CHNG VI

NHP KHU THIT B TON B K THUT

CN. NGUYN CNG KHOA KT&KDQT

Ti liu tham kho:
Lut Khoa hc cng ngh 2000
Lut s hu tr tu 2005
Lut Dn s 2005
Lut Chuyn giao cng ngh ngy 29/11/2006

I. CC KHI NIM
1. Thit b ton b (Completed equipment)

L tp hp cc thit b , my mc v dng c cn thit cho vic thc hin

nhng quy trnh cng ngh nht nh.

Nhng thit b chnh cho mt dy chuyn sn xut to thnh nhng phn

xng ring hoc thnh nhng b phn ca mt x nghip ang c xy
dng hoc c xy dng xong.

C th bao gm cc thit b ph tr

Thit b ton b- (Completed equipment), cng trnh ng b(Completed Project)- cng trnh hon chnh ng b, vi phng thc cha
kha trao tay (Turn key) hoc hp ng EPC (Engineering Procurement
Construction).
Hin nay Vit Nam, thit b ton b thng c hiu l phn thit b (my
mc, thit b ph tr, cng ngh ...) ca cng trnh hon chnh v bt u
thc hin phng thc hp ng EPC (bao gm c thit k, chuyn giao cng
ngh, mua sm - ch to v xy dng).

V d: Dy chuyn sn xut knh an tan cho t theo cng ngh

Phn lan
EQUIPMENT
1.1. Manual Preprocessing Line, consisting of :
Air-Flotation Table type AFT-1326
Felt covered table (size 2x3 m) for cutting over-sized glass
Cutting Machine type LEK-1326
Edge Break-Out Table type RIT-1326
Glass Grinding Machine type XHK-1 wet
Glass Washing Machine type LPK-2200/3
Powdering Unit type KPL-2200
Cutting template composites for LEK (set of 18)
Template making equipment for LEK
1.2. Automatic Serial Bending furnace, type ESU Ecomax 1220-1/3/4-16
Moulds for ESU EcoMax (16 pieces)
Mould making equipment, incl. bending, drilling, welding and hand
tools
1.3. Bending furnace,
type MU-1830
Moulds for MU (2 pieces)

1.4. PVB Assembling table,

type LK-1223 (1 unit)
1.5. PVB Assembling table,
type LK-1829 (1 unit)
1.6. De-airing cabin,
type IK-1829
1.7. Automatic autoclave acc. SFS standard, type AK-2200, consisting of :

Compressor

Air-receiver

Filters

Air-dryer

Rail system, max. 40 m

Turntables x 4 pcs.

Loading bridge

Glass racks for autoclave x 6 pcs.

Wooden distance pieces for AK racks, samples for local fabrication

1.8. Quality Control Equipment, consisting of :

Ball drop test, Head form test, Boiling test, Optical test, Secondary Image test,
and Light Transmission test
1.9. Spare Parts Package, worth EUR 47.000,- consisting of:

Spare parts for the machinery

Consumable and auxiliary items:

Cutting wheels for LEK (100 pcs.)

Grinding belts for XHK (500 pcs.)
Silicon powder for KPL (100 kg)
Industrial vacuum cleaner for powder removing for LK
Silicon rubber vacuum suction rings for IK (100 pcs.)

2. Pht minh

L nhng pht hin hoc xc nh mi

v hin tng hoc nhng quy lut khch
quan ca th gii vt cht m t trc ti
nay cha ai bit n.

Pht minh khng phi l i tng mua

bn m ch c gi tr khoa hc v gn lin
vi ngi pht minh

V d: Newton pht minh ra thuyt trng

trng

3. Sng ch
3.1. Khi nim
Lut SHTT 2005 .4 mc 12:

Sng ch l gii php k thut di dng sn phm hoc quy trnh

nhm gii quyt mt vn xc nh bng vic ng dng cc quy
lut t nhin.

Sng ch l i tng mua bn trn th gii.

3.2. c im

C tnh mi
Cha b bc l cng khai (ch c mt s ngi c hn c bit v
c ngha v gi b mt v sng ch ) di hnh thc s dng, m
t bng vn bn hoc bt k hnh thc no khc

C trnh sng to
Khng th c to ra mt cch d dng i vi ngi c hiu bit
trung bnh v lnh vc k thut tng ng.

C kh nng p dng cng nghip.

