A PRESENTATION ON

DISCIPLINARY ACTION

Presented By,
Aosen
Ongwang
Lepok
Ahel
CONTENTS
 Introduction
-Meaning
-Aims and Objectives
-Indiscipline and its Causes
 Disciplinary Alternatives.
 Principles of Effective Discipline
 Approaches To Discipline Enforcement
 Code of Discipline
 Conclusion
 INTRODUCTION
Meaning of Disciplinary Action
• Disciplinary or corrective action is a process of
communicating with the employee to improve unacceptable
behavior or performance.
• You may take disciplinary action when other methods such as
coaching and performance appraisal have not been successful.

Definition of Discipline:
• Discipline may be defined as an attitude of mind which aims
at inculcating restraint, orderly behaviour and respect for and
willing obedience to a recognized authority.
 AIMS AND OBJECTIVES
 To obtain willing acceptance of the rules, regulations
and procedures of an organisation
 To develop among the employees a spirit of tolerance
and a desire to make adjustments;
 To give and seek direction and responsibility;
 To create an atmosphere of respect for human
personality and human relations;
 To increase the working efficiency morale of the
employees; and
 To impart an element of certainty despite several
differences in informal behaviour patterns and other
related changes in an organisation.
 INDISCIPLINE AND ITS CAUSES
Indiscipline
The term ‘indiscipline’ generally means the violation of
formal or informal rules and regulations in an organisation.

Causes of Indiscipline
 Ineffective leadership to control, coordinate and motivate
workers.
 Low wages and poor working conditions.
 Lack of timely redressal or workers’ grievances.
 Lack or defective grievance procedure.
 Character of the workers such as gambling, drinking, violent
nature etc.
 Political influence.
 DISCIPLINARY ALTERNATIVES
1)Oral Warning:
• Set a time and place to ensure privacy.
• Make notes about what you want to say in advance.
• Remember that the employee may have a right to
representation.
• State clearly that you are issuing an oral warning.
• Be specific in describing the unacceptable performance or
behavior.
• Remind the employee of the acceptable standards or rules. If
they are available in writing, provide them to the employee.
• State the consequences of failure to demonstrate immediate
and sustained improvement: Further disciplinary action may
be the result.
• Note the oral warning on your calendar and key elements of
discussion.
 DISCIPLINARY ALTERNATIVES
2)Written Warning:
• State clearly at the outset of the letter that it is a written
warning, and cite the appropriate personnel policy or contract
provision.
• Describe the performance problem or work rule violation in
very specific detail and attach documents which support your
conclusions.
• Outline previous steps taken to acquaint the employee with the
issue (coaching sessions, performance appraisals, previous
disciplinary actions) and attach copies of the documents.
• Describe the impact of the problem (safety issues, need to
reassign work).
• Note the employee's explanation (as revealed during your
investigation) or that the employee declined to offer one. If it
was unacceptable, explain why.
 DISCIPLINARY ALTERNATIVES
• Reiterate your expectations regarding behavior and/or
performance.
• Note that if the employee doesn't demonstrate immediate and
sustained improvement, the consequence will be further
disciplinary action, up to and including dismissal.
• Refer the employee to the appropriate policy or contract
provision for appeal rights.
• Deliver the warning letter to the employee and place it in the
employee's departmental personnel file using appropriate
delivery procedures such as "Proof of Service."  
 DISCIPLINARY ALTERNATIVES

3.Suspension without Pay

4.Reduction of Pay within a Class
5.Demotion to a Lower Classification
6.Dismissal
 PRINCIPLES OF EFFECTIVE DISCIPLINE
1. The rules of discipline, as far as possible, should be framed
in cooperation and collaboration with the representatives of
employees for their easy implementation.
2. The rules and regulations should be appraised at frequent and
regular intervals to ensure that they are appropriate, sensible
and useful.
3. The rules and regulations should be flexible to suit different
categories of employees in the organisation, i.e., both the
blue-collar workers and white-collar employees.
4. The rules must be uniformly enforced for their proper
acceptance. They must be applied fairly and impersonally.
5. The rules of discipline embodied in the standing orders, or in
the company’s manual, must be properly and carefully
communicated to every employee preferably at the time of
induction for their easy acceptance.
 PRINCIPLES OF EFFECTIVE DISCIPLINE
6. Every kind of disciplinary penalty, even if it is a rebuke or a
warning, should be recorded.
7. Disciplinary actions should be taken in private because its
main objectives is to ensure that a wrong behaviour is
corrected and not that the wrongdoer is punished.
8. A punitive actions must satisfy the principle of natural
justice. The management must act without bias and without
vindictiveness, and its disciplinary actions must be based on
justice and fair play.
 APPROACHES TO DISCIPLINE
ENFORCEMENT
 Human Relation Approach
 Human Resource Approach
 Group Discipline Approach
 Leadership Approach
 CODE OF DISCIPLINE
The Fifteenth Indian Labour Conference discussed the
question of discipline in industry and laid down the following
general principles:
 There should be no lock-out or strike without notice.
 No unilateral action should be taken in connection with any
industrial matter.
 There should be no recourse to go-slow tactics.
 No deliberate damage should be caused to plant or property.
 Acts of violence, intimidation, coercion or instigation should
not be resorted to.
 The existing machinery for settlement of disputes should be
utilized.
 Awards and agreements should be speedily implemented.
 Any agreement which disturbs cordial industrial relations
should be avoided.
 CODE OF DISCIPLINE
Part –I: To maintain discipline in industry
(both in public and private sectors)
Part – II: To ensure better discipline in
industry, management and union
Part-III: Management’s obligations only
Part-IV: Union’s obligations.
 CODE OF DISCIPLINE
PART- I
To maintain discipline in industry (both in
public and private sectors)

