Professional Documents
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Judge Albrecht's Occupy Opinion #1
Judge Albrecht's Occupy Opinion #1
Judge Albrecht's Occupy Opinion #1
CATHY ALEXANDER, ANDREW BARNICK, LAURIE BENOIT, BENJAMIN BRYAN BURSON, MATTHEW DENNEY, NADIA FAE GREENE, HANNA GRUNDNER, ANGELA IRENE HAMMIT, BENJAMIN HARRIS, KELLER DEAN HENRY, ASHLEY LYNN JACKSON, RHONDA ELAINE JELINEK, CAMERON SCOTT MATTA, JACQUELYN BEATRICE MILLER, DEBORAH NORTON, JOHN WADE SAUNDERS, MATTHEW WALSH, BRAD MATHEW WHISLER, CAMERON WHITTEN, CAITLIN TRIALL WILSON, Defendants. ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) )
Case Nos. 1110-51989, 1110-51385, 1110-51946, 1110-51950, 1110-51990, 1111-52433, 1111-52427, 1111-52426, 1110-51951, 1110-51386, 1110-51384, 1110-51959, 1111-52548, 1110-51388, 1110-51991, 1110-51383, 1111-52432, 1110-51382, 11-11-52431, 11-12-53180, 11-12-53732, 1111-52430 OPINION AND ORDER GRANTING IN PART, DENYING IN PART DEFENDANTS MOTIONS FOR APPLICATION OF CONSTITUTIONAL RIGHTS
The
defendants
listed
above
are
charged
with
a
variety
of
offenses,
including
Interfering
with
a
Peace
Officer
(ORS
162.247,
Class
A
misdemeanor);
Disorderly
Conduct
in
the
Second
Degree
(ORS
166.025,
a
Class
B
misdemeanor);
Harassment
(ORS
166.065,
a
Class
B
misdemeanor)
and
Criminal
Trespass
in
the
Second
Degree
(ORS
163.245,
a
Class
C
misdemeanor).
The
charges
are
all
crimes
that
the
District
Attorney
elected
to
treat
as
violations
pursuant
to
ORS
161.566.
Defendants
move
for
the
application
of
certain
rights
under
the
Oregon
and
United
States
Constitution
to
their
cases,
including
right
to
court-appointed
counsel;
jury
trials;
confrontation
of
adverse
witnesses; to
remain
silent;
and
to
have
the
burden
in
their
cases
be
proof
beyond
a
reasonable
doubt.
The
court
held
hearing
on
the
motions
on
January
9.
2012.
Mr.
Wilner-Nugent,
on
behalf
of
his
client
Keller
Henry,
served
as
lead
counsel
for
purposes
of
arguing
the
motion.
The
court
granted
motions
of
the
other
defendants
listed
above
to
join
in
the
motion,
and
this
order
applies
to
those
cases.
Violations
are
included
within
the
definition
of
criminal
action.
ORS
131.005(6).
Criminal
proceeding
means
any
proceeding
which
constitutes
a
part
of
a
criminal
action
or
occurs
in
court
in
connection
with
a
prospective,
pending
or
completed
criminal
action.
ORS
131.005(7).
ORS
153.030(1)
provides
that
the
procedures
set
out
in
Chapter
153
apply
to
violations
described
in
153.008.
Except
as
otherwise
provided
by
Chapter
153,
the
criminal
procedure
laws
applicable
to
crimes
also
apply
to
violations.
ORS
153.030(1).
ORS
153.076
provides
that
violation
proceedings
are
tried
to
a
court
sitting
without
jury;
that
the
burden
of
proof
is
by
a
preponderance
of
the
evidence;
that
the
defendant
is
not
required
to
be
a
witness
in
his
or
her
case;
and
that
defense
counsel
will
not
be
appointed
at
public
expense.
Except
for
good
cause
shown,
the
District
Attorney
shall
not
appear
in
violation
proceedings
unless
defense
counsel
appears.
ORS
153.075(6).
A
prosecuting
attorney
may
elect
to
treat
a
crime
as
a
violation.
ORS
161.566.
Upon
doing
so,
the
case
is
a
violation.
ORS
153.008(1)(d).
To
treat
a
case
as
a
violation,
the
prosecuting
attorney
may
elect
to
treat
any
misdemeanor
as
a
Class
A
violation
by
making
the
election
orally
at
the
time
of
the
first
appearance
of
the
defendant
or
in
writing
filed
before
the
first
appearance.
ORS
161.566(1).
Alternately,
a
prosecuting
attorney
may
elect
to
treat
a
misdemeanor
as
a
violation
by
requesting
the
court
amend
the
accusatory
instrument
to
reflect
that
it
is
a
violation.
ORS
161.566(2).
Whether
the
district
attorney
elects
to
issue
the
case
as
a
violation
or
requests
the
court
amend
the
charging
instrument
to
reflect
it
as
a
violation,
it
is
treated
as
a
violation.
ORS
153.008(1)(d).
A
violation
proceeding
means
a
judicial
proceeding
initiated
by
issuance
of
a
citation
that
charges
a
person
with
commission
of
a
violation.
