WO - SP2004 - E01 - 1 UMTS Interface Protocol P58

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UMTS Interface Protocol

Contents

 Network Architecture
 Iu Interface
 Iur Interface
 Iub Interface
 Uu Interface
 Service Data Processing Flow
UMTS System Structure

CN

UTRAN

UE

 UTRAN : UMTS Terrestrial Radio Access Network


 CN : Core Network
 UE : User Equipment

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UMTS Network Architecture

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Terminology of UMTS RNS Network

 UTRAN: UMTS Terrestrial Radio Access Network


 RNS: Radio Network Subsystem
 RNC: Radio Network Controller
 UE: User Equipment
 Uu: Radio Interface
 Iub: The interface between NodeB and RNC
 Iur: The interface between RNCs
 Iu_CS: between RNC and CS domain
 Iu_PS:between RNC and PS domain
 Iu_BC:for BroadCast domain

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Universal model of the UTRAN interfaces
Radio Control Plane User Plane
Network
Layer Application Data
Protocol Stream(s)

Transport Transport Network Transport Network Transport Network


Network Control Plane
User Plane User Plane
Layer
ALCAP(s)

Signalling Signalling Data


Bearer(s) Bearer(s) Bearer(s)

Physical Layer

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Universal model of the UTRAN interfaces

 Horizontal: UTRAN falls into 2 layers


 Radio Network Layer (RNL)
 Transport Network Layer (TNL)
 Vertical: UTRAN falls into 4 planes
 Control plane
 User plane
 TNL control plane
 TNL user plane
 In R99 and R4, the ATM technology is adopted at the transport
network layer, while R5, IP transmission is introduced.

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UMTS Bearing Services Structure
UMTS

CN Iu
TE MT UTRAN EDGE CN TE
Node Gateway

End-to-End Service

TE/MT Local External Bear


UMTS Bear Service
Bear service Service

CN Bear
RAB Service
Service

Iu Interface Backbone
RB Services
Bear Services Services

UTRA FDD/TDD Physical Bear


Service Service

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Contents

 Network Architecture
 Iu Interface
 Iur Interface
 Iub Interface
 Uu Interface
 Service Data Processing Flow
Iu Interface

UTRA Core Network


N (CN)
CS
Node B Domain

RNC “Iu-CS”
Node B
PS
Domain
Node B “Iu-PS”
RNC
BC
Node B Domain

“Iu-BC”

Iu Interface

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Iu-CS Interface Stack Structure

Control Plane User Plane


Radio
Network Iu UP Protocol
RANAP
Layer Layer

transport Network transport Network transport Network


User Plane Control Plane User Plane
Q.2630.1

transport
Network SCCP Q.2150.1
Layer MTP3b MTP3b
SSCF-NNI SSCF-NNI
SSCOP SSCOP
AAL 5 AAL 5 AAL 2

ATM

Physical Layer

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Iu-PS Interface Stack Structure

Control Plane User Plane


Radio
Network Iu UP Protocol
RNSAP
Layer Layer

Transport Network Transport Network Transport Network


User Plane Control Plane User Plane

SCCP
Transport M3UA
Network MTP3-B
GTP-U
Layer SCTP
SSCF-UNI UDP
SSCOP IP IP
AAL 5 AAL 5

ATM ATM

Physical Layer Physical Layer

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Iu interface Functions

 RAB management
 RAB setup, modification and release
 mapping of RAB characteristics to the Uu bearer
 mapping of RAB characteristics to the Iu transmission bearer
 RAB queuing, preemption and priority

 Iu radio resource management


 radio resource acceptance control

 Iu connection management
 Iu signaling connection management

 Iu-UP (RNL) management


 Iu-UP frame protocol mode selection and protocol initialization

 Mobility management
 Security management
 Service and network access
 Paging coordination

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Stream Control Transmission Protocol(SCTP)

 SCTP is a reliable datagram transfer protocol based on an


unreliable transfer protocol such as UDP.
 SCTP End Point is a logical entity, logical datagram sender and
receiver. Each SCTP End Point is only identified by IP address and
port number, similar to TCP.
 SCTP Association is a logical association or channel established
between two SCTP End Points. Client/Server mode is adopted.

