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Port State Control

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> PSC background and organization

Background

Purpose

Inspection

Authority The rights of a port State

Development of Port State Control

Port State Control

Purpose & Inspections

Purpose

To establish a safety net in order to catch and eliminate


substandard ships

Inspections

on foreign ships in national ports


condition of ship and its equipment
manning and ships operations

undertaken on the basis of


initiative of local Port State
flag request
information from anyone with interest in safety of the ship, crew,
passengers and protection of marine environment
Port State Control

Authority The rights of a port State

Port States have rights to exercise authority over ships in their


waters

National law based on relevant Conventions in force

Boarding & Inspection

Remedial action

Possible detention

Provisions

SOLAS, MARPOL, LL, IGC, IBC, STCW, Tonnage, ILO

Additional national rules and regulations

Example: the Oil Pollution Act, 1990 (OPA 90) adopted by the United
States

Port State Control

Development of Port State Control

Organisation of Port States

National Organisation : U.S.Coast Guard

Regional Memoranda of Understanding (MOU) in other areas


exchange of information
monitoring substandard ships
uniform training PSCOs

Port State Control

Development of Port State Control

Regional Port State organisations:

Europe and the North Atlantic (Paris MOU)

Latin America (Acuerdo de Via del Mar)

Asia and the Pacific (Tokyo MOU)

Caribbean (Caribbean MOU)

the Mediterranean (Mediterranean MOU)

the Indian Ocean (Indian Ocean MOU)

West and Central Africa (Abuja MOU)

the Black Sea region (Black Sea MOU)

Port State Control

Development of Port State Control

Paris MOU

Port State Control

Development of Port State Control

Latin America MOU (Via del Mar)

Port State Control

Development of Port State Control

Tokyo MOU

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Development of Port State Control

Caribbean MOU

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Development of Port State Control

Mediterranean MOU

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Development of Port State Control

Indian Ocean MOU

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Development of Port State Control

Abuja MOU

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Development of Port State Control

Black Sea MOU

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> Role of PSC

General
Relevant instruments
Selection of ships
The PSC inspection

process
Banning of ships
Publication
Black and Grey Lists of

flags

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Relevant Instruments

Conventions:

Load Line 1966 / SOLAS 1974 / MARPOL 73/78

STCW 78 / COLREG 72 / Tonnage 69 / ILO 147

National rules and regulations

PSC applies relevant instruments applicable in its State

No more favourable treatment for

ships of non-parties to conventions

ships below convention size

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Selection of ships

Priority inspections

Ships reported by pilots, port authorities or another State


Ships reported by another PSC authority as having outstanding
deficiencies
Failure to report information to relevant authority on dangerous/
polluting cargos
Operational concerns about the ship
Collision, grounding on the way to the port
Alleged pollution violation
Erratic or unsafe manoeuvring or operated to pose danger to
persons, property or environment

Ships suspended/ withdrawn from class for safety reasons

Target factor
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Target factor

Inspections by target factor Relevant factors

Owner / Operator

Charterer

Flag

Ship's type and age

Class-related detentions rate above average

Non IACS or non EU recognised class society

History of PSC inspections in MOU


Ships visiting a port State region for the first
time
After an absence of at least 6 months

Target factor > 50, mandatory inspection if last inspection > 1 month
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The PSC inspection process

Initial inspection:

First impression

Documentation check

Walk around

Clear grounds for more detailed inspection

Evidence that the ship, its equipment or its crew do not correspond to
the requirements of relevant conventions
Master or crewmembers not familiar with essential shipboard
operational procedures

More detailed inspections

In-depth inspection covering the ship's construction, equipment,


manning, living and working conditions
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The PSC inspection process Expanded inspections

Applicable for following ships:

oil tankers > 3000 gross tonnage and > 15 years

bulk carriers > 12 years

passenger ships > 15 years

gas and chemical carriers > 10 years

Inspection frequency once a year

In between expanded inspections a normal inspection is possible

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Banning of ships

Ships proceeding to sea without complying with PSC conditions

detained ships

ships with suspended hazardous operations

All ships not calling into the indicated repair yard

Gas carriers, chemical tankers, bulk carriers, oil tankers and


passenger ships

after the 2nd detention in 3 years if it is in the very high risk or high
risk category on the Black List
after the 3rd detention in 2 years if it is in a lower risk category on the
Black List

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Banning of ships

Paris MOU website: List of banned ships

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Publication

Monthly lists of inspected/detained ships

Annual report

black-grey and white list

statistics
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Publication

Black and grey list


MOU Paris

MOU Tokyo

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3
> Performance of Class Societies

General
Responsibility criteria and performance
Appeal procedure
Follow-up actions

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Performances of Classification Societies

