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ETIOLOGY of malocclusion in orthodontics
ETIOLOGY of malocclusion in orthodontics
ETIOLOGY of malocclusion in orthodontics
CONTENT
• Introduction
• Orthodontic equation
• Primary etiological sites
• Systems of classification
• Specific cause of malocclusion
• Hereditary or genetic factors in malocclusion
• Environmental factors
• Abnormal Habits
• Roles of the muscles in producing Class I, II
& III malocclusion
• Conclusion
• References
2
INTRODUCTION
3
The primary etiologic sites of malocclusion are (a)
the craniofacial skeleton, (b) the dentitions, (c) the
orofacial neuromusculature, and (d) other "soft
tissues" of the masticatory system, though rarely one
site is involved alone.
4
ORTHODONTIC EQUATION (DOCKRELL R.
1952)
5
PRIMARY ETIOLOGICAL SITES
1. NEUROMUSCULAR SYSTEM
It plays primary role in the etiology of dentofacial
deformity by the effects of reflex contractions on the bony
skeleton and dentition.
Treatment of malocclusion must involve conditioning of
reflexes to bring about more favourable functional
environment for growing craniofacial skeleton and
developing dentition.
2. BONE
Maxilla and mandible serve bases for dental arches.
Aberrations in their morphology or growth may alter
occlusal relationship and functioning.
Orthodontic treatment of skeletal disharmony must either
(a) alter the growing craniofacial skeleton or (b) camouflage
it by moving teeth to mask its disharmony.
6
3. TEETH
The teeth may be a primary site in the etiology of
dentofacial deformity due to their gross variations in size,
shape, number, or position.
Malpositions of teeth can induce malfunction and thus
alter the growth of the bones.
Teeth may be moved in orthodontic treatment to correct
the malocclusion, camouflage a skeletal dysplasia, or aid
in the removal of neuromuscular dysfunction.
7
SYSTEM OF CLASSIFICATION
8
MOYER’S CLASSIFICATION (1972)
1. Hereditary
a) Neuromuscular system
b) Bone
c) Teeth
d) Soft parts
2. Diseases
a) Systemic disease
b) Post natal trauma
c) Local diseases:
(i) Nasopharyngeal Diseases
(ii) Gingival And Periodontal Diseases
(iii) Tumors
(iv) Caries
9
3. Habit
a) Thumb and finger sucking
b) Tongue thrusting
c) Lip sucking and lip biting
d) Nail biting
4. Trauma
a) Prenatal trauma and birth injuries
b) Endocrine disorders
5. Developmental defect of unknown origin
6. Physical agent
a) Premature extraction of primary teeth
b) Nature of food
7. Malnutrition
10
WHITE AND GARDINER’S CLASSIFICATION
11
3. Post eruption Abnormalities
a) Premature loss of deciduous teeth
b) Extraction of permanent teeth
c) Muscular:
(i) Active muscle force
(ii) Rest position of musculature
(iii) Sucking habits
12
GRABER’S CLASSIFICATION
15
• Prenatal Factors
1. Genetic: transmitted by genes. May or may not be
present at birth.
2. Differentiative:
a.General or Constitutional: whole body
b.Local or dentofacial: face, jaws & teeth
3.Congenital:hereditary or acquired . Exist at the
time of birth
• Postnatal Factors
A) Developmental
General factors
a. Abnormalities in relative rate of growth.
b. Hypo/hypertonicity of muscles.
d. Radiation/Radiotherapy
Local factors
16
a. Birth injuries
c. Micro/macroglossia.
d. Abnormal Labial Frenum
e. Facial hemiatrophy
f. Anomalies of tooth development & eruption
B) Functional
General factors
a. Muscular hyper or hypotonicity.
b. Neurotropic disturbances. c. Postural defects of the
tongue and jaws
d. Masticatory and respiratory disturbances
Local factors
a. Premature loss or prolonged retention of deciduous
teeth.
b. Loss of proximal contact.