C th thc hin c vic ch to, sn xut hng lot sn phm
hoc p dng lp i lp li quy trnh l ni dung ca sng ch v
thu c kt qu n nh.

4. Bng sng ch ( patent)

4.1. Khi nim

L Giy chng nhn quyn s hu sng ch ca Ch

sng ch do c quan qun l Nh nc v quyn
SHTT cp ( Vit nam Cc S hu tr tu thuc B
Khoa hc v Cng ngh ). Qua Nh nc th hin
s tha nhn ca php lut i vi mt sng ch c
th, m bo cho Ch sng ch c c quyn khai
thc sng ch trong mt thi hn nht nh v
ngn chn x l mi hnh vi xm phm ca ngi
khc i vi quyn ca Ch sng ch.
4.2. Phn loi

Bng c quyn sng ch

Bng c quyn gii php hu ch

4.3. c im
Bng sng ch thng c thi hn hiu lc v khng
c gia hn
iu 93 Lut SHTT 2005. Hiu lc ca vn bng bo h
2. Bng c quyn sng ch c hiu lc t ngy cp v
ko di n ht 20 nm k t ngy np n.
3. Bng c quyn gii php hu ch c hiu lc t ngy
cp v ko di n ht 10 nm k t ngy np n.
Bng sng ch l i tng mua bn
V d: Ch sng ch ca khoen m np hp c cp
bng sng ch ti M vo nm 1972 v bn li cho
Cng ty Coca Cola vi gi 1cent /mt hp , ngy nay th
c s dng rng ri i vi bt k loi ung
ng hp.

5. B quyt k thut (Know-how)

iu 3 Lut CGCN 2006

1. B quyt k thut l thng tin c tch
lu, khm ph trong qu trnh nghin cu,
sn xut, kinh doanh ca ch s hu cng
ngh c ngha quyt nh cht lng, kh
nng cnh tranh ca cng ngh, sn phm
cng ngh.

B quyt k thut em li hiu qu kinh t

cao n mc thnh b quyt nh ngh.

6. Giy php (licence)

L vn bn ch s hu ti sn
khoa hc k thut bn hay
chuyn nhng quyn s dng
khai thc cho ngi th hai trong
mt khong thi gian nht nh,
da trn s tha thun t nguyn
ca hai bn .

7. Kiu dng cng nghip

Lut SHTT 2005 .4 mc 15

Kiu dng cng nghip l hnh dng bn
ngoi ca sn phm c th hin bng hnh
khi, ng nt, mu sc hoc s kt hp
nhng yu t ny.

Kiu dng cng nghip c bo h nu p

ng cc iu kin sau y:

C tnh mi;

C tnh sng to;

C kh nng p dng cng nghip.

8. Nhn hiu hng ha

Lut SHTT 2005 .4 mc 16

Nhn hiu l du hiu dng phn bit hng ha, dch
v ca cc c nhn, t chc khc nhau.

Nhn hiu c bo h nu p ng cc iu kin sau

y:

L du hiu nhn thy c di dng ch ci, t ng,

hnh v, hnh nh, k c hnh ba chiu hoc s kt hp
cc yu t , c th hin bng mt hoc nhiu mu
sc;

C kh nng phn bit hng ho, dch v ca ch s hu

nhn hiu vi hng ho, dch v ca ch th khc.

Coca - Cola khong 67,52 t USD, Microsoft gn 60 t

USD, IBM 53 t USD, Nokia 26,5 t USD, Mc Donalds
26 t USD, Toyota 24,9 t USD...

II . HP NG NK THIT B TON B K THUT

1. CC PHNG THC NHP KHU THIT B TON B
1.1. Phng thc 1: Nhp khu thit b c bit

Trn c s vt cht ca ngi nhp khu nh nh xng,

cng trnh , c s sn xut,.. , tin hnh nhp khu b sung
: dy chuyn thit b sn xut, thit b ng b, thit b c
bit.. nhm nng cao nng sut, cht lng sn phm
nhm thc hin chin lc u t theo chiu su.

u im:

Tit kim chi ph u t

Ci tin sn phm, nng cao sc cnh tranh ca sn phm

em li li ch kinh t cho nh nhp khu

Nhc im

Cc gii php k thut m bo tnh ng b, ph hp

cho c quy trnh sn xut l khng d dng.

