HAZARDOUS Presented by,

WASTE MANAGEMENT M.Aishwarya

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HAZARDOUS WASTE (HW)

“Hazardous waste” means any waste which

by reason of characteristics such as
physical, chemical, biological, reactive,
toxic, flammable, explosive or corrosive,
causes danger or is likely to cause danger to
health or environment, whether alone or in
contact with other wastes or substances.
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APPLICABLE TO

CHEMICAL MANUFACTURING INDUSTRIES

PETROCHEMICAL INDUSTRIES
PAPER MANUFACTURING INDUSTRIES
IRON & STEEL INDUSTRIES
CEMENT INDUSTRIES
CANVAS & TEXTILE INDUSTRIES
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APPLICABLE TO
WORKSHOPS
LEAD ACID BATTERY SMELTERS
CHLOR-ALKALI INDUSTRIES
HEALTHCARE INSTITUTES
METAL REFINING INDUSTRIES
PHARMACEUTICAL INDUSTRIES

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APPLICABLE TO
Adhesives or resins industry
Electronic industry
Leather tannieries
Plastic manufacturing industries
Fertilizer industries
Paint & dyes manufacturing industries

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PROCESS TO OBTAIN CTO/CTE/AUTHORIZATION

Occupier and Operator engaged with hazardous waste should

visit Online Consent Management and Monitoring System portal
of State Pollution Control Board (SPCB).

Uploading of desired documents and fees payment through Net

Banking/Debit/Credit Card or RTGS/NEFT application will be
submitted to JSPCB.

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GRANT OF CTE

Consent is provided within 120 days, provided the

application and the documents are in order.

 Auto-renewal/ Extension of the period based on self-

certification may be availed.

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DOCUMENTS REQUIRED FOR CTE

Authorization to file application.

Environmental Clearance.
Mining Lease Copy ,if mining work would be involved.
Forest Clearance under Forest Conservation Act,1980.
Permission from NBWL.
Land Document .
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 DOCUMENTS REQUIRED FOR CTE
Proposed Industry to be shown on village map to the scale with marked
battery point.
Certificate from concerned DFO regarding distance of forest from
proposed site.
Estimated project cost including land, building, plant and machinery
(without depreciation) duly certified by CA.
Detail budgetary provision for Environmental Management and
Pollution Control Measures.

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DOCUMENTS REQUIRED FOR CTE
Manufacturing process and process flow chart.
Process flow diagram and disposal for Effluent Treatment
Plant with design details.
Details of Air Pollution source and proposed air pollution
control measures.
An affidavit declaring that terms and conditions of the
Board shall be abided by the PP.

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DOCUMENTS REQUIRED FOR CTE

Self Declaration /Affidavit for procuring valid source of

raw material .
Latitude and Longitude of the proposed site at four points
of battery point.
AAQ analysis reports of proposed area at three points.

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EXPANSION OF PROJECT IN EXISTING
PREMISES

a) Old CTE copy and current CTO copy with its compliance
report.
b) Expansion EC if required.
c) AAQ report.
d) Proposed site is out of existing premises then, upload
documents mentioned earlier.

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FEE STRUCTURE FOR CONSENT TO ESTABLISH

CAPITAL INVESTMENT (LAND, FEE IN Rs. ( per year ) FEE IN Rs. ( per year )
BUILDING, MACHINERY WITHOUT (Previous) (Present)
DEPRECIATION) IN Rs
Upto 10 lakhs 1,500.00 2,000.00
10 lakhs - 50 lakhs 3,500.00 4,000.00
50 lakhs - 01 crore 7,500.00 9,000.00
01 crore - 05 crores 20,000.00 22,000.00
05 crores - 10 crores 35,000.00 39,000.00
10 crores - 50 crores 75,000.00 83,000.00
50 crores - 100 crores 1,25,000.00 1,38,000.00
Above 100 crores 0.015 % of the investment (in
nearest multiple of 1000)
maximum 25 Lakhs
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GRANT OF CTO

Consent is provided within 120 days, provided the

application and the documents are in order.

Auto renewal of CTO may be availed.

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DOCUMENTS REQUIRED FOR CTO

Authorization to file application.

EC copy with compliance report, if applicable.

