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Outline

Motivation
Main building blocks in photonics

Light propagation
Optical modulation
Light detection
Light emission

Integration
Electronic-Photonic convergence

New platforms for integration . The trends.

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Basic principle

Main characteristic of the material?

e-

e-

h+

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Basic principle
The aborption of photons generates electron-hole pairs
Photogenerated carriers are then collected thanks to an
external field
Photocurrent
h

e-

e-

h+

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Absorption mechanisms (II)


Direct gap SC (III-V SC)

Indirect gap SC (IV-IV SC)


Ek

Phonon
emission

h
Phonon
absorption

absorbed photons generate free electron-hole pairs

EG=hc/G

G
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Material choice
Wavelength ranges:
1.3 m 1.6 m
0.85 m

Direct bandgap

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Material choice
Wavelength ranges:
1.3 m 1.6 m
0.85 m

Indirect bandgap

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Material choice
Wavelength ranges:
1.3 m 1.6 m
0.85 m
Two choices: InGaAs or Ge

Indirect bandgap
Direct gap absorption
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Germanium on silicon:
Pros and Cons

Absorption coefficient of pure Ge:


9000 cm-1 at =1.3m
LABS95% 3.3m (!)
Low capacitance devices
High frequency operation
High carrier mobility

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Crystal lattice structure


of Silicon and Germanium
Si and Ge have a diamond lattice structure (two
interdigitated FCC lattices)
Properties

Silicon

Germanium

Lattice parameter:
a ()

5.431

5.658

Atomic density (cm-3)

5,0.1022

4,42.1022

Atom radius ()

0.117

0,122

Lattice structure

Diamond

Diamond

Lattice parameter mismatch: ~4.2 %

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Germanium on silicon:
Pros and Cons

Lattice misfit with Si of about 4.2%


specific growth strategies
required (wafer-scale and
localized)

Absorption coefficient of pure Ge:


9000 cm-1 at =1.3m
LABS95% 3.3m (!)
Low capacitance devices
High frequency operation

Low indirect bandgap: EG=0.66eV

high dark current for MSM devices

High carrier mobility

Can we directly growth Ge on silicon?


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The lattice mismatch


4.2% of lattice mismatch between germanium and silicon

Ge quantum dots

QD, QW or Bulk ?

Si1-xGex/Si quantum wells

Pure Ge on Si

SiGe on Si
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Ge-based structures

Ge quantum dots
~20cm-1 (90% absorption length ~ 1.1mm)

Si1-xGex/Si quantum wells


~100-200cm-1 (90% absorption length ~ 230-110m)

Pure Ge on Si
~7500cm-1 (90% absorption length ~ 3m)
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Ge growth strategies

Thick virtual SiGe substrates (10m)


Need for a new integration scheme difficult to integrate with
SOI waveguides.

Ge
SiGe buffer
graded from Si to Ge

Si(100)
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Ge growth strategies

Thick virtual SiGe substrates (10m)


Need for a new integration scheme difficult to integrate with
SOI waveguides.

Growth on thin SiGe buffers


The thickness of the thin SiGe buffer is around 1m
Always too thick for integration with SOI
Ge
SiGe buffer
graded from Si to Ge

Si(100)
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Ge growth strategies

Thick virtual SiGe substrates (10m)


Need for a new integration scheme difficult to integrate with
SOI waveguides.

Growth on thin SiGe buffers


The thickness of the thin SiGe buffer is around 1m
Always too thick for integration with SOI

Direct Ge growth on Si
Ge
Si(100)
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Germanium growth
Two-step growth process:
Direct growth of Ge on Si using a low temperature (350) CVD process
thin (a few 10nm) highly-dislocated Ge layer
Growth of a thick Ge layer (a few 100nm) at a higher temperature (600)
high quality Ge absorbing layer

Thermal annealing to reduce the dislocation density

HT Ge (600C,
300-500nm)

400nm

LT Ge (350C, 50nm)
Si substrate (001)

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Epitaxial growth techniques


Molecular beam epitaxy (MBE)

Solid sources evaporated gas sputtering on the wafer


Ultra-high vacuum required (P10-10 Torr)
Low thermal budgets (T<550C)
High-control of layer and multi-layer thicknesses (<nm)
Low growth rates (<1 nm/min)

Chemical Vapor Deposition (CVD):


High-control of layer and multi-layer thicknesses (<nm)
Proper for large wafer-scale fabrication
A large variety of CVD techniques have been developed, depending on the pressure and
heating systems:
Ultra-High Vacuum CVD (UHV-CVD)
Reduced-pressure CVD (RP-CVD)
Low-energy plasma-enhanced CVD (LEPE-CVD)

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Absorption of Ge-on-Si

The red-shift of the absorption edge is due to the tensile strain-induced


bandgap narrowing within the Ge layer, resulting from the difference in
the thermal expansion coefficients of Ge and Si
Strong absorption up to 1.6m
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Photodetector characteristics

