "aesthetic
thetics, ed. JohnHospers (Free Press, 1969), pp. 17-27. emotion," but Bell squandereda perfectly good term on
18. Lind, "Attentionand the Aesthetic Object," p. 132. what most aestheticians today deem a viciously circular
19. Ibid., p. 132. definition. Because the term "significant"ordinarilymeans
20. It mightbe objectedthatdefining "aesthetic"in terms either a) "full of meaning;highly expressive or suggestive"
of interest would render "aesthetically interesting" redun- or b) "notable"(OE. D.), the combiningof these meanings
dant. But such phrases, along with "erotically appealing" comes close to our stipulatedmeaning-that the object itself
and "sensuouslyattractive,"merely specify how an interest- is notablein virtue of its meaning.
ing thing is interesting. 37. Fry, Transformations(Chatto & Windus, 1926),
21. Of course, some philosophical or mathematicalfor- pp. 4-27.
mulaeor systems are sometimes regardedas aesthetic("ele- 38. I do not mean to imply that becauseart must be "sig-
gant" or "beautiful").They can and will be accountedfor. nificant"it cannotalso havesomethingimportantto say about
22. Lind, "Attentionand the Aesthetic Object," pp. 134, the world. Indeed, some of the greatestworksof art seem to
135. employ a sort of dialecticbetweenthe two sorts of meanings.
23. Ibid., pp. 136-139; Lind, "A Micro-phenomenology 39. Danny Lane, as quoted in "Barbariansat the Gates of
of Aesthetic Qualities,"pp. 395-397. Art," Newsweek7 (May 1990), p. 67.
24. Two JAACreaders have challenged this claim with 40. I am heavily indebtedto the readersandeditorialstaff
such seeming aesthetic simples as "a deliciously cool blue of JAACfor their very helpful criticisms of the initial drafts
patch" or "the final note of a musical piece." But those of this essay.