Copy of CTE/CTO with compliance report (with required documents).

Copy of Authorization under Hazardous and Other Wastes Rules, 2016.

Details of Pollution Control Devices preferably with analysis reports of

effluent/emission/Solid waste.
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DOCUMENTS REQUIRED FOR CTO
Details of Air pollution Control Measures implemented.

Self declaration/affidavit for procuring valid source of

raw material.

Environmental statement.

Affidavit certifying that no expansion/modernization in

the plant has not been made after construction of the plant
after obtaining CTE.
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 DOCUMENTS REQUIRED FOR CTO
Estimated project cost including cost of land, building, plant and
machinery (without depreciation) duly certified by CA.

Land documents.

Latitude and longitude of the unit at four points.

Details of Effluent Treatment Plant with design, if applicable.

Detail of all sources of emission and fugitive emission and

pollution control arrangements at its points. 17
FEE STRUCTURE FOR CONSENT TO OPERATE
Capital Investment Fee in Rs (Effective from Revised Fee in Rs (Effective
(Land, Building, 01.04.2014) from 04.01.2019)
Machinery without
depreciation)
Upto 10 lakhs 1500.00 2,000.00
10 lakhs - 50 lakhs 3500.00 4,000.00
50 lakhs - 01 crore 7500.00 9,000.00
01 crore - 05 crores 20,000.00 22,000.00
05 crores - 10 crores 35,000.00 39,000.00
10 crores - 50 crores 75,000.00 83,000.00
50 crores - 100 crores 1,00,000.00 1,10,000.00
100 crores - 500 crores 2,00,000.00 2,20,000.00
500 crores - 1000 crores 2,50,000.00 2,75,000.00
Above 1000 crores 3,25,000.00 3,58,000.00 18
 GRANT OF AUTHORIZATION
Every occupier engaged in handling, generation, Collection,
Treatment, Storage, Disposal, Reception, Reuse Recycling,
Recovery, Pre-processing, Co-processing, Utilization,
Transportation, Incineration, irrespective of the quantity shall
make an application in Form 1( available on website ).

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DOCUMENTS REQUIRED FOR AUTHORIZATION
Authorization to file application.

Duly filled up application form.

Copy of valid CTO and its compliance.

Copy of valid CTE.

Registration by District Industry Centre, if Applicable.

Copy of Annual Return as per Form – 4. 20

DOCUMENTS REQUIRED FOR AUTHORIZATION
Previous Authorization copy its compliance report.

Details of Hazardous Waste Generation with category and Quantity.

Details of disposal facility of Hazardous Waste.

List of Facilities available for collection, storage, packing,

transportation, treatment, processing, use , destruction etc.

Self certificate regarding “No storage of HW beyond 90 days”.

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DOCUMENTS REQUIRED FOR AUTHORIZATION

Self Certificate regarding “ The labelling is being done as per

Form 8 for safe handling, storage and transport of HW”.
Photocopy of Manifest (White for general).
Self Certificate regarding “Transportation of Hazardous and
other waste as per the provisions of Rule 18 of H&OW Rules.
Details of technical capabilities and equipment as per CPCB
guidelines. (For TSDF only)
Photocopy of Form 3. (For TSDF only)
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FEE STRUCTURE FOR AUTHORIZATION
Investment (Including Fees For 5 years Revised Fees For 5
Land, Building years
Machinery without
depreciation)
Upto 60 lakh Rs 7,500 Rs 9,000
60 lakh - 03 crore Rs 10,000 Rs 11,000
03 crore - 5 crore Rs 12,500 Rs 14,000
5 crore - 10 crore Rs 15,000 Rs 17,000
10 crore - 20 crore Rs 17,500 Rs 20,000
20 crore - 30 crore Rs 20,000 Rs 22,000

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FEE STRUCTURE FOR AUTHORIZATION
Investment(Including Land, Fees For 5 years Revised Fees For 5 years
Building Machinery without
depreciation)
30 crore - 50 crore Rs 22,000 Rs 25000
50 crore - 100 crore Rs 25,000 Rs 28,000
100 crore - 500 crore Rs 30,000 Rs 33,000
500 crore - 1000 crore Rs 35,000 Rs 39,000
1000 crore - 5000 crore Rs 37,500 Rs 42,000
Above 5000 crore Rs 40,000 Rs 44,000
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GRANT OF AUTHORIZATION

Authorization to be decided within 120 days.