ORS
153.005(4).
The
procedure
for
issuance
of
a
citation
are
set
out
in
ORS
153.042,
et.
seq.
2
Two
questions
are
presented
to
the
court.
First
is
whether
the
trial
procedures
set
out
in
ORS
153.076
also
apply
to
cases
that
started
out
as
punishable
crimes
but
were
elected
by
the
district
attorney
to
go
forward
as
violations
or
whether
the
criminal
procedural
rules
set
out
in
other
statutes
apply
via
ORS
153.030.
Second,
is
whether
the
character
of
the
incidents
are
sufficiently
criminal
in
nature
that
the
constitutional
protections
available
to
an
accused
under
Article
I,
Section
11
of
the
Oregon
Constitution
should
apply
in
the
instant
proceedings.
I.
CONDUCT
OF
TRIAL
STATUTES
A
court
begins
its
analysis
by
looking
to
sub-constitutional
grounds.
State
v.
Phillips,
235
Or
App
646,
651
(2010).
To
determine
a
statutes
meaning,
a
court
looks
to
the
text
and
context
of
the
statute,
and
to
the
extent
a
court
deems
appropriate,
legislative
history.
State
v.
Gaines,
346
Or
160,
166
(2009).
Existing
case
law
is
part
of
a
statutes
context.
SAIF
v.
Walker,
330
Or
102,
108-109
(2000).
Chapter
153
makes
a
distinction
between
violations
and
violation
proceedings.
As
stated
above,
ORS
153.005(4)
specifies
that
violation
proceedings
are
initiated
by
a
citation.
It
does
not
mention
anything
about
cases
the
district
attorney
elects
to
be
violations.
ORS
153.076
refers
to
conduct
of
a
trial
for
violation
proceedings
and
contemplates
that
the
case
would
have
been
issued
as
a
citation
by
noting
that
The
trial
may
not
be
scheduled
fewer
than
seven
days
after
the
date
that
the
citation
is
issued.
It
also
does
not
mention
cases
that
a
district
attorney
elects
to
be
violations.
ORS
153.005(3)
incorporates
ORS
153.008
as
the
definition
for
what
is
a
violation,
but
neither
statute
states
a
case
treated
as
a
violation
follows
the
same
trial
procedures
as
those
set
out
for
violation
proceedings.
Violation
proceedings
are
also
distinct
from
criminal
proceedings
in
ORS
131.005(7),
which
include
violation
trials.
The
closest
ORS
153.076
comes
to
setting
out
conduct
for
violation
trials
is
via
153.030,
which
notes
that
the
procedures
provided
for
in
this
chapter
apply
to
violations
described
in
ORS
153.008.
However,
ORS
153.030
additionally
notes
that
except
as
specifically
provided
for
in
this
chapter,
the
criminal
procedure
laws
apply
to
violations
(emphasis
provided).
In
examining
the
statute,
it
is
clear
that
both
the
procedures
provided
for
in
Chapter
153
and
the
criminal
procedure
laws
apply
to
violations
as
set
out
in
ORS
153.008.
ORS
153.030
sets
forth
but
one
exception.
Criminal
procedure
laws
apply
unless
a
statute
specifically
provides
otherwise.
Thus,
the
statute
would
need
to
specifically
exclude
criminal
procedural
laws
in
order
to
preclude
the
application
of
any
and
all
criminal
procedural
laws.
ORS
153.076
is
an
example
of
a
statute
that
specifically
excludes
criminal
procedural
laws.
However
it
does
so
only
in
a
particular
context,
that
being
for
violation
proceedings.
It
is
helpful
to
examine
the
various
statutes
that
govern
violations
and
violation
proceedings.
ORS
153.005(3):
Violations
are
defined
as
those
set
out
in
153.008.
153.008:
Violations
include
offenses
designated
as
a
violation
in
the
statute
as
well
as
those
offenses
that
the
District
Attorney
elects
to
treat
as
violations
pursuant
to
ORS
161.566.
153.005(4):
Violation
proceeding
means
a
judicial
proceeding
initiated
by
issuance
of
a
citation
that
charges
a
person
with
commission
of
a
violation.
3
153.
039(3)(b):
Enforcement
officers
may
issue
citations
for
a
violation.
153.042:
Enforcement
officers
may
issue
a
violation
citation
only
if
conduct
alleged
to
constitute
a
violation
takes
place
in
the
presence
of
the
law
enforcement
officer.
153.005:
Defines
enforcement
officers.
Enforcement
officers
include
investigator
of
a
district
attorneys
office
only
if
also
sworn
in
as
a
peace
officer.
District
Attorneys
are
not
included
within
the
definition
of
enforcement
officers.
153.045:
Citations
issued
by
enforcement
officers
must
follow
the
statutory
requirements
for
the
form
of
citation.
153.076:
District
Attorneys
may
assist
in
preparing
evidence
but
must
not
appear
in
violation
proceedings
unless
defense
counsel
also
appears.
