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Joachim von Braun · Margaret S. Archer
Gregory M. Reichberg · Marcelo Sánchez Sorondo Editors

Robotics, AI, and


Humanity
Science, Ethics, and Policy
Robotics, AI, and Humanity
Joachim von Braun • Margaret S. Archer
Gregory M. Reichberg • Marcelo Sánchez Sorondo
Editors

Robotics, AI, and Humanity


Science, Ethics, and Policy

123
Editors
Joachim von Braun Margaret S. Archer
Bonn University University of Warwick
Bonn, Germany Coventry, UK

Gregory M. Reichberg Marcelo Sánchez Sorondo


Peace Research Institute Pontifical Academy of Sciences
Oslo, Norway Vatican City, Vatican

ISBN 978-3-030-54172-9 ISBN 978-3-030-54173-6 (eBook)


https://doi.org/10.1007/978-3-030-54173-6

© The Editor(s) (if applicable) and The Author(s) 2021. This book is an open access publication.
Open Access This book is licensed under the terms of the Creative Commons Attribution 4.0 International License
(http://creativecommons.org/licenses/by/4.0/), which permits use, sharing, adaptation, distribution and reproduction
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Message from Pope Francis

Photo credit: Gabriella C. Marino

Artificial intelligence is at the heart of the epochal change we are experiencing. Robotics can
make a better world possible if it is joined to the common good. Indeed, if technological
progress increases inequalities, it is not true progress. Future advances should be oriented
towards respecting the dignity of the person and of Creation. Let us pray that the progress
of robotics and artificial intelligence may always serve humankind . . . we could say, may it
“be human”.
Pope Francis, November Prayer Intention, 5 November 2020

v
Acknowledgements

This edited volume, including the suggestions for action, emerged from a Conference on
“Robotics, AI and Humanity, Science, Ethics and Policy”, organized jointly by the Pontifical
Academy of Sciences (PAS) and the Pontifical Academy of Social Sciences (PASS), 16–17
May 2019, Casina Pio IV, Vatican City. Two related conferences had previously been held at
Casina Pio IV, Vatican City: “Power and Limitations of Artificial Intelligence” (December
2016) and “Artificial Intelligence and Democracy” (March 2018). The presentations and
discussions from these conferences are accessible on the website of the Pontifical Academy
of Sciences www.pas.va/content/accademia/en.html. The contributions by all the participants
in these conferences are gratefully acknowledged. This publication has been supported by
the Center for Development Research (ZEF) at Bonn University and the Research Council
of Norway.

vii
Contents

AI, Robotics, and Humanity: Opportunities, Risks,


and Implications for Ethics and Policy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Joachim von Braun, Margaret S. Archer, Gregory M. Reichberg,
and Marcelo Sánchez Sorondo

Part I Foundational Issues in AI and Robotics

Differences Between Natural and Artificial Cognitive


Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Wolf Singer
Foundations of Artificial Intelligence and Effective Universal Induction . . . . . . . . . 29
Jörg Zimmermann and Armin B. Cremers
What Is Consciousness, and Could Machines Have It? . . . . . . . . . . . . . . . . . . . . . . . . . 43
Stanislas Dehaene, Hakwan Lau, and Sid Kouider
Could a Robot Be Conscious? Some Lessons from Philosophy . . . . . . . . . . . . . . . . . . 57
Markus Gabriel

Part II AI and Robotics Changing the Future of Society: Work, Farming,


Services, and Poverty

Robotics and the Global Organisation of Production . . . . . . . . . . . . . . . . . . . . . . . . . . 71


Koen De Backer and Timothy DeStefano
AI/Robotics and the Poor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
Joachim von Braun and Heike Baumüller
Robotics and AI in Food Security and Innovation: Why They Matter
and How to Harness Their Power . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
Maximo Torero
Robotics in the Classroom: Hopes or Threats? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109
Pierre Léna
Humans Judged by Machines: The Rise of Artificial Intelligence
in Finance, Insurance, and Real Estate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119
Frank Pasquale

Part III Robotics, AI, and Militarized Conflict

Designing Robots for the Battlefield: State of the Art . . . . . . . . . . . . . . . . . . . . . . . . . . 131


Bruce A. Swett, Erin N. Hahn, and Ashley J. Llorens

ix
x Contents

Applying AI on the Battlefield: The Ethical Debates . . . . . . . . . . . . . . . . . . . . . . . . . . . 147


Gregory M. Reichberg and Henrik Syse
AI Nuclear Winter or AI That Saves Humanity?
AI and Nuclear Deterrence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 161
Nobumasa Akiyama

Part IV AI/Robot–Human Interactions: Regulatory and Ethical Implications

The AI and Robot Entity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173


Marcelo Sánchez Sorondo
Friendship Between Human Beings and AI Robots? . . . . . . . . . . . . . . . . . . . . . . . . . . . 177
Margaret S. Archer
Robots and Rights: Reviewing Recent Positions in Legal Philosophy
and Ethics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 191
Wolfgang M. Schröder
Human–Robot Interactions and Affective Computing: The Ethical
Implications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 205
Laurence Devillers
Impact of AI/Robotics on Human Relations: Co-evolution
Through Hybridisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 213
Pierpaolo Donati
What Is It to Implement a Human-Robot Joint Action? . . . . . . . . . . . . . . . . . . . . . . . . 229
Aurelie Clodic and Rachid Alami
Responsible Robotics and Responsibility Attribution . . . . . . . . . . . . . . . . . . . . . . . . . . 239
Aimee van Wynsberghe
Regulating AI: Considerations that Apply Across Domains . . . . . . . . . . . . . . . . . . . . . 251
Angela Kane
A Human Blueprint for AI Coexistence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 261
Kai-Fu Lee
AI, Robotics, and Humanity: Opportunities,
Risks, and Implications for Ethics and Policy

Joachim von Braun, Margaret S. Archer, Gregory M. Reichberg,


and Marcelo Sánchez Sorondo

Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Foundational Issues in AI and Robotics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Overview on Perspectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Intelligent Agents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Consciousness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
AI and Robotics Changing the Future of Society . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
AI/Robotics: Poverty and Welfare . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Food and Agriculture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Education . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Finance, Insurance, and Other Services . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Robotics/AI and Militarized Conflict . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Implications for Ethics and Policies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
AI/Robotics: Human and Social Relations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Regulating for Good National and International Governance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

Abstract computational basis, brain–AI comparisons, and conflict-


ing positions on AI and consciousness. AI and robotics
This introduction to the volume gives an overview of
are changing the future of society in areas such as work,
foundational issues in AI and robotics, looking into AI’s
education, industry, farming, and mobility, as well as ser-
vices like banking. Another important concern addressed
J. von Braun () in this volume are the impacts of AI and robotics on
Center for Development Research (ZEF) Bonn University, Bonn,
Germany poor people and on inequality. These implications are
e-mail: jvonbraun@uni-bonn.de being reviewed, including how to respond to challenges
M. S. Archer and how to build on the opportunities afforded by AI
University of Warwick, Coventry, UK and robotics. An important area of new risks is robotics
e-mail: margaret.archer@warwick.ac.uk and AI implications for militarized conflicts. Throughout
G. M. Reichberg this introductory chapter and in the volume, AI/robot-
Peace Research Institute Oslo (PRIO), Research School on Peace and human interactions, as well as the ethical and religious
Conflict | Political Science, University of Oslo, Grønland, Norway
implications, are considered. Approaches for fruitfully
e-mail: greg.reichberg@prio.org
managing the coexistence of humans and robots are eval-
M. Sánchez Sorondo
uated. New forms of regulating AI and robotics are called
Pontifical Academy of Sciences, Vatican City, Vatican
e-mail: marcelosanchez@acdscience.va; pas@pas.va

© The Author(s) 2021 1


J. von Braun et al. (eds.), Robotics, AI, and Humanity, https://doi.org/10.1007/978-3-030-54173-6_1
2 J. von Braun et al.

for which serve the public good but also ensure proper data security regulations. Ethical and legal aspects of AI/robotics
protection and personal privacy. need clarification in order to inform regulatory policies on
applications and the future development of these technolo-
gies.
The volume is structured in the following four sections:
Keywords

Artificial intelligence · Robotics · Consciousness · • Foundational issues in AI and robotics, looking into AI’s
Labor markets · Services · Poverty · Agriculture · computational basis, brain–AI comparisons as well as AI
Militarized conflicts · Regulation and consciousness.
• AI and robotics potentially changing the future of society
in areas such as employment, education, industry, farming,
mobility, and services like banking. This section also
Introduction1 addresses the impacts of AI and robotics on poor people
and inequality.
Advances in artificial intelligence (AI) and robotics are accel- • Robotics and AI implications for militarized conflicts and
erating. They already significantly affect the functioning of related risks.
societies and economies, and they have prompted widespread • AI/robot–human interactions and ethical and religious
debate over the benefits and drawbacks for humanity. This implications: Here approaches for managing the coexis-
fast-moving field of science and technology requires our tence of humans and robots are evaluated, legal issues are
careful attention. The emergent technologies have, for in- addressed, and policies that can assure the regulation of
stance, implications for medicine and health care, employ- AI/robotics for the good of humanity are discussed.
ment, transport, manufacturing, agriculture, and armed con-
flict. Privacy rights and the intrusion of states into personal
life is a major concern (Stanley 2019). While considerable
attention has been devoted to AI/robotics applications in Foundational Issues in AI and Robotics
each of these domains, this volume aims to provide a fuller
picture of their connections and the possible consequences Overview on Perspectives
for our shared humanity. In addition to examining the current
research frontiers in AI/robotics, the contributors of this The field of AI has developed a rich variety of theoretical
volume address the likely impacts on societal well-being, approaches and frameworks on the one hand, and increas-
the risks for peace and sustainable development as well ingly impressive practical applications on the other. AI has
as the attendant ethical and religious dimensions of these the potential to bring about advances in every area of science
technologies. Attention to ethics is called for, especially as and society. It may help us overcome some of our cognitive
there are also long-term scenarios in AI/robotics with conse- limitations and solve complex problems.
quences that may ultimately challenge the place of humans In health, for instance, combinations of AI/robotics with
in society. brain–computer interfaces already bring unique support to
AI/robotics hold much potential to address some of our patients with sensory or motor deficits and facilitate caretak-
most intractable social, economic, and environmental prob- ing of patients with disabilities. By providing novel tools for
lems, thereby helping to achieve the UN’s Sustainable De- knowledge acquisition, AI may bring about dramatic changes
velopment Goals (SDGs), including the reduction of cli- in education and facilitate access to knowledge. There may
mate change. However, the implications of AI/robotics for also be synergies arising from robot-to-robot interaction and
equity, for poor and marginalized people, are unclear. Of possible synergies of humans and robots jointly working on
growing concern are risks of AI/robotics for peace due to tasks.
their enabling new forms of warfare such as cyber-attacks While vast amounts of data present a challenge to human
or autonomous weapons, thus calling for new international cognitive abilities, Big Data presents unprecedented oppor-
tunities for science and the humanities. The translational po-
1 The tential of Big Data is considerable, for instance in medicine,
conclusions in this section partly draw on the Concluding
Statement from a Conference on “Robotics, AI and Humanity, Science, public health, education, and the management of complex
Ethics and Policy“, organized jointly by the Pontifical Academy systems in general (biosphere, geosphere, economy). How-
of Sciences (PAS) and the Pontifical Academy of Social Sciences ever, the science based on Big Data as such remains em-
(PASS), 16–17 May 2019, Casina Pio IV, Vatican City. The statement piricist and challenges us to discover the underlying causal
is available at http://www.casinapioiv.va/content/accademia/en/events/
2019/robotics/statementrobotics.html including a list of participants mechanisms for generating patterns. Moreover, questions
provided via the same link. Their contributions to the statement are remain whether the emphasis on AI’s supra-human capacities
acknowledged. for computation and compilation mask manifold limitations
AI, Robotics, and Humanity: Opportunities, Risks, and Implications for Ethics and Policy 3

