TRANSMITTER RECEIVER

𝑗2 𝜋 𝑓 0 𝑡 − 𝑗2𝜋 𝑓 0 𝑡
𝑒 𝑒
Input Symbol Transmit Receive Symbol Output
Channel
Data Mapper Filter Filter Demapper Data
 𝑗2 𝜋 𝑓 0 𝑡
𝑒 TRANSMITTER
X 0 n X k n
Constellation
Filtering
Mapping
𝑗2 𝜋 𝑓 𝑘 𝑡
𝑒
X n  X N 1 n  xk n 
X n  S/P
Constellation
Mapper
Filtering ∑ Baseband
to RF
𝑗2𝜋 𝑓 𝑁−1 𝑡
𝑒
X 0 n  x0 n 
Constellation
Filtering
Mapper

Channel

− 𝑗 2𝜋 𝑓 0 𝑡
RECEIVER
𝑒
x n 
Receive Symbol x k n 
Filter Demapper
− 𝑗 2𝜋 𝑓 𝑘𝑡
𝑒
x n  xk n  Receive Symbol x N 1 n 
RF to X k n 
S/P P/S
Baseband Filter Demapper
𝑒− 𝑗2𝜋 𝑓 𝑁−1𝑡

x0 n  
Receive Symbol X 0 n 
Filter Demapper
 X 0 n x0 n  OFDM
Symbol
Mapping TRANSMITTER

X k n  xk n  x n x  n
X n  Symbol Baseband
S/P IFFT P/S Add CP
Mapping to RF

X N 1  n xN 1 n 
Symbol
Mapping

Channel

OFDM r0  n  r̂0  n 
Symbol
RECEIVER Demapping

r n  r n  rk n  Symbol rˆk n 
RF to Discard r̂ n 
S/P FFT P/S
Baseband CP Demapping

rN 1 n  rˆN 1 n 
Symbol
Demapping
 W-OFDM
TRANSMITTER

Input Digital Extension & Baseband

S/P IFFT P/S Add CP
Data Modulation Windowing to RF

Channel

Compensation Output
RF to Discard Digital
& Extension S/P FFT P/S
Baseband CP Demodulation Data
Removal

W-OFDM
RECEIVER
 F-OFDM
TRANSMITTER

Input Sub-band
Symbol Baseband
S/P IFFT P/S Add CP Filtering &
Data Mapping to RF
Overlap

Channel

RF to Sub-band Discard Symbol Output

S/P FFT P/S
Baseband Filtering CP Demapping Data

F-OFDM
RECEIVER
 IFFT
S0 Filter F0 S0 UFMC
S0 P/S with TRANSMITTER
Spreader
length L

S1 Filter F1 S1
Input
S/P
Symbol
Partition
into B S1
IFFT
Spreader
P/S with ∑ Baseband
to RF
Data Mapping length L
Sub-bands

IFFT
S B 1 Filter FB SB 1
S B 1 P/S with
Spreader
length L

Channel

Time-domain
RF to Frequency-
Pre-processing S/P
Baseband domain Estimated
(Windowing) 2N point
Symbol Symbols
FFT processing
(Equalization)
0 0
Zero 0 0
UFMC
RECEIVER
Padding
0 0
 𝑘𝑛
𝑗2 𝜋
𝑁
𝑒
Up GFDM
Filtering TRANSMITTER
Sampling

Symbol
Input S/P 𝑘𝑛 P/S Add CP
Mapping 𝑗2 𝜋
Data 𝑁
𝑒
Up
Filtering
Sampling Baseband
to RF

Channel
𝑘𝑛
− 𝑗 2𝜋
𝑁
𝑒
RF to Matched Down
Baseband Filtering Sampling

Discard Symbol Output

S/P S/P
CP − 𝑗 2𝜋
𝑘𝑛 Demapping Data
𝑁
𝑒
GFDM Matched Down
RECEIVER Filtering Sampling
 a0m t  𝑒 𝑗0 FBMC/OQAM
X 0m S t 
TRANSMITTER
jb0m t 

S t 
QAM X m S t 
Xm
Modulation
S/P ∑ Baseband
to RF
aNm 1 t 
𝑗 (2𝜋𝑡𝑇 +𝜋2 )(𝑁−1)
𝑒
X Nm1 X m
m
X  m
X 0