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MTP3-User Adaptation Layer Protocol(M3UA)

 M3UA (MTP3-User Adaptation Layer) protocol conducts


conversion between SPCs and IP addresses. It is used for the SS7
signaling to transfer between the Softswitch and the Signaling
Gateway(SG). It supports to transfer the MTP3 user messages
over the IP network, including ISUP, TUP, and SCCP messages.

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Signaling connection control protocol SCCP

 In ZXWR RNC, SCCP protocol is mainly used to transport


signaling message by Iu/Iur interface. The client is RANAP and
RNSAP.
 It offers the connectionless or connection-oriented services for
its client. The SCCP also offers the segmentation and reassembly
functions.

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Iu Flow Overview

Basic Processing Initial Message Response Message for Response Message for
Success Failure
Iu Release IU RELEASE IU RELEASE COMPLETE
COMMAND
Relocation RELOCATION RELOCATION RELOCATION
Preparation REQUIRED COMMAND PREPARATION FAILURE
Relocation RELOCATION RELOCATION REQUEST RELOCATON FAILURE
Resource Allocation REQUEST ACKNOWLEDGE
Relocation Cancel RELOCATION RELOCATION CANCEL
CANCEL ACKNOWLEDGE
SRNS Context SRNS CONTEXT SRNS CONTEXT
Transfer REQUEST RESPONSE
Security Mode SECURITY MODE SECURITY MODE SECURITY MODE REJECT
Control COMMAND COMPLETE
Data Volume DATA VOLUME DATA VOLUME REPORT
Report REPORT REQUEST
Reset RESET RESET ACKNOWLEDGE
Reset Resource RESET RESOURCE RESET RESOURCE
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ACKNOWLEDGE
Iu Flow Overview
Basic Processing Message
RAB Release Request RAG RELEASE REQUEST
Iu Release Request IU RELEASE REQUEST
Relocation Detect RELOCATION DETECT
Relocation Complete RELOCATION COMPLETE
SRNS Data Forwarding Initiation SRNS DATA FORWARD COMMAND
SRNS Context Forwarding from Source RNC to CN FORWARD SRNS CONTEXT
SRNS Context Forwarding to Target RNC from CN FORWARD SRNS CONTEXT
Paging PAGING
Common ID COMMON ID
CN Invoke Trace CN INVOKE TRACE
CN Deactivate Trace CN DEACTIVATE TRACE
Location Reporting Control LOCATION REPORTING CONTROL
Location Report LOCATION REPORT
Initial UE Message INITIAL UE MESSAGE
Direct Transfer DIRECT TRANSFER
Overload Control OVERLOAD
Error Indiction ERROR INDICATION
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Iu Flow Overview

Basic Processing Initial Message Response Message

RAB Assignment RAB ASSIGNMENT RAB ASSIGNMENT


REQUEST RESPONSE x N (N>=1)

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Appendix

Abbreviation Full Name


SCCP Signaling connection control protocol
MTP3B Broadband message transfer protocol
SSCF-NNI Service specific coordination function for support of
signaling at the network node interface
SSCF-UNI Service specific coordination function for support of
signaling at the user network interface
SSCOP Service specific connection oriented protocol
Q.2630.1 AAL2 signaling control protocol
Q.2150.1 AAL2 signaling transport converter at NNI
M3UA MTP3 user adaptation protocol
SCTP Stream control transmission protocol
GTP-U GPRS tunneling protocol – user
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Contents

 Network Architecture
 Iu Interface
 Iur Interface
 Iub Interface
 Uu Interface
 Service Data Processing Flow
Iur Interface Stack Structure

Control Plane User Plane


Radio
Network
RNSAP Iur Data Flow
Layer

Transport Network
Transport Network Transport Network
Control Plane
User Plane User Plane
ALCAP(Q.2630.1)

Transport SCCP STC(Q.2150.1)