153.083:
In
any
trial
of
a
violation
in
which
a
district
attorney
does
not
appear,
the
peace
officer
who
issued
the
citation
may
present
evidence,
examine
and
cross-examine
witnesses
and
make
arguments
as
set
out
in
the
statute.
These
statutes
can
be
read
to
create
distinct
paths
for
violations
initiated
by
a
citation
and
violations
treated
as
such
by
the
District
Attorney.
In
construing
statutes,
a
court
cannot
inset
what
has
been
omitted
nor
omit
what
has
been
inserted.
ORS
174.010.
To
conclude
that
a
District
Attorneys
election
is
the
same
as
a
violation
proceeding
would
require
the
court
to
ignore
the
definition
of
violation
proceeding
and
its
requirement
that
it
be
initiated
by
the
citation
process.
The
statutes
further
outline
a
procedural
scheme
for
cases
initiated
by
the
citation
process
in
which
District
Attorneys
have
a
limited
role.
To
conclude
that
cases
initiated
by
District
Attorney
election
came
within
the
procedural
rules
for
violation
proceedings
would
be
to
insert
language
into
the
definition
of
violation
proceeding
and
ORS
153.076
that
is
not
present.
Note
also
that
per
ORS
174.020(2),
when
a
general
and
particular
provision
are
inconsistent,
the
latter
is
paramount
to
the
former
so
that
a
particular
intent
controls
a
general
intent
that
is
inconsistent
with
the
particular
intent.
In
motions
for
these
instant
cases,
the
District
Attorneys
office
provided
legislative
history
for
SB
732,
which
established
procedure
for
violation
trials
in
1993.
The
engrossed
version
reads
in
Section
1
The
trial
of
any
violation
is
by
the
court
without
a
jury
(emphasis
added).
Chapter
153
and
the
law
regarding
violations
and
citations
were
significantly
revised
in
1999.
1999,
Chapter
1051,
Sections
1- 328.
The
language
regarding
procedures
for
any
violation
trial
no
longer
appears
in
ORS
Chapter
153
or
Chapter
161.
The
legislative
history
is
not
helpful
to
the
court
and
the
court
is
not
obligated
to
investigate
legislative
history.
State
v.
Gaines,
346
Or
160,
166
(2009).
Except
as
specifically
provided,
for
violations
that
are
not
initiated
by
a
citation,
criminal
procedures
apply.
No
statute
in
Chapter
153
addresses
trial
procedures
for
violations
not
initiated
by
a
citation.
As
such,
both
criminal
procedures
and
other
applicable
procedures
set
out
in
Chapter
153
that
are
not
limited
in
their
application
apply
to
violation
trials
that
are
not
initiated
by
violation
citations.
In
State
v.
Thomas,
311
Or
182
(1991),
the
Oregon
Supreme
Court
considered
the
applicable
burden
of
proof
in
a
case
in
which
the
District
Attorney
elected
to
proceed
as
a
violation
and
found
it
to
be
the
criminal
burden
of
proof
beyond
a
reasonable
doubt.
In
examining
the
legislative
history
of
the
4
law
that
gave
rise
to
the
prosecutors
ability
to
elect,
the
Court
noted
the
legislative
history
evinced
the
intent
to
allow
the
election
as
a
cost-saving
measure
to
avoid
recent
statutes
providing
for
court- appointed
attorneys.
Id,
311
Or
at
186.
The
statute
allowing
the
election
did
not,
in
and
of
itself,
alter
the
burden
of
proof.
Id,
311
Or
at
185.
The
statutes
cited
in
Thomas
remain
intact.
By
the
terms
set
out
in
Chapter
153,
ORS
153.076
applies
only
to
violation
proceedings
initiated
by
the
issuance
of
a
citation.
As
such,
ORS
153.076
does
not
govern
the
conduct
of
trial
in
the
above
listed
cases.
Certain
constitutional
procedures
are
codifed
in
Oregon
statutes.
ORS
136.001
provides
for
a
right
to
public
trial
by
an
impartial
jury
in
all
criminal
prosecutions.
ORS
136.415
provides
for
proof
beyond
a
reasonable
doubt
in
all
criminal
actions.
ORS
136.420
provides
for
testimony
of
a
witness
to
be
given
orally
and
in
person
in
the
presence
of
the
court
and
jury
in
criminal
actions.
ORS
135.045
provides
that
if
a
defendant
in
a
criminal
action
appears
without
counsel
at
arraignment
or
thereafter,
the
court
shall
determine
whether
the
defendant
wishes
to
be
represented,
and
if
so,
shall
appoint
counsel
in
accordance
with
ORS
135.050.
ORS
135.050(2)
allows
for
appointment
of
counsel
if
the
defendant
is
before
the
court
on
a
matter
described
in
subsection
(5).
ORS
135.050(5)
allows
for
appointed
counsel
when
defendants
appear
on
a
crime;
for
an
enhanced
sentencing
proceeding;
for
extradition
proceedings;
and
any
proceeding
concerning
an
order
of
probation.