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Photodetector characterisitics: Quantum


efficiency (I)
Quantum efficiency ():
Probability of detecting an incident photon by generating
an electron/hole pair that contributes to the photocurrent
Ratio of the generated carriers to incident flux of photons
(i.e.: ratio of the photocurrent to the incident light power)
The spectral response is governed by the spectral
character of the quantum efficiency

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Laurent Vivien

Photodetector characterisitics: Quantum


efficiency (II)
Quantum efficiency () depends on:
Reflectance on the surface
Absorption
: absorption
I0

I out I 0 .(1 R ). exp .L

R.I 0
L
The amount of flux that is absorbed
in the material

I abs 1 I out I 0 .(1 R ).1 exp .L

(1 R).1 exp .L
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Photodetector characterisitics:
Responsivity
Responsivity () is often more useful to characterize the
response of photodetectors
q. . ( m)

h.
1.24

Responsivity is typically linear with wavelength but real


photodetectors exhibit a deviation from the ideal behaviour
due to photogenerated carrier trapping

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Photodetector characterisitics:
Response time (I)
Response time of the photodetectors:
Internal response time
External response time

Internal response time


Transit time of carriers: depends on the velocity of carriers
in SC (varies with the doping level and the material)
Diffusion time of carriers: diffusion of carrier to be
collected. Mainly depends on the structure

Optical pulse
Response time

t
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Laurent Vivien

Photodetector characterisitics:
Response time (II)
External response time
R1

Cd: Diode capacitance


Cp: Parasitic capacitance
Cp

Cd
Rd

Rd: Diode resistance


R1: contact and substrate
resistances

R2

typical schematic electrical circuit of the photodiode

R2: charge resistance

R1 and Rd << R2

Response time = R2 (CP + Cd)

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Photodetector specifications (I)


Compatibility with silicon technology
Silicon-based materials will be better
Large wafer scale technology
Permit electronic integration (Transimpedance amplifier TIA)
Low cost integration schemes

Broadband detection (1.3 -1.6 m)


High absorption coefficient

Low dark current


Electrical configuration of photodetectors,
Quality of the absorbing layer.

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Photodetector specifications (II)


High bandwidth (frequency operation > 10 GHz)
Low carrier transit time,
Low RC constant depend on the considered electrical
structure (pin diode, MSM detector).

High responsivity
Optimize the light interaction with absorbing layer.

Compactness
Strong absorption coefficient

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Laurent Vivien

Photodetector integration

Two approaches

Surface illuminated
photodetectors

High bandwidth
Simple process

Low responsivity

Responsivity ~0.1 A/W


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Photodetector integration

Two approaches

Surface illuminated
photodetectors

photodetectors integrated
in waveguide

High bandwidth
Simple process

bandwidth
High
High responsivity

Low responsivity

Optical coupling

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Laurent Vivien

Integrated photodetectors:
optical coupling
SOI waveguides

Single mode (TE)

Vertical coupling
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Butt coupling
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Vertical coupling

Ge

Si

FDTD 3D

0,8

60

0,6

40

0,4

20

0,2
0

2
4
6
8
Photodetector length (m)

0
10

1
Absorbed optical power

Absorbed power (%)

80

BEP 3D

power (AU)
Absorption
Absorbed
power derivate

100

0.8
0.6
Length:

0.4

4 m
7 m
10 m

0.2
0
0

M. ROUVIRE, et al., Optical Engineering, 44 (2005) 183-187

100 200 300 400 500 600


Germanium thickness (nm)

95 % absorption length < 10 m with 310nm germanium thickness


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Butt coupling

95% absorption length < 4m

Negligible lateral divergence


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Laurent Vivien

Ge Photodetectors

Europe: PSUD-IEF, CEA-Lti, Stuttgart Univ., Roma Univ.


Asia: Tokyo Univ., A*Star, Petra, AIST, Chinese Academy of
Sciences,
North America: Intel, MIT, IBM, Cornell, Luxtera, Ligthwire,
Kortura, Oracle
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Photodetector: electrical structures

MSM

PIN
D

D
P+ i N+

i
Surface contact MSM

Lateral PIN

N+

D
i

3 m
i

P+
Vertical PIN

Lateral contact MSM

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Laurent Vivien

Diode band structure

Forward or reverse bias ?