of current artificial systems. Moreover, there are unresolved Intelligent Agents


issues of data ownership to be tackled by transparent institu-
tional arrangements. Zimmermann and Cremers (Chap. 3) emphasize the tremen-
In the first section of this volume (Chaps. 2–5), basic dous progress of AI in recent years and explain the conceptual
concepts of AI/robotics and of cognition are addressed from foundations. They focus on the problem of induction, i.e.,
different and partly conflicting perspectives. Importantly, extracting rules from examples, which leads to the question:
Singer (Chap. 2) explores the difference between natural What set of possible models of the data generating process
and artificial cognitive systems. Computational foundations should a learning agent consider? To answer this question,
of AI are presented by Zimmermann and Cremers (Chap. they argue, “it is necessary to explore the notion of all pos-
3). Thereafter the question “could robots be conscious?” is sible models from a mathematical and computational point
addressed from the perspective of cognitive neuro-science of of view.” Moreover, Zimmermann and Cremers (Chap. 3)
consciousness by Dehaene et al., and from a philosophical are convinced that effective universal induction can play an
perspective by Gabriel (Chaps. 4 and 5). important role in causal learning by identifying generators of
Among the foundational issues of AI/robotics is the ques- observed data.
tion whether machines may hypothetically attain capabilities Within machine-learning research, there is a line of devel-
such as consciousness. This is currently debated from the opment that aims to identify foundational justifications for
contrasting perspectives of natural science, social theory, the design of cognitive agents. Such justifications would en-
and philosophy; as such it remains an unresolved issue, in able the derivation of theorems characterizing the possibili-
large measure because there are many diverse definitions of ties and limitations of intelligent agents, as Zimmermann and
“consciousness.” It should not come as a surprise that the Cremers elaborate (Chap. 3). Cognitive agents act within an
contributors of this volume are neither presenting a unani- open, partially or completely unknown environment in order
mous position on this basic issue of robot consciousness nor to achieve goals. Key concepts for a foundational framework
on a robotic form of personhood (also see Russell 2019). for AI include agents, environments, rewards, local scores,
The concept of this volume rather is to bring the different global scores, the exact model of interaction between agents
positions together. Most contributors maintain that robots and environments, and a specification of the available compu-
cannot be considered persons, for which reason robots will tational resources of agents and environments. Zimmermann
not and should not be free agents or possess rights. Some, and Cremers (Chap. 3) define an intelligent agent as an agent
however, argue that “command and control” conceptions may that can achieve goals in a wide range of environments.2
not be appropriate to human–robotic relations, and others A central aspect of learning from experience is the rep-
even ask if something like “electronic citizenship” should be resentation and processing of uncertain knowledge. In the
considered. absence of deterministic assumptions about the world, there
Christian philosophy and theology maintain that the is no nontrivial logical conclusion that can be drawn from
human soul is “Imago Dei” (Sánchez Sorondo, Chap. 14). the past for any future event. Accordingly, it is of interest
This is the metaphysical foundation according to which to analyze the structure of uncertainty as a question in its
human persons are free and capable of ethical awareness. own right.3 Some recent results establish a tight connection
Although rooted in matter, human beings are also spiritual between learnability and provability, thus reducing the ques-
subjects whose nature transcends corporeality. In this respect, tion of what can be effectively learned to the foundational
they are imperishable (“incorruptible” or “immortal” in questions of mathematics with regard to set existence axioms.
the language of theology) and are called to a completion Zimmermann and Cremers (Chap. 3) also point to results
in God that goes beyond what the material universe can of “reverse mathematics,” a branch of mathematical logic
offer. Understood in this manner, neither AI nor robots analyzing theorems with reference to the set of existence
can be considered persons, so robots will not and should axioms necessary to prove them, to illustrate the implications
not possess human freedom; they are unable to possess a of machine learning frameworks. They stress that artificial
spiritual soul and cannot be considered “images of God.” intelligence has advanced to a state where ethical questions
They may, however, be “images of human beings” as they and the impact on society become pressing issues, and point
are created by humans to be their instruments for the good of to the need for algorithmic transparency, accountability, and
human society. These issues are elaborated in Sect. AI/robot–
Human interactions of the volume from religious, social
2 For
science, legal, and philosophical perspectives by Sánchez an overview of inductive processes that are currently employed
Sorondo (Chap. 14), Archer (Chap. 15), and Schröder by AI-systems, see Russell (2019, pp. 285–295). The philosophical
foundations of induction as employed by AI were explored inter alia
(Chap. 16). by Goodman (1954).
3 Probability-based reasoning was extended to AI by Pearl (1988).
4 J. von Braun et al.

unbiasedness. Until recently, basic mathematical science had It may actually be the diverse concepts and definitions
few (if any) ethical issues on its agenda. However, given of consciousness that make the position taken by Dehaene
that mathematicians and software designers are central to the et al. appear different from the concepts outlined by Singer
development of AI, it is essential that they consider the ethical (Chap. 2) and controversial to others like Gabriel (Chap. 5),
implications of their work.4 In light of the questions that are Sánchez Sorondo (Chap. 14), and Schröder (Chap. 16). At
increasingly raised about the trustworthiness of autonomous the same time, the long-run expectations regarding machines’
systems, AI developers have a responsibility—that ideally causal learning abilities and cognition as considered by Zim-
should become a legal obligation—to create trustworthy and mermann and Cremers (Chap. 3) and the differently based
controllable robot systems. position of Archer (Chap. 15) both seem compatible with the
functional consciousness definitions of Dehaene et al. (Chap.
4). This does not apply to Gabriel (Chap. 5) who is inclined
Consciousness to answer the question “could a robot be conscious?” with a
clear “no,” drawing his lessons selectively from philosophy.
Singer (Chap. 2) benchmarks robots against brains and points He argues that the human being is the indispensable locus of
out that organisms and robots both need to possess an internal ethical discovery. “Questions concerning what we ought to
model of the restricted environment in which they act and do as morally equipped agents subject to normative guidance
both need to adjust their actions to the conditions of the largely depend on our synchronically and diachronically
respective environment in order to accomplish their tasks. varying answers to the question of “who we are.” ” He argues
Thus, they may appear to have similar challenges but— that robots are not conscious and could not be conscious
Singer stresses—the computational strategies to cope with “ . . . if consciousness is what I take it to be: a systemic feature
these challenges are different for natural and artificial sys- of the animal-environment relationship.” (Gabriel, Chap. 5,
tems. He finds it premature to enter discussions as to whether pp. . . . ).
artificial systems can acquire functions that we consider
intentional and conscious or whether artificial agents can be
considered moral agents with responsibility for their actions AI and Robotics Changing the Future
(Singer, Chap. 2). of Society
Dehaene et al. (Chap. 4) take a different position from
Singer and argue that the controversial question whether In the second section of this volume, AI applications (and
machines may ever be conscious must be based on consid- related emergent technologies) in health, manufacturing, ser-
erations of how consciousness arises in the human brain. vices, and agriculture are reviewed. Major opportunities for
They suggest that the word “consciousness” conflates two advances in productivity are noted for the applications of
different types of information-processing computations in the AI/robotics in each of these sectors. However, a sectorial
brain: first, the selection of information for global broadcast- perspective on AI and robotics has limitations. It seems
ing (consciousness in the first sense), and second, the self- necessary to obtain a more comprehensive picture of the
monitoring of those computations, leading to a subjective connections between the applications and a focus on public
sense of certainty or error (consciousness in the second policies that facilitates overall fairness, inclusivity, and equity
sense). They argue that current AI/robotics mostly imple- enhancement through AI/robotics.
ments computations similar to unconscious processing in The growing role of robotics in industries and conse-
the human brain. They however contend that a machine quences for employment are addressed (De Backer and
endowed with consciousness in the first and second sense as DeStefano, Chap. 6). Von Braun and Baumüller (Chap.
defined above would behave as if it were conscious. They ac- 7) explore the implications of AI/robotics for poverty
knowledge that such a functional definition of consciousness and marginalization, including links to public health.
may leave some unsatisfied and note in closing, “Although Opportunities of AI/robotics for sustainable crop production
centuries of philosophical dualism have led us to consider and food security are reported by Torero (Chap. 8). The hopes
consciousness as unreducible to physical interactions, the and threats of including robotics in education are considered
empirical evidence is compatible with the possibility that by Léna (Chap. 9), and the risks and opportunities of AI in
consciousness arises from nothing more than specific com- financial services, wherein humans are increasingly replaced
putations.” (Dehaene et al., Chap. 4, pp. . . . ). and even judged by machines, are critically reviewed by
Pasquale (Chap. 10). The five chapters in this section of the
volume are closely connected as they all draw on current and
4 The
fast emerging applications of AI/robotics, but the balance of
ethical impact of mathematics on technology was groundbreak-
ingly presented by Wiener (1960). opportunities and risks for society differ greatly among these
domains of AI/robotics applications and penetrations.
AI, Robotics, and Humanity: Opportunities, Risks, and Implications for Ethics and Policy 5

Work chains. These change the division of labor between richer


and poorer economies. An important finding of De Backer
Unless channeled for public benefit, AI may raise important and DeStefano is the negative effect that robotics may have
concerns for the economy and the stability of society. Jobs on the offshoring of activities from developed economies,
may be lost to computerized devices in manufacturing, with which means that robotics seem to decrease the incentives
a resulting increase in income disparity and knowledge gaps. for relocating production activities and jobs toward emerging
Advances in automation and increased supplies of artificial economies. As a consequence, corporations and governments
labor particularly in the agricultural and industrial sectors in emerging economies have also identified robotics as a de-
can significantly reduce employment in emerging economies. terminant of their future economic success. Thereby, global
Through linkages within global value chains, workers in low- spreading of automation with AI/robotics can lead to faster
income countries may be affected by growing reliance of in- deindustrialization in the growth and development process.
dustries and services in higher-income countries on robotics, Low-cost jobs in manufacturing may increasingly be con-
which could reduce the need for outsourcing routine jobs to ducted by robots such that fewer jobs than expected may
low-wage regions. However, robot use could also increase be on offer for humans even if industries were to grow in
the demand for labor by reducing the cost of production, emerging economies.
leading to industrial expansion. Reliable estimates of jobs
lost or new jobs created in industries by robots are currently
lacking. This uncertainty creates fears, and it is thus not AI/Robotics: Poverty and Welfare
surprising that the employment and work implications of
robotics are a major public policy issue (Baldwin 2019). Attention to robot rights seems overrated in comparison to
Policies should aim at providing the necessary social security attention to implications of robotics and AI for the poorer
measures for affected workers while investing in the develop- segments of societies, according to von Braun and Baumüller
ment of the necessary skills to take advantage of the new jobs (Chap. 7). Opportunities and risks of AI/robotics for sustain-
created. able development and people suffering from poverty need
The state might consider to redistribute the profits that more attention in research and in policy (Birhane and van
are earned from the work carried out by robots. Such re- Dijk 2020). Especially implications for low-income coun-
distribution could, for instance, pay for the retraining of tries, marginalized population groups, and women need study
affected individuals so that they can remain within the work and consideration in programs and policies. Outcomes of
force. In this context, it is important to remember that many AI/robotics depend upon actual designs and applications.
of these new technological innovations are being achieved Some examples demonstrate this crosscutting issue:
with support from public funding. Robots, AI, and digital
capital in general can be considered as a tax base. Cur- – Big Data-based algorithms drawing patterns from past
rently this is not the case; human labor is directly taxed occurrences can perpetuate discrimination in business
through income tax of workers, but robot labor is not. In practices—or can detect such discrimination and provide
this way, robotic systems are indirectly subsidized, if com- a basis for corrective policy actions, depending on their
panies can offset them in their accounting systems, thus application and the attention given to this issue. For
reducing corporate taxation. Such distortions should be care- instance, new financial systems (fintech) can be designed
fully analyzed and, where there is disfavoring of human to include or to exclude (Chap. 10).
workers while favoring investment in robots, this should be – AI/robotics-aided teaching resources offer opportunities
reversed. in many low-income regions, but the potential of these
Returning to economy-wide AI/robotic effects including resources greatly depends on both the teaching content
employment, De Backer and DeStefano (Chap. 6) note that and teachers’ qualifications (Léna, Chap. 9).
the growing investment in robotics is an important aspect – As a large proportion of the poor live on small farms,
of the increasing digitalization of economy. They note that particularly in Africa and South and East Asia, it mat-
while economic research has recently begun to consider ters whether or not they get access to meaningful digital
the role of robotics in modern economies, the empirical technologies and AI. Examples are land ownership cer-
analysis remains overall too limited, except for the potential tification through blockchain technology, precision tech-
employment effects of robots. So far, the empirical evidence nologies in land and crop management, and many more
on effects of robotics on employment is mixed, as shown (Chaps. 7 and 8).
in the review by De Backer and DeStefano (Chap. 6). They – Direct and indirect environmental impacts of AI/robotics
also stress that the effects of robots on economies go fur- should receive more attention. Monitoring through smart
ther than employment effects, as they identify increasing remote sensing in terrestrial and aquatic systems can
impacts on the organization of production in global value be much enhanced to assess change in biodiversity and
6 J. von Braun et al.