Network
MTP3-B M3UA MTP3-B M3UA
Layer
SSCF-UNI SCTP SSCF-UNI SCTP
SSCOP IP SSCOP IP
AAL 5 AAL 5 AAL Type 2

ATM

Physical Layer

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Iur interface Functions

 Iur interface has the following functions:


 Inter-RNC mobility management
 SRNC relocation, inter-RNC cell and UTRAN registration area update, inter-
RNC paging, and protocol error report.
 Dedicated channel data transmission
 used to transmit dedicated channel data between two RNCs.
 Common channel data transmission
 setup and release of the transmission connection needed in common channel
data stream transmission of the Iur interface,
 Global resource management
 transmission of inter-RNC cell measurement information.
 transmission of inter-RNC Node B timing information.

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Iur Logical Mode

SRNS
SRNS

Iur Control Plane

…… …… …… RACH/ …… RACH/
Iur DCH DCH DSCH DSCH USCH USCH
CPCH/FACH CPCH/FACH
DATA DATA DATA DATA DATA DATA
Control DATA DATA
PORT PORT PORT PORT PORT PORT
PORT PORT PORT

DRNS RACH/FACH Services Context


with Various Features

Cell Cell

RL RL RL RL RL RL

Radio User Plane

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Iur Flow Overview

 Radio Link Management


 Physical Channel Reconfiguration
 Radio Link Supervision
 Compressed Mode Control
 Measurements on Dedicated Resources
 DL Power Drifting Correction
 CCCH Signaling Transfer
 Paging
 Common Transport Channel Resources Management
 Relocation Execution
 ……

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Contents

 Network Architecture
 Iu Interface
 Iur Interface
 Iub Interface
 Uu Interface
 Service Data Processing Flow
Iub Interface Stack Structure

Radio Network Control Transport Network


Plane Control Plane User Plane

Radio Node B
Network Application
Layer Part (NBAP)

ALCAP
Q.2630.1

Transport
Q.2150.1
Network
Layer SSCF-UNI SSCF-UNI
SSCOP SSCOP
AAL Type 5 AAL Type 5 AAL Type 2
ATM

Physical Layer

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Iub interface Functions

 Management of the Iub interface transmission resources.


 Logic operation maintenance of Node B, including:
 the cell configuration management
 radio network performance measurement
 common transmission channel management
 radio resource management
 Transmission of application-related operation & maintenance
data.
 System information management.
 Channel traffic management.
 Timing and synchronization management, including:
 node synchronization
 transmission channel synchronization between the RNC and Node B
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Iub Interface Logical Mode

ControlRNC
Control RNC

Communi- Communi-
Node B RACH CPCH FACH PCH DSCH USCH DCH DSCH USCH DCH
cation cation
Control DATA DATA DATA DATA DATA DATA DATA DATA DATA DATA
Control
PORT PORT PORT PORT PORT PORT PORT PORT PORT PORT PORT Control
Port
Port

Service Terminal Point Service Terminal Point

Node Node B Communication


Common Transport Channel
Environment
B

Cell Cell Cell Cell Cell Cell

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Iub Flow Overview

 Click to edit master text style


 System Information Management
 Configuration Alignment
 Measurements
 Radio Link Management
 Radio Link Supervision
 Compressed Mode Control
 DL Power Drifting Correction
 ……

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Contents

 Network Architecture
 Iu Interface
 Iur Interface
 Iub Interface
 Uu Interface
 Service Data Processing Flow
Uu Interface Stack Structure
Control Plane signaling User Plane Message Uu Interface Edge

RRC Control
L3

Control RB

Control PDCPPDCP L2/PDCP

Control
Control BMC L2/BMC

RLC RLC RLC RLC L2/RLC


RLC RLC RLC RLC

Logical Channel

MAC L2/MAC
Transport Channel

Physical Layer L1

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Uu Interface Stack Structure(1)

 Physical Layer Protocol


 provides the MAC sublayer with transmission channel services.
 MAC Protocol (Media Access Control)
 provides the RLC sublayer with logic channel services.
 RLC Protocol (Radio Link Control)
 on the control plane, provides the RRC sublayer with signaling radio bearer services.
 on the user plane, provides service radio bearer services together with the PDCP
sublayer.
 PDCP (Packet data convergence protocol)
 adapt different types of network layer protocols to the radio interface.
 only exists in the packet domain
 BMC (Broadcast main control)
 transfer broadcast and multicast information over the radio interface.