Chi ph vn hnh, iu chnh c cu cng nh o to

nhn vin

1.2. Phng thc 2: Nhp khu thit b

cng vi giy php s dng

Vic nhp khu thit b my mc

km mua thm giy php s dng
nhng i tng thuc s hu ca
ngi xut khu c tnh cht k thut
h tr s vn hnh thit b ( sng ch,
b quyt k thut, nhn hiu , tn
thng mi )

1.3. Phng thc 3: Nhp khu

thit b km theo giy php s
dng v quyn xut khu

1.4. Phng thc 4: Cha kha trao tay

Phng thc ny trch nhim ca ngi bn cao:
nhp khu thit b, lp nghin cu kh thi ca d n,
lp rp hon chnh v vn hnh bo giao cho nh
nhp khu ( trao cha kha cho ngi nhp khu).
Phn loi
Cha kha trao tay thun ty: Ngi bn han tt cc
cng vic lin quan n vic xy dng nh xng, lp
t, vn hnh v chy th thit b, lp bin bn
nghim thu trong ghi r thit b hot ng tt (c
ti v khng ti) . Cui cng bn giao thit b, tng
kt d n cho ngi nhp khu.
Cha kha trao tay k thut: ngi bn phi tng
thm trch nhim ca mnh vi cam kt gim st, o
to, v hng dn cc nghip v v vn hnh, bo
hnh, sa cha trong mt thi gian nht nh.

1.5. Phng thc 5: Gi v l ph

Ngi ch cng trnh thu mt thng
nhn khc thay mt mnh (nh thu) t
chc qu trnh nhp khu thit b. Bn
cht ca phng thc ny l Gi- ph
ngha l ngoi gi nhp khu thit b nh
phng thc cha kha trao tay, ngi
ch d n (nh u t) phi tr thm mt
khan ph cho nh thu.

1.6. Phng thc 6: Sn phm trao tay

Ngi bn chu trch nhim o to

cho ngi mua mt i ng nhn
vin k thut nhm m bo vn
hnh thit b, dy chuyn sn xut
ng tiu chun sn phm sn
xut ra t sn lng, quy cch cht
lng yu cu.

1.7. Phng thc 7: Th trng

trao tay
Ngi bn m nhn thm trch
nhim gip ngi mua trong hot
ng xut khu/tiu th sn phm sn
xut ra vi mt lng nht nh v
n khi t n mt phn th phn
no trn th trng tha thun.

1.8. Phng thc 8: Phng n ton b

Ngi mua k hp ng nhp khu vi ngha v
ca ngi bn trong hp ng l lp d n, kho
st, thit k, lp bn nghin cu kh thi ( h s
ti chnh v h s k thut ), nhp khu thit b,
lm mi cng vic thit b, dy chuyn vn
hnh ng yu cu, t chc tiu th sn phm .
Cui cng bn giao cho ngi mua li nhun sau
khi tr i cc khan chi ph.
Trong hp ng quy nh r tin th lao , cc chi
ph thc hin hp ng.
Ging nh hnh thc u t nhng khc l c
hot ng mua bn.

2. HP NG NHP KHU THIT B TON B

2.1. c im

Phc tp, i hi trnh cao v k thut cng nh nghip v

XNK

Gi tr ln nn thng c thc hin thng qua u thu

Thc hin trn c s hp ng khung

2.2. Ni dung

i tng

Cc nh ngha:

Gi c v tr gi hp ng

Giao hng (thng quy nh giao hng tng phn).

Lp rp, vn hnh v chy th

Kim tra v th nghim

Gip v Ti liu k thut

Bo hnh

Cc iu kin khc ging hp ng mua bn hng ha quc t

Ph lc

Cc iu khon ch yu ca mt hp ng
NK thit b ton b
CONTENTS (ni dung)
1. Scope of the Sales Contract: i tng
2. The Equipment: Thit b
3. Technical Documentation and Project Contact Persons:Ti
liu k
thut v cc bn lin quan
4. Packing: ng gi
5. Price and Payment Terms: Gi c v iu khan thanh tan
6. Delivery: Giao hng
7. Consequences of Late Delivery: Giao hng chm
8. Health and Safety: An tan
9. Arrival of the Equipment: Thi im hng n
10.
Installation: Lp rp
11.
Acceptance: Nghim thu