impacts of interventions. However, there is also the by labor costs as well as by demands for hygiene and food
issue of pollution through electronic waste dumped by safety in processing.
industrialized countries in low-income countries. This Torero (Chap. 8) outlines the opportunities of new tech-
issue needs attention as does the carbon footprint of nologies for smallholder households. Small-size mechaniza-
AI/robotics. tion offers possibilities for remote areas, steep slopes or soft
soil areas. Previously marginal areas could be productive
Effects of robotics and AI for such structural changes again. Precision farming could be introduced to farmers that
in economies and for jobs will not be neutral for people have little capital thus allowing them to adopt climate-smart
suffering from poverty and marginalization. Extreme poverty practices. Farmers can be providers and consumers of data,
is on the decline worldwide, and robotics and AI are potential as they link to cloud technologies using their smartphones,
game changers for accelerated or decelerated poverty reduc- connecting to risk management instruments and track crop
tion. Information on how AI/robotics may affect the poor is damage in real time.
scarce. Von Braun and Baumüller (Chap. 7) address this gap. Economic context may change with technologies. Buying
They establish a framework that depicts AI/robotics impact new machinery may no longer mean getting oneself into
pathways on poverty and marginality conditions, health, ed- debt thanks to better access to credit and leasing options.
ucation, public services, work, and farming as well as on the The reduced scale of efficient production would mean higher
voice and empowerment of the poor. The framework identi- profitability for smallholders. Robots in the field also rep-
fies points of entry of AI/robotics and is complemented by a resent opportunities for income diversification for farmers
more detailed discussion of the pathways in which changes and their family members as the need to use family labor for
through AI/robotics in these areas may relate positively or low productivity tasks is reduced and time can be allocated
negatively to the livelihoods of the poor. They conclude for more profit-generating activities. Additionally, robots can
that the context of countries and societies play an important operate 24/7, allowing more precision on timing of harvest,
role in determining the consequences of AI/robotics for the especially for high-value commodities like grapes or straw-
diverse population groups at risk of falling into poverty. berries.
Without a clear focus on the characteristics and endowments
of people, innovations in AI/robotics may not only bypass
them but adversely impact them directly or indirectly through Education
markets and services of relevance to their communities.
Empirical scenario building and modelling is called for to Besides health and caregiving, where innovations in
better understand the components in AI/robotics innovations AI/robotics have had a strong impact, in education and
and to identify how they can best support livelihoods of finance this impact is also likely to increase in the future.
households and communities suffering from poverty. Von In education—be it in the classroom or in distance-learning
Braun and Baumüller (Chap. 7) note that outcomes much systems, focused on children or on training and retraining
depend on policies accompanying AI and robotics. Lee points of adults—robotics is already having an impact (Léna,
to solutions with new government initiatives that finance care Chap. 9). With the addition of AI, robotics offers to expand
and creativity (Chap. 22). the reach of teaching in exciting new ways. At the same
time, there are also concerns about new dependencies
and unknown effects of these technologies on minds.
Food and Agriculture Léna sees child education as a special case, due to it
involving emotions as well as knowledge communicated
Closely related to poverty is the influence of AI/robotics on between children and adults. He examines some of the
food security and agriculture. The global poor predominantly modalities of teacher substitution by AI/robotic resources
work in agriculture, and due to their low levels of income they and discusses their ethical aspects. He emphasizes positive
spend a large shares of their income on food. Torero (Chap. aspects of computer-aided education in contexts in which
8) addresses AI/robotics in the food systems and points out teachers are lacking. The technical possibilities combining
that agricultural production—while under climate stress— artificial intelligence and teaching may be large, but the
still must increase while minimizing the negative impacts on costs need consideration too. The ethical questions raised
ecosystems, such as the current decline in biodiversity. An by these developments need attention, since children are
interesting example is the case of autonomous robots for farm extremely vulnerable human beings. As the need to develop
operations. Robotics are becoming increasingly scale neutral, education worldwide are so pressing, any reasonable solution
which could benefit small farmers via wage and price effects which benefits from these technological advances can
(Fabregas et al. 2019). AI and robotics play a growing role in become helpful, especially in the area of computer-aided
all elements of food value chains, where automation is driven education.
AI, Robotics, and Humanity: Opportunities, Risks, and Implications for Ethics and Policy 7

Finance, Insurance, and Other Services has imbricated into international legal orders that hide wealth
and income from regulators and tax authorities. Cryptocur-
Turning to important service domains like finance and insur- rency may become a tool for deflecting legal demands and
ance, and real estate, some opportunities but also worrisome serve the rich. Golumbia (2009) points at the potential desta-
trends of applications of AI-based algorithms relying on Big bilizing effects of cryptocurrencies for financial regulation
Data are quickly emerging. In these domains, humans are in- and monetary policy. Pasquale (Chap. 10) stresses that both
creasingly assessed and judged by machines. Pasquale (Chap. incrementalist and futurist Fintech expose the hidden costs
10) looks into the financial technology (Fintech) landscape, of digital efforts to circumvent or co-opt state monetary
which ranges from automation of office procedures to new authorities.
approaches of storing and transferring value, and granting In some areas of innovations in AI/robotics, their future
credit. For instance, new services—e.g., insurance sold by the trajectories already seem quite clear. For example, robotics
hour—are emerging, and investments on stock exchanges are are fast expanding in space exploration and satellite systems
conducted increasingly by AI systems, instead of by traders. observing earth,6 in surgery and other forms of medical
These innovations in AI, other than industrial robotics, are technology,7 and in monitoring processes of change in the
probably already changing and reducing employment of (for- Anthropocene, for instance related to crop developments at
mer) high-skill/high-income segments, but not routine tasks small scales.8 Paradigmatic for many application scenarios
in manufacturing. A basis for some of the Fintech operations not just in industry but also in care and health are robotic
by established finance institutions and start-ups is the use hand-arm systems for which the challenges of precision,
of data sources from social media with algorithms to assess sensitivity, and robustness come along with safe grasping
credit risk. Another area is financial institutions adopting requirements. Promising applications are evolving in tele-
distributed ledger technologies. Pasquale (Chap. 10) divides manipulation systems in a variety of areas such as healthcare,
the Fintech landscape into two spheres, “incrementalist Fin- factory production, and mobility. Depending on each of these
tech” and “futurist Fintech.” Incrementalist Fintech uses new areas, sound IP standards and/or open-source innovation
data, algorithms, and software to perform traditional tasks systems should be explored systematically, in order to shape
of existing financial institutions. Emerging AI/robotics do optimal innovation pathways. This is a promising area of eco-
not change the underlying nature of underwriting, payment nomic, technological, legal, and political science research.
processing, or lending of the financial sector. Regulators still
cover these institutions, and their adherence to rules accord-
ingly assures that long-standing principles of financial regu- Robotics/AI and Militarized Conflict
lation persist. Yet, futurist Fintech claims to disrupt financial
markets in ways that supersede regulation or even render Robotics and AI in militarized conflicts raise new challenges
it obsolete. If blockchain memorializing of transactions is for building and strengthening peace among nations and for
actually “immutable,” the need for regulatory interventions the prevention of war and militarized conflict in general. New
to promote security or prevent modification of records may political and legal principles and arrangements are needed but
no longer be needed. are evolving too slowly.
Pasquale (Chap. 10) sees large issues with futurist Fin- Within militarized conflict, AI-based systems (including
tech, which engages in detailed surveillance in order to get robots) can serve a variety of purposes, inter alia, extract-
access to services. These can become predatory, creepy, ing wounded personnel, monitoring compliance with laws
and objectionable on diverse grounds, including that they of war/rules of engagement, improving situational aware-
subordinate inclusion, when they allow persons to compete ness/battlefield planning, and making targeting decisions.
for advantage in financial markets in ways that undermine While it is the last category that raises the most challenging
their financial health, dignity, and political power (Pasquale, moral issues, in all cases the implications of lowered barriers
Chap. 10). Algorithmic accountability has become an im- of warfare, escalatory dangers, as well as systemic risks must
portant concern for reasons of discriminating against women be carefully examined before AI is implemented in battlefield
for lower-paying jobs, discriminating against the aged, and settings.
stimulating consumers into buying things by sophisticated
social psychology and individualized advertising based on
“Phishing.”5 Pistor (2019) describes networks of obligation 6 See for instance Martin Sweeting’s (2020) review of opportunities of
that even states find exceptionally difficult to break. Capital small satellites for earth observation.
7 For a review on AI and robotics in health see for instance Erwin Loh

(2018).
5 Relevant for insights in these issues are the analyses by Akerlof and 8 On assessment of fossil fuel and anthrogpogenic emissions effects on

Shiller (2015) in their book on “Phishing for Phools: The Economics of public health and climate see Jos Lelieveld et al. (2019). On new ways
Manipulation and Deception.” of crop monitoring using AI see, for instance, Burke and Lobell (2017).
8 J. von Braun et al.

