CS423

DATA WAREHOUSING AND DATA

MINING

Chapter 8a
Classification – Basic Concepts

Dr. Hammad Afzal

hammad.afzal@mcs.edu.pk

Department of Computer Software Engineering

National University of Sciences and Technology (NUST)
CLASSIFICATION APPLICATIONS
 Classification

 Data analysis that extracts models describing important

data classes.

2
CLASSIFICATION APPLICATIONS
 Typical applications
 Categorize Bank Loan Application (Safe/Risky).
 Medical diagnosis: if a tumor is cancerous or benign
 Fraud detection: if a transaction is fraudulent
 Web page categorization: which category it is

 Usage
 A model classifier is built that predicts class

4
CLASSIFICATION VS. REGRESSION
 Classification
 predicts categorical class labels (discrete or nominal)

 classifies data (constructs a model) based on the training set

and the values (class labels) in a classifying attribute and
uses it in classifying new data

 Numeric Prediction
 models continuous-valued functions, i.e., predicts unknown
or missing values . (Sometimes referred as Regression)

5
SUPERVISED VS UNSUPERVISED
LEARNING
 Supervised learning (classification)
 Supervision: The training data (observations, measurements,
etc) are accompanied by labels indicating the class of the
observations

 New data is classified based on the training set

6
SUPERVISED VS. UNSUPERVISED LEARNING

 Unsupervised learning (clustering)

 The class labels of training data is unknown

 Given a set of measurements, observations, etc. with the aim

of establishing the existence of classes or clusters in the data

7
CLASSIFICATION—A TWO-STEP PROCESS
 Model construction: describing a set of predetermined classes

 Each tuple/sample is assumed to belong to a predefined class, as

determined by the class label attribute

 The set of tuples used for model construction is training set

 The model is represented as classification rules, decision trees, or

mathematical formulae

8
CLASSIFICATION—A TWO-STEP PROCESS
 Model usage:
 For classifying future or unknown objects
 Estimate accuracy of the model
 The known label of test sample is compared with the

classified result from the model

 Accuracy rate is the percentage of test set samples that are

correctly classified by the model

 Test set is independent of training set (otherwise over-

fitting)
 If the accuracy is acceptable, use the model to classify new
data
9
PROCESS (1): MODEL CONSTRUCTION

Classification
Algorithms
Training
Data

NAME RANK YEARS TENURED Classifier

Mike Assistant Prof 3 no (Model)
Mary Assistant Prof 7 yes
Bill Professor 2 yes
Jim Associate Prof 7 yes
Dave Assistant Prof 6 no IF rank = ‘professor’
Anne Associate Prof 3 no OR years > 6 10
THEN tenured = ‘yes’
PROCESS 2:MODEL USAGE FOR PREDICTION
IF rank = ‘professor’
OR years > 6
THEN tenured = ‘yes’
Classifier

Testing
Data Unseen Data

(Jeff, Professor, 4)
NAME RANK YEARS TENURED
Tom Assistant Prof 2 no Tenured?
Merlisa Associate Prof 7 no
George Professor 5 yes 11

Joseph Assistant Prof 7 yes

CHAPTER 8. CLASSIFICATION: BASIC CONCEPTS

 Classification: Basic Concepts

 Decision Tree Induction
 Bayes Classification Methods
 Rule-Based Classification
 Model Evaluation and Selection
 Techniques to Improve Classification Accuracy: Ensemble
Methods
 Summary

12
 DATASET
age income student credit_rating buys_computer
<=30 high no fair no
<=30 high no excellent no
31…40 high no fair yes
>40 medium no fair yes
>40 low yes fair yes
>40 low yes excellent no
31…40 low yes excellent yes
<=30 medium no fair no
<=30 low yes fair yes
>40 medium yes fair yes
<=30 medium yes excellent yes
31…40 medium no excellent Yes
31…40 high yes fair Yes 13
>40 medium no excellent No
A DECISION TREE FOR
“BUYS_COMPUTER”

age?

<=30 overcast
30..40 >40

student? yes credit rating?

no yes excellent fair

no yes no yes 14
ALGORITHM FOR DECISION TREE INDUCTION
 Basic algorithm (a greedy algorithm)

Tree is constructed in a top-down recursive divide-and-conquer

manner

At start, all the training examples are at the root

Attributes are categorical

Examples are partitioned recursively based on selected attributes

Test attributes are selected on the basis of a heuristic or statistical 15

measure (e.g., information gain)
ALGORITHM FOR DECISION TREE INDUCTION
 Conditions for stopping partitioning

All samples for a given node belong to the same class

There are no remaining attributes for further

partitioning – majority voting is employed for
classifying the leaf

16
 INFORMATION GAIN (ID3/C4.5)
 Select the attribute with the highest information gain

 Let pi be the probability that an arbitrary tuple in D

belongs to class Ci, estimated by |Ci, D|/|D|

 Expected information (entropy) needed to classify a

tuple in D:
m
Info ( D)   pi log 2 ( pi ) 18
i 1
 INFORMATION GAIN (ID3/C4.5)