The
court
is
not
aware
of
statutes
specifically
codifying
the
right
to
cross
examine
witnesses
or
the
right
not
to
incriminate
oneself
at
trial.
It
should
be
noted
that
ORS
153.076
specifically
provides
that
the
defendant
may
not
be
required
to
be
a
witness
in
a
violation
proceeding
and
that
ORS
153.083
addresses
the
role
of
cross
examination
during
violation
proceedings.
ORS
136.420
is
generally
recognized
to
be
a
codification
of
confrontation
rights
as
well
as
extending
the
right
of
direct
examination
to
defendants
witnesses.
State
ex
rel.
Gladden
v.
Lonergan,
201
Or
163,
173
(1954).
Violations
are
criminal
actions.
ORS
131.005(6).
As
stated
above,
trials
for
violations
that
are
initiated
by
District
Attorney
election
are
not
limited
by
the
provisions
of
ORS
153.076.
The
burden
of
proof
in
criminal
actions
is
proof
beyond
a
reasonable
doubt.
See,
State
v.
Thomas,
supra.
There
is
nothing
in
the
change
from
ORS
161.565
to
ORS
161.566
that
would
change
this
result.
Likewise,
the
right
to
confront
witnesses
applies
in
criminal
actions.
Violations
are
not
crimes
or
other
matters
within
ORS
135.050(5)
that
qualify
for
court
appointed
attorney.
Thus,
the
court
finds
that
the
statutes
applicable
to
misdemeanors
elected
to
proceed
as
violations
provide
for
proof
beyond
a
reasonable
doubt;
confrontation
of
adverse
witnesses;
and
the
right
not
to
be
required
to
appear
as
a
witness
in
ones
own
case.
Statutory
procedures
do
not
provide
for
court-appointed
counsel.
The
remaining
statutory
question
is
whether
ORS
136.001
confers
jury
trial
rights.
Criminal
prosecution
is
not
defined
in
statutes
as
are
criminal
action
and
criminal
proceedings.
Article
I,
Section
11
is
the
starting
point
for
examining
what
rights
are
required
for
criminal
prosecutions,
and
the
court
turns
next
to
this
question.
II. CONDUCT
OF
TRIAL
CONSTITUTIONAL
CONSIDERATIONS
The
right
to
a
jury
trial
and
appointed
counsel
in
"criminal
prosecutions"
is
rooted
in
Article
I,
Section
11
of
the
Oregon
Constitution
and
the
Sixth
Amendment
of
the
United
States
Constitution.
5
Article
I,
Section
11
provides:
In
all
criminal
prosecutions,
the
accused
shall
have
the
right
to
public
trial
by
an
impartial
jury
in
the
county
in
which
the
offense
shall
have
been
committed;
to
be
heard
by
himself
and
counsel;
to
demand
the
nature
and
cause
of
the
accusation
against
him,
and
to
have
a
copy
thereof;
to
meet
the
witnesses
face
to
face,
and
to
have
compulsory
process
for
obtaining
witnesses
in
his
favor;
provided,
however,
that
any
accused
person,
in
other
than
capital
cases,
and
with
the
consent
of
the
trial
judge,
may
elect
to
waive
trial
by
jury
and
consent
to
be
tried
by
the
judge
of
the
court
alone,
such
election
to
be
in
writing;
provided,
however,
that
in
the
circuit
court
ten
members
of
the
jury
may
render
a
verdict
of
guilty
or
not
guilty,
save
and
except
a
verdict
of
guilty
of
first
degree
murder,
which
shall
be
found
only
by
a
unanimous
verdict,
and
not
otherwise;
provided
further,
that
the
existing
laws
and
constitutional
provisions
relative
to
criminal
prosecutions
shall
be
continued
and
remain
in
effect
as
to
all
prosecutions
for
crimes
committed
before
the
taking
effect
of
this
amendment.
While
Article
I,
Section
11
addresses
a
number
of
circumstances
particular
to
Oregon,
it
is
virtually
the
same
as
the
federal
version
for
purposes
of
the
rights
conferred.
The
state
constitution
can
provide
greater
protections
than
does
the
federal
constitution.
State
v.
Kennedy,
295
Or
260,
270-271
(1983).
The
proper
sequence
is
to
analyze
a
state's
law,
including
its
constitutional
law,
before
reaching
a
federal
constitutional
claim.
Id,
295
Or
at
262.
At
the
federal
level,
no
jury
trial
right
exists
for
petty
offenses.
Lewis
v.
US,
518
US
322,
325
(1996).
The
most
important
criterion
is
the
maximum
level
of
punishment
because
it
reveals
the
legislatures
judgment
about
the
offenses
severity.
Id,
518
Us
at
326.
The
Lewis
court
wrote:
The
judiciary
should
not
substitute
its
judgment
as
to
seriousness
for
that
of
a
legislature,
which
is
far
better
equipped
to
perform
the
task....
[citing
Blanton
v.
North
Las
Vegas,
489
US,
538,
541
and
n.
5
(1989)
(internal
quotation
marks
omitted)].