Worries about falling behind in the race to develop new novel modes of communication and trust. The limitations of
AI military applications must not become an excuse for AI must be properly understood by system designers and
short-circuiting safety research, testing, and adequate train- military personnel if AI applications are to promote more,
ing. Because weapon design is trending away from large- not less, adherence to norms of armed conflict.
scale infrastructure toward autonomous, decentralized, and It has long been recognized that the battlefield is an espe-
miniaturized systems, the destructive effects may be mag- cially challenging domain for ethical assessment. It involves
nified compared to most systems operative today (Danzig the infliction of the worst sorts of harm: killing, maiming,
2018). AI-based technologies should be designed so they destruction of property, and devastation of the natural envi-
enhance (and do not detract from) the exercise of sound moral ronment. Decision-making in war is carried out under con-
judgment by military personnel, which need not only more ditions of urgency and disorder. This Clausewitz famously
but also very different types of training under the changed termed the “fog of war.” Showing how ethics are realistically
circumstances. Whatever military advantages might accrue applicable in such a setting has long taxed philosophers,
from the use of AI, human agents—political and military— lawyers, and military ethicists. The advent of AI has added
must continue to assume responsibility for actions carried out a new layer of complexity. Hopes have been kindled for
in wartime. smarter targeting on the battlefield, fewer combatants, and
International standards are urgently needed. Ideally, these hence less bloodshed; simultaneously, warnings have been
would regulate the use of AI with respect to military plan- issued on the new arms race in “killer robots,” as well as the
ning (where AI risks to encourage pre-emptive strategies), risks associated with delegating lethal decisions to increas-
cyberattack/defense as well as the kinetic battlefields of ingly complex and autonomous machines. Because LAWS
land, air, sea, undersea, and outer space. With respect to are designed to make targeting decisions without the direct
lethal autonomous weapon systems, given the present state intervention of human agents (who are “out of the killing
of technical competence (and for the foreseeable future), no loop”), considerable debate has arisen on whether this mode
systems should be deployed that function in unsupervised of autonomous targeting should be deemed morally permis-
mode. Whatever the battlefield—cyber or kinetic—human sible. Surveying the contours of this debate, Reichberg and
accountability must be maintained, so that adherence to Syse (Chap. 12) first present a prominent ethical argument
internationally recognized laws of war can be assured and that has been advanced in favor of LAWS, namely, that AI-
violations sanctioned. directed robotic combatants would have an advantage over
Robots are increasingly utilized on the battlefield for a va- their human counterparts, insofar as the former would operate
riety of tasks (Swett et al., Chap. 11). Human-piloted, remote- solely on the basis of rational assessment, while the latter are
controlled fielded systems currently predominate. These in- often swayed by emotions that conduce to poor judgment.
clude unmanned aerial vehicles (often called “drones”), un- Several counter arguments are then presented, inter alia, (i)
manned ground, surface, and underwater vehicles as well that emotions have a positive influence on moral judgment
as integrated air-defense and smart weapons. The authors and are indispensable to it; (ii) that it is a violation of human
recognize, however, that an arms race is currently underway dignity to be killed by a machine, as opposed to being killed
to operate these robotic platforms as AI-enabled weapon by a human being; and (iii) that the honor of the military
systems. Some of these systems are being designed to act profession hinges on maintaining an equality of risk between
autonomously, i.e., without the direct intervention of a human combatants, an equality that would be removed if one side
operator for making targeting decisions. Motivating this drive delegates its fighting to robots. The chapter concludes with a
toward AI-based autonomous targeting systems (Lethal Au- reflection on the moral challenges posed by human–AI team-
tonomous Weapons, or LAWS) brings about several factors, ing in battlefield settings, and on how virtue ethics provide a
such as increasing the speed of decision-making, expanding valuable framework for addressing these challenges.
the volume of information necessary for complex decisions, Nuclear deterrence is an integral aspect of the current
or carrying out operations in settings where the segments security architecture and the question has arisen whether
of the electromagnetic spectrum needed for secure commu- adoption of AI will enhance the stability of this architecture
nications are contested. Significant developments are also or weaken it. The stakes are very high. Akiyama (Chap. 13)
underway within the field of human–machine interaction, examines the specific case of nuclear deterrence, namely, the
where the goal is to augment the abilities of military per- possession of nuclear weapons, not specifically for battle-
sonnel in battlefield settings, providing, for instance, en- field use but to dissuade others from mounting a nuclear or
hanced situational awareness or delegating to an AI-guided conventional attack. Stable deterrence depends on a complex
machine some aspect of a joint mission. This is the concept web of risk perceptions. All sorts of distortions and errors are
of human–AI “teaming” that is gaining ground in military possible, especially in moments of crisis. AI might contribute
planning. On this understanding, humans and AI function toward reinforcing the rationality of decision-making under
as tightly coordinated parts of a multi-agent team, requiring these conditions (easily affected by the emotional distur-
AI, Robotics, and Humanity: Opportunities, Risks, and Implications for Ethics and Policy 9

bances and fallacious inferences to which human beings are increasingly intensive; yet, AI systems are hard to test
are prone), thereby preventing an accidental launch or un- and validate. This raises issues of trust in AI and robots, and
intended escalation. Conversely, judgments about what does issues of regulation and ownership of data, assignment of
or does not fit the “national interest” are not well suited to responsibilities, and transparency of algorithms are arising
AI (at least in its current state of development). A purely and require legitimate institutional arrangements.
logical reasoning process based on the wrong values could We can distinguish between mechanical robots, designed
have disastrous consequences, which would clearly be the to accomplish routine tasks in production, and AI/robotics
case if an AI-based machine were allowed to make the launch capacities to assist in social care, medical procedures, safe
decision (which virtually all experts would emphatically and energy efficient mobility systems, educational tasks, and
exclude), but grave problems could similarly arise if a human scientific research. While intelligent assistants may benefit
actor relied too heavily on AI input. adults and children alike, they also carry risks because their
impact on the developing brain is unknown, and because peo-
ple may lose motivation in areas where AI appears superior.
Implications for Ethics and Policies Basically robots are instruments in the perspective of
Sánchez Sorondo (Chap. 14) with the term “instrument”
Major research is underway in areas that define us as humans, being used in various senses. “The primary sense is clearly
such as language, symbol processing, one-shot learning, self- that of not being a cause of itself or not existing by itself.”
evaluation, confidence judgment, program induction, con- Aristotle defines being free as the one that is a cause of
ceiving goals, and integrating existing modules into an over- himself or exists on its own and for himself, i.e., one who
arching, multi-purpose intelligent architecture (Zimmermann is cause of himself (causa sui or causa sui ipsius).” From
and Cremers, Chap. 3). Computational agents trained by re- the Christian perspective, “ . . . for a being to be free and
inforcement learning and deep learning frameworks demon- a cause of himself, it is necessary that he/she be a person
strate outstanding performance in tasks previously thought endowed with a spiritual soul, on which his or her cognitive
intractable. While a thorough foundation for a general theory and volitional activity is based” (Sánchez Sorondo, Chap.
of computational cognitive agents is still missing, the concep- 14, p. 173). An artificially intelligent robotic entity does not
tual and practical advance of AI has reached a state in which meet this standard. As an artifact and not a natural reality,
ethical and safety questions and the impact on society overall the AI/robotic entity is invented by human beings to fulfill a
become pressing issues. For example, AI-based inferences of purpose imposed by human beings. It can become a perfect
persons’ feelings derived from face recognition data are such entity that performs operations in quantity and quality more
an issue. precisely than a human being, but it cannot choose for itself
a different purpose from what was programmed in it for by
a human being. As such, the artificially intelligent robot is a
AI/Robotics: Human and Social Relations means at the service of humans.
The majority of social scientists have subscribed to a
The spread of robotics profoundly modifies human and social similar conclusion as the above. Philosophically, as distinct
relations in many spheres of society, in the family as well as in from theologically, this entails some version of “human es-
the workplace and in the public sphere. These modifications sentialism” and “species-ism” that far from all would en-
can take on the character of hybridization processes between dorse in other contexts (e.g., social constructionists). The
the human characteristics of relationships and the artificial result is to reinforce Robophobia and the supposed need to
ones, hence between analogical and virtual reality. Therefore, protect humankind. Margaret S. Archer (Chap. 15) seeks
it is necessary to increase scientific research on issues con- to put the case for potential Robophilia based upon the
cerning the social effects that derive from delegating relevant positive properties and powers deriving from humans and AI
aspects of social organization to AI and robots. An aim of co-working together in synergy. Hence, Archer asks “Can
such research should be to understand how it is possible to Human Beings and AI Robots be Friends?” She stresses
govern the relevant processes of change and produce those the need to foreground social change (given this is increas-
relational goods that realize a virtuous human fulfillment ingly morphogenetic rather than morphostatic) for structure,
within a sustainable and fair societal development. culture, and agency. Because of the central role the social
We noted above that fast progress in robotics engineering sciences assign to agents and their “agency” this is crucial as
is transforming whole industries (industry 4.0). The evolution we humans are continually “enhanced” and have since long
of the internet of things (IoT) with communication among increased their height and longevity. Human enhancement
machines and inter-connected machine learning results in speeded up with medical advances from ear trumpets, to
major changes for services such as banking and finance as spectacles, to artificial insertions in the body, transplants, and
reviewed above. Robot–robot and human–robot interactions genetic modification. In short, the constitution of most adult
10 J. von Braun et al.

human bodies is no longer wholly organic. In consequence, absence of human respect for the integrity of other beings
the definition of “being human” is carried further away from (natural or artificial) would be morally allowed or even
naturalism and human essentialism. The old bifurcation into encouraged. Avoiding disrespectful treatment of robots is
the “wet” and the “dry” is no longer a simple binary one. If ultimately for the sake of the humans, not for the sake of
the classical distinguishing feature of humankind was held the robots. Maybe this insight can contribute to inspire an
to be possession of a “soul,” this was never considered to “overlapping consensus” as conceptualized by John Rawls
be a biological organ. Today, she argues, with the growing (1987) in further discussions on responsibly coordinating
capacities of AI robots, the tables are turned and implicitly human-robot interactions.
pose the question, “so are they not persons too?” The paradox Human–robot interactions and affective computing’s eth-
is that the public admires the AI who defeated Chess and ical implications are elaborated by Devillers (Chap. 17).
Go world champions. They are content with AI roles in The field of social robotics is fast developing and will have
care of the elderly, with autistic children, and in surgical wide implications especially within health care, where much
interventions, none of which are purely computational feats, progress has been made toward the development of “compan-
but the fear of artificially intelligent robots “taking over” ion robots.” Such robots provide therapeutic or monitoring
remains and repeats Asimov’s (1950) protective laws. Per- assistance to patients with a range of disabilities over a
ceiving this as a threat alone owes much to the influence of long timeframe. Preliminary results show that such robots
the Arts, especially sci-fi; Robophobia dominates Robophilia may be particularly beneficial for use with individuals who
in popular imagination and academia. With AI capacities now suffer from neurodegenerative pathologies. Treatment can be
including “error-detection,” “self-elaboration of their pre- accorded around the clock and with a level of patience rarely
programming,” and “adaptation to their environment,” they found among human healthcare workers. Several elements
have the potential for active collaboration with humankind, are requisite for the effective deployment of companion
in research, therapy, and care. This would entail synergy or robots: They must be able to detect human emotions and in
co-working between humans and AI beings. turn mimic human emotional reactions as well as having an
Wolfgang Schröder (Chap. 16) also addresses robot– outward appearance that corresponds to human expectations
human interaction issues, but from positions in legal about their caregiving role. Devillers’ chapter presents labo-
philosophy and ethics. He asks what normative conditions ratory findings on AI-systems that enable robots to recognize
should apply to the use of robots in human society, and specific emotions and adapt their behavior accordingly. Emo-
ranks the controversies about the moral and legal status of tional perception by humans (how language and gestures are
robots and of humanoid robots in particular among the top interpreted by us to grasp the emotional states of others) is
debates in recent practical philosophy and legal theory. As being studied as a guide to programing robots so they can
robots become increasingly sophisticated, and engineers simulate emotions in their interactions with humans. Some
make them combine properties of tools with seemingly of the relevant ethical issues are examined, particularly the
psychological capacities that were thought to be reserved use of “nudges,” whereby detection of a human subject’s
for humans, such considerations become pressing. While cognitive biases enables the robot to initiate, through verbal
some are inclined to view humanoid robots as more than or nonverbal cues, remedial measures to affect the subject’s
just tools, discussions are dominated by a clear divide: What behavior in a beneficial direction. Whether this constitutes
some find appealing, others deem appalling, i.e., “robot manipulation and is open to potential abuse merits closer
rights” and “legal personhood” for AI systems. Obviously, study.
we need to organize human–robot interactions according Taking the encyclical Laudato si’ and its call for an “in-
to ethical and juridical principles that optimize benefit and tegral ecology” as its starting point, Donati (Chap. 18) ex-
minimize mutual harm. Schröder concludes, based on a amines how the processes of human enhancement that have
careful consideration of legal and philosophical positions, been brought about by the digital revolution (including AI
that, even the most human-like behaving robot will not lose and robotics) have given rise to new social relationships. A
its ontological machine character merely by being open to central question consists in asking how the Digital Techno-
“humanizing” interpretations. However, even if they do not logical Mix, a hybridization of the human and nonhuman that
present an anthropological challenge, they certainly present issues from AI and related technologies, can promote human
an ethical one, because both AI and ethical frameworks are dignity. Hybridization is defined here as entanglements and
artifacts of our societies—and therefore subject to human interchanges between digital machines, their ways of operat-
choice and human control, Schröder argues. The latter holds ing, and human elements in social practices. The issue is not
for the moral status of robots and other AI systems, too. This whether AI or robots can assume human-like characteristics,
status remains a choice, not a necessity. Schröder suggests but how they interact with humans and affect their social
that there should be no context of action where a complete relationships, thereby generating a new kind of society.
AI, Robotics, and Humanity: Opportunities, Risks, and Implications for Ethics and Policy 11