c. Temporomandibular articulation disturbance.
d. Muscular hypo or hyperactivity
17
C) Environmental or Acquired
General factors
18
PROFFIT’S CLASSIFICATION
1. Specific causes
a) Disturbances in embryological development
b) Skeletal growth disturbances
c) Muscle dysfunction
d) Acromegaly and Hemimandibular hypertrophy
e) Disturbances of dental development
2. Genetic influence
3. Environmental influence
a) Equilibrium theory and Development of dental
occlusion
b) Functional influences on dentofacial development
19
SPECIFIC CAUSES OF MALOCCLUSION
DISTURBANCES IN EMBRYOLOGICAL
DEVELOPMENT
Defects in embryologic development usually result in death
of the embryo.
Although most defects in embryos are of genetic origin,
effects from the environment also are important. Chemical
and other agents capable of producing embryologic defects
if given at the critical time are called teratogens.
Teratogens typically cause specific defects if present at low
levels but, if given in higher doses, do have lethal effects.
Teratogens can disturb jaw growth if introduced at the time
that the jaw is developing.
It can also lead to cleft lip and palate leading to class III
skeletal pattern.
20
Teratogens known to produce orthodontic problems such as
21
DEVELOPMENTAL DEFECTS OF UNKNOWN ORIGIN
Normal Malocclusion
occlusion Of Unknown
35% etiology
60%
22
GROWTH DISTURBANCES IN FETAL AND PERINATAL
PERIOD
• Fetal moulding and birth injuries
• Injuries apparent at birth :
1.Intra uterine moulding [prenatal]
2.Trauma to mandible during the birth process [postnatal]
A) PRENATAL
Intrauterine moulding:
1. Pressure against the developing face prenatally can led to
distortion of rapidly growing areas.
2. An arm pressed against the face in utero can results in severe
maxillary deficiency
3. Fetus head flexed tightly against the chest in utero can prevent
mandible from growing forward normally.
23
4. Decreased amount of amniotic fluid can lead to –
extremely small mandible at birth, accompanied with cleft
palate resulting in upward displacement of tongue
preventing normal closure of palatal shelves- Pierre Robin
sequence.
5. Catch-up growth occurs when pressure against the face
is released except when cartilage is affected like in
Stickler syndrome
B) POST-NATAL
Birth injuries
1. Trauma to mandible- Most mandibular deformities
are congenital anomalies but are thought to be due to birth
trauma.
2. Vogelgeschist: development ankylosis of TMJ, may be
due to birth injury like the forceps delivery
24
PROGRESSIVE DEFORMITIES IN CHILDHOOD
25
5. Management of condylar fractures is very critical.
Conservative approach of early mobilization of jaw is followed
to minimize any restriction on movement.
Muscule Dysfunction
The formation of bone at the point of muscle attachment
depends upon the activity of the muscle. The musculature is
the part of soft tissue matrix whose growth carries the jaw
downward and forward.
Malocclusion can be caused by,
a) Decrease in tonic muscle activity caused due to muscular
dystrophy allows the mandible to drop downward resulting
in : increased facial height, distortion of facial proportions
and mandibular form, excessive eruption of posterior teeth,
narrowing of maxillary arch and anterior open bite.
26
b) Damage to the motor nerve supply caused due to muscle
atrophy leading to loss of musculature and underdevelopment of
that part.
c) Excessive muscle contraction can restrict growth as seen in
scarring after an injury which can be seen clearly in torticollis
where excessive tonic contraction of neck muscles (SCM) on one
side
27
Nutritional Deficiency-
1. Disturbances in the developmental timetable.
2. Rickets, scurvy and beriberi can produce severe
malocclusions.
3. Premature loss of teeth /Prolonged retention.
4. Abnormal eruptive path.
5. Poor tissue health.
6. Poor absorption-hormonal deficiency.
7. Decreased fluoride intake will be responsible for
loss of teeth due to caries which can cause
malocclusion.