In
evaluating
the
seriousness
of
the
offense,
we
place
primary
emphasis
on
the
maximum
prison
term
authorized.
While
penalties
such
as
probation
or
a
fine
may
infringe
on
a
defendant's
freedom,
the
deprivation
of
liberty
imposed
by
imprisonment
makes
that
penalty
the
best
indicator
of
whether
the
legislature
considered
an
offense
to
be
petty
or
serious.
Id.,
at
542.
An
offense
carrying
a
maximum
prison
term
of
six
months
or
less
is
presumed
petty,
unless
the
legislature
has
authorized
additional
statutory
penalties
so
severe
as
to
indicate
that
the
legislature
considered
the
offense
serious.
Id.,
at
543.
Codispoti
v.
Pennsylvania,
418
U.S.
506,
512,
94
S.Ct.
2687,
2691,
41
L.Ed.2d
912
(1974).
The
court
held
that
the
maximum
sentence
of
six
months
imprisonment
was
presumptively
petty,
and
remained
petty
even
though
the
defendant
could
have
received
consecutive
sentences
exceeding
six
months.
Lewis
v.
US,
518
US
at
327.
Oregon
jurisprudence
has
followed
a
different
tack
since
the
1977
decision
of
Brown
v.
Multnomah
County
District
Court,
280
Or
95
(1977).
While
using
a
somewhat
similar
analysis
to
Lewis,
that
decision
explored
whether
the
"decriminalization"
of
a
first
conviction
of
DUII
to
an
infraction
freed
the
offense
of
the
punitive
traits
that
characterize
a
criminal
prosecution
so
as
to
justify
denial
of
Article
I,
Section
11
protections.
The
case
explored
a
number
of
factors
to
determine
whether
the
offense
carried
enough
punitive
traits
to
require
those
protections
apply.
Though
the
case
has
been
considered
"offense
specific"
[State
v.
Rode,
118
Or
App
665,
668-669,
(1993)],
the
criteria
have
nonetheless
been
applied
in
multiple
scenarios,
including
double
jeopardy
[State
v.
Selness,
334
Or
515
(2002)],
stalking
[Johnson
v.
McGrew,
137
Or
App
55
(1995)],
bar
disciplinary
proceedings
[In
re
Harris,
334
Or
353
(2002)],
civil
penalty
hearing
for
drug
paraphernalia
possession
[Jackson
County
v.
Roark,
124
Or
App
505
(1993)]
and
contempt
proceedings
for
failure
to
pay
child
support
[State
ex
rel.
Dwyer
v.
Dwyer,
299
6
Or
108
(1985).
It
remains
an
oft-cited
case
central
to
the
interpretation
of
the
meaning
of
criminal
prosecution
for
purposes
of
Article
I,
Section
11.
It
should
also
be
noted
that
although
Brown
predates
Lewis,
it
did
contemplate
the
six-month
time
period
so
stated
as
presumptive
for
petty
offenses.
See,
Brown,
290
Or
at
104,
citing
Cheff
v.
Schnackenberg,
384
US
373
(1966).
State
v.
Rode
is
the
sole
case
to
apply
Brown
to
trials
in
violations
reduced
from
crimes
by
district
attorney
election.
The
case
explores
the
effect
of
then-existing
ORS
161.565
and
stated
The
legislature
is
free
to
devise
a
system
to
sanction
violations
of
law
other
than
by
a
criminal
prosecution.
State
v.
Rode,
118
Or
App
at
669.
The
court
further
held
that
the
effect
of
ORS
161.565
is
to
create
such
a
system
by
eliminating
criminal
penalties
and
collateral
consequences
related
to
conviction.
Id.
The
remaining
aspect
of
criminal
prosecution,
pre-arraignment
arrest,
is
not
of
such
gravity
as
to
render
the
prosecution
of
a
violation
a
criminal
prosecution.
Id.
The
court
held
that
a
misdemeanor
treated
as
a
violation
does
not
constitute
a
criminal
prosecution
that
carries
a
right
to
a
jury
trial.
Id
at
670.
Although
the
same
issue
is
at
stake
in
these
cases,
misdemeanors
reduced
to
violations
by
district
attorney
election,
there
are
enough
distinguishing
characteristics
that
warrant
reconsideration
of
the
Brown
factors
as
they
apply
here.
The
first
is
the
difference
between
the
statute
then
and
now.
At
the
time
of
Rode,
the
statute
ORS
161.565
presumed
a
misdemeanor
would
proceed
as
a
violation
unless
declared
otherwise.
Now,
under
ORS
161.566,
the
case
proceeds
as
a
misdemeanor
unless
declared
otherwise.
The
Rode
court
noted
about
the
prior
version
of
the
statute,
The
legislature,
for
whatever
policy
reasons,
determined
that
misdemeanors
no
longer
represented
anti-social
behavior
serious
enough
to
warrant
criminal
prosecution
in
the
absence
of
a
district
attorney's
affirmative
decision
otherwise.
Id,
at
670.
That
policy
decision
has
now
been
reversed.
