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Insect Metamorphosis
From Natural History to Regulation of Development and Evolution
Insect Metamorphosis
From Natural History to Regulation of
Development and Evolution
Xavier Belles
Institute of Evolutionary Biology (CSIC-Pompeu Fabra University),
Barcelona, Spain
Academic Press is an imprint of Elsevier
125 London Wall, London EC2Y 5AS, United Kingdom
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This book and the individual contributions contained in it are protected under copyright by the Publisher
(other than as may be noted herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden
our understanding, changes in research methods, professional practices, or medical treatment may become
necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and
using any information, methods, compounds, or experiments described herein. In using such information or
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material herein.
ISBN: 978-0-12-813020-9
Preface xi
v
vi Contents
The Paraneoptera 59
Psylloidea, Aleyrodoidea, and Coccomorpha 61
Thysanoptera 64
References 66
Epilogue 273
Index 277
Preface
How does a caterpillar transform into a butterfly? That question, which sums
up the wonder and mystery of insect metamorphosis, has built a timeless
enigma, which has fascinated humans since the earliest times. Thanks to the
systematic observations initiated in the Renaissance and followed during the
Enlightenment, today we know the details of metamorphosis in numerous
species of insects of the most diverse groups. Scientific research began in the
19th century and in the years since has taught us what are the main factors
that regulate it, which turned out to be mainly hormonal. The most
notable progress was made in the field of experimental physiology, in which
the most important hormones, juvenile hormone and molting hormone, were
discovered and their essential functions were revealed, and in the field of
chemistry, with the structural elucidation of these hormones. The most
important developments of the last quarter of the 20th century came from
molecular scale studies, which unveiled the essential mechanisms underlying
the molting hormone action.
Only those mechanisms underlying the action of the juvenile hormone,
arguably the most important hormone in the regulation of insect metamor-
phosis, were still pending. These mechanisms, at least the most essential
ones, have been reported in the 21st century. Their importance goes beyond
their strictly biochemical and molecular interest, since they allow envisaging
the regulatory aspects from an integral point of view, leading to the recon-
naissance of general rules and to the analysis of the evolution of insect meta-
morphosis in a more robust way. These recent achievements suggest that it
may be a good time to prepare a book like this. Certainly the issues that
clearly need an update are those related to molecular regulation and the evo-
lutionary aspects. However, this book aims to explain insect metamorphosis
in a comprehensive way, from natural history to regulatory mechanisms and
evolution. And it goes without saying that in all fields there have been
important advances in recent years that this book also tries to cover.
As for acknowledgments, I have kept my research on insect metamorpho-
sis active for more than 30 years thanks to the uninterrupted financial sup-
port of the Spanish Ministry of Education and Science (now Ministry of
Economy and Competitiveness), the Catalan Government, and the European
Fund for Economic and Regional Development.
The significant diversity of topics discussed has led me to ask for help from
colleagues who critically read different parts of the manuscript of which they
xi
xii Preface
were experts. The colleagues involved are Javier Alba-Tercedor (Chapter 4),
Jordi Bernués and Montserrat Corominas (Chapter 8 focusing on DNA methyl-
ation and histone modifications), Malcolm Davies (classical Greece, in
Chapter 1), Ryo Futahashi (Odonata, in Chapter 4), Miquel Gaju-Ricart
(Chapter 3), Arturo Goldarazena (Thysanoptera, in Chapter 4), Klaus
Hartfelder (Chapter 12), Marek Jindra (Chapter 7 focusing on the transduction
of the juvenile hormone signal, Chapter 10, and Chapter 12), Jeyaraney
Kathirithamby (Chapter 1 and Strepsiptera, in Chapter 5), Pierre Léopold (reg-
ulation of right allometric growth, in Chapter 9), Jesus Lozano (Chapter 2),
Jose-Luis Maestro (Chapter 6 and Chapter 7 focusing on peptide hormones),
Chieka Minakuchi (Chapter 10), Gerald B. Moritz (Thysanoptera, in
Chapter 4), Michael O’Connor (the metamorphic molt, in Chapter 9), Genta
Okude (Odonata, in Chapter 4), Subba Reddy Palli (Chapter 8 focusing on
DNA methylation and histone modifications), John D. Pinto (hypermetamor-
phosis, in Chapter 5), Lynn M. Riddiford (Chapter 12), Carl Thummel (trans-
duction of the 20-hydroxyecdysone signal, in Chapter 7), Jose Manuel Tierno
de Figueroa (Plecoptera, in Chapter 4), Yoshinori Tomoyasu (the wings, a cru-
cial innovation, in Chapter 2), James W. Truman (Chapter 12), Jozef Vanden
Broeck (Chapter 6 and Chapter 7 focusing on peptide hormones), and Isabelle
Vea (Coccomorpha, in Chapter 4).
