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Sebi Short
Sebi Short
SEBI INTRODUCTION
In 1988 the Securities and Exchange Board of India
POWERS OF SEBI!
SEBI can specify the matters to be disclosed and the
standard of disclosure required for the protection of investors in respect of issues; can issue directions to all intermediaries and other person associated with the securities market. securities market viz.., broker and sub broker, underwriters, merchant banker, share transfer agent, registrar to the issue, depositeries,depository participants, portfolio managers,foreign institutional investors, custodians, mutual funds, credit rating agencies shall be registered with SEBI.
CONSTITUTION OF SEBI
The Central Government has constituted a Board by
the name of SEBI under section of SEBI Act. The Head Office of SEBI is in Mumbai.
FUNCTIONS OF SEBI
Regulating the business in stock exchanges and other securities market. Registering and regulating the working of stock brokers, sub brokers, share transfer agent, merchant bankers, underwriters, portfolio
mangers and such other intermediaries who may be associated with securities market.
Promoting and regulating self regulatory organization. Promoting investors education and training of
REGISTRATION OF INTERMEDIARIES
The intermediaries and person associated with
securities market shall buy , sell or deal in securities after obtaining a certificate of Registration from SEBI, as required by section 12
SEBI RULES
SEBI( Stock Brokers & sub-Brokers) Rules, 1992.
SEBI (Stock Brokers & sub-Brokers) Rgulations,1992. SEBI ( Insider Trading) Regulations,1992. SEBI ( Prohibition of Fraudulent and Unfair Trade