There has to be:

(i) A just recognition by employers and workers of the
rights and responsibilities of either party, as defined
by the laws and agreements; and
(ii)A proper and willing discharge by either party of its
obligation consequent on such recognition.
 CODE OF DISCIPLINE
PART – II
To ensure better discipline in industry,
management and union agrees
• That no unilateral actions should be taken in
connection with any industrial matter and that disputes
should be settled at appropriate level;
• That the existing machinery for settlement of disputes
should be utilized with the utmost expedition.
• That there should be no strike or lock-out without
notice;
• That affirming their faith in democratic principles,
they bind themselves to settle all future differences,
disputes and grievances by mutual negotiation,
conciliation and voluntary arbitration;
 CODE OF DISCIPLINE
PART – II
• That neither will have recourse to coercion, intimidation,
victimization, and go-slow;
• That they will avoid litigation, sit-down and stay-in-strikes,
and lock-outs;
• That they will promote constructive cooperation between their
representatives at all levels and as between workers
themselves and abide by the spirit of agreements mutually
entered into;
• That they will establish upon a mutually agreed basis a
Grievance Procedure which will ensure a speedy and full
investigation leading to settlement;
• That they will abide by various stages in the Grievance
Procedure and take no arbitrary action which would by-pass
this procedure; and
• That they will educate the management personnel and workers
regarding their obligations to each other.
 CODE OF DISCIPLINE
PART-III
Management agrees
• Not to increase work-loads unless agreed upon or settled
otherwise;
• Not to support or encourage any unfair labour practice such
as: interference with the right of employees to enroll or
continue as union members; discriminations, restraint or
coercion against any employee because of recognized activity
of trade unions; and victimization of any employee and abuse
of authority in any form;
• To take prompt actions for settlement of grievance, and
implementation of settlements, awards, decisions and orders;
• To display in conspicuous places in the undertaking the
provision of this Code in local language;
 CODE OF DISCIPLINE
PART-III

• To distinguish between actions justifying immediate discharge

and those where discharge must be preceded by a warning,
reprimand, suspension or some other form of disciplinary
action and to arrange that all such disciplinary action should
be subject to an appeal through normal Grievance Procedure;
• To take appropriate disciplinary action against its officers and
members in cases where enquiries reveal that they were
responsible for precipitate action by workers leading to
indiscipline;
 CODE OF DISCIPLINE
PART- IV
Union Agrees
• Not to encourage any form of physical duress;
• Not to permit demonstrations which are not peaceful and not
to permit rowdyism in demonstration;
• That their members will not engage or cause other employees
to engage in any union activity during working hours, unless
as provided for by law, agreement or practice;
• To discourage unfair labour practices such as: negligence of
duty, careless operation, damage to property, interference with
or disturbance to normal work, and insubordination;
• To take prompt actions to implement awards, agreements,
settlements and decisions;
 CODE OF DISCIPLINE
PART- IV
• To display in conspicuous places in the union offices, the
provision of this Code in the local language; and
• To express disapproval and to take appropriate action against
office bearers and members for indulging in action against
the spirit of this Code.
 CONCLUSION
Discipline is a two-way traffic and a breach of discipline on
the part of either party in industry will cause unrest. The
approach to managing discipline depends to a great extent upon
managerial philosophy, culture and attitude towards the
employees. A negative approach to discipline relies heavily on
punitive measures and in the line with the traditional managerial
attitude of “hire and fire” and obedience to orders.
On the other hand, a constructive approach stress on
modifying forbidden behaviour by taking positive steps like
educating, counseling etc., The concept of positive discipline
promotion aims at the generation of a sense of self-discipline
and disciplined behaviour in all the human beings in a dynamic
organizational setting, instead of discipline imposed by force or
punishment. In brief, the approach to the disciplinary action in
most cases should be corrective rather than punitive.
 REFERENCES
http://mbastudymaterial4u.blogspot.in/2011/07/discipline-disciplinary-
http://mbastudymaterial4u.blogspot.in/2011/07/discipline-disciplinary-
action.html
action.html

http://www.google.co.in/search?source=ig&hl=en&rlz=&q=Industrial+Rel
ations-+Disciplinary+Actions&oq=Industrial+Relations-+Disciplinary+Action
s&aq=f&aqi=&aql=&gs_sm=3&gs_upl=47043l71484l0l71843l44l43l0l0l0l0l0l
0ll0l0

http://ucsfhr.ucsf.edu/index.php/pubs/hrguidearticle/chapter-23-takin
http://ucsfhr.ucsf.edu/index.php/pubs/hrguidearticle/chapter-23-takin
g-disciplinary-action/
g-disciplinary-action/
Thank You!