Moreover, I have discussed the topics of the book with many people,
especially with Maria-Dolors Piulachs and Jose-Luis Maestro, my closest
colleagues in the Institute of Evolutionary Biology (CSIC-Pompeu Fabra
University, Barcelona), and with Takaaki Daimon, from Kyoto University,
who critically read the entire manuscript. I would also highlight the discus-
sions about paleontology, a subject on which I have relied more heavily on
expert opinion. Thus I thank Jarmila Kukalová-Peck for her hospitality and
advice during the week I spent in Ottawa in 2017, especially examining the
juvenile stages of fossil mayflies, and André Nel for the rich discussions on
the paleontology of insect metamorphosis at the National Museum of Natural
History in Paris.
Needless to say, the fact that all these colleagues helped me to improve
the contents of the book does not mean that they necessarily share the ideas
presented in it. In this context, the author is aware that he alone remains
responsible the opinions expressed in the book and for any imperfections
that may have remained. Finally, the author would like to acknowledge the
assistance of the Elsevier’s team, mainly Pat Gonzalez, Anna Valutkevich,
Narmatha Mohan and Punitha Govindaradjane, who has efficiently solved
the logistics and technical issues involved in the preparation of the book.
Xavier Belles
Institute of Evolutionary Biology (CSIC-Pompeu Fabra University),
Barcelona, Spain
Chapter 1
CLASSICAL GREECE
In classical Greece, the word psycheˆ had two disparate meanings: soul and
butterfly. Not in vain, the Greek word for the chrysalis, nekydallos, also
means “little corpse.” Similarly, the Latin word anim(ul)a is also used to
denote the soul and butterflies. The symbolism is obvious, as from the inani-
mate chrysalis arises the vivacious butterfly as if it is resurrected from death.
The famous sarcophagus of Prometheus, preserved in the Capitoline
Museum of Rome, shows the goddess Athena holding a butterfly-shaped
soul. Christian writers, such as St. Basil and other Church Fathers, abun-
dantly used this ambiguity as an allegory of the resurrection, a tradition that
was preserved even to the moralizing medieval bestiaries (Davies and
Kathirithamby, 1986).
In spite of the deep roots of the ancient popular culture, which sees ani-
mals more as symbols than as living organisms, in the classical times of the
Western civilization, there were observers of the real nature and among them
stands the gigantic figure of Aristotle. He lived immersed in the culture of
the duality of psycheˆ: soul butterfly, but far from conforming to the meta-
phor, he tirelessly studied the book of nature. In his Historia Animalium,
Aristotle remarked about the metamorphosis of butterflies and other insects
in a very precise way. The writings do not make it clear whether he distin-
guished the continuity between egg and larva since he considered the pupa
as the initial egg from which the “perfect” insect emerges (Reynolds, 2019).
Nevertheless, Aristotle perfectly described the molts, the detachment of the
exuvia, that is, the metamorphosis in all its more significant details.
The correspondence of the larva, pupa, and butterfly stages, however,
was clear even among laymen, at least for some species, as shown by various
graphical documents of the time, such as a gem engraved in the Hellenic
region in the first century (Fig. 1.1). The Hellenic jewel probably represents
a species of silk-producing lepidopteran that would have been well known in
areas of Greece where silk was exploited and manufactured, like in Kos
island, for example. In his Historia Animalium, Aristotle described a large
larva with prominent horns that, in 6 months, transform into a pupa inside a
cocoon. He also reported that Greek women untangled the cocoon and made
fabrics with the thread, using the procedure invented by Pamphila, a woman
from Kos island, the daughter of Plateus (Aristotle, 1991). Of course,
Aristotle is not referring to the famous silkworm, Bombyx mori, since the
introduction of this species into Europe from the East occurred shortly before
the reign of Justinian, about 550 AD. Aristotle probably referred to the spe-
cies Pachypasa otus, a large moth, whose larva presents a kind of horns and
produces a cocoon with silk of mediocre quality, which is presently distrib-
uted across Southeast Europe, including Greece.
