RBB Securities Company Limited

CA Manish Aryal
05th June 2024
Strategic Vision: Leading RBB Securities Company Limited
I am excited to present my strategic vision and plan for RBB Securities Company
limited focusing on how sustained growth, industry leadership and client
satisfaction can be achieved.

CA Manish Aryal
VISION STATEMENT
 As a consultant of this organization, my vision for organization is to empower investors
through innovative, transparent, and reliable brokerage services, fostering financial growth
and stability.
 We shall be committed to providing exceptional service by making utmost usage of
technology and expert guidance which would help our clients achieve their financial goals and
targets.
 To be the most trusted and preferred brokerage firm, who shall be recognized for their
integrity, customer-centric approach, and technological excellence, which indicates the usage
of latest technological advancements to enhance the trading experience and operational
efficiency.
CORE VALUES
 Integrity
 Customer Focus
 Innovation
 Transparency
 Excellence
STRATEGIC GOALS
 Client Satisfaction
 Market Expansion
 Technology Advancement
 Employee Development
 Sustainable Growth
SERVICE COMMITMENT

 Personalized Advice /Services

 Robust Research
 Efficient Trading
 Client Education
 Ethical Standards
CORPORATE SOCIAL RESPONSIBILITIES

 Community Engagement
 Environmental Responsibility
 Employee Welfare
Roles and Responsibilities as a Consultant
 Providing Investment Advice

CLIENT ADVISORY
AND RELATIONSHIP Portfolio Management
MANAGEMENT

Client Relationship
 Market Research

MARKET
ANALYSIS AND Data Analysis
RESEARCH

Risk Assessement
 Adherence to Regulations

REGULATORY
COMPLIANCE Documentation and Reporting

Ethical Standards
 Order Placement

TRADE
EXECUTION Trade Monitoring

Transaction Confirmation
 Client Education

EDUCATION AND
TRAINING Continuous Learning

Training Programs
 GOAL SETTING

STRATEGIC
PLANNING FINANCIAL PLANNING

PERFORMANCE REVIEW
 USE OF TRADING
PLATFORMS
TECHNOLOGY
UTILIZATION

AUTOMATION AND TOOLS

 PROBLEM RESOLUTION

CUSTOMER
SERVICE AND FEEDBACK MECHANISM
SUPPORT

PERSONALIZED SERVICE
 CLIENT ACQUISITION

NETWORKING AND PARTNERSHIP

BUSINESS DEVELOPMENT
DEVELOPMENT

MARKET PRESENCE
THANK
YOU