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Uu Interface Stack Structure(2)

 RRC (Radio resource control)


 Provide services for the non-access layer, for example, transmitting messages
like call control, session management and mobility management at the
control interface.
 Setup, maintenance and release of an RRC connection between UE and
UTRAN.
 Setup, reconfiguration and release of radio bearer.
 Distribution, reconfiguration and release of radio resources used in the RRC
connection.
 RRC connection’s mobility function management.
 Request for QoS control.
 UE measurement report and report control.
 Outer loop power control, ciphering control, paging.
 Initial cell selection and reselection in the idle mode.

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RRC Mode (UTRAN Side)

Access Plane

RFE RFE RFE

RRC SAPs RRC

BCFE PNFE DCFE SCFE

TME

Tr SAP UM SAP AM SAP


RLC
Ctrl
RLC
MAC
Ctrl
MAC
L1
Ctrl
Physical Layer

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RRC Status and Migration Diagram

UTRA Connection Mode


UTRA: GSM: GSM
GSM
Inter-RAT Hand over Connection
URA_PCH CELL_PCH Connection
Hand over Mode
Mode
out of in out of in
service service service service GPRS
GPRS
Packet
Packet
Transport
Transport
Mode
Mode
CELL_DCH CELL_FACH
out of in Release RR Establish RR
Cell
service service Connection Connection
Reselection

Release of Initiation
temporary of
Release RRC Establish RRC Release RRC Establish RRC block flow temporary
Connection Connection Connection Connection block flow

GPRS Packet Idle Mode


Camping on a UTRAN cell Camping on a GSM/GPRS cell

Idle Mode

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PDCP Function

 User Data Transport: Transmit NAS data to RLC layer or reverse.


 IP Head Compression: Compress or decompress the IP data in
the Transport entities and receive entities. Different network layer
has different compression algorithm.
 Sequence Number Maintenance: If RB supports lossless SRNS
Reselection, the Sequence Number can be kept synchronized
between UE and RNC.

PDCP is only used in PS services

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PDCP Sub-layer Structure

PDCP-SAPs PDCP-SDU

C-SAP PDCP Head Head PDCP


Compression Compression
Entity Algorithm Algorithm Entity
Type I Type 2
Head Head PDU PDU Head
Compression Compression Compression
Algorithm Algorithm Counter Counter Algorithm
Type I Type 2 Type 1

RLC-SAPs RLC-SDU

AM-SAP Tr-SAP

UM-SAP

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BMC Services and Function

 BMC services adopt TM or UM to provide Broadcast/Multicast


services for the public users
 The functions of BMC include cell broadcast message depository,
service flow monitor, radio resource request for cell broadcast,
BMC message scheduling, sending and receiving cell broadcast
message and so on.

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BMC Sub-layer Structure

BMC SAP

BMC
Control
BMC Entity

RLC UM-SAP

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RLC Layer Work Modes

 RLC provides the services for the upper layer: RLC connection
setup/release, TM data Transport, UM data Transport, AM data
Transport, unrecoverable error notify and so on.
 The functions for RLC include Segment, Reassemble,
Concatenation, Padding added, Data Transport, Error Detect, PDU
delivery in order, Detection Repeat, Flow Control, Sequence
Number Detection, Protocol Error Detection/ Retrieval/
Encryption/ Suspend function.
 RLC work modes: TM, UM,AM. Different work mode is adopted
according to the QoS requirement of different services; for the
signaling, the work mode also depends on the significance.