Endocrine Imbalance-
1. Hypopituitarism
2. Hyperpituitarism:
Delayed eruption.
Abnormal resorption pattern.
Retained deciduous teeth.
Malposed teeth-deflected from eruption path.
Gingival disturbances
4. Hyperthyroidism:
30
HEREDITARY / GENETIC FACTORS IN
MALOCCLUSION
GALTON’S LAW:
1. Sir Francis Galton did the first scientific analysis of twins
and concluded that it is possible to separate ‘Nurture’ from
‘Nature’.
2. The best method to find out about genetic basis in
malocclusion is by using-
• Familial studies – a) Parent child study b) Sibling study
(more comprehensive)
• Twin studies – difficult to obtain samples.
3. Twin studies:
a) Lundstrom (1963) - conducted a study on pair of twins , ½
were monozygotic and ½ were diazygotic. Both skeletal
and dental overjets were measured.
31
• Conclusion: Greator variation was seen in dizygotic than
monozygotic twins; Larger genetic variation for skeletal
pattern was observed compared to dental indicating
dentoalveolar compensation.
4. Familial studies:
32
b) Bolton and brush growth studies were conducted on
siblings between 1930s and 1970s. Harris and johnson
concluded that heritability of craniofacial characters was
relatively higher than dental occlusal characteristics.
Heritability estimates for skeletal characteristics increases
with age but for dental characteristics it decreases-
indicating environmental contribution to dental variation.
33
• For Class II division 2: 100% concordance of monozygotic;
90% discordance
• of dizygotic twins; suggesting strong evidence of genetics
as the main etiological factor.
34
f) Most famous example of genetic trait passing through
several generations in the pedigree of HAPSBURG
JAW (Hungarian/Australian dual monarchy).
36
Malocclusion could be produced by inherited
characteristics in two major ways:
1. Disproportion between the size of the jaw and teeth
resulting in crowding or spacing of teeth.
2. Disproportion between size and shape of the upper and
lower jaw resulting in occlusal malrelationship either class
II or class III malocclusion.
More independently these characteristics are inherited more
likely is the disproportion .
Studies done to find out if tooth & jaw size discrepancy is
due to independent inheritance.
36
1. Stockard’s study on cross-bred dogs (1930s)-
Observations
Dramatic malocclusions did occur more from jaw
discrepancies than from tooth-size- jaw-size
discrepancy
This seemed to confirm that independent inheritance
of facial characteristics could be a major cause of
malocclusion
The study was misleading as many breeds of small
dogs carry genes for Achondroplasia.
2. Studies using out breeding in human population:
In primitive human populations- malocclusion was
less frequent since it was characterized by genetic
isolation & uniformity.
Tooth-size jaw-size discrepancies were infrequent.
37
Whenever out breeding occurs incidence of malocclusion
is greatly increased.
This seemed to show that the independent inheritance
could be a major cause of malocclusion.
38
The prevalence of malocclusion though higher than in the
original population was only additive rather than
multiplicative.
Conclusion that can be drawn from this study is - if
malocclusion is inherited, the mechanism is not the
independent inheritance of discrete morphological
characteristics like tooth & jaw sizes.
Lundstrom made an intensive analysis of several
characteristics & found that Hereditary is significant in
determining :
• 1. Size, shape and number of teeth.
• 2. Size, shape of jaws and the palatal height.
• 3. Position and conformation of perioral musculature to
tongue size and shape
• 4. Soft tissue peculiarities (character and texture of
mucosa, frenum size, shape and position.)
39
• Heredity also plays an important role in-
1. Congenital deformities.
2. Cleft-lip/palate.
3. Facial asymmetries.
4. Diastemas.
5. Macro/micrognathia.
6. Deep overbites.
7. Macro/microdontia
8. Crowding & rotation of teeth.
9. Oligodontia & anodontia.
10. Mandibular prognathism/ retrusion
11.Tooth shape variations.