 Information needed (after using A to split D into v

partitions) to classify D:

v | Dj |
Info A ( D )    Info ( D j )
j 1 |D|

 Information gained by branching on attribute A

Gain(A)  Info(D)  Info A(D) 19

 INFORMATION
GAIN (ID3/C4.5) Info A ( D)  
v | Dj |
 Info ( D j )
j 1 |D|
g Class P: buys_computer = “yes” 5 4
Info age ( D)  I (2,3)  I (4,0)
g Class N: buys_computer = “no” 14 14
9 9 5 5 5
Info ( D)  I (9,5)  
14
log 2 ( )  log 2 ( ) 0.940
14 14 14
 I (3,2)  0.694
14
age income student credit_rating buys_computer 5
I (2,3)means “age <=30” has 5 out of
<=30 high no fair no 14
<=30 high no excellent no 14 samples, with 2 yes’es and 3 no’s.
31…40 high no fair yes Hence
>40 medium no fair yes
>40 low yes fair yes Gain(age)  Info ( D )  Info age ( D)  0.246
>40 low yes excellent no
31…40 low yes excellent yes Similarly,
<=30 medium no fair no
<=30 low yes fair yes Gain(income)  0.029
>40 medium yes fair yes
<=30 medium yes excellent yes Gain( student )  0.151 20
31…40 medium no excellent yes
31…40 high yes fair yes Gain(credit _ rating )  0.048
>40 medium no excellent no
 A DECISION TREE FOR
“BUYS_COMPUTER”

age?

CS490D
<=30 overcast
30..40 >40

student? yes credit rating?

no yes excellent fair

no yes no yes 21
EXTRACTING CLASSIFICATION RULES
FROM TREES
 Represent the knowledge in the form of IF-THEN rules
 One rule is created for each path from the root to a leaf

CS490D
 Each attribute-value pair along a path forms a conjunction
 The leaf node holds the class prediction
 Rules are easier for humans to understand
 Example
IF age = “<=30” AND student = “no” THEN buys_computer = “no”
IF age = “<=30” AND student = “yes” THEN buys_computer = “yes”
IF age = “31…40” THEN buys_computer = “yes”
IF age = “>40” AND credit_rating = “excellent” THEN buys_computer = “yes”
IF age = “<=30” AND credit_rating = “fair” THEN buys_computer = “no”

22
 COMPUTING INFORMATION-GAIN FOR
CONTINUOUS-VALUED ATTRIBUTES
 Let attribute A be a continuous-valued attribute
 Must determine the best split point for A
 Sort the value A in increasing order
 Typically, the midpoint between each pair of adjacent values is
considered as a possible split point
 (ai+ai+1)/2 is the midpoint between the values of ai and ai+1
 The point with the minimum expected information requirement
for A is selected as the split-point for A
 Split:
 D1 is the set of tuples in D satisfying A ≤ split-point, and D223is
the set of tuples in D satisfying A > split-point
 GAIN RATIO (C4.5)
 Information gain measure is biased towards attributes with a
large number of values
 C4.5 (a successor of ID3) uses gain ratio to overcome the
problem (normalization to information gain)
v | Dj | | Dj |
SplitInfo A ( D)    log 2 ( )
j 1 |D| |D|

 GainRatio(A) = Gain(A)/SplitInfo(A)
 Ex.

 Gain_Ratio (income) = 0.029/1.557 = 0.019

24
 The attribute with the maximum gain ratio is selected as the
splitting attribute
 COMPARING ATTRIBUTE
SELECTION MEASURES
 The three measures, in general, return good results but

 Information gain:
 biased towards multi-valued attributes

 Gain ratio:
 tends to prefer unbalanced splits in which one partition is much smaller than the
others

25
OTHER ATTRIBUTE SELECTION
MEASURES
 CHAID: a popular decision tree algorithm, measure based on χ2 test for independence
 C-SEP: performs better than info. gain and Gini index in certain cases
 G-statistic: has a close approximation to χ2 distribution
 MDL (Minimal Description Length) principle (i.e., the simplest solution is preferred):
 The best tree as the one that requires the fewest # of bits to both (1) encode the
tree, and (2) encode the exceptions to the tree

 Multivariate splits (partition based on multiple variable combinations)

 CART: finds multivariate splits based on a linear comb. of attrs.
 Which attribute selection measure is the best?
 Most give good results, none is significantly superior than others
26
 OVER-FITTING AND TREE
PRUNING
 Over-fitting: An induced tree may over-fit the training data
 Too many branches, some may reflect anomalies due to noise
or outliers.
 Poor accuracy for unseen samples
 Two approaches to avoid over-fitting
 Pre-pruning: Halt tree construction early ̵ do not split a node
if this would result in the goodness measure falling below a
threshold
 Difficult to choose an appropriate threshold
 Post-pruning: Remove branches from a “fully grown” tree—
get a sequence of progressively pruned trees
 Use a set of data different from the training data to decide which is the “best 27
pruned tree”
 ENHANCEMENTS TO BASIC
DECISION TREE INDUCTION
 Allow for continuous-valued attributes
 Dynamically define new discrete-valued attributes that
partition the continuous attribute value into a discrete set of
intervals
 Handle missing attribute values
 Assign the most common value of the attribute
 Assign probability to each of the possible values
 Attribute construction
 Create new attributes based on existing ones that are sparsely
represented
 This reduces fragmentation, repetition, and replication 28