Another
distinguishing
characteristic
is
the
fine.
The
fine
in
Rode
was
a
maximum
of
$250.
Currently,
a
fine
for
a
misdemeanor
reduced
to
a
violation
is
punished
at
not
lower
than
the
presumptive
fine
for
a
Class
A
violation
under
ORS
153.019
and
not
higher
than
the
maximum
fine
if
it
had
remained
a
misdemeanor.
ORS
161.568(3).
That
means
the
fines
for
violations
could
be
a
maximum
of
$6,250
if
the
crime
started
as
a
Class
A
misdemeanor,
$2,500
if
it
was
a
Class
B
misdemeanor,
and
$1,250
if
it
was
a
Class
C
misdemeanor.
ORS
161.635.
Another
distinguishing
characteristic
is
the
pre-arraignment
custody.
The
case
in
Rode
was
initiated
by
a
citation
for
a
misdemeanor
in
lieu
of
custody.
That
statute,
OR
133.055,
authorizes
a
police
officer
with
probable
cause
that
a
misdemeanor
has
occurred
to
issue
a
citation
without
conducting
an
arrest.
Here,
the
officers
conducted
arrests
and
the
individuals
were
photographed,
fingerprinted,
booked
and
released
and
later
charged
by
a
district
attorneys
complaint.
The
Brown
court
explored
a
number
of
indicia
used
to
determine
whether
an
ostensibly
civil
penalty
remains
a
criminal
prosecution
for
constitutional
purposes,
including
A)
type
of
offense;
B)
penalty;
C)
collateral
consequences;
D)
punitive
significance;
and
E)
arrest
and
detention.
See,
also,
State
v.
Selness,
334
Or
515,
532
(2002)
(Applying
four
of
the
standards
for
purposes
of
Article
I,
Section
12
of
the
Oregon
Constitution).
In
applying
the
Brown
factors
to
determine
whether
a
statute
is
sufficiently
criminal
to
warrant
safeguards
of
a
criminal
prosecution,
each
factor
is
relevant,
but
no
single
factor
is
determinative.
Jackson
County
v.
Roark,
124
Or
App
at
514
(1993).
The
court
turns
to
an
exploration
of
those
factors.
7
A.
Type
of
offense:
The
offense
may
have
been
a
crime
at
common
law,
or
at
the
time
the
constitution
was
adopted,
or
for
a
long
time
thereafter.
Similarly,
it
may
involve
traditional
elements
of
mens
rea
or
a
lower
degree
of
culpability.
These
characteristics
can
bear
on
whether
the
downgrading
marks
a
genuine
change
in
the
public
assessment
of
the
conduct
or
merely
seeks
procedural
short-cuts,
but
they
do
not
mean
that
what
was
once
a
crime
can
never
be
regulated
by
other
means.
Brown
v.
Multnomah
County
District
Court,
280
Or
at
102.
Disorderly
conduct
incorporates
behavior
that
was
an
offense
at
common
law.
Multnomah
County
Fair
Association
v.
Langley,
140
Or
172,
182
(1932)
(The
keeping
of
a
gaming
house
was
an
offense
at
common
law
because
among
other
things
it
disturbed
the
peace
and
tranquility,
by
encouraging
idleness,
riot,
thriftlessness,
breaches
of
the
peace,
disorderly
conduct,
and
the
like).
Trespass
was
actionable
at
common
law.
Harassment
falls
within
a
class
of
behaviors
that
were
actionable
offenses
at
common
law.
Interfering
with
a
Peace
Officer
was
a
legislatively-created
offense
created
in
1997.
The
offenses
here
are
unlike
the
more
serious
cases
of
assault
in
Rode
or
theft
in
Davis.
The
gravity
of
the
instant
offenses
is
not
a
criterion
that
alone
compels
the
protections
of
Article
I,
Section
11.
B.Penalty:
The
prescribed
penalty
is
regarded
as
the
single
most
important
criterion.
The
absence
of
potential
imprisonment
does
not
conclusively
prove
a
punishment
non-criminal.
The
assessment
has
been
made
on
two
factors,
the
severity
of
the
penalty
and
whether
it
is
infamous.
[citations
omitted].
The
second
of
these
relates
again
to
the
significance
attached
to
imprisonment
to
which
we
have
referred,
even
for
a
short
term.
But
a
large
fine
may
be
as
severe,
in
practical
terms,
as
a
short
imprisonment,
and
so
strikingly
severe
as
to
carry
the
same
punitive
significance.
Brown
v.
Multnomah
County
District
Court,
290
Or
at
103-104.
In
the
instant
cases,
the
legislature
has
indeed
stated
a
case
that
originates
as
a
crime
carries
the
same
financial
penalty
as
if
it
had
remained
a
crime.
This
is
the
most
important
criterion.
The
fine
at
issue
in
Brown
was
$1,000.
"In
this
context
a
$1,000
fine,
if
not
in
itself
a
criminal
rather
than
civil
penalty,
must
be
at
the
margin
of
legislative
discretion.