40
Genetically the growth of mandible and maxilla is independent of
one another since the genes predetermines the structural pattern
of maxilla which differs from that of mandible.
• Clinical implications:
Heredity can affect orthodontic treatment as:
The greater the genetic component, the worse the prognosis is for
a successful outcome by means of orthodontic intervention.
41
• Congenital malformations
1. Single gene abnormality
2. Chromosomal disorders
3. Multifactorial disorder
4. Disorder cause by Teratogens
5. Disorders of unknown etiology
42
• Autosomal Recessive Disorders
1. Cerebro-Costo-mandibular syndrome [micrognathia with
Pierre Robin Syndrome]
2. Bloom syndrome [with Skin lesion]- Maxillary hyperplasia
3. Stickler syndrome
4. Nagar Acrofacial dysostosis
43
1. Cleft Lip And Palate
44
Bixler – 1. Probably polygenic.
2. Monogenic or syndromic.
Various environmental factors.
- Alcohol
-Maternal illness & smoking
45
Dental problem:
4.Periodontal complications
5.Anterior & posterior cross bite
8.Protruding premaxilla
9.Impacted teeth
10.Deep bite
11.Supernumerary teeth
46
12.Spacing/crowding
2. Cliedocranial
dysplasia
47
3. Ectodermal Dysplasia
49
6. Craniofacial Dysostosis [Crouzon Disease]
50
1. Malocclusion, malposed teeth & dysplasia is seen . Cranial
& facial deformities, mandibular prognathism, high-arched
palates & clefts, is seen.
2. Wide face & hypoplastic maxilla producing pseudo
prognathism.
51
8. Achondroplasia
52
9. Down’s Syndrome
53
5. Delayed tooth eruption, partial anodontia,
enamel hypoplasia, juvenile periodontitis &
Cleft lip or palate.
6. Fissuring & thickening of lips & angular
Cheilitis are frequent
EQUILIBRIUM CONSIDERATION
Equilibrium theory was first given by WEINSTEIN.S et al
A.C. 1963 and revisited by WILLIAM R. PROFFIT in 1978.
Equilibrium theory, as applied in engineering, states that an
object subjected to unequal forces will be accelerated and
thereby will move to a different position in space. It follows
that if any object is subjected to a set of forces but remains in
the same position, those forces must be in balance or
equilibrium.
From this perspective, the dentition is obviously in
equilibrium, since the teeth are subjected to a variety of
forces but do not move to a new location under usual
circumstances. Even when teeth are moving, the movements
are so slow that a static equilibrium can be presumed to
exist at any instant in time.
Hence it can be concluded that:
1. Dentition is in equilibrium.
2. Movement occurs when equilibrium is disturbed. 57
EQUILLIBRIUM COMPONENTS:
Four major primary factors are:
1.Intrinsic forces of tongue and lips.
2.Extrinsic forces- habits & orthodontic appliances.
3.Forces from dental occlusion.
4.Forces from periodontal membrane
Equilibrium effects on the dentition
1. Intrinsic forces –Tongue and Lips.
Duration of force is of greater importance than the
magnitude. Heavy but intermittent forces result in no
change in tooth position
Periodontal ligament acts as a shock absorber but if the
forces are maintained for a longer duration pain is felt.
58
The chewing force is heavy. The forces from lips, cheek, and
tongue are lighter but if they act for a longer duration they are
capable of causing tooth movement. Since no tooth movement
occurs forces are in equilibrium.
59
Lear & Moorrees –
They studied tongue and lip pressures measured over a 4-
hour period and projected over 24 hours.
In the 24 hour period, summary of tongue and lip pressures
were close to the equilibrium but the total tongue and lip
pressures were still imbalanced.
They concluded that other forces must be considered if
equilibrium is to be explained.
2. Extrinsic forces: Pressure habits & orthodontic
appliances.
Orthodontic treatment causing tooth movement interferes
with the equilibrium. The same can be concluded about
habits.
