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WELCOME
TO HONEX
YOUR PERFECT MERCHANT BANKER
 ABOUT US

We are a merchant banking institution and

indulge in providing a skill-oriented professional
service to our clients, concerning their financial
needs, for adequate consideration, in the form
of fee.
We are also a specialist in international trade
and thus, excel in transacting with large
enterprises. We offer a range of financial and
consultancy services, to the customers,

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OUR COMPETITIORS

• ICICI

PRIVATE SECTOR
PUBLIC SECTOR

  SECURITIES
• SBI CAPITAL LTD
MARKETS LTD
• AXIS BANK
• PUNJAB LTD
NATIONAL BANK
• BAJAJ
• BANK OF CAPITAL LTD
MAHARASHTRA • RELIANCE
SECURITIES
• IFQ FINANCIAL
LTD
SERVICES LTD

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Qualities of A Merchant Ba
n ker
• Proven Track Record
• Good Investor Relations
• Industry Focus
• Research Skills
• Experience in Market Making

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OUR SERVICES.

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 UNDERWRI CORPORATE
PROJECT
TING OF COUNSELLING
COUNSEL AND
AND ADVISORY
PUBLIC ADVISORY
LING SERVICE
SERVICE
ISSUE

NON MANAGE PORTFOL

RESIDEN MENT OF IO LOAN
T SYNDICAT
INVESTM
DEBT AND MANAGE
EQUITY ION
ENT MENT

MANAGER
PLACEME RESTRUCT S
NT AND URING
ISSUE OFF ,CONSULTA
DISTRIBU STRATEGIE
MANAGE SHORE NTS AND
TION S MENT FINANCE ADVISORS
TO ISSUE

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× ISSUE MANAGEMENT
After taking action as per SEBI guidelines, finalizes arrangements relating to date of
opening and closing of issue, registration of prospectus,.
Pricing of issues is done by the companies in consultant with the merchant bankers.
× MANAGERS, CONSULTANTS OR ADVISERS TO THE
ISSUE
The managers to the issue assist in the drafting of prospectus, application forms
and completion of formalities under the Companies Act, appointment of Registrar for
dealing with share applications and transfer and listing of shares of the company on the
stock exchange.

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× Underwriting of Public Issue
Merchant banking institutions cannot underwrite more than 15% of any issue.

× Portfolio Management
Portfolio management means maintaining proper combinations of securities in a
mode that they give maximum return with minimum risk.

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× Off Shore Finance
Merchant Bankers help their clients in the following areas involving foreign
currency.
• Long term foreign currency loans
• Joint Ventures abroad
• Financing exports and imports          
• Foreign collaboration arrangements
• Non-resident Investment

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× Restructuring strategies
middlemen in setting negotiation between the two companies.
assist the management of the client company to successfully restructure various
activities such as mergers and acquisitions, divestitures, management buyouts,
joint venture among others.
× Placement and distribution
The institutional network consists of mutual funds, foreign institutional investors,
private equity funds, pension funds, financial institutions etc.
The retail network is purely depends on networking with investors.

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× Loan syndication
Merchant Bankers help corporate clients to raise syndicated loans from banks and
other financial institutions.
× Corporate Counseling and advisory services
Merchant Bankers explore the refinancing alternatives of the client, and evaluate
cheaper sources of funds.
Rehabilitation and turnaround management akongside different hedging strategies
is another area of advice.

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TIME TO TALK ABOUT
YOUR INCOME

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COMMISSION
As Deteremind by finance ministry government of India merchant bankers are
eligible to charge commission fee from guidelines as mentioned below
× Merchant Bankers can charge 0. 5% maximum commission for whole of
issue
× Merchant Bankers can also charge project appraisal fees.
× lead manager can claim commission of 0. 5% up to Rs.25 crore and 0.2% in
excess of Rs.25 crore
× other expenses like advertising printing stamp duty etc., in connection with
the issue can be reimbursed from the clients

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YOUR CODE OF
CONDUCT

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GUIDELINES
Merchant banking has been brought within the framework of SEBI’s merchant
bankers regulation 1992 .
× Authorization by SEBI to carry out business
× Authorization, annual and renewal fees may be collected
× Merchant Bankers have to submit reports regarding issue of shares
× The minimum net worth should be 1 crore.
× inspection conducted by S EBI to ensure that the provision of regulation are
properly complied
× SEBI has been vested with the power to suspend or cancel the authorization in
case of violation

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Thank you !

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