At
the
least
it
is
strong
evidence
of
the
punitive
significance
that
the
legislature
meant
to
give
this
fine."
Brown
290
Or
at
105.
Certainly,
$1000
in
1977
dollars
is
different
than
that
amount
in
2012
dollars.
Note
that
both
DUII
and
DWS
proceeding
as
crimes
carry
minimum
$1000
fines.
The
maximum
fine
for
a
Class
A
violation
is
$2000.
Misdemeanors
reduced
to
violations
are
treated
as
Class
A
violations
yet
retain
the
ability
to
be
fined
up
to
$2,500
for
Class
B
misdemeanors
and
$6,250
for
Class
A
misdemeanors.
That
is
evidence
that
the
legislature
considers
amounts
of
more
than
$2000
to
be
punitive
in
nature.
Additionally,
there
is
at
least
potential
imprisonment
for
contempt
for
failure
to
pay
fines.
See,
ORS
161.685;
State
v.
Bailey,
133
Or
App
310,
314
(1995)
(
Court
has
authority
to
find
defendant
in
contempt
for
unpaid
court
costs
despite
lack
of
explicit
statutory
authority.
The
question
is
whether
a
statute
exists
to
limit
the
courts
inherent
judicial
power.)
C.
Collateral
consequences:
There
are
no
known
collateral
consequences
to
the
conviction
of
these
violation
offenses.
8
D.
Punitive
significance:
What
distinguishes
a
criminal
from
a
civil
sanction
and
all
that
distinguishes
it,
a
leading
scholar
concluded,
is
the
judgment
of
community
condemnation
which
accompanies
and
justifies
its
imposition.
The
stigma
of
that
condemnation
can
accompany
the
imposition
of
a
sanction
whether
it
is
imprisonment,
a
fine,
or
something
else;
and
its
presence
in
a
judgment
of
conviction,
as
much
as
the
potential
sanction
itself,
makes
the
right
to
a
jury
peculiarly
appropriate
to
a
criminal
prosecution.
Brown
v.
Multnomah
County,
280
Or
at
106.
There
is
no
particular
societal
stigma
that
automatically
demeans
the
character
of
an
individual
who
is
convicted
of
disorderly
conduct,
trespass
in
areas
that
are
not
private
dwellings
or
interfering
with
a
peace
officer.
Harassment
is
classified
in
different
terms
and
areas
of
the
law
than
the
assault
and
person
crimes
set
out
in
ORS
Chapter
163
and
does
not
bear
the
same
stigma
as
those
offenses.
E.
Arrest
and
Detention:
It
bears
on
the
constitutional
distinction
between
a
civil
case
and
a
criminal
prosecution
that
the
Oregon
Vehicle
Code
retains
many
of
the
pre-trial
practices
used
in
the
enforcement
of
criminal
laws.
It
is
by
now
well
understood
that
this
process
encompasses
the
stages
before
charge,
plea,
and
trial
as
well
as
the
trial
itself.
The
statutes
place
major
traffic
offenses
with
felonies
and
misdemeanors
in
the
law
of
arrest.
A
person
thus
arrested
faces
the
possible
use
of
physical
restraints,
such
as
handcuffs,
a
search
of
the
person,
booking
(including
the
taking
of
fingerprints
or
photographs),
and
detention
in
jail
if
not
released
by
police
officers,
or
at
a
later
time
by
a
magistrate.
Of
course
a
traffic
offender
must
be
subject
to
being
stopped,
and
in
the
case
of
apparent
intoxication
prevented
from
resuming
his
driving.
Often
that
could
be
accomplished
by
other
means.
But
detention
beyond
the
needs
of
identifying,
citing,
and
protecting
the
individual
or
grounding
him,
especially
detention
for
trial
unless
bail
is
made,
comports
with
criminal
rather
than
with
civil
procedure
and
is
surely
so
perceived
by
the
public.
(statutory
citations
omitted).
Brown
v.
Multnomah
County
District
Court,
280
Or
at
108.
Ms.
Kellar
Henry
was
arrested,
booked
and
held
in
a
process
that
took
nine
hours.
The
record
details
her
description
of
the
events
that
took
place
during
her
particular
custody,
including
experiencing
pain
related
to
a
pre-existing
injury,
being
cuffed
for
an
extended
period
of
time
in
a
painful
and
uncomfortable
position,
and
having
a
facial
piercing
cut
off
from
her
lip
without
her
consent
and
with
a
sharp
implement.
The
circumstances
of
custody
are
unique
to
each
individual,
but
each
person
was
booked
and
held
for
a
period
of
several
hours,
released
pursuant
to
the
authority
given
to
Recognizance
Officers
in
ORS
135.235
and
ordered
to
appear
at
an
arraignment.
There
was
the
risk
of
incarceration
up
until
the
time
the
district
attorney's
office
elected
to
treat
their
cases
as
violations
had
the
release
officers
exercised
their
discretion
to
defer
the
release
decision
for
the
court.
The
arrest
is
a
record,
that
has
enough
stigmatizing
effect
that
it
is
singled
out
for
relief
in
the
form
of
expungement
even
if
no
judgment
of
conviction
is
filed.