Channel

𝑒 𝑗0 X Nm1 jbNm1 t  h t  T 2 

a0m t  h t  

S t 
RF to
S/P
Baseband
( )
2𝜋𝑡 𝜋
− 𝑗 + ( 𝑁−1)
𝑇 2
𝑒
  h t   
FBMC/OQAM
RECEIVER  h t  T 2  bˆN 1 n 
 X0
X1
0
X3 x n
N-point PA
D/A
IFFT x  n  c n 

0
X N 1

0
0
C2
0 c n 
N-point
IFFT

CN 2
0
 P 
1

X̂ 1 x̂ 1

P 2 Select
one
xˆ u 

X̂ X̂  2 N-point x̂ 2 candidate
X S/P S/P
IFFT with
lowest
PAPR
P
u

Xˆ u  xˆ  
u

u
Side Information
 1
X1 x1
Selection of
optimal
2 combination
Partition
Input Data X X2 x2 of phase x
into IFFT
S/P rotation S/P
V sub- Operation
factors
blocks
yielding the
V lowest
xV PAPR
XV

v
Phase Optimization Side Information
 a0m  n  mF  e j0
m s0  n  h n  s f
n s0mod n 
X 0 0

jb0m  n  mF 
h  n  F 2
 2 n  
 jk   
a   n  mF 
m
e  F 2

h n 
k
QAM sk  n  skf  n 
m skmod n  M 1 N 1 S n 
Input Constella X X m
 
Data tion
k jb   n  mF 
m

h  n  F 2
k m 0 k 0
Mapping
 2 n  
 j  N 1
aNm 1  n  mF 
 
 F 2
e
sN 1 n  h n  sNf 1 n  1  n 
sNmod
X m
jbm
  n  mF 
h n  F 2
N 1 N 1

OQAM
Pre-processing Filtering
X X 0 X 1 X 2 X 3 X 4 X 5 X 6 X 7 X 8 X 9 X 10 X 11 X 12 X 13 X 14 X 15

X1 X 0 X1 X 2 X 3 0 0 0 0 0 0 0 0 0 0 0 0

X2 0 0 0 0 X4 X5 X6 X7 0 0 0 0 0 0 0 0

X3 0 0 0 0 0 0 0 0 X 8 X 9 X 10 X 11 0 0 0 0

X4 0 0 0 0 0 0 0 0 0 0 0 0 X 12 X 13 X14 X 15
Symbol 0
Symbol 1
Symbol 2
Symbol 3
Symbol 4
Symbol 5
F

⋮
LSymbol   K  1 2  F Symbol m
Symbol m+1

⋮
Symbol M-1

FBMC/OQAM Signal S n 

LFBMC / OQAM   K  M  1 2  F
 1 0.3

a0 [n]*h[n]
0.2
a 0 [n] 0.5
0.1

0 0
0 10 20 30 40 50 0 20 40 60 80 100 120
1 0.3

a0 [n-F]*h[n]
0.2
a0 [n-F]

0.5
0.1

0 0
0 10 20 30 40 50 0 20 40 60 80 100 120
1 0.3

a 0 [n-2F]*h[n]
a 0 [n-2F]

0.2
0.5
0.1

0 0
0 10 20 30 40 50 0 20 40 60 80 100 120
 e j0  m ,1
s0 n n  S m,1
f
X m
0
s0 smod
0

Selection of
  2 n  
jk    optimal
e  F 2
 m ,v combination  
QAM OQAM
n
Partition SOpt n 
n  S m,v
m
m sk s f
s mod of phase SOpt M 1
Constella X X km Pre- Symbols k k into
rotation 
tion processin Filtering V sub- m 0
factors
Mapping g blocks
 2 n   yielding the
 j  N 1  
e  F 2  m ,V lowest
sNf 1 n  PAPR
1  n  S m ,V
sN 1 sNmod
m
X N 1

Phase Optimization
 F  K  1 2 F
S 0,1
S1,1

⋮

S 1 n  S m,1

⋮
S M  2,1
S M 1,1

K  M  F
⋮
 K  1 2 F

⋮
S m ,v S 1,1

⋮
 0,1
S
S m ,1

S M 1,1
⋮
S M 2,1
⋮

S M  2,v S 1 n 

⋮
 1,v
S
S 0,v

K  M  F
S 1,V
: sub-block from the data symbol :