Aristotle not only described only the metamorphosis of moths and butter-
flies but also dealt with mosquitoes, “which come from small worms that
live in the bottom of wells and ponds and, after a few days, rise to the surface
book that explains the qualities of various animals, inferring moral lessons
from them in the context of the Christian imaginary, contains much more
fantasy than reality. When reading the Bestiary, one immediately has the
impression that the description of animal qualities has been written to suit
the moral lesson that comes afterward. Whether what is said on the animal
qualities is real or not is irrelevant. Insects appear little and are almost exclu-
sively represented by social insects, bees, and ants, with which the Bestiary
praises how perfect their organization is and establishes parallelisms with the
ordered life that must pursue a good Christian (Belles, 2004).
As in different subjects of science and culture, the knowledge of insect
metamorphosis recovers with the Renaissance. The Historia Animalium of
Aristotle is rediscovered and first printed in Venice in 1495, and the new
encyclopedias of animals that begin to appear are based more on Aristotle
than on the medieval Bestiary. Those of Edward Wotton, Conrad Gesner,
and Ulises Aldrovandi are the most famous, the latter with a whole volume
dedicated specifically to insects entitled De animalibus insectis, although
Aldrovandi does not deal only with insects but includes practically any type
of invertebrate known at the time, from other arthropods (scorpions, spiders,
centipedes) to worms, slugs, tapeworms, and even seahorses (Aldrovandi,
1602). The book still retains the extensive compilation style that was so
popular in the Renaissance. For example, for each type of insect, Aldrovandi
collected all the available information, not only biological but also related to
history, symbols, numismatics, proverbs, mysticism, medicinal uses, etc.
However, especially when dealing with lepidopterans, he described the dif-
ferent stages of the life cycle of several species and separately illustrated the
adult, the caterpillar, and the pupa using woodcuts. These woodcuts (108
adults, 43 caterpillars, and 6 pupae are represented), although rather crude,
show the morphological diversity in each stage. In that of the pupae, for
example, the author separated the two types, which are presently known as
adecticous exarate and obtect (see Chapter 5: The holometabolan develop-
ment) (Fig. 1.2).
It is also worth mentioning the book Insectorum Theatrum, published in
London in 1634 but written successively by Conrad Gesner, Thomas Penny,
and Thomas Moufet (the three died in 1565, 1588, and 1607, respectively,
without being able to finish the manuscript) (Moufet, 1634). The organiza-
tion and style of the book denote that it was written by different authors,
which gives the whole a rather heterogeneous character, from the erudite
passages of Gesner to the most vivid descriptions of Moufet, through the lyr-
ical pages of Penny. But the basic ordering of concepts is as correct as a
work of those characteristics can be when written in the middle of the 16th
century. Faithful to Pliny the Elder, some nonsense is still mentioned, such
as the assertion that bees are ruled by a king, but it is not uncommon to rec-
ognize the identity of the species, especially when dealing with moths and
butterflies, which are depicted, like in the book of Aldrovandi, with hundreds
The evolution of ideas on insect metamorphosis Chapter | 1 5
FIGURE 1.2 Types of lepidopteran pupae drawn by Ulisses Aldrovandi at the end of the 16th
century. Aldrovandi recognized different pupae presently known as adecticous obtect. See, how-
ever, the naive representation of the human-faced head of the pupae on the right. From
Aldrovandi (1602), reproduced from the author’s copy of the book.
and died in Middleburg and dedicated his life to painting insects, especially
butterflies. He did so in a way so faithful that the species that served as mod-
els can be identified today without any difficulty. We should indeed refer to
lepidopterans and not to butterflies, since Goedart was not content with just
painting the adult, but represented all stages of the life cycle. If he could not
observe the entire life cycle in nature, he bred the species in captivity and
painted the successive stages as they were produced. All these observations,
accompanied by Goedart’s beautiful watercolor illustrations, were published
in three volumes under the title Metamorphosis Naturalis, which started to
appear in Middleburg in 1662 (Goedart, 1662 1667). In these volumes, and
under the epigraphs entitled “Experiments,” “History,” or “Transformation,”
Goedart reported their observations, with the original dates of each one and
with a simple language that breathes descriptive freshness. He was the first
to use the word “metamorphosis” with the entomological meaning it has
The evolution of ideas on insect metamorphosis Chapter | 1 7
unpublished passed from hand to hand until reaching the Dutch physician
and anatomist Hermann Boerhaave, who published them in a work with the
suggestive title Bybel der natuure, in Leiden in 1737 (Swammerdam, 1737).