Extrinsic forces are effective only when the duration exceeds
6 hours.
3. Factors affecting equilibrium in the vertical direction:
1.Tongue & lips.
2.Forces of occlusion.
3.Forces of eruption
60
Studies by Wallen- to find if tongue pressure leads to
anterior open bite:
1. Tongue pressure in patients with anterior open bite was less
than in persons with normal vertical relationships.
2. Due to relatively high position of the incisors the tongue
doesn’t contact them during swallowing
61
• Forces of eruption:
Eruptive force moves the tooth through the bone and
they remain active till tooth has come into occlusion.
Extraction of the antagonist teeth restarts the eruption
process again.
Studies show that eruptive force are generated in the
periodontal membrane rather than the root apex.
62
Swallowing, chewing & maximum biting forces were
evaluated.
3 groups measured were- children with long faces,
children with normal faces & long faced adults. It was
concluded that all 3 groups had less biting forces than
normal adults.
The difference in occlusal forces arises at puberty when
the normal faced individual gains muscle strength.
The tendency towards long face develop long before the
difference in force appears.
4. Forces from the periodontal membrane:
Periodontal membrane forms an important part in
stabilization of the teeth.
63
Although the tongue & lip pressure are unequal it is observed
that periodontal ligament maintains teeth in stable position.
Pathological migration can cause break down of the
periodontal ligament.
Final position of teeth is influenced by two factors-
1. Resting positions of lip, cheek & tongue.
2. Metabolic activity within the periodontal membrane.
64
ABNORMAL HABITS
65
The trident of habit factors:
1. Duration
2. Frequency
3. Intensity
66
1. Thumb/Digit sucking
67
CLASSIFICATION OF SUCKING HABITS
1. Subtelny (1973) – 4 grades of thumb sucking
Type A
• 50% of children – whole digit is placed inside
the mouth.
• Pad of the thumb presses against the palate.
• Maxillary & mandibular anterior contact is
maintained
Type B
• 13-24% of children.
• Thumb is placed without touching the palate.
• Maxillary & mandibular anterior contact is
maintained.
68
Type C
• 18% of the children.
• Thumb is placed just beyond the first joint.
• Contacts the hard palate.
• Contacts only the maxillary incisors.
Type D
• 6% of the children.
• Tip of the thumb inside the mouth.
2. O’Brien (1996)
• Nutritive sucking habit – breast feeding/bottle
feeding.
• Non-nutritive sucking habit – thumb / finger
sucking, pacifier sucking.
69
THEORIES FOR NON-NUTRITIVE SUCKING:
70
Studies done to evaluate psychological aspects reveal
that :
Thumb sucking results in inadequate attention and is a
manifestation of feeling of insecurity.
Children should be screened for underlying psychological
disturbances.
71
Studies in the university of Alberta disproved the above
facts.
This study was done with children divided into 6 groups.
a. Control group.
b. Psychologic treatment.
c. Palatal arch only.
d. Palatal arch & psychological treatment.
e. Palatal crib only.
f. Palatal crib reinforced by psychological treatment.
Children who suck their thumbs failed to demonstrate any
consistent psychological difference from the control
group.
The results supported the theory that digital sucking is a
simple learned habit. No support was found for the
interpretation of thumb sucking as a symptom of
psychological disturbance.
72
Orthodontic intervention failed to produce any increase in
alternative or substitute undesirable behavior.
Palatal crib with spurs was most effective and associated
habits like hair-twisting, and fondling, disappeared with
finger habits.
Thumb-sucking arises out of a progressive stimulus &
reward reaction and spontaneously disappears unless it
becomes an attention getting mechanism.
Various theories of non-nutritive digit sucking are not
completely incompatible. The findings support the learning
theory – associated with prolonged nutritive sucking.
73
But if the habit persists beyond the time the permanent
.
teeth erupt - malocclusion occurs.
Characterized by: flared & spaced maxillary incisors,
lingually positioned lower incisors, anterior open bite, and
narrow upper arch.