Advocating for the positive coexistence of humans and impact the robot’s future use, constitutes the “responsibility
AI, Lee (Chap. 22) shares Donati’s vision of a system that attribution framework” for responsible robotics. Whereas
provides for all members of society, but one that also uses Asimov’s (1950) famous “three laws of robotics” focused
the wealth generated by AI to build a society that is more on the behavior of the robot, current “responsible robotics”
compassionate, loving, and ultimately human. Lee believes redirects our attention to the human actors, designers, and
it is incumbent on us to use the economic abundance of producers, who are involved in the development chain of
the AI age to foster the values of volunteers who devote robots. The robotics sector has become highly complex, with
their time and energy toward making their communities more a wide network of actors engaged in various phases of devel-
caring. As a practical measure, they propose to explore the opment and production of a multitude of applications. Under-
creation not of a universal basic income to protect against standing the different sorts of responsibility—moral, legal,
AI/robotics’ labor saving and job cutting effects, but a “social backward- and forward-looking, individual and collective—
investment stipend.” The stipend would be given to those who that are relevant within this space, enables the articulation of
invest their time and energy in those activities that promote an adequate attribution framework of responsibility for the
a kind, compassionate, and creative society, i.e., care work, robotics industry.
community service, and education. It would put the economic
bounty generated by AI to work in building a better society,
rather than just numbing the pain of AI-induced job losses. Regulating for Good National
Joint action in the sphere of human–human interrelations and International Governance
may be a model for human–robot interactions. Human–
human interrelations are only possible when several prereq- An awareness that AI-based technologies have far outpaced
uisites are met (Clodic and Alami, Chap. 19), inter alia: the existing regulatory frameworks has raised challenging
(i) that each agent has a representation within itself of its questions about how to set limits on the most dangerous
distinction from the other so that their respective tasks can developments (lethal autonomous weapons or surveillance
be coordinated; (ii) each agent attends to the same object, is bots, for instance). Under the assumption that the robotics
aware of that fact, and the two sets of “attentions” are causally industry cannot be relied on to regulate itself, calls for gov-
connected; and (iii) each agent understands the other’s action ernment intervention within the regulatory space—national
as intentional, namely one where means are selected in view and international—have multiplied (Kane, Chap. 21). The
of a goal so that each is able to make an action-to-goal author recognizes how AI technologies offer a special diffi-
prediction about the other. The authors explain how human– culty to any regulatory authority, given their complexity (not
robot interaction must follow the same threefold pattern. In easily understood by nonspecialists) and their rapid pace of
this context, two key problems emerge. First, how can a development (a specific application will often be obsolete
robot be programed to recognize its distinction from a human by the time needed untill regulations are finally established).
subject in the same space, to detect when a human agent is The various approaches to regulating AI fall into two main
attending to something, and make judgments about the goal- categories. A sectoral approach looks to identify the societal
directedness of the other’s actions such that the appropriate risks posed by individual technologies, so that preventive or
predictions can be made? Second, what must humans learn mitigating strategies can be implemented, on the assumption
about robots so they are able to interact reliably with them in that the rules applicable to AI, in say the financial industry,
view of a shared goal? This dual process (robot perception of would be very different from those relevant to heath care
its human counterpart and human perception of the robot) is providers. A cross-sectoral approach, by contrast, involves
here examined by reference to the laboratory case of a human the formulation of rules (whether norms adopted by indus-
and a robot who team up in building a stack with four blocks. trial consensus or laws set down by governmental authority)
Robots are increasingly prevalent in human life and their that, as the name implies, would have application to AI-
place is expected to grow exponentially in the coming years based technologies in their generality. After surveying some
(van Wynsberghe, Chap. 20). Whether their impact is positive domestic and international initiatives that typify the two
or negative will depend not only on how they are used, approaches, the chapter concludes with a list of 15 recom-
but also and especially on how they have been designed. If mendations to guide reflection on the promotion of societally
ethical use is to be made of robots, an ethical perspective beneficial AI.
must be made integral to their design and production. Today
this approach goes by the name “responsible robotics,” the Toward Global AI Frameworks
parameters of which are laid out in the present chapter. Over the past two decades, the field of AI/robotics has
Identifying lines of responsibility among the actors involved spurred a multitude of applications for novel services. A
in a robot’s development and implementation, as well as particularly fast and enthusiastic development of AI/Robotics
establishing procedures to track these responsibilities as they occurred in the first and second decades of the century around
12 J. von Braun et al.

industrial applications and financial services. Whether or not Protecting People’s and Individual Human Rights
the current decade will see continued fast innovation and and Privacy
expansion of AI-based commercial and public services is an AI/robotics offer great opportunities and entail risks; there-
open question. An important issue is and will become even fore, regulations should be appropriately designed by legit-
more so, how the AI innovation fields are being dominated imate public institutions, not hampering opportunities, but
by national strategies especially in the USA and China, or if also not stimulating excessive risk-taking and bias. This
some global arrangement for standard setting and openness requires a framework in which inclusive public societal dis-
can be contemplated to serve the global common good along course is informed by scientific inquiry within different dis-
with justifiable protection of intellectual property (IP) and ciplines. All segments of society should participate in the
fair competition in the private sector. This will require nu- needed dialogue. New forms of regulating the digital econ-
merous rounds of negotiation concerning AI/Robotics, com- omy are called for that ensure proper data protection and
parable with the development of rules on trade and foreign personal privacy. Moreover, deontic values such as “permit-
direct investment. The United Nations could provide the ted,” “obligatory,” and “forbidden” need to be strengthened
framework. The European Union would have a strong interest to navigate the web and interact with robots. Human rights
in engaging in such a venture, too. Civil society may play key need to be protected from intrusive AI.
roles from the perspective of protection of privacy. Regarding privacy, access to new knowledge, and infor-
Whether AI may serve good governance or bad gover- mation rights, the poor are particularly threatened because of
nance depends, inter alia, on the corresponding regulatory their current lack of power and voice. AI and robotics need to
environment. Risks of manipulative applications of AI for be accompanied by more empowerment of the poor through
shaping public opinion and electoral interference need at- information, education, and investment in skills. Policies
tention, and national and international controls are called should aim for sharing the benefits of productivity growth
for. The identification and prevention of illegal transactions, through a combination of profit-sharing, not by subsidizing
for instance money received from criminal activities such robots but through considering (digital) capital taxation, and
as drug trafficking, human trafficking or illegal transplants, a reduction of working time spent on routine tasks.
may serve positively, but when AI is in the hands of op-
pressive governments or unethically operating companies, Developing Corporate Standards
AI/robotics may be used for political gain, exploitation, and The private sector generates many innovations in AI/robotics.
undermining of political freedom. The new technologies It needs to establish sound rules and standards framed by
must not become instruments to enslave people or further public policy. Companies, including the large corporations
marginalize the people suffering already from poverty. developing and using AI, should create ethical and safety
Efforts of publicly supported development of intelligent boards, and join with nonprofit organizations that aim to es-
machines should be directed to the common good. The im- tablish best practices and standards for the beneficial deploy-
pact on public goods and services, as well as health, educa- ment of AI/ robotics. Appropriate protocols for AI/robotics’
tion, and sustainability, must be paramount. AI may have un- safety need to be developed, such as duplicated checking by
expected biases or inhuman consequences including segmen- independent design teams. The passing of ethical and safety
tation of society and racial and gender bias. These need to be tests, evaluating for instance the social impact or covert racial
addressed within different regulatory instances—both gov- prejudice, should become a prerequisite for the release of new
ernmental and nongovernmental—before they occur. These AI software. External civil boards performing recurrent and
are national and global issues and the latter need further transparent evaluation of all technologies, including in the
attention from the United Nations. military, should be considered. Scientists and engineers, as
The war-related risks of AI/robotics need to be addressed. the designers of AI and robot devices, have a responsibility to
States should agree on concrete steps to reduce the risk ensure that their inventions and innovations are safe and can
of AI-facilitated and possibly escalated wars and aim for be used for moral purposes (Gibney 2020). In this context,
mechanisms that heighten rather than lower the barriers of Pope Francis has called for the elaboration of ethical guide-
development or use of autonomous weapons, and fostering lines for the design of algorithms, namely an “algorethics.”
the understanding that war is to be prevented in general. With To this he adds that “it is not enough simply to trust in the
respect to lethal autonomous weapon systems, no systems moral sense of researchers and developers of devices and al-
should be deployed that function in an unsupervised mode. gorithms. There is a need to create intermediate social bodies
Human accountability must be maintained so that adherence that can incorporate and express the ethical sensibilities of
to internationally recognized laws of war can be assured and users and educators.” (Pope Francis 2020). Developing and
violations sanctioned. setting such standards would help in mutual learning and
innovation with international spillover effects. Standards for
AI, Robotics, and Humanity: Opportunities, Risks, and Implications for Ethics and Policy 13

protecting people’s rights for choices and privacy also apply Goodman, N. (1954). Fact, fiction, and forecast. London: University of
and may be viewed differently around the world. The general London Press.
Lelieveld, J., Klingmüller, K., Pozzer, A., Burnett, R. T., Haines, A.,
standards, however, are defined for human dignity in the UN & Ramanathan, V. (2019). Effects of fossil fuel and total anthrog-
Human Rights codex. pogenic emission removal on public health and climate. PNAS,
116(15), 7192–7197. https://doi.org/10.1073/pnas.1819989116.
Loh, E. (2018). Medicine and the rise of the robots: A qualitative review
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Part I
Foundational Issues in AI and Robotics
Differences Between Natural and Artificial
Cognitive Systems

Wolf Singer

Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Strategies for the Encoding of Relations: A Comparison Between Artificial and Natural Systems . 19
Encoding of Relations in Feed-Forward Architectures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Encoding of Relations by Assemblies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
A Comparison Between the Two Strategies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Assembly Coding and the Binding Problem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Computing in High-Dimensional State Space . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Information Processing in Natural Recurrent Networks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
Concluding Remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26

Abstract tionality, morality, responsibility and certain aspects of


consciousness such as the qualia of subjective experience
This chapter identifies the differences between natural and
belong to the immaterial dimension of social realities. It
artifical cognitive systems. Benchmarking robots against
is premature to enter discussions as to whether artificial
brains may suggest that organisms and robots both need
systems can acquire functions that we consider as inten-
to possess an internal model of the restricted environment
tional and conscious or whether artificial agents can be
in which they act and both need to adjust their actions to
considered as moral agents with responsibility for their
the conditions of the respective environment in order to
actions.
accomplish their tasks. However, computational strategies
to cope with these challenges are different for natural and
artificial systems. Many of the specific human qualities
Keywords
cannot be deduced from the neuronal functions of indi-
vidual brains alone but owe their existence to cultural Artificial intelligence · Cognitive systems · Brain ·
evolution. Social interactions between agents endowed Robot · Cultural evolution · Neuronal functions ·
with the cognitive abilities of humans generate immaterial Consciousness
realities, addressed as social or cultural realities. Inten-

W. Singer ()
Max Planck Institute for Brain Research (MPI), Ernst Strüngmann Introduction
Institute for Neuroscience (ESI) in Cooperation with Max Planck
Society, Frankfurt, Germany
Organisms and robots have to cope with very similar chal-
Frankfurt Institute for Advanced Studies (FIAS), Frankfurt, Germany lenges. Both need to possess an internal model of the re-
e-mail: wolf.singer@brain.mpg.de
stricted environment in which they act and both need to