The authorisation is valid for 5 years.

An application for renewal of authorisation may be

made three months before the expiry of such
authorisation.
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RESPONSIBILITIES OF OCCUPIER
An occupier shall follow the following steps, namely:-
prevention, minimization, reuse, recycling, recovery,
utilization including co-processing, safe disposal.
Shall be responsible for safe and environmentally sound
management of hazardous and other wastes.
Wastes generated shall be sent or sold to authorized
disposal facility.
Wastes shall be transported authorized disposal facility in
accordance with the provisions of these rules.
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 RESPONSIBILITIES OF OCCUPIER
 Must give specific information for safe storage and
disposal to the operator.
Steps to manage hazardous and other wastes to:
(a) contain contaminants and prevent accidents and limit
their consequences on human beings and the environment;
and
(b) provide persons working in the site with appropriate
training, equipment and the information necessary to
ensure their safety.
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STORAGE OF HAZARDOUS WASTES
Occupiers of Facility may store Hazardous wastes for a
period not exceeding 90 days and shall maintain a record
of sale, transfer, storage, recycling, recovery, pre-
processing, co-processing and utilization of such wastes.

But may be extended for small generators, actual users

and disposal facility users upto 180days.

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TREATMENT, STORAGE & DISPOSAL FACILITY

Operator of common facility shall design and set up the

TSDF as per technical guidelines issued by the CPCB and
shall obtain approval from the SPCB for design and layout.

Operator of common facility shall be responsible for safe

and environmentally sound operation of the facility and its
closure and post closure phase, as per guidelines issued by
CPCB from time to time.
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 TREATMENT,STORAGE & DISPOSAL
FACILITY

The operator of common facility shall maintain records

of hazardous and other wastes handled by them in Form 3.

The operator of common facility shall file an annual

return in Form 4 to the SPCB on or before the 30th day of
June .

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PACKAGING & LABELLING OF HW
Any occupier or operator of the TSDF shall ensure that
the HW are packaged in a manner suitable for safe
handling, storage and transport as per the guidelines issued
by the CPCB from time to time.
The labelling shall be done as per Form-8.
The label shall be of non-washable material, weather
proof and easily visible.

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TRANSPORTATION OF HW
The transport of the HW shall be under the Motor Vehicles
Act, 1988 and the guidelines issued by the CPCB from time to
time.

The occupier shall provide the transporter with the relevant

information in Form-9, regarding the hazardous nature.

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 TRANSPORTATION OF HW
Responsibility of safe transport shall be either of the
sender or the receiver whosoever arranges the transport.

Responsibility should be clearly indicated in the manifest.

The authorisation for transport shall be obtained from

JSPCB either by the sender or the receiver on whose
behalf the transport is being arranged.
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MANIFEST SYSTEM FOR HW
The sender of the waste shall prepare seven copies of the manifest in Form 10 comprising of
colour code indicated below and all seven copies shall be signed by the sender:

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 ACCIDENT REPORTING

If an accident occurs at the facility of the occupier or

operator of the disposal facility or during transportation,
they shall immediately intimate the State Pollution Control
Board through telephone, e-mail about the accident and
subsequently send a report in Form 11.

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 ROLE OF SPCB

Inventorization of hazardous and other wastes.

Grant and renewal of authorisation.

Monitoring of compliance of various provisions and conditions of

permission including conditions of permission for issued by Ministry
of Environment, Forest and Climate Change for exports and imports.

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ROLE OF SPCB
Examining the applications for imports submitted by the
importers and forwarding the same to MOEFCC.

Implementation of programmes to prevent or reduce the

generation of hazardous and other wastes.

Action against violations of these rules.

Any other function under these Rules assigned by Ministry of

Environment, Forest and Climate Change from time to time.
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 PENALTY FOR NON COMPLYING INDUSTRIES

Penalty under The Environment Protection Act, 1986

As per Section-15, sub-section-1
As per Section-15, sub-section-2

Environmental Compensation
As per Hon’ble NGT Order

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 THANK YOU!!
ANY QUESTIONS?

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