S M 1,v : sub-block from the buffering and summation of all the sub-blocks from each data symbol
 K  M F
    
S 1 n  S 4 n  S21 K  M F Sq1 S 3 n 

⋮⋮⋮ ⋮⋮ ⋮⋮⋮⋮
⋮⋮⋮ ⋮⋮ ⋮⋮⋮⋮
     
S 2 n  S v 1  n  S V  2 n  SV 1 n S V n  S v n 
     
S 3 n  S 2 n S 21 S31 Sq1 S M1  K
     
S 4 n  S11 S12 S22 S32 S q2
⋮ F
⋮ ⋮ ⋮ ⋮
     
S v n  SM2  K S13 S23 S33 S q3
     
S v 1 n  SM3  K S14 S 24 S34 S q4
⋮ ⋮ ⋮ ⋮ ⋮
     
S V  2 n  S M4  K S1v S 2v S3v S qv
     
S V 1 n  SMv  K S1v 1 S2v 1 S3v 1 S qv 1
     
S V n  SMv 1K S1v 2 S2v  2 S3v 2 S qv  2


S v n  : sub-block obtained from the summation of sub-blocks from all data data symbol

S33 : signal segment from the sub-blocks. :
X X 0 X 1 X 2 X 3 X 4 X 5 X 6 X 7 X 8 X 9 X 10 X 11 X 12 X 13 X 14 X 15

X1 X 0 0 0 0 X1 0 0 0 X 2 0 0 0 X 3 0 0 0

X2 0 X 4 0 0 0 X5 0 0 0 X6 0 0 0 X7 0 0

X3 0 0 X 8 0 0 0 X 9 0 0 0 X10 0 0 0 X11 0

X4 0 0 0 X 12 0 0 0 X 13 0 0 0 X 14 0 0 0 X15
X X 0 X 1 X 2 X 3 X 4 X 5 X 6 X 7 X 8 X 9 X 10 X 11 X 12 X 13 X 14 X 15

X1 0 0 X 0 0 X1 0 X 2 0 X 3 0 0 0 0 0 0 0

X2 0 X4 0 X5 0 X6 0 X7 0 0 0 0 0 0 0 0

X3 0 0 0 0 0 0 0 0 0 X 8 0 X 9 0 X 10 0 X11

X4 X 12 0 0 0 0 0 0 0 0 0 X13 0 X14 0 X15 0

 𝑗0
𝑒
UP 𝑒 𝑗2 𝜋 𝑛/ 𝐿
Bit Circular Add Baseband
Mapper S/P Sampling P/S
Stream Convolution CP to RF
L
𝑒 𝑗2 𝜋( 𝑁 −1)𝑛/ 𝐿
 Transmitter