© The Author(s) 2021 17


J. von Braun et al. (eds.), Robotics, AI, and Humanity, https://doi.org/10.1007/978-3-030-54173-6_2
18 W. Singer

adjust their actions to the idiosyncratic conditions of the local activity of the coupled neurons but on additional gating
respective environment in order to accomplish particular signals that have a “now print” function. Only if these signals
tasks. However, the computational strategies to cope with are available in addition can local activity lead to synaptic
these challenges exhibit marked differences between natural changes. These gating signals are generated by a few special-
and artificial systems. ized centres in the depth of the brain and conveyed through
In natural systems the model of the world is to a large widely branching nerve fibres to the whole forebrain. The
extent inherited, i.e. the relevant information has been ac- activity of these value assigning systems is in turn controlled
quired by selection and adaptation during evolution, is stored by widely distributed brain structures that evaluate the be-
in the genes and expressed in the functional anatomy of havioural validity of ongoing or very recently accomplished
the organism and the architecture of its nervous systems. cognitive or executive processes. In case the outcome is
This inborn model is subsequently complemented and refined positive, the network connections whose activity contributed
during ontogeny by experience and practice. The same holds to this outcome get strengthened and if the outcome is neg-
true for the specification of the tasks that the organism needs ative they get weakened. This retrospective adjustment of
to accomplish and for the programs that control the execution synaptic modifications is possible, because activity patterns
of actions. Here, too, the necessary information is provided in that potentially could change a connection leave a molecular
part by evolution and in part by lifelong learning. In order to trace at the respective synaptic contacts that outlasts the
be able to evolve in an ever-changing environment, organisms activity itself. If the “now print” signal of the gating systems
have evolved cognitive systems that allow them to anal- arrives while this trace is still present, the tagged synapse will
yse the actual conditions of their embedding environment, undergo a lasting change (Redondo and Morris 2011; Frey
to match them with the internal model, update the model, and Morris 1997). In this way, the network’s specific activity
derive predictions and adapt future actions to the actual pattern that led to the desired outcome will be reinforced.
requirements. Therefore, this form of supervised learning is also addressed
In order to complement the inborn model of the world as reinforcement learning.
organisms rely on two different learning strategies: Unsuper- Comparing these basic features of natural systems with the
vised and supervised learning. The former serves to capture organization of artificial “intelligent” systems already reveals
frequently occurring statistical contingencies in the environ- a number of important differences.
ment and to adapt processing architectures to the efficient Artificial systems have no evolutionary history but are the
analysis of these contingencies. Babies apply this strategy for result of a purposeful design, just as any other tool humans
the acquisition of the basic building blocks of language. The have designed to fulfil special functions. Hence, their internal
unsupervised learning process is implemented by adaptive model is installed by engineers and adapted to the specific
connections that change their gain (efficiency) as a function conditions in which the machine is expected to operate. The
of the activity of the connected partners. If in a network two same applies for the programs that translate signals from the
interconnected neurons are frequently coactivated, because robot’s sensors into action. Control theory is applied to assure
the features to which they respond are often present simulta- effective coordination of the actuators. Although I am not
neously, the connections among these two neurons become a specialist in robotics I assume that the large majority of
more efficient. The neurons representing these correlated useful robots is hard wired in this way and lacks most of the
features become associated with one another. Thus, statis- generative, creative and self-organizing capacities of natural
tical contingencies between features get represented by the agents.
strength of neuronal interactions. “Neurons wire together if However, there is a new generation of robots with en-
they fire together”. Conversely, connections among neurons hanced autonomy that capitalize on the recent progress in
weaken, if these are rarely active together, i.e. if their activity machine learning. Because of the astounding performance of
is uncorrelated. By contrast, supervised learning strategies these robots, autonomous cars are one example, and because
are applied when the outcome of a cognitive or executive of the demonstration that machines outperform humans in
process needs to be evaluated. An example is the generation games such as Go and chess, it is necessary to examine in
of categories. If the system were to learn that dogs, sharks and greater depth to which extent the computational principles
eagles belong to the category of animals it needs to be told realized in these machines resemble those of natural systems.
that such a category exists and during the learning process it Over the last decades the field of artificial intelligence has
needs to receive feedback on the correctness of the various been revolutionized by the implementation of computational
classification attempts. In case of supervised learning the strategies based on artificial neuronal networks. In the second
decision as to whether a particular activity pattern induces half of the last century evidence accumulated that relatively
a change in coupling is made dependent not only on the simple neuronal networks, known as Perceptrons or Hopfield
Differences Between Natural and Artificial Cognitive Systems 19

nets, can be trained to recognize and classify patterns and Encoding of Relations in Feed-Forward
this fuelled intensive research in the domain of artificial Architectures
intelligence. The growing availability of massive computing
power and the design of ingenious training algorithms pro- One strategy for the analysis and encoding of relations is
vided compelling evidence that this computational strategy based on convergent feed-forward circuits. This strategy is
is scalable. The early systems consisted of just three layers ubiquitous in natural systems. Nodes (neurons) of the input
and a few dozens of neuron like nodes. The systems that layer are tuned to respond to particular features of input
have recently attracted considerable attention because they patterns and their output connections are made to converge
outperform professional Go players, recognize and classify on nodes of the next higher layer. By adjusting the gain
correctly huge numbers of objects, transform verbal com- of these converging connections and the threshold of the
mands into actions and steer cars, are all designed according target node it is assured that the latter responds preferen-
to the same principles as the initial three-layered networks. tially to only a particular conjunction of features in the
However, the systems now comprise more than hundred input pattern (Hubel and Wiesel 1968; Barlow 1972). In
layers and millions of nodes which has earned them the this way consistent relations among components become
designation “deep learning networks”. Although the training represented by the activity of conjunction-specific nodes (see
of these networks requires millions of training trials with a Fig. 1). By iterating this strategy across multiple layers in
very large number of samples, their amazing performance is hierarchically structured feed-forward architectures complex
often taken as evidence that they function according to the relational constructs (cognitive objects) can be represented
same principles as natural brains. However, as detailed in by conjunction-specific nodes of higher order. This basic
the following paragraph, a closer look at the organization of strategy for the encoding of relations has been realized in-
artificial and natural systems reveals that this is only true for dependently several times during evolution in the nervous
a few aspects. systems of different phyla (molluscs, insects, vertebrates) and
reached the highest degree of sophistication in the hierarchi-
cal arrangement of processing levels in the cerebral cortex
Strategies for the Encoding of Relations: A of mammals (Felleman and van Essen 1991; Glasser et al.
Comparison Between Artificial and Natural 2016; Gross et al. 1972; Tsao et al. 2006; Hirabayashi et
Systems al. 2013; Quian Quiroga et al. 2005). This strategy is also
the hallmark of the numerous versions of artificial neuronal
The world, animate and inanimate, is composed of a rel- networks designed for the recognition and classification of
atively small repertoire of elementary components that are patterns (Rosenblatt 1958; Hopfield 1987; DiCarlo and Cox
combined at different scales and in ever different constella- 2007; LeCun et al. 2015). As mentioned above, the highly
tions to bring forth the virtually infinite diversity of objects. successful recent developments in the field of artificial intel-
This is at least how the world appears to us. Whether we ligence, addressed as “deep learning networks” (LeCun et al.
are caught in an epistemic circle and perceive the world as
composite because our cognitive systems are tuned to divide
wholes into parts or because the world is composite and
our cognitive systems have adapted to this fact will not be
discussed further. What matters is that the complexity of
descriptions can be reduced by representing the components
and their relations rather than the plethora of objects that
result from different constellations of components. It is prob-
ably for this reason that evolution has optimized cognitive
systems to exploit the power of combinatorial codes. A
limited number of elementary features is extracted from the
sensory environment and represented by the responses of
feature selective neurons. Subsequently different but com-
plementary strategies are applied to evaluate the relations
between these features and to generate minimally overlap- Fig. 1 The encoding of relations by conjunction-specific neurons (red)
ping representations of particular feature constellations for in a three-layered neuronal network. A and B refer to neurons at the
classification. In a sense this is the same strategy as utilized input layer whose responses represent the presence of features A and B.
Arrows indicate the flow of activity and their thickness the efficiency
by human languages. In the Latin alphabet, 28 symbols of the respective connections. The threshold of the conjunction-specific
suffice to compose the world literature. neuron is adjusted so that it responds only when A and B are active
simultaneously
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mies
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you are located before using this eBook.

Title: Kun mies on mies

Author: Harold Bell Wright

Release date: September 22, 2023 [eBook #71702]

Language: Finnish

Original publication: Porvoo: WSOY, 1957

Credits: Tapio Riikonen

*** START OF THE PROJECT GUTENBERG EBOOK KUN MIES


ON MIES ***
KUN MIES ON MIES

Kirj.

Harold Bell Wright

Suomennos

Helsingissä, Minerva Kustannus, 1925.

SISÄLLYS:

I. Juhlan jälkeen.
II. Metsärajalla.
III. Suurella laitumella.
IV. Aitauksessa.
V. Palanen menneisyyttä.
VI. Juoksuaita.
VII. Iltahämärissä.
VIII. Keskustelua polttomerkeistä.
IX. Tailholt Mountainin miehet.
X. Karjankierros.
XI. Karjankierroksen jälkeen.
XII. Ratkaisun päivä.
XIII. Graniittiylängöllä.
XIV. Lähteen partailla.
XV. Setririnteellä.
XVI. Taivaanrannan taa.
I LUKU.

Juhlan jälkeen.

On olemassa maa, jossa miehen, voidakseen elää, täytyy olla


mies. Se on graniitin, marmorin ja kullan maa — ja siellä täytyy
miehellä olla alkuvuorien voima. Se on tammien ja setripuiden ja
mäntyjen maa — ja miehellä täytyy olla taipumattomien puiden ryhti.
Se on korkealla kulkevien tahrattomien pilvien maa, missä tuuli
puhaltaa vapaana ja taltuttamattomana ja ilma on niin puhdas kuin
se on vain siellä, missä luonto on pysynyt sellaisena kuin Jumala
sen loi. Ja miehen sielun täytyy olla kuten tahrattomat pilvet, kuten
taltuttamaton tuuli ja puhdas ilma. Se on avaroiden, aaltoilevien
laidunmaiden ja muokkaamattomien niittyjen maa. Siellä miehellä
täytyy olla vapaus, joka ei ole aran ja pikkumaisen orjallisuuden
kahlehtimaa.

Tässä maassa on jokainen mies oma kuninkaansa, hän on oma


neuvonantajansa, oma arvostelijansa, oma tuomarinsa ja tarpeen
tullen oma rankaisijansa. Ja tässä maassa, missä miehen
voidakseen elää täytyy olla mies, on nainen, jollei hän ole oikea
nainen, varmasti surkastuva ja menehtyvä.
Tämä on kertomus miehestä, joka sai takaisin sen, minkä
nuoruudessaan oli menettänyt, se on kertomus siitä, kuinka hän,
vaikka olikin löytänyt sen, mikä häneltä oli riistetty, kaikesta
huolimatta maksoi menetyksensä hinnan. Se on myös kertomus
naisesta, joka pelastui oman itsensä kourista, joka oppi pitämään
kiinni siitä, minkä menetyksen mies oli saanut maksaa kalliisti.

Kertomus alkaa Prescottissa Arizonassa heinäkuun


neljännentoista päivän vuosijuhlan jälkeisenä päivänä, eräänä
vuonna, jolloin kaukainen länsi näki viimeisten intiaanien häviävän ja
auton ilmestyvän sen teiden herraksi.