It is rarely due to finger pressure alone but also occurs with
the assistance from perioral musculature.
• How does malocclusion actually occur?
When thumb/finger is placed between the teeth it is
positioned at an angle and presses lingually against the
lower incisors & labially against the upper incisors.
74
There can be variation depending on which teeth are
contacted.
Duration of the sucking is most important factor.
Child who sucks vigorously but intermittently does not
displace incisors but when continuous light pressure is
applied – malocclusion results.
Anterior open bite is a combination of thumb sucking &
interference with normal eruption.
The mandible is positioned in a downward manner to
accommodate the interposed thumb- causing increased
eruption of posterior teeth.
Excessive eruption of posterior teeth causes direct
impediment of incisor eruption.
75
Maxillary constriction occurs- due to an imbalance between
tongue & cheek pressure. The tongue is lowered which
decreases the pressure on the upper posterior teeth. Cheek
pressure is increased as the buccinator muscle contracts during
suckling.
Constricted maxillary arch is least likely to correct
spontaneously.
When the maxillary arch is expanded, incisor protrusion &
anterior open bite improves spontaneously.
Orthodontic therapy is not started till the habit is corrected.
76
2. Tongue Thrusting
77
2. Complex tongue thrust swallow-
Associated with chronic nasorespiratory distress, mouth-
breathing, tonsillitis or pharyngitis.
Inflamed tonsils produce pain due to encroachment of
the root of the tongue.
Mandible is stabilized by muscles of lips and cheeks
( facial muscles)
Facial muscle contraction can be seen during swallowing
Reflex drop of mandible – separates the teeth & provides
more room for the tongue to thrust assuming a more
comfortable position.
In chronic mouth breathers - large freeway space due to
dropping of the mandible & protrusion of the tongue.
Hence adequate airway.
Jaws are held apart during swallow – tongue remains in
a protracted position.
78
Studies by Melsen et al. showed tongue thrust
swallow & teeth apart swallow favor development of
distocclusion, maxillary overjet & open bite.
Swallowing is not a learnt behavior but is integrated
& controlled physiologically at subconscious levels.
Tongue thrusting results due to
1. TONGUE POSTURE:
• Tongue thrust swallowing of shorter duration doesn’t
have any impact on tooth position. But if posture of
tongue is forward resting for a longer duration it
effects tooth position.
2. TONGUE SIZE:
• Macroglossia can lead to proclination of anteriors &
anterior openbite.
• Aglossia/Microglossia can lead to crowding and
lingual inclination of teeth.
• Skeletal openbite
• Steep mandibular plane.
• Increased anterior facial height.
• Tongue thrusting results due to lack of anterior seal
79
Tongue thrusting is seen in two circumstances-
1.Children with normal occlusion passing through the
transition stage.
2.Where there is an anterior open bite or protracted
anterior teeth.
Mature adult swallow develops at 3 years of age, in
majority of people seen by the age of 6 yrs.
80
• Transition stage is characterized by muscular activity which
brings the lips together, separates the posterior teeth & there is
forward protrusion of the tongue. Delayed normal swallow
transition is associated with previous history of sucking habit.
• Upper incisor protrusion or anterior open bite is observed with
tongue thrusting . Hence it is difficult to seal the mouth by
bringing lips together. So bringing the tongue forward is a
successful maneuver to form an anterior seal.
81
3. Respiratory Pattern
82
Causes leading to mouth breathing:
Chronic respiratory obstruction.
Mechanical obstruction.
Size of the nostril.
Pharyngeal tonsils or adenoids (adenoid facies).
Greater effort required to breath through the nose –
tortuous nasal passages.
Partial blockage of the nose leads to resistance of airflow –
person shifts to mouth breathing
Methods to evaluate nasal obstruction:
1. Clinical tests- fogging of mirror, movement of cotton
wisps.