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RLC TM Mode
Radio
Interfaces
Tr-SAP Tr-SAP

Transmitting Receiving
Tr-Entity Tr-Entity
Function: Segment Reassembly

Segment and
reassemble User
Data Receiving
Transmitting
Cache
Cache

BCCH/PCCH/DCCH/ BCCH/PCCH/DCCH/
CCCH/DTCH/SHCCH CCCH/DTCH/SHCCH

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RLC UM Mode
Radio
Interfaces

UM-SAP UM-SAP

Function:
Segment and
Concatenation Segment & Transmitting
Reassembly Receiving
Padding Concatenation UM Entity
UM Entity
Transmit User Data Encryption Decryption
Encryption Adding RLC Deleting RLC
Sequence Number Head Head
Detection Transmitting Receiving
Cache Cache

CCCH/DCCH/ CCCH/DCCH/
DTCH/SHCCH DTCH/SHCCH

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RLC AM Mode

Function:
AM RLC Entity
Segment & Concatenation
Segment/ RLC Control Unit
Adding RLC Head
Reassembly

Concatenation Retransmission
Cache&Management
Reassembly
Padding

Transmitting User Deleting RLC head/


Multiplexing
Data Extract Piggybacked Information

Error Control
Transport Cache Receiving Cache/
Delivery in order Retransmission Management
Decryption
Detection Repeat
Configuring PDU Head
Protocol Error Demultiplexing/Routing
Encryption
Detection/ Transmitting Side Receiving Side
Retrieval/
Encryption

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MAC-Transport Channel Categories

DCH, Dedicated Channel Dedicated


Transport Channel

BCH, Broadcast Channel


FACH, Forward Access Channel
PCH, Paging Channel Common Transport
RACH, Random Access Channel Channel
CPCH, Common Packet Channel
DSCH, DL Share Channel

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MAC-Some Transport Channel Principles

Transport Block Transport Block Transport Block

Transport Time Interval

Transport Block

Transport Block Transport Block

Transport Block Transport Block Transport Block

Transport Time Interval

Transport Block

Transport Block Transport Block Transport Block

Transport Block Transport Block Transport Block Transport Block Transport Block

Transport
Time Interval

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MAC-Some Transport Channel Principles

 Transport Block
 The basic switching unit between L1 and MAC layer

 Transport Block Set


 A Set of Transport Blocks which are Transmitted in a Transport channel on a certain moment.

 Transport Block Size


 The bit number of a Transport Block.

 Transport Block Set Size


 The bit number of a Transport Block Set.

 Transport Time Interval


 Transport Time Interval is defined as a time interval for a Transport Block arrived, and it equals to the
time for transporting a Transport Block on the Physical Layer of Radio Interface. It is always the
gemination of MIN. interleaving cycle (10ms, Size of Radio Frame). MAC layer transports a Transport
Block Set to the physical layer in each TTI.

 Transport Format
 Transport Format is defined as the format of a Transport Block Set which is transported on a Transport
channel. The format is provided for MAC layer by L1 (or MAC layer provides for L1). The Transport
Format is consisted of two parts: dynamical part and static part.

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MAC-Some Transport Channel Principles

 Transport Format Set


 Transport Format Set is defined as a set of Transport Format on a Transport Channel. In side of a
Transport Format Set the static part of transport format is the same. The previous two features of the
dynamic part determine the instantaneous bit rate of the Transport channel.

 Transport Format Combination


 When one or more transport channels map in L1, for each transport channel, there should be a sets of
Transport Format (Transport Format Set) available. For a certain time, not all the Format Combination is
appropriate for L1, but only a sub-set, which is Transport Format Combination.

 Transport Format Combination Set


 Transport Format Combination Set is defined as a set of Transport Format Combination of Coded
Composite Transport Channel (CCTrCH) .

 Transport Format Indicator


 TFI is the specific indicator for a certain Transport Format among the Transport Format Set. It is used
between L1 and MAC layer, when they exchange a transport block set.

 Transport Format Combination Indicator


 TFCI is a indicator of the current Transport Format Combination.