ORS
137.225(1)(b).
Citation
in
lieu
of
arrest
was
a
procedure
that
could
have
been
used
in
the
alternative.
ORS
133.055.
The
court
recognizes
the
need
of
the
State
to
be
able
to
affirm
the
identities
of
those
charged
at
later
proceedings.
However,
the
pre-trial
arrest
and
detention
procedures
used
when
citations
in
lieu
of
arrest
could
have
been
used
are
a
significant
factor
that
give
the
character
of
a
criminal
prosecution
to
the
proceedings.
The
Brown
court
wrote
in
conclusion:
Considering
the
magnitude
of
the
potential
fine,
the
secondary
sanctions
in
case
of
non-payment,
the
relationship
of
DUII
to
the
other
major
traffic
offenses,
the
evident
legislative
desire
to
emphasize
the
seriousness
of
this
offense
while
facilitating
its
9
punishment,
and
the
retention
of
criminal
law
enforcement
procedures,
the
1975
code
did
not
free
this
offense
from
the
punitive
traits
that
characterize
a
criminal
prosecution.
280
Or
at
110.
This
court
concludes
the
same
for
the
offenses
here
that
started
as
Class
A
and
Class
B
misdemeanors,
but
does
not
conclude
that
the
cases
originating
as
Class
C
misdemeanors
fall
under
the
constitutional
provision
protections.
The
court
makes
this
finding
given
the
legislatures
intent
that
the
maximum
fines
remain
as
if
charged
as
a
crime
and
the
criminal
nature
of
the
pre-trial
procedures.
The
nature
of
disorderly
conduct
and
harassment
as
the
kinds
of
offenses
that
were
actionable
at
common
law
is
also
a
factor
within
the
courts
consideration.
The
use
of
pre-trial
arrest
procedures
for
Class
C
misdemeanors
is
not
a
factor
that
in
and
of
itself
requires
constitutional
level
protections
for
trial
given
that
the
maximum
penalty
is
well
below
what
the
legislature
has
set
as
a
maximum
for
a
case
originating
as
a
violation.
The
Rode
case
included
a
significant
dissenting
opinion,
which
states
as
follows:
The
majority
correctly
says
that
the
legislature
is
free
to
define
what
is
criminal
and
what
is
not.
But
that
is
not
what
has
happened
when
the
legislature
enacted
ORS
161.565(2).
No
conduct
that
was
once
a
crime
is
declared
to
be
lawful.
Rather,
under
the
statute,
a
criminal
charge
commences
as
a
criminal
proceeding
with
all
its
punitive
traits
intact
and
purportedly
changes
in
the
midst
of
the
process.
If
the
prosecutor
elects,
the
prosecution
ends
up
being
classified
as
a
non-criminal
proceeding,
potentially
resulting
in
a
conviction
for
a
violation.
The
change
in
many
ways
is
semantical,
not
substantive.
A
defendant
can
be
arrested,
must
be
arraigned,
and
can
be
required
to
post
security
for
future
court
appearances
before
the
prosecution
elects
to
charge
him
with
a
violation.
Even
after
the
election,
the
charge
is
still
prosecuted
by
the
state
who
can
call
agents
of
the
government
who
will
accuse
the
defendant
of
conduct
that
would
otherwise
be
considered
criminal.
The
defendant
who
desires
to
be
vindicated
must
appear
and
defend
himself
in
an
environment
identical
to
what
would
have
occurred
had
the
prosecutor
not
made
his
election.
The
state
must
prove
his
guilt
beyond
a
reasonable
doubt
just
as
in
a
criminal
prosecution.
State
v.
Rode,
118
Or
App
at
672
(Edmonds,
dissenting).
The
dissenting
opinion
also
states,
To
the
Patty
Thomas'
of
the
state
(the
defendant
in
State
v.
Thomas,
supra)
the
majority
opinion
says
that
the
right
to
have
an
adjudication
by
a
jury
of
peers
on
what
begins
as
a
criminal
proceeding
can
be
abrogated
at
the
discretion
of
the
prosecutor.
Surely,
Section
11s
s
guarantee
must
have
more
substance
than
that.
Those
words
take
on
more
resonance
in
the
light
of
the
substantive
differences
between
the
violations
at
issue
there
and
those
at
issue
under
the
current
state
of
the
law.
In
sum,
the
court
orders
the
following
protections:
Burden
of
proof
beyond
a
reasonable
doubt:
per
statute,
all
cases
originating
as
crimes
Jury
trial:
per
Article
I,
Section
11,
Class
B
and
Class
A
misdemeanors
Right
to
appointed
counsel:
per
Article
I,
Section
11,
Class
B
and
Class
A
misdemeanors
10
Right to confront witnesses: per statute, all cases originating as crimes Privilege against self-incrimination: per statute, all cases originating as crimes. For the reasons and authorities stated above, IT IS SO ORDERED this 6th day of February, 2012. ___________________________ Judge Cheryl Albrecht
11
12