2. Cephalometric Radiographs.
3. Rhinomanometric tests- It measures Total airflow through
mouth and nose and % of nasal and oral respiration . Less
than 40% nasal breathing is seen in most adenoid facies
83
1. CLINICAL STUDIES OF RESPIRATORY
OBSTRUCTION:
Classic example – ‘adenoid facies’
Characterized by separated lips, small nose,
nostrils poorly developed, pout in the lower lip,
vacant facial expression.
All patients with this facial characteristics are not
mouth breathers.
a. Children with nasal obstruction have downward &
backward rotation of mandible and the subsequent
growth increases lower facial height.
b. Howard reviewed 500 patients with a history of
tonsil problems out of which 159 patients were
classified as mouth breathers.
59% - normal occlusion.
14% with Class II malocclusion.
27% with Class III / Class I malocclusion.
84
c. Linder – Aronson & Backstrom compared facial
types & type of occlusion in nose breathers and mouth
breathers.
Greater nasal resistance was seen in children with long
narrow faces & high narrow palate.
No direct correlation between mouth breathing & type
of occlusion was seen particularly overbite / overjet.
d. James A. McNamara Jr. – performed preliminary
analysis of skeletal & dental characteristics on 40
subjects from Tonsilar & adenoid study (children’s
hospital Pittsburgh).
• Each subject met 1 criterion for adenoidectomy:
1. Recurrent otitis media.
2. Nasal obstruction due to large adenoids.
3. Both
85
Each was randomly assigned as surgical/non-surgical
groups.
Lateral radiographs were analyzed indicating-
77% - Class I molar relation.
13% - Class II molar relation.
10% - Class III molar relation.
On average this group was characterized by excessive
anterior facial height & steep mandibular plane
(31.5°). Four of the patients had steep mandibular
plane and 4 fell within normal limits.
Results indicated craniofacial relationships with mouth
breathing are variable & associated with no. of facial
patterns.
e. Fields et al- compared respiratory modes of normal
and long-faced subjects using respirometric studies. He
observed -
86
• 1/3rd of the long-faced individuals had less than 50% nasal
respiration and none of the normal-faced individuals had such
low values.
• Most of the long-faced individuals were predominantly nasal
breathers. Nasal impairment may have contributed to long –face
but was not the sole and major cause. A multifactoral nature of
association between nasal obstruction and facial growth was
seen.
• Conclusion of clinical studies:
Relationship exists between upper respiratory obstruction &
configuration of craniofacial structures for a given individual.
No specific pattern can be directly co-related with mouth-
breathing.
87
2. EXPERIMENTAL STUDIES OF RESPIRATORY
OBSTRUCTION:
• a) James Mcnamara-
• Caused complete nasal obstruction in primates using silicon
plugs and found downward & backward rotation of mandible
& increased lower facial height.
• b. Harvold Miller – conducted classical studies in young
rhesus monkeys. Latex plugs were inserted into the nasal
passages forcing them to breathe through the mouth. Gradual
adaptation from nasal to oral respiration was observed-
1. Lower border of the mandible became steeper and increased
gonial angle was observed.
2. The ramus height maintained its normal relation –
masticatory muscles attaching the ramus to the skull are
unaffected.
88
Conclusions:
Every animal adapted to the environmental insult with unique
neuromuscular adaptation.
Occlusal effects varied-
Those animals who rotated the mandible in a posteroinferior
direction developed Class I skeletal open bite or Class II
malocclusion.
Those who maintained a more anterior position of mandible
developed Class III malocclusion.
Total nasal obstruction- rare in human beings.
89
3. STUDIES FOR ADAPTATIONS FOLLOWING
REMOVAL OF NASAL OBSTRUCTIONS:
• Linder- Aronson studied 41 children who underwent
adenoidectomies for 5 years postoperatively.
34 children who switched to oral respiration were
compared with 54 normal children.
Significant group mean difference was found initially.
Mouth breathers had more retroclined upper and lower
incisors with lower tongue positions.