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The Services Provided by L1 and Timing
Operation
 The Physical Layer provides Data Transport Services for the upper
layer, which are implemented by MAC sub-layer through
Transport Channel.
 Transport Format (or Transport Format Set) defines the feature of the
transport channel, meanwhile, it also indicates the processing on the
transport channel by physical layer, such as convolutional encoding and
interleaving, rate match required by the services and so on.
 The operation on the physical layer is strictly according to the
timing of L1 Radio frame. And for every 10ms (or multiple times
of 10ms) to generate a transport block.

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Physical Layer Function

 FEC encoding/decoding of transport channel


 To provide measurement and indicator for the upper layer (such as FER, SIR,
Interference Power, Transport Power and so on)
 Macro Diversity distribution/ Combination and soft handover implementation
 Error Detection of transport channel
 Transport Channel multiplexing, Coding Combination Transport Channel
demultiplexing
 Rate Matching
 To map Coding Combination Transport Channel to physical channel
 Physical channel modulation/Frequency Spreading and Demodulation/Frequency
De-spreading
 Frequency and Timing (Chip, Bit, Slot, Frame) synchronization
 Close loop power control
 Physical channel power weight and combination
 RF Processing
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Contents

 Network Architecture
 Iu Interface
 Iur Interface
 Iub Interface
 Uu Interface
 Service Data Processing Flow
Radio Network Control-Plane protocol
CN

RANAP
RNSAP
RRC
UE RNC RNC

NBAP

Node B
 NBAP : Node B Application Part
 RANAP: Radio Access Network Application Part
 RNSAP: Radio Network Subsystem Application Part
 RRC: Radio Resource Control

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UTRAN Control Plane Protocol Stack

UE Node B RNC CN

CC SM CC SM

MM/GMM MM/GMM

RRC RANAP RANAP


RRC
RLC RLC
Transport Transport
MAC MAC
NBAP NBAP Layer Layer

L1 L1 Transport Layer Transport Layer

Uu Iub Iu

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UTRAN User Plane Protocol Stack

UE Node B RNC CN

User Data Iu UP Iu UP

PDCP PDCP

RLC RLC
Transport Transport
MAC MAC Layer Layer

L1 L1 FP FP
Transport Layer Transport Layer

Uu Iub Iu

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AS and NAS

Non-Access Stratum (NAS)

GC Nt DC GC Nt DC

Access Stratum (AS)

end AS entity end AS entity

Relay
GC Nt DC Nt DC GC Nt DC
GC Nt DC GC

Uu
RRC Stratum RRC Iu
(UuS) Stratum
L2/L1 L2/L1

UE UTRAN Core Network


Radio
(Uu) Iu

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Uu Interface Data Flow

High Layer High Layer PDU High Layer PDU

RLC SDU RLC SDU


Segment
Reassembly
L2 RLC …… And
(Non-Transparent Mode) Concatenation

RLC RLC
Header
…… Header

MAC MAC
L2 MAC Header
MAC SDU …… Header
MAC SDU
(Non-Transparent Mode)

Transport Block …… Transport Block

L1
CRC …… CRC

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The Physical Channel Forming Flow before
Frequency Spreading
TrCH-i 10 、 20 、 40 or 80ms TrCH-i+1

data

data

data
0 、 8 、 16 or 24bits
data CRC data CRC data CRC

512 - Ktail , CC
CBLCRC data
data CBL
d CRC
a t a CBL
data CRC Block Size Z =
5120 - Ktail , Turbo 码

Rate
CedBL Coded
matched
CedBL data
data
CedBL CC or TC
or
Rate matched data DTX
line of interleaver:1,2,4 or 8
or
Data
Databefore
after 11ststinterleaved
interleaving Number of Radio Frame:1,
2,4 or 8
Radio Radio Radio
Frame Frame Frame

CCTrCHTrCH-ITrCH-I
TrCH-1TrCH-2
TrCH-1 TrCH-2 DTX
In 10ms

Ph-1 Ph-2 Ph-P In 10ms

data1 TPC TFCI data2 pilot data1 TPC TFCI data2 pilot data1 TPC TFCI data2 pilot

Frequency Spreading, Frequency Spreading, Frequency Spreading,


Scrambling Scrambling Scrambling

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