Eräällä niitä harvoja teitä, jotka johtavat pienestä kaupungista


maalle, vuoristorotkojen ja solien kautta laajoille, asumattomille
harjanteille ja laaksoissa ja lakeuksilla sijaitseville yksinäisille
karjakartanoille, kulki muuan mies. Päättäen siitä, että hän kulki jalan
maassa, missä välimatkat ovat niin pitkiä, että ratsastaminen on
tavallisin ja miltei ainoa matkaamistapa, ja kaikista niistä merkeistä,
joita ympäristö ja kasvatus meihin painaa, saattoi huomata, että
kulkija oli muukalainen näillä seuduin. Hän oli parhaassa nuoruuden
kukoistuksessa, pitkä ja vartaloltaan sopusuhtainen, ja hänen
kulkiessaan pölyistä tietä ilmaisi hänen ryhtinsä ja kävelytapansa,
että hän paremmin oli tottunut tasaisiin katuihin kuin karkeaan ja
kiveämättömään vuoristotiehen. Hänen pukunsa oli ilmeisesti
ensiluokan räätälin tekemä. Koko hänen olemuksessaan vallitsi se
yksityiskohtien sopusointu ja huolellisuus, jonka vain ne saattavat
sallia itselleen, joilla on siihen sekä varaa, aikaa että varma maku.
Hänen liikkeensä ja olemuksensa todistivat myös, ettei hän kuulunut
niihin, jotka Prescottin vuoristoilmasta etsivät uuden terveyden
lähdettä. Mutta kaikesta huolimatta ilmaisi jokin hänessä sen
miehekkään voiman ja jäntevyyden puutetta, joka hänen olisi tullut
omistaa.

Ihmistuntija olisi sanonut luonnon määränneen tämän miehen


ruumiinvoimiensa ja sielunkykyjensä puolesta miesten toveriksi ja
johtajaksi, mieheksi miesten joukossa. Mutta sama ihmistuntija olisi
häntä lähemmin tarkasteltuaan lisännyt, että hän jostakin syystä,
kohtalon julman oikun takia, oli menettänyt tämän oikeutensa.

Päivä oli juuri koittanut, kun muukalainen saavutti ensimmäisen


harjanteen huipun, mistä tie kääntyi jyrkkänä ja mutkittelevana
alaspäin yksinäisten mäntyjen ja tiheiden tammien lomitse Burnt
Ranchia kohden.

Hänen takanaan alkoi pieni kaupunki — maalauksellisena


muokkaamattoman metsämaiseman keskellä, joka ulottui sen
kynnyksille saakka — vähitellen herätä juhlayön jälkeen. Torin
reunoilta alettiin korjata pois telttoja, joissa mauttomat ilveilyt olivat
hauskuuttaneet väkijoukkoa, ja lautakojuja, joissa kovaääniset
kuuluttajat olivat houkutelleet kansaa arvottomien lelujen tai kirjavan
rihkaman toivossa koettamaan pelissä onneaan. Torilla, joka on
kaupungin keskus ja tavallisesti hyvin hoidettu, näytti uljaan
ratsastajan O'Neilin ja hänen ratsunsa pronssipatsas olevan
väärässä ympäristössä monivärisen paperisilpun, laukaistujen
ilotulitusainesten ja juhlivien kansalaisten sekä heidän vieraidensa
nauttimain ateriain jäännösten keskellä. Köynnökset ja liput, jotka
ovista ja ikkunoista, katoilta ja tangoista liehuen olivat antaneet
juhlapäivälle värikkään ja hilpeän leiman, riippuivat räsyisinä ja
liikkumattomina ikäänkuin tuntien hilpeytensä aiheen ja tarkoituksen
olevan mennyttä ja odottaen joutumistaan uuniin tai rikkaläjälle.

Mies pysähtyi ja kääntyi katsomaan taakseen.


Hän seisoi hetkisen kuten ihminen, joka tehtyään päätöksen
vieläkin epäröi — empien ja katuen — uuden elämänvaiheen
alkaessa. Sitten hän kääntyi ja lähti kulkemaan edelleen
huolettoman ripeänä, aivan kuin lopullisesti olisi kääntänyt selkänsä
sille, joka nyt jäi taakse. Näytti siltä kuin tällekin miehelle juhlapäivä
hälisevine riemuineen ja hilpeine huvituksineen olisi häipynyt
menneisyyden varjoon.

Puolimatkassa selänteeltä johtavalla tiellä mies jälleen pysähtyi,


tällä kertaa puoliksi kääntyen ja kallistaen päänsä kuuntelevaan
asentoon. Tieltä, jota hän oli tullut, sattui kärrynpyörien ratina hänen
korvaansa.

Kavioiden kapseen ja pyörien ratinan käydessä kuuluvammaksi


levisi hänen kasvoilleen omituinen epävarmuuden ja
päättäväisyyden sekainen ilme, ja hänen katseensa kävi miltei
pelokkaaksi. Hän astui pari askelta eteenpäin, epäröi, katsoi
taakseen ja kääntyi sitten tien vieressä kasvavia puita kohden. Sitten
hän viimein näytti tekevän päätöksensä, astui tieltä ja hävisi tiheään
tammipensaikkoon juuri ennen kuin parivaljakon vetämät kärryt
ilmestyivät näkyviin tien käänteen takaa.

Mies, jonka ulkomuoto ilmaisi hänet karjanomistajaksi, ajoi tulista


parivaljakkoa. Hänen vieressään istui kookas nainen ja pieni poika.

Tammipensaikon kohdalla teki toinen hevonen äkkinäisen


hyppäyksen sivulle. Ensimmäistä hypähdystä seurasi
salamannopeasti toinen, ja pelästyneenä vierushevonen yhtyi
leikkiin. Mutta niin nopea kuin tämä liike oli ollutkin, oli ajajan
harjaantunut käsi samassa silmänräpäyksessä tarttunut ohjaksiin ja
pakottanut hevoset pysähtymään tielle.
»Hätähousut», kuului ajaja hyväntahtoisesti nuhtelevan hevosiaan
kärryjen hävitessä näkyvistä, »olette kasvaneet karjakartanossa ja
pelästytte pensaikossa märehtivää vasikkaa.»

Muukalainen astui verkalleen esiin tiheiköstä. Hän palasi varovasti


tielle. Hänen huulilleen levisi omituinen ivahymy. Mutta hän näytti
ivaavan itseään, sillä hänen tummissa silmissään hehkui katse, joka
kuvasti itsehalveksuntaa ja häpeää.

Vaeltajan saapuessa tienkäänteeseen Burnt Ranchin luona tuli


Joe Conley suuresta veräjästä taloon vievää tietä taluttaen hevosta
lassonuorasta. Tultuaan tallirakennusten kohdalle hän meni sisään
pienestä ovesta pitäen yhä talutusnuoraa kädessään ja pakottaen
hevosen odottamaan ulkopuolella hänen paluutaan.

Nähdessään paimenen muukalainen jälleen pysähtyi ja jäi


epäröiden seisomaan. Mutta Joen palatessa tallista suitset, loimi ja
satula mukanaan hän kuin välttämättömyyden pakosta otti pari
askella eteenpäin.

»Hyvää huomenta», sanoi muukalainen kohteliaasti, ja hänen


äänensä vastasi hänen pukuaan ja olemustaan ja hänen
ilmeensäkin muuttui hiotun maailmanmiehen hillityksi tyyneydeksi.

Katsahtaen muukalaiseen nopeasti ja arvostelevasti Joe vastasi


tervehdykseen ja lähestyi hevostaan. Eläin hypähti taaksepäin
leimuavin silmin ja pystypäin, mutta sen oli pakko alistua, sillä sen
isäntä, jolle vastarinta nähtävästi oli varsin luonnollinen ja
jokapäiväinen tapahtuma, ei ollut siitä millänsäkään, vaan heilautti
tottuneella liikkeellä raskaan satulan paikoilleen.
Paimenen kiinnittäessä satulavyötä häilähti muukalaisen kasvoilla
miltei intohimoisen harras ilme — katse, jossa kuvastui kaipausta,
ihailua ja kateutta.

Päästäen jalustimet riippumaan katsahti Joe jälleen muukalaiseen,


tällä kertaa kysyvästi ja avomielisin, rohkein ilmein, joka on
hänenlaisilleen miehille luonteenomainen.

Muukalaisen jälleen puhuessa oli hänen äänessään omituinen


sävy, ikäänkuin hän olisi menettänyt äskeisen tyyneytensä. Se kuului
miltei anteeksipyynnöltä, ja hänen silmiinsä palasi jälleen häpeää ja
itsehalveksuntaa ilmaiseva katse.

»Suokaa anteeksi», hän sanoi, »mutta olkaa hyvä ja sanokaa,


viekö tämä tie Williamson Valleyhin?»

Muukalaisen ääni ja ilme oli niin ilmeisessä ristiriidassa hänen


muun olemuksensa kanssa, että paimen ei kyennyt salaamaan
hämmästystään vastatessaan kohteliaasti:

»Kyllä, herra.»

»Ja minä pääsen siis suoraa päätä Risti-Kolmio-Kartanolle?»

»Kyllä, jos kuljette laaksoa kohden. Jos poikkeatte


oikeanpuoleiselle tielle vuohikartanon yläpuolella kulkevaa
selännettä, tulette Simmonsille, josta myös vie tie Risti-Kolmio-
Kartanolle. Metsärajan huipulta saatatte nähdä laakson ja kartanon.»

»Kiitos.»

Muukalainen aikoi kääntyä, kun paimen uudelleen puhutteli häntä.


»Rovasti ajoi Stellan ja pikku Billyn kanssa kärryissään tästä
ohitse noin tunti sitten matkalla kotiin juhlasta. Kas kun he eivät
ottaneet teitä kärryihin, jos kerran olette matkalla sinne.»

Muukalainen vaikeni hetkisen, kysyen sitten:

»Rovasti?»

Paimen hymyili. »Herra Baldwin, Risti-Kolmion omistaja.»

»Oh!» Muukalainen hämmästyi silminnähtävästi. Kenties hän


muisti tammipensaikon tien vieressä.

Joe irroitti parhaillaan lasson hevosensa kaulasta ja näytti


miettivältä kehiessään sitä vyyhdelle. Sitten hän lausui:

»Ette suinkaan aio kävellä Risti-Kolmioon saakka?»

Halveksiva hymy karehti jälleen muukalaisen huulilla, mutta hänen


äänessään oli päättäväinen sointu hänen vastatessaan:

»Aion kyllä.»

Jälleen paimen loi muukalaiseen avoimen katseensa. Sitten hän


astui pari askelta porttia kohden, lassovyyhti toisessa, suitset
toisessa kädessä. »Lainaan teille hevosen», hän sanoi tyynesti.

Muukalainen vastasi nopeasti: »Ei, ei, älkää vaivautuko.»

Joe vaikeni hetkiseksi. »Herra Baldwinin ystävä, olkoonpa hän ken


hyvänsä, on tervetullut vieras Burnt Ranchille.»

»Mutta minä — hm — minä — en ole koskaan tavannut herra


Baldwinia», selitti muukalainen heikosti.
»Ei tee mitään», väitti paimen. »Olette menossa hänen luokseen,
ja se on sama asia.» Jälleen hän astui askelen tallia kohden.

»Mutta minä — anteeksi — te olette hyvin ystävällinen — mutta


minä — kävelen kernaammin.»

Joe käännähti jälleen hämmästyneen ilmeen levitessä hänen


päivänpaahtamille ja ahavoituneille kasvoilleen. »Kai tiedätte, ettei
matka ole leikintekoa», hän virkkoi empien, ikäänkuin miehen
tietämättömyys olisi ollut ainoa selitys hänen uskomattomalle
aikeelleen.

»Tiedän sen. Mutta se tekee minulle hyvää. Kävelen todellakin


kernaammin.»

Sanaakaan sanomatta paimen kääntyi hevoseensa päin ja alkoi


tyynesti sitoa lassovyyhteä satulaan. Tuhlaamatta enää ainoatakaan
katsetta muukalaiselle, joka vaieten katseli hänen puuhiaan, hän
heitti suitset hevosen pään yli, tarttui satulannuppiin ja hyppäsi
hevosen selkään kannustaen sen tielle.