The greatest change occurred in the dentition and the
sagittal depth of the nasopharynx in the first postoperative
year. Mandibular plane angle diminished by 4 degrees
(gradual change).
Results were statistically significant but no large
measurement differences was observed. Facial height was
only 3 mm larger in the adenoidectomy group.
90
ROLES OF THE MUSCLES IN PRODUCING
CLASS I, II & III MALOCCLUSION
Class I malocclusion –
Muscle function is usually normal & in a state of balance.
Class I open bite – is an exception attributable to
thumb/finger sucking or abnormal swallow or both.
Displacement of maxillary incisors labially results in
tongue thrusting to ‘close off’ the oral cavity and
accentuation of open bite occurs.
Tongue thrusting enhances as lips become hypotonic &
no longer contact.
Mouth breathing aggravated as tonsils & adenoids are
larger at this stage.
Mentalis activity increases and puckering of the skin with
each swallow occurs.
Tongue drops lower in the mouth and no longer
approximates the palate
91
Disturbance of the equilibrium causes narrowing of the
maxillary arch.
Over eruption of the posterior teeth occurs because lateral
portion of tongue does not overlay occlusal surfaces of the
posterior teeth.
Interocclusal space is eliminated. Crossbite occurs –
leading to mandibular displacement.
Though the finger habit did not entirely cause
malocclusion, it was the first assault on the integrity of the
dentition. Compensatory tongue & lip activity resulted in a
significant deforming mechanism.
Class II Div. 1 malocclusion:
Change in muscle function is a requisite.
Proclination of anterior teeth leads to excessive overjet.
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Lip sucking habit develops – hypertrophic lower lip.
Incisors move further labially – no resistance from
hypotonic functionless upper lip.
Lower incisors are pushed lingually by abnormal mentalis
activity and the lower tongue position produces a narrow
maxillary arch.
Class II Div. 2 malocclusion:
Muscle function is usually normal.
Tongue occupies the interocclusal space increasing
interocclusal clearance and interfering with eruption
accentuating the curve of spee.
Due to lingual inclination, excessive interocclusal
clearance & infra occlusion of posterior teeth forced
retrusion of the mandible occurs.
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TMJ problems can arise.
‘Forced retrusion’- controversial.
Swann (1954)- functional
displacement of mandible occurred
when teeth are occluded.
Ricketts (1955), Jarabak (1963), and
Graber(1969)-also agreed that there
was a displacement of the mandible
posteriorly and superiorly.
Recent studies have challenged this
concept.
Gianelly (1989)-studied 19
asymptomatic subjects with no
overjet, deep bite, and upright
incisors against Class II subjects with
normal overbite, overjet, and
interincisal angulations of less than
145 degree.
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Concluded that condylar positions in both groups were essentially
centered.
Demisch- concluded that if there is distal positioning of the
mandible, it would spontaneously reposition anteriorly on
treatment. As this phenomenon is not noticed-mandible not
displaced posteriorly.
Assessment of the condylar position in class II div 2, using the
mandibular position indicator.
• Conclusions:
• 1.Although no particular predisposition to condylar retrusion, it is
seen in (uni/bilaterally) in more than 50% of cases.
• 2.No association between condylar retrusion and overjet, overbite,
and incisal inclinations.
• 3.Significant association between mandibular size and condylar
retrusion.
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Class III malocclusion
Abnormal muscle function is seen.
Upper lip is short but not hypotonic, shows greater activity
during swallowing
Lower lip hypertrophic & redundant – passive during
deglutition.
Tongue lies low in the floor of the mouth with constricted
maxillary arch.
Interocclusal space is small or absent
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CONCLUSION
• The recognition and reporting of a malocclusion or a
condition that could lead to a malocclusion is the most
important service that a dentist can provide to his patients.
Malocclusion has an important impact on the function and
esthetics of the entire dentition with detrimental effects on
the self-esteem of many children, adolescents, and adults.
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