Among Swammerdam’s prodigious observations stand out the details about
the life of bees and ants and the studies on the process of metamorphosis, in
which he compared insects with amphibians. In insects, he recognized four
fundamental types of transformations. The first is represented by species that
grow without changes (using the lice as an example); a second includes the
species that gradually develop the wings and pass to adult directly, without
any intermediate quiescent stage (such as cockroaches and crickets); a third
type accommodates species whose wings develop under the larval cuticle
and which pass through a quiescent pupal stage before transforming into an
adult (such as butterflies, beetles, or ants) (Fig. 1.5); and finally, a fourth
type includes those that undertake the pupal stage under the skin of the last
larval instar (represented by flies). Swammerdam relentlessly fought
Harvey’s theory of the imperfect egg and demonstrated with careful dissec-
tions the continuity of the insect’s life cycle, especially for those that include
a pupal stage. The fact that the types of transformations recognized by
Swammerdam have remained virtually unchanged to the present day demon-
strates the quality of their studies.
THE ENLIGHTENMENT
In the transition between the 17th and 18th centuries, Maria Sibylla Merian,
the daughter of the famous engraver and publisher Matthaeus Merian, shines
with her own light. Passionate about the study of insects, this tenacious lady
put her life to the service of that passion. Maria Sibylla was born in
Frankfurt am Main in 1647. Although her father died when she was only 3
years old, the family environment soon led her to draw, paint, and engrave
plants and animals. Her first collection of drawings of insect caterpillars
originally painted on parchment was printed in Nuremberg in two parts, one
in 1669 and the other in 1683, under the title Der Raupen wunderbare
Verwandlung. In 1684, she moved to the Netherlands, and in Amsterdam,
she visited the cabinet of Nicolaas Witsen, who besides being the burgomas-
ter of the city was the president of the Company of the West Indies. Maria
Sibylla was impressed by the size and beauty of the insects from Suriname
that Witsen had in his collection. The impression must have been very
strong, as she subsequently made the decision to go to Suriname to draw the
insects in their natural environment. Thus in June 1699 and accompanied by
her eldest daughter, Johanna Helena, Maria Sibylla Merian embarked for
Suriname, where she would remain for 2 years, until June 1701. From her
stay, she brought back a collection of splendid drawings of insects painted
on parchment, 60 of which were published in the famous work
Metamorphosis Insectorum Surinamensium, published in Amsterdam
The evolution of ideas on insect metamorphosis Chapter | 1 9
FIGURE 1.5 Plate of Bybel der natuure showing the ant’s life cycle and metamorphosis. From
Swammerdam (1737), reproduced from the author’s copy of the book.
FIGURE 1.6 Plate of Metamorphosis Insectorum Surinamensium showing the different life
cycle stages of the Giant Silk Moth (Arsenura armida) perched on a branch of the “palisade
tree” (Erythrina fusca). From Merian (1705), reproduced from a copy of the book belonging to
the Smithsonian library (http://www.biodiversitylibrary.org/page/41398732#page/42/mode/1up).
that “Each year this kind of caterpillar comes three times to this tree; it is
yellow with black stripes and decorated with six black spines. When they
have reached a third of their final size, they shed their skin and changes the
color to orange-yellow with black spots on their limbs. . . Several days later
they shed the skin once more; on April 1700 they transformed into chrysali-
des; on 12 June moths like those showed in the drawing emerged. The one at
the bottom, smaller, is the male, the larger at the top is the female.” With
this succinct text and the magnificent drawings, it is not necessary to add
anything else.