Data Symbol Baseband

S/P IFFT P/S Add CP
Source Mapper to RF

Channel

Data Symbol Remove RF to

P/S FFT S/P
Sink Demapper CP Baseband

Receiver
 Transmitter

Data Symbol Baseband

S/P IFFT P/S Add CP Channel
Source Mapper to RF
 Transmitter

Data Symbol Extension & Baseband

S/P IFFT P/S Add CP Channel
Sourc Mapper Windowing to RF
e
 Transmitter

Data Sub-band Baseband

S/P IFFT P/S Add CP Filtering Channel
Input Mapper to RF
 Transmitter

Binary Sub-band N-point Pulse Baseband

S/P P/S Channel
Data Mapper IFFT Shaping to RF
 𝑒 𝑗0
𝑒 𝑗2 𝜋𝑛/𝑁
Input UP Pulse
QAM Baseband
Data S/P Sampling Shaping P/S Channel
Mapper 2 𝜋 ( 𝑁−1 )𝑛 to RF
N h[n] 𝑗
𝑒 𝑁
 𝑒 𝑗0
𝑒 𝑗2 𝜋𝑛/𝑁
Input UP Pulse
QAM Output
Data S/P Sampling Shaping P/S
Mapper 2 𝜋 ( 𝑁−1 )𝑛 Data
N h[n] 𝑗
𝑒 𝑁
 𝑒 𝑗0
𝑗 ( 𝜋𝑁𝑛+ 𝜋2 )
𝑒
Input QAM Baseband
Data S/P Filtering P/S Channel
Mapper to RF
( )𝜋𝑛 𝜋
𝑗 ( 𝑁−1) +
𝑁 2
𝑒
 𝑋 𝐼0 ( 𝑡 ) SFB
h (𝑡) 𝑒 𝑗0
𝑋 𝑄0 ( 𝑡 ) h ( 𝑡 −𝑇 / 2 )
𝐼
𝑋 (𝑡 )
1
𝑗 (2𝑇𝜋 𝑡+ 𝜋2 )
h (𝑡) 𝑒
Input QAM 𝑄 Modulation
Data S/P 𝑋 1 ( 𝑡 ) P/S Channel
Mapper h ( 𝑡 −𝑇 / 2 ) to RF

𝑋 𝐼𝑁 −1 ( 𝑡 ) ⋮ ( )2𝜋 𝜋
𝑗 ( 𝑁−1) 𝑡+
𝑇 2
h (𝑡) 𝑒
𝑋 𝑄𝑁 −1 ( 𝑡 )
h ( 𝑡 −𝑇 / 2 )
 s0 n  e j0
h[n]
m s0f n  s0mod  n 
X 0

  h[n  F 2]
QAM
Input
Constella X
m
sk n 
QAM Pre-  M 1 N 1 S n 
Data X km
processing   
tion  2 n   m 0 k 0
Block j  N 1  
Mapping e  F 2

  h[n]
sNf 1 n 1  n 
sNmod
X Nm1 s n
N 1
h[n  F 2]
Filtering
Data Symbol 0
Data Symbol 1
Data Symbol 3

⋮
F
Data Symbol M-2
Data Symbol M-1
LSymbol   K  1 2  F

FBMC/OQAM Signal
LFBMC / OQAM   K  M  1 2  F
 e j0  m ,1
s0 s0f s0mod S m,1

X 0m
Selection of
optimal
   2 n  
jk   
 m ,v
OQAM e  F 2
Conversion combination m 
QAM X m sk Pre- S m,v SOpt M 1 SOpt n
X m skf skmod into of phase 
Mappin k processi
g ng &
V sub- rotation m 0

blocks factors
  filtering j N 1 2F n  2 
e    m ,V
X Nm1 s
yielding the
sNf 1 sNmod S m ,V
N 1 1
lowest PAPR

Phase Optimization
 S m,1
 m ,1
Selection of
m
s m n  Conversion S m,v FBMC SOpt M 1 
into sequences  SOpt n 
V sub-  m ,v
with the m 0
blocks lowest PAPR
S m ,V
 m ,V

Phase Optimization
 F  K  1 2 F
S 0,1


S 1 n  S1,1

⋮
S M 2,1

S M 1,1


S 0,V ⋮
S V  n S1,V
⋮
S M 2,V

S M 1,V
K  M  F
S m,v : sub-block from the data symbol :
v
S n  : sub-block from the buffering and summation of all the clusters
 K  M  F
   
S 1 n  S11 Sq1 S M1  K

⋮⋮ ⋮⋮ ⋮⋮
⋮⋮ ⋮⋮ ⋮⋮
   
S 2 n S12 Sq2 S M2  K
⋮ ⋮ ⋮
   
S v n S1v Sqv S Mv  K
   
S v 1 n S1v 1
⋮ Sqv 1
⋮ S Mv 1K
⋮
F
   
S V 1 n S1v 1 Sqv 1 S Mv 1K
   
S V n S1V SqV S MV  K

S v n : sub-block from buffering of

Sqv : signal segment from the sub-blocks

:
 s0 s0f
X 0m Yes
OQAM
  Conversion m, v
Buffering the mth partitioned
QAM X m sk Pre- skf
IDFT into s data block with respect to the
Mappin X km processi m<M
modulation sm V sub- overlaps over F samples
g 
s
 ng & f blocks between adjacent blocks
N 1 filtering sN 1 No
X Nm1

Optimal output
FBMC/OQAM Sqc ,opt  
data
Grouping Phase sqv Segmentation into sv
Evaluating the CCDF
Opt q<M+K Weighting (M+K) segments of
S FBMC of the optimal signal No
Optimization V sub-blocks
Yes