Muukalainen kiiruhti jatkamaan matkaansa.

Tienkäänteen puolimaissa paimen pysähdytti hevosensa ja


katsahti taakseen kulkijaan, joka vaelsi harjanteen laelle johtavaa
petäjien varjostamaa tietä. Miehen hävittyä harjanteen toiselle
puolen mumisi paimen jonkin ihmettelyä ilmaisevan sanan ja
kannusti hevosensa juoksuun, ikäänkuin luopuen pohtimasta
arvoitusta, joka hänen yksinkertaiselle järjelleen oli liian
monimutkainen.
Koko päivän vaeltaja seurasi pölyistä tietä. Hänen yllään säteili
avara, kirkas, pilvetön taivas. Suurilla, avoimilla selänteillä,
aukeamilla ja laaksoissa makasi karja tammien, setri- ja
saksanpähkinäpuiden varjossa tai kulki hitain, äänettömin liikkein
juomapaikoille janoaan sammuttamaan. Metsän eläimet olivat
piiloutuneet kallionkoloihin ja tiheihin lehvikköihin odottamaan viileän
illan tuloa. Ilma oli liikkumaton, ikäänkuin väsymätön tuulikin olisi
vaipunut lepoon.

Ja keskellä tämän maan hiljaista suurenmoisuutta kulki mies


yksinään ajatuksineen, ehkä miettien sitä, mikä oli tuonut hänet
tänne, kenties haaveillen siitä, mitä olisi saattanut tapahtua tai mikä
ehkä vielä tulisi tapahtumaan, katsellen kysyvin, ihmettelevin,
puolipelokkain silmin valtavia, koskemattomia maisemia, jotka joka
suunnalla levisivät hänen ympärillään. Kukaan ei nähnyt häntä, sillä
heti kun hän kuuli lähenevän hevosen tai kärryjen äänen, hän
piiloutui pensaikkoon tai suojelevan kallionlohkareen taakse. Ja aina
kun hän jälleen tuli esiin piilopaikastaan jatkaakseen matkaansa,
väikkyi hänen kasvoillaan sama itsehalveksunnan hymy.

Puolenpäivän aikaan hän pysähtyi hetkeksi tienviereen


syödäkseen pari voileipää, jotka hän otti takkinsa taskusta. Sitten
hän alkoi uudelleen päättäväisenä kulkea sen maan sydäntä ja
keskustaa kohden, joka kaikesta päättäen oli hänelle uusi ja vieras.
Iltapäivä kallistui jo loppuaan kohden, kun hän uupuneena,
kumaraisin hartioin ja verkkaisin askelin saapui Metsärajalle, joka
muodostaa Williamson Valleyn itärajan.

Harjanteen huipulla, missä tie tekee äkkikäännöksen lähtien


jyrkästi laskeutumaan selänteen loiselle puolelle, hän pysähtyi.
Hänen väsynyt vartalonsa suoristautui. Hänen kasvojaan valaisi
hämmästynyt ja ihastunut ilme, ja hänen huuliltaan pääsi
huudahdus, kun hänen silmänsä kohtasivat avaran näköalan, joka
silmänkantamattomiin levisi hänen jalkainsa juuressa.

Pilvettömän, syvänsinisen taivaan alla levisi vuorien ja metsien ja


niittyjen maa, joka oli vertaansa vailla suurenmoisessa ja
koskemattomassa kauneudessa. Monien mailien päässä, sinertävän
auringonsumun himmentäminä, kohosivat taivaanrannalla jylhät
vuoret kuin tuhatpäinen suojavartio. Metsäisten rinteiden tumma
viheriä, tammilehtojen vaaleampi lehvikkö, laajojen ketojen vaalea
nurmi ja metsäniittyjen helakka väri yhtyivät hienon sinen peittäminä
värisoinnuiksi, joita ihmiskäsi ei saata kuvata. Ja lähempänä,
vuorivartion johtajana ja ympäröivien maiden herrana kohotti Granite
Mountain huippujaan taivaanlakea kohden kuin uhmaten vuosien
valtaa ja ihmisen mahtia.

Tämän ihanan maan keskessä, jota muukalainen ylhäältä


Metsärajalta tarkasteli, sijaitsee Williamson Valley, rehevä,
tummanvihreä luonnonniitty. Jos muukalaisen silmä olisi ollut
tottuneempi pitkiin välimatkoihin, olisi hän sinervässä sumussa
erottanut Risti-Kolmio-Kartanon punaiset katot.

Mies seisoi hetkisen liikahtamatta paikallaan luonnon tenhovoiman


valtaamana. Hänen kasvojensa hillitty ilme oli hävinnyt. Hänen
itsehalveksuntansa ja ivansa oli unohtunut. Hänen silmissään hehkui
toivo ja luja päättäväisyys. Sitten äkkiä, ikäänkuin menneisyyden
haamu olisi koskettanut hänen olkapäätään, hän katsahti taakseen
tielle. Valo hänen silmissään sammui raskaiden muistojen täyttäessä
hänen mielensä. Hänen ilmeensä, josta päivän yksinäisyys oli
karkottanut sen tavallisen sulkeutuneisuuden, synkkeni tuskasta ja
häpeästä. Oli kuin hän olisi luonut katseensa yli pienen kaupungin,
jonka markkinarihkaman hän tänä aamuna oli jättänyt taakseen,
pöyhkeilevien repaleiden ja teeskentelyn maailman, jossa miehet
myyvät sielunsa arvottomista leikkikaluista, jotka ovat voittoina
pelissä.

Ja kaikesta huolimatta kuvastui miehen silmissä yhtä paljon


kaipausta kuin katumusta. Hän näytti tuntevan saapuneensa
elämässään rajalle, mistä saattoi nähdä kaksi eri suuntiin lähtevää
tietä. Niistä hän oli päättänyt hylätä sen, jolle hänen kaipuunsa veli,
ja valita sen, joka hänestä tuntui vaikeammalta.

Viimein hän uupuneena ruumiiltaan ja sielultaan laahautui


muutaman askelen tien sivuun ja heittäytyi kallionlohkareelle
syventyäkseen eteensä leviävän näköalan ihailemiseen. Jälleen
hänen tottumattomalta silmältään jäi huomaamalta jotakin, joka
varmasti olisi kiinnittänyt seudun asukkaan huomiota. Hän ei nähnyt
pientä pistettä tiellä. Piste oli ratsastaja, joka tuli häntä kohden.
II LUKU.

Metsärajalla.

Jos muukalainen olisi huomannut lähestyvän miehen, olisi


hänenkin ollut helppo havaita tämän kuuluvan ratsastajien maahan.
Vaikka välimatka vielä oli niin pitkä, että silmän oli mahdoton erottaa
miehen pukua — nahkasääryksiä, pehmeätä puseroa, leveätä
hattua, kannuksia ja lassoa hänen kädessään — paljastivat hänen
ryhtinsä ja asentonsa paimenen, joka sananmukaisesti näytti
hevoseensa kiinnikasvaneelta.

Muukalaisen istuessa mielteisiinsä vaipuneena huomaamatta


ratsastajan lähenemistä tarkasteli tämä kiinnostuneena Metsärajalla
olevaa liikkumatonta olentoa. Tultuaan lähemmäksi hän hiljensi
hevosensa vauhtia ja katsoi leveän hatunreunansa alta tiukasti
muukalaiseen. Hän oli vain muutaman metrin päässä rajalta, kun
tämä vihdoin kuuli lähestyvien kavioiden kopseen ja hypähti pystyyn
kuin paetakseen. Mutta se oli jo myöhäistä, ja puolittain vihamielisin
ilmein hän käännähti tulijaan päin.

Ratsastaja pysähtyi. Miehen äkkinäinen liike ei ollut välttänyt


hänen tarkkaa katsettaan, ja lepuuttaen huolettomasti oikeata
kättään reidellään hän kiinnitti harmaat silmänsä muukalaiseen
elottomin ja kysyvin katsein.

Istuessaan hevosensa selässä niin valppaana ja rohkeana Granite


Mountainin jykevää ja juhlallista taustaa vasten oli ratsastaja nuoren
miehekkyyden tosi henkilöitymä. Hän näytti olevan hiukan alle
kolmenkymmenen ja vartaloltaan hän oli muukalaista sekä lyhyempi
että hennompi. Mutta hiukan poikamaisesta piirteestä huolimatta
sileäksi ajelluissa, tumman pronssin värisissä kasvoissa oli kypsän ja
omasta voimastaan tietoisen miehen leima. Jokainen lihas, jokainen
hermo uhkui joustavaa tarmoa ja jäntevyyttä, joka on elämän tosi
kauneus ja voima.

Miehet olivat toistensa täydelliset vastakohdat. Muukalainen oli


epäilemättä hienon sivistyksen täydellinen ja sopusuhtainen tulos.
Yhtä selvää oli, että ratsastajan säteilevää miehekkyyttä ei
liikasivistynyt, muotoihin kangistunut ja hienosteleva ympäristö ollut
heikontanut. Mutta niin erilaisia kuin he olivatkin, oli heissä jotakin,
joka leimasi heidät sukulaisiksi. Karjalaitumien poika ja kaupunkien
mies olivat pohjaltaan yhtä samanlaiset kuin jalostettu juoksija ja
kesyttämätön hevonen. Paimen oli sellainen, jollainen muukalainen
olisi saattanut olla, ja muukalainen puolestaan oli sellainen,
minkälaiseksi paimen toisenlaisissa oloissa olisi tullut.

Heidän ääneti silmäillessään toisiaan näytti siltä, kuin he


vaistomaisesti olisivat tunteneet tämän sukulaisuuden. Sitten hiipi
muukalaisen tummiin silmiin ihailua ja kateutta ilmaiseva katse.

Aivan kuin paimen olisi huomannut tämän muutoksen, hänen


valpas ja varovainen asentonsa herpaantui. Hänen kätensä, joista
toinen oli pidellyt suitsia valmiina pakottamaan hevosen
salamannopeaan toimintaan ja toinen viipynyt lanteella, yhtyivät
huolettomina lepäämään satulannupilla, ja poikamainen hymy levisi
hänen kasvoilleen.

Hymy sai muukalaisen katseen leimahtamaan suuttumuksesta, ja


äkkinäinen puna tummensi hänen kasvojaan. Hetkisen hän seisoi
liikkumattomana; sitten hän kääntyi loukkautuneena, istuutui ja
kiinnitti katseensa ympäröivään maisemaan.

Mutta hymyilevä paimen ei liikahtanut paikaltaan. Hetkisen hän


katseli muukalaista äänettömän naurun saadessa hänen hartiansa
hytkymään. Sitten hänen kasvoilleen levisi vakava ilme, ja hän näytti
miltei häpeävän. Hetket kuluivat, ja yhä hän istui liikkumattomana
hevosen selässä.

Vihdoin muukalainen kääntyi, ja jälleen nuo kaksi niin erilaista ja


kuitenkin niin samanlaista miestä silmäilivät toisiaan.

Tällä kertaa väikkyi hymy muukalaisen kasvoilla. Mutta hymy


herätti paimenen varovaisuuden. Kenties hän muisti muuatta
Rovastin mielilausetta: »Varokaa miestä, joka nauraa, kun häntä on
loukattu.»

»Hyvää iltaa!» lausui muukalainen verkkaan, äänessään tietoisen


ylemmyyden häive.

»Iltaa!» vastasi paimen sydämellisesti, ja hänen syvässä


äänessään soi hyväntahtoisuus, joka oli tehnyt hänestä kaikkien
hänen ystäviensä suosikin. »Teidän on käynyt hullusti?»

»Jos onkin, on se oma asiani», vastasi muukalainen kylmästi.

»Niin kai», virkkoi ratsastaja lauhkeasti, »ja minä suon sen teille
sydämestäni. Jokainen mies tarvitsee omat vastoinkäymisensä,

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