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PIN Photodiodes : Design considerations


Wi

Junction disposition
Lateral PIN

Contact on Ge: only one etching step


Definition of intrinsic region by ion
implantation

3dB Bandwidth

R > 0.9 A/W

70 GHz
50 GHz

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35 GHz

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Laurent Vivien

Device Fabrication: Ge Growth


Two RPCVD steps to overcome lattice mismatch issue
Ge Seed layer
400C, 60s

SiO2

0.8 m
2 m

Ge

15 m

400C, 60s +750C, 360s

400C, 60s +750C, 180s

Ge

Si

2 m

Si recess

SiO2

15 m

1000

15 m

60s @ 400C +
360s @ 750C

Overgrowth of Ge

500

Depth (nm )

Ge
To avoid faceting inside the
cavity
To reduce Threading
Dislocation Density (TDD)

Ge
60s @ 400C +
180s @ 750C

0
60s @ 400C +
60s @ 750C

-500

300s @ 400C

-1000

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60s @ 400C

X (m)

10

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Device Fabrication: Ge Growth


Post epitaxial thermal cycling to further reduce TDD
in the Ge layer
CMP step to remove protruded Ge
SiO2 encapsulation
Ion implantation of Ge
N-type : Phosphorus
P-type : Boron
Rapid Thermal Anneal

Ge

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Device Fabrication: Contact and Metal


Lateral
Oxide encapsulation
Planarization
Contact definition
0.4x0.4m vias for metal filling (TiN/W)
Ti/TiN/AlCu pad defined by etching

RF electrodes

Input
waveguide

10 m

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Results : Dark current and responsivity


Dark current median, mean and best values (373 dies per wafer)
Photodiodes
Wi=0.5m
Wi=0.7m
Wi=1m
Wafer
1
2
3
1
2
3
1
2
3
Median (nA)
85
74
112
66
62
80
68
61
71
current
Wi = 0.5m
@-1V
Mean (nA) New
433 run:
105dark1707
350~1nA
83 @ -1V
576 for 347
110
963
Best (nA)
32
25
27
18
9.5
9
19
17
6
Yield
99.2% 99.7% 97.8% 100% 100% 99.7% 100% 100% 99.7%

Responsivity @ 1550nm under Zero bias


Wi=0.5m

0.5A/W

Wi=0.7m

0.6A/WMeasured responsivity lower than theoretical values

Wi=1m

0.8A/W

Efficient carrier collection at


zero bias due to strong built-in
electric field
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Characterization methods:
Bandwidth (I)
Femtosecond pulse experiments
fs laser

1
Device Under Test
Acquisition System
Convolution

Photovoltage (UA)

0.8
0.6

Response time (ps)

0.4
0.2
0
0

40

80
120
Time (ps)

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160

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Characterization methods:
Bandwidth (I)
Femtosecond pulse experiments

Opto-RF experiments with a Vector Network Analyzer

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Characterization methods:
Bandwidth (II)
Data transmission measurements
Pseudo Random Binary Sequence

Eye diagram

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Results : Bandwidth measurement


Opto-electric frequency response measurement using 50GHz
Lightwave Component Analyzer (@1550nm)

-3dB Optical
Bandwidth
Over 50GHz
@ 0V

Wi = 0.5 m

Bandwidth higher than theoretical values


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Discussions
Lower responsivity
Exp (A/W)

Theo (A/W)

Wi=0.5m

0.5

0.91

Wi=0.7m

0.6

0.96

Wi=1m

0.8

0.99

Higher bandwidth
Measured BW: >130GHz

Theoretical BW: 70GHz

=> Loss of photo-generated carriers

=> Faster carrier collection

Why are the responsivity lower


and the BW higher than theoritical values?
Reduction of the absorption region width

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Discussion: Ion implantation


Ion implantation
Monte Carlo simulation of ion implantation process

Net doping
(at/cm3)

Initial design
0.5m wide intrinsic
region
P
(Boron)

Narrowing of the intrinsic region


N
(Phosphorus)

Absorption inside the doped region


Max responsivity ~0.6A/W

After Implantation
~0.3m wide intrinsic region

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Increase of the electric field strength


Max BW ~ 120 GHz

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Laurent Vivien

Data transmission
Under zero-bias
Coll.:
10 Gbit/s

Results beyond specifications


20 Gbit/s

40 Gbit/s @ -1V

High responsivity: >


0.5A/W
High bandwidth: 40Gbit/s
Low dark current: <1nA @
30 Gbit/s
-1V
Bias voltage: 0V
40 Gbit/s

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Laurent Vivien

How can we increase the receiver bandwidth?


.Towards Tbit/s.

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To improve bandwidth of receiver


Bandwidth =

Parallelism

Frequency

40Gbit/s detector

Need more wavelengths

2 x 16 channels 200GHz
centered at about 1550nm

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640 Gbit/s and more

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Laurent Vivien

Conclusion
Germanium photodetectors are more and more
considered as a mature silicon photonics devices.
The PD characteristics are close to the one of III-V PD.
Incredible at the beginning.

The trends
Development of complex circuits for Tbit/s operation
Integration with CMOS circuits (TIA)
Avalanche PD
new route to reduce the power consumption of the emitter
Photon counting Quantum optics
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