Criteria for the responsibility assessment of the classification


societies: Class related detentions

Deficiencies which warrant detentions covered by a CS survey or


where CS has issued certification

Accidental damage will not be class related

Serious wastage will be listed as a CS responsibility

Outdated equipment will not be associated, unless outdated at the


time of last survey
Expired statutory certificates will not be associated with CS
Time limit of 90 days generally placed on equipment deficiencies,
unless it is apparent that the deficiency existed at the time of last
survey
ISM deficiencies shall be class related only when the CS has issued
the DOC or SMC and the deficiency existed at the last audit
conducted by the CS
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Performances of Classification Societies

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Performances of Classification Societies

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Performances of Classification Societies


Europe Directive 94/57/EC

Regime of sanctions against the Recognized Organization (RO) in case of


insufficient safety performances:
Fines
Suspension of the recognition
Withdrawal of the recognition

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Performances of Classification Societies

IACS

Definition of a number of Common Performance Indicators (CPIs)


Among these indicators, three are related to PSC:
CPI 1: Members to be included on the Paris MOU and USCG
high performance lists
CPI 2: IACS and Members Paris, Tokyo MoU and USCG Class
related detentions as a % of inspections
CPI 3: IACS and Members Paris, Tokyo MoU and USCG total
detentions as a % of inspections

Annual results reviewed by the IACS Advisory Committee and the


IACS Council annual Quality Management Review

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Appeal Procedure

Appeal against class-related decisions

Generally through the central PSC organization of the Country,


Except in France and Italy: local

Preferable to appeal right on the spot, to the PSC Officer himself


Easier as long as the detention is not recorded into the PSC
database: after, this involves the hierarchy and heavier
administrative burden
Must be documented

BUT ABOVE ALL: THOROUGH SURVEYS IN FULL COMPLIANCE


WITH RULES AND REGULATIONS IS THE BEST PREVENTION
AGAINST CLASS RELATED DETENTIONS

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Appeal Procedure

Attitude in case of Class related detention:

Advise immediately SSOM + PSC Coordinator


Think APPEAL: does it look possible or not ? (number and
magnitude of class related deficiencies, date of last surveys?)
Collect on board any possible documentation which could help to
support an appeal action. Get from the master a statement that the
equipment was in operating order at the time of the class survey.
THIS WORKS!
Cooperate with the PSC on the deficiencies, whilst discussing the
appeal. If not accepted, tell him that the society reserves its right of
appeal.
MIND: Your own survey report will be part of the appeal file: no
negative comment on the condition of the vessel. Just report the
remedial actions to satisfy the PSC deficiencies, and take the
advice from your SSOM and colleagues!
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COOPERATION
WITH AUTHORITIES
Follow-up actions
- KPI
RELATIONSHIP

200

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Follow-up actions Neptune

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COOPERATION
Follow-up actions
NeptuneWITH AUTHORITIES
RELATIONSHIP

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COOPERATION
Follow-up actions
NeptuneWITH AUTHORITIES
RELATIONSHIP

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COOPERATION
Follow-up actions
NeptuneWITH AUTHORITIES
FOLLOW-UP

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4
> Detainable deficiencies

Examples of detainable deficiencies

Under SOLAS:

Failure of the main propulsion, electrical, pumping and steering system

Poor cleanliness of engine room

Absence, insufficient capacity or poor condition of LSA equipment

Absence, non-compliance or poor condition of FFE, ventilation valves,


fire dampers and quick closing devices
Absence, non-compliance or poor condition of navigation lights, shapes
and sound signals

Absence of corrected nautical charts and publications

Absence or failure of mandatory navigation systems and equipment

Number, composition or certification of crew not corresponding to safe


manning certificate
Serious deficiency of crews operational competence
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Examples of detainable deficiencies

Under LOAD LINES:

Significant areas of damage or corrosion affecting seaworthiness

Insufficient stability or ability to calculate stability conditions

Absence or poor condition of hull closing devices

Overloading

Under MARPOL:

Absence, poor condition or failure of oily-water filtering equipment, oil


discharge monitoring and control systems and alarms
Remaining capacity of slop and/or sludge tank insufficient for intended
voyage
Absence of oil record book
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Examples of detainable deficiencies

Under STCW:

Lack of or insufficient crewmember certificates/endorsements

Inadequate navigational or engineering watch arrangements/personnel

Crewmember competency not adequate for the duties assigned for the
safety of the ship and the prevention of pollution

Under ILO Conventions:

Insufficient food or potable water for next voyage

Excessively unsanitary conditions onboard

No heating in accommodation if ship operating in low temperature areas

Excessive garbage, blocked passageways

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Most frequent deficiencies


MOU Paris

MOU Tokyo
Main categories of deficiencies

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Most frequent deficiencies


MOU Paris

MOU Tokyo
Safety related deficiencies

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