The 18th century witnessed an unparalleled advance in the observation,
inventory, and ordering of natural objects. Natural history cabinets
The evolution of ideas on insect metamorphosis Chapter | 1 11
DARWIN’S TIMES
Swammerdam’s conclusions on the different modes of postembryonic devel-
opment are consolidated into a classification of three main types, which are
now called ametabolan, hemimetabolan, and holometabolan. Although using
different names for the last two (metamorphosis incomplete or gradual for
the hemimetabolan mode or complete or perfect for the holometabolan), the
first manuals of modern entomology popularized the classification of
12 Insect Metamorphosis
metamorphosis into these three types. William Kirby and William Spence’s
An Introduction to Entomology, published in 1815, was tremendously popu-
lar worldwide. Among Anglo-Saxon readers, the Manual of Entomology,
published by Hermann Burmeister in 1836, or those by John O. Westwood—
The Entomologist’s Text Book, of 1838, and An Introduction to the Modern
Classification of Insects, of 1839—were also well known. For French read-
ers, the most popular was Les me´tamorphoses des insectes, published by
Maurice Girard in 1866.
From the robust descriptive bases established by Swammerdam and
Réaumur, the processes underlying the metamorphic changes began to be
studied in some detail in the 19th century. In 1813, Cesare Majoli artificially
triggered the formation of intermediates between larva, pupa, and imago in
the silkworm, B. mori, by submitting the insects to high temperatures,
although he was unable to explain the underlying mechanisms. In 1823,
Auguste Odier treated the elytra of the common cockchafer, Melolontha
melolontha, with a solution of potassium hydroxide and isolated an insoluble
residue. He established its protein nature and gave it the name of chitin,
from the Greek khitōn, meaning tunic or covering. Odier identified chitin
from the demineralized shell of crabs and suggested that it could be the base
material of the exoskeleton of all arthropods. In 1857, Ernst Haeckel was
one of the first to recognize that the cuticle of arthropods is a product gener-
ated by the epidermal cell layer and defined them as chitinogenic cells.
Réaumur had already observed the role of the ptilinum in the emergence of
flies from the puparium, but in 1864 August Weismann showed that the ptili-
num was not projected outward by the injection of air, but by the pressure of
the hemolymph due to the action of the thoracic and abdominal muscles.
This was also demonstrated by Philippe Alexandre Jules Kunkel d’Herculais
in 1890, using the locust Locusta migratoria as a model insect. In the 19th
century, all entomologists recognized that for an animal with a rigid exoskel-
eton of chitin, the molts were necessary to grow, but in 1898 Joseph Pantel
pointed out that molts were also an essential process for postembryonic
development to produce new morphologies and new cuticular structures. As
stated above, in the 18th century, Pierre Lyonet had discovered the imaginal
discs in the moth C. cossus, but it was Weismann who unveiled their func-
tion and gave them that name in 1864. The number and location of imaginal
discs led Weismann to suspect that they could be a sort of primordial wing,
and he observed that during metamorphosis of flesh flies they grew rapidly,
while most of the tissues disintegrated.
At the end of the 19th century, John Lubbock, a scholar in many fields of
knowledge, became interested in entomology, especially in social insects
such as ants and bees, and was deeply involved in the study of metamorpho-
sis. A close friend of Charles Darwin and a convinced follower of his
theories of evolution by natural selection, Lubbock opposed the generalized
anti-Darwinist thoughts of the time and attempted to find a scientific
The evolution of ideas on insect metamorphosis Chapter | 1 13
FIGURE 1.7 Plate of the article Intorno alle metamorfosi degli insetti that summarizes the
Berlese theory about the evolution of metamorphosis by premature hatching of the embryo.
From Berlese (1913).
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Nota de transcripción
LOS APOSTÓLICOS
Es propiedad. Queda hecho el depósito
que marca la ley. Serán furtivos los
ejemplares que no lleven el sello del autor
B. PÉREZ GALDÓS
EPISODIOS NACIONALES
SEGUNDA SERIE
LOS
A P OS T ÓL I C OS
34.000
MADRID
PERL ADO , PÁEZ Y CO M PAÑÍ A
( Su ce s o r e s d e He r n a n d o )
A R E N A L , 11
1906
Madrid. — Imp. de los Sucesores de Hernando, Quintana, 33.
LOS APOSTÓLICOS