12.
Title: Chuyn giao
13.
Warranty: bo hnh
14.
Limitation of Liability: Phm vi trch nhim
15.
Force Majeure: Bt kh khng
16.
Taxes and Duties and Permissions:
Thu, cc khan thu v giy php
17.
Confidentiality, Patents and Improvements:
Tnh bo mt, bng sng ch, v nhng ci tin
18.
Arbitration and Applicable Law: Trng ti v Lut
dng
19.
Assignment: Chuyn nhng
20.
Language and Interpretation: Ngn ng v phin
21.
Miscellaneous:
22.
Coming into Force of the Sales Contract: Hiu lc
23.
Cancellation: Hy hp ng
24.
Waiver: S khc t
25.
Survival of Provisions: iu khan chung

p
dch

APPENDICES (ph lc)

Appendix 1 The Equipment and Services: thit b v dch v
Appendix 2 Technical Specifications, Performance and
Technical Description: M t k thut.
Appendix 3 Requirements for Performance : Yu cu vn hnh
Appendix 4 Technical Documentation: ti liu k thut
Appendix 5 Scope of Delivery by the Buyer:
Appendix 6 Price, Currency and Payment Terms: Thanh
tan
Appendix 7 Delivery Time and Delivery Terms: Giao
hng
Appendix 8 Installation, Installation Supervision and Training:
Vn hnh, gim st v o to vn
hnh
Appendix 9 Acceptance Test Procedures, Evaluation of
Test
Results: Kim tra: quy trnh, nh gi
v kt qu

III. HP NG MUA BN CNG NGH

1. Khi nim
iu 3. Lut CGCN 2006
2. Cng ngh l gii php, quy trnh, b quyt k thut c km hoc khng km cng c,
phng tin dng bin i ngun lc thnh sn phm.
3. Cng ngh cao l cng ngh c hm lng cao v nghin cu khoa hc v pht trin
cng ngh; to ra cc sn phm, dch v c cht lng v gi tr gia tng cao; c
kh nng hnh thnh cc ngnh sn xut, dch v mi hoc hin i ho ngnh
sn xut, dch v hin c.
4. Cng ngh mi l cng ngh ln u tin c to ra ti Vit Nam.
5. Cng ngh tin tin l cng ngh hng u, c trnh cng ngh cao hn trnh
cng ngh cng loi hin c.
8. Chuyn giao cng ngh l chuyn giao quyn s hu hoc quyn s dng mt phn
hoc ton b cng ngh t bn c quyn chuyn giao cng ngh sang bn nhn
cng ngh.
9. Chuyn giao cng ngh ti Vit Nam l vic chuyn giao cng ngh gia cc t chc,
c nhn hot ng trong lnh th Vit Nam.
10. Chuyn giao cng ngh t nc ngoi vo Vit Nam l vic t chc, c nhn hot
ng nc ngoi chuyn giao cng ngh cho t chc, c nhn hot ng trong
lnh th Vit Nam.
11. Chuyn giao cng ngh t Vit Nam ra nc ngoi l vic t chc, c nhn hot ng
trong lnh th Vit Nam chuyn giao cng ngh cho t chc, c nhn hot ng
nc ngoi.
16. Hot ng chuyn giao cng ngh bao gm chuyn giao cng ngh v dch v chuyn
giao cng ngh.

2. Hp ng chuyn giao cng ngh

2.1. Nguyn tc
iu 14. Lut CGCN 2006
Nguyn tc giao kt v thc hin hp ng chuyn giao cng
ngh
1. Vic giao kt hp ng chuyn giao cng ngh c thc hin
thng qua hp ng bng vn bn hoc hnh thc khc c gi
tr tng ng vn bn, bao gm in bo, telex, fax, thng
ip d liu v cc hnh thc khc theo quy nh ca php lut.
2. Ngn ng trong hp ng chuyn giao cng ngh do cc bn
tho thun; trng hp cn giao dch ti Vit Nam th phi c
hp ng bng ting Vit. Hp ng bng ting Vit v ting
nc ngoi c gi tr nh nhau.
3. Hp ng chuyn giao cng ngh c giao kt v thc hin
theo quy nh ca Lut ny, B lut dn s, Lut thng mi
v cc quy nh khc ca php lut c lin quan.

2.2. Ni dung

iu 14. Lut CGCN 2006 Ni dung hp ng chuyn giao cng ngh

Cc bn tham gia giao kt hp ng chuyn giao cng ngh c th tha
thun v nhng ni dung sau y:
1. Tn hp ng chuyn giao cng ngh, trong ghi r tn cng ngh
c chuyn giao;
2. i tng cng ngh c chuyn giao, sn phm do cng ngh to ra;
3. Chuyn giao quyn s hu, quyn s dng cng ngh;
4. Phng thc chuyn giao cng ngh;
5. Quyn v ngha v ca cc bn;
6. Gi, phng thc thanh ton;
7. Thi im, thi hn hiu lc ca hp ng;
8. Khi nim, thut ng s dng trong hp ng (nu c);
9. K hoch, tin chuyn giao cng ngh, a im thc hin chuyn
giao cng ngh;
10. Trch nhim bo hnh cng ngh c chuyn giao;
11. Pht vi phm hp ng;
12. Trch nhim do vi phm hp ng;
13. Php lut c p dng gii quyt tranh chp;
14. C quan gii quyt tranh chp;
15. Cc tho thun khc khng tri vi quy nh ca php lut Vit Nam.

Cc iu khon ch yu ca mt hp ng
chuyn giao cng ngh
iu 1: Cc nh ngha.
iu 2: S trao quyn.
iu 3: Tr gip v k thut.
iu 4: Kim tra cht lng.
iu 5: Nhn hiu Thng mi.
iu 6: Tin bn quyn.
iu 7: Kim tra qu trnh sn xut theo bn quyn.
iu 8: Thanh ton.
iu 9: Qu trnh bn b linh kin v ph tng.
iu 10: S dn xut, s hon ci v s thay i.
iu 11: Bo hnh v trch nhim.
iu 12: Gii hn trong vic cp php v s tr gip v k thut
iu 13: S tun th cc chi tit k thut.
iu 14: S gi b mt.
iu 15: Bng sng ch v s vi phm bng sng ch.
iu 16: S kt thc ca hp ng.
iu 17: Trng hp bt kh khng.
iu 18: Quyn li.

iu 19:
iu 20:
iu 21:
iu 22:
iu 23:
iu 24:
iu 25:
iu 26:

nh hng ca s chm dt hp ng.

S thay i hp ng.
Ghi ch.
Trng ti.
Thi hn hiu lc ca hp ng.
Ngy c hiu lc.
Lut php p dng.
S mt hiu lc ca mt trong cc iu khon ca
Hp ng.
iu 27. Tho thun tng th.
iu 28: S chuyn nhng.
iu 29: Cc bn i chiu.
Ph lc A: Cc sn phm sn xut theo cng ngh chuyn
giao .
Ph lc B: Danh sch cc thng tin k thut v cc sn phm
Ph lc C: Tiu chun thc hin cht lng.

IV. HP NG MUA BN LI-XNG (GIY

PHP)
1. Khi nim

Giy php l vn bn ch s hu ti sn
khoa hc k thut bn hay chuyn nhng
quyn s dng khai thc cho ngi th hai
trong mt khong thi gian nht nh, da
trn s tha thun t nguyn ca hai bn.

Hp ngk kt v vn ny c gi l
hp ng mua bn sng ch (Hp ng Li
xng)

2. Phn loi
Hp ng li xng gin n
Theo ngi bn chuyn nhng quyn s dng nhng vn gi
quyn s dng ca bn thn mnh v c quyn chuyn nhng quyn
s dng khai thc cho ngi th ba
Hp ng li xng c quyn
Theo ngi bn trao cho ngi mua quyn s dng c bit trong
mt phm vi lnh th trong mt thi gian nht inh. V trong phm vi
ngi bn khng c s dng sng ch v khng c chuyn
nhng quyn s dng cho bn th ba khc.
Ngi bn vn c quyn s hu i vi ti sn ca mnh.
Gi ca Hp ng li xng c quyn s tu thuc vo phm vi trao
quyn
Trong hp ng ngi bn vn thng hn ch nhng quyn c
trao cho bn mua
Hp ng li xng th cp
Ngi mua trong hp ng li xng chuyn nhng ton b hay mt
phn quyn s dng sng ch, b quyt k thut, cng ngh,, cho
ngi th ba, trong trng hp ny gi l hp ng li xng ph
thuc.

3. Ni dung
C bn ging hp ng chuyn giao cng ngh
CC IU KHON CH YU NH:
Cc bn trong Hp ng
Ni dung mua bn
S trao quyn
Tin bn quyn
Thanh ton
Tnh hiu lc hp ng
Tr gip k thut v ti liu k thut
Trng ti
Lut p dng.
Cc ni dung